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Nasdaq · USD

CDNA

CareDx, Inc.

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Tapewire entity
4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2024 Filed Feb 5, 2024 21:29 UTC Tax withholdingCommon Stock 2,552 $8.72 $22,253.44
Disclosure

SEC source: 0001217234-24-000019 · wk-form4_1707186586.xml · nonDerivative · entry 3

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,013

F2 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of performance restricted stock units.

Read SEC document
February 02, 2024 Filed Feb 5, 2024 21:29 UTC Tax withholdingCommon Stock 1,614 $8.72 $14,074.08
Disclosure

SEC source: 0001217234-24-000019 · wk-form4_1707186586.xml · nonDerivative · entry 2

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,565

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:29 UTC Tax withholdingCommon Stock 11,245 $8.88 $99,855.60
Disclosure

SEC source: 0001217234-24-000019 · wk-form4_1707186586.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,179

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:24 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 11,469 $8.88 $101,844.72
Disclosure

SEC source: 0001217234-24-000017 · wk-form4_1707186245.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,092

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 01, 2024 Filed Apr 9, 2024 17:42 UTC Amendment GrantCommon Stock 174,520 $0.00 $0.00
Disclosure

SEC source: 0001217234-24-000035 · wk-form4a_1712698919.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,533

F1 · shares: This amendment is being filed to report the grant of restricted stock units which was inadvertently omitted from the original Form 4 filed on February 5, 2024. This resulted in an additional 174,520 shares deemed beneficially owned by the Reporting Person which were inadvertently omitted from the original Form 4 and were also omitted from one Form 4 filed by the Reporting Person on February 6, 2024, which Form 4 should therefore have reflected a total of 344,413 shares deemed beneficially owned in Table I, Column 5.

F2 · shares: The reported securities are represented by restricted stock units, 1/12th of which shall vest on May 1, 2024 and 1/12th of which shall vest on each date that is three months thereafter.

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February 01, 2024 Filed Apr 9, 2024 21:44 UTC Amendment
Jain AbhishekChief Financial Officer
GrantCommon Stock 174,520 $0.00 $0.00
Disclosure

SEC source: 0001217234-24-000037 · wk-form4a_1712699070.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,612

F1 · shares: This amendment is being filed to report the grant of restricted stock units which was inadvertently omitted from the original Form 4 filed on February 5, 2024. This resulted in an additional 174,520 shares deemed beneficially owned by the Reporting Person which were inadvertently omitted from the original Form 4.

F2 · shares: The reported securities are represented by restricted stock units, 1/12th of which shall vest on May 1, 2024 and 1/12th of which shall vest on each date that is three months thereafter.

Read SEC document
January 29, 2024 Filed Jan 30, 2024 17:05 UTC Tax withholdingCommon Stock 1,120 $9.88 $11,065.60
Disclosure

SEC source: 0001217234-24-000015 · wk-form4_1706652290.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,424

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
January 12, 2024 Filed Jan 16, 2024 22:24 UTC GrantCommon Stock 18,165 $0.00 $0.00
Disclosure

SEC source: 0001217234-24-000012 · wk-form4_1705443856.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,016

F1 · shares: The reported securities are represented by restricted stock units which shall vest on January 12, 2025.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 23:01 UTC GrantCommon Stock 2,288 $0.00 $0.00
Disclosure

SEC source: 0001217234-24-000009 · wk-form4_1704495681.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,175

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the Issuer's Outside Director Compensation Policy.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 23:02 UTC
Maag PeterDirector
GrantCommon Stock 1,525 $0.00 $0.00
Disclosure

SEC source: 0001217234-24-000010 · wk-form4_1704495764.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 312,734

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the Issuer's Outside Director Compensation Policy.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 23:00 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-24-000008 · wk-form4_1704495648.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,851

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the Issuer's Outside Director Compensation Policy.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 19:42 UTC Tax withholdingCommon Stock 1,047 $11.94 $12,501.18
Disclosure

SEC source: 0001217234-24-000002 · wk-form4_1704415334.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,544

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of performance restricted stock units.

Read SEC document
October 04, 2023 Filed Oct 4, 2023 23:43 UTC GrantCommon Stock 1,552 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000210 · wk-form4_1696462994.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,887

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
October 04, 2023 Filed Oct 4, 2023 23:43 UTC GrantCommon Stock 3,052 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000212 · wk-form4_1696463016.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,851

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
October 04, 2023 Filed Oct 4, 2023 23:43 UTC
Maag PeterDirector
GrantCommon Stock 1,552 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000211 · wk-form4_1696463005.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 311,209

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
October 02, 2023 Filed Oct 2, 2023 19:53 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,818 $6.91 $19,483.37
Disclosure

SEC source: 0001217234-23-000206 · wk-form4_1696290812.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 479,164

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.83 to $6.99, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
September 20, 2023 Filed Sep 26, 2023 21:24 UTC
Ronai AbrahamSee Remarks
GrantCommon Stock 360,000 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000202 · wf-form4_169576347872263.xml · nonDerivative · entry 1

Ronai Abraham · CIK 0001945562 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,986

F1 · shares: The reported securities are represented by restricted stock units.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:55 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 2,746 $8.26 $22,681.96
Disclosure

SEC source: 0001217234-23-000200 · wf-form4_169447652135835.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,561

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 23:55 UTC
Ronai AbrahamSee Remarks
Tax withholdingCommon Stock 1,465 $8.26 $12,100.90
Disclosure

SEC source: 0001217234-23-000199 · wf-form4_169447650217338.xml · nonDerivative · entry 1

Ronai Abraham · CIK 0001945562 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,986

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

F2 · balance_after: Includes 2,252 shares acquired pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
September 06, 2023 Filed Sep 8, 2023 23:17 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 1,054 $8.81 $9,285.74
Disclosure

SEC source: 0001217234-23-000196 · wf-form4_169421502775860.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,307

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

F2 · balance_after: Includes 2,252 shares acquired pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
September 05, 2023 Filed Sep 5, 2023 16:03 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,819 $9.49 $26,762.18
Disclosure

SEC source: 0001217234-23-000192 · wf-form4_169394418024806.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,982

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.34 to $9.695, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 14, 2023 Filed Aug 14, 2023 19:52 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 576 $8.89 $5,122.66
Disclosure

SEC source: 0001217234-23-000190 · wf-form4_169205710549900.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 484,801

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.575 to $9.15, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:47 UTC Exercise / conversionOption to Purchase Common Stock · Derivative 4,453 $0.00 Strike: $5.49 $0.00
Disclosure

SEC source: 0001217234-23-000186 · wf-form4_169179763523797.xml · derivative · entry 6

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,226

Underlying: Common Stock · 4,453 shares

Expires 2024-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in three equal installments based upon the Company's achievement of certain performance goals.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:47 UTC Exercise / conversionStock Option (right to buy) · Derivative 9,745 $0.00 Strike: $4.95 $0.00
Disclosure

SEC source: 0001217234-23-000186 · wf-form4_169179763523797.xml · derivative · entry 5

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,745 shares

Expires 2026-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vested on August 1, 2016 and the shares subject to the option vested monthly thereafter through July 1, 2017.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:47 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,255 $0.00 Strike: $5.02 $0.00
Disclosure

SEC source: 0001217234-23-000186 · wf-form4_169179763523797.xml · derivative · entry 4

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,255 shares

Expires 2026-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/12th of the shares subject to the option vested on July 16, 2016 and 1/12th of the shares subject to the option vested monthly thereafter.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:47 UTC Exercise / conversionCommon Stock 4,453 $5.49 $24,446.97
Disclosure

SEC source: 0001217234-23-000186 · wf-form4_169179763523797.xml · nonDerivative · entry 3

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:47 UTC Exercise / conversionCommon Stock 9,745 $4.95 $48,237.75
Disclosure

SEC source: 0001217234-23-000186 · wf-form4_169179763523797.xml · nonDerivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2023 Filed Aug 11, 2023 23:47 UTC Exercise / conversionCommon Stock 5,255 $5.02 $26,380.10
Disclosure

SEC source: 0001217234-23-000186 · wf-form4_169179763523797.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:24 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 674 $10.80 $7,279.20
Disclosure

SEC source: 0001217234-23-000184 · wf-form4_169162702941869.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 485,377

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:23 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 217 $10.80 $2,343.60
Disclosure

SEC source: 0001217234-23-000183 · wf-form4_169162700246602.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,591

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
August 02, 2023 Filed Aug 2, 2023 18:53 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 86 $10.56 $908.16
Disclosure

SEC source: 0001217234-23-000166 · wf-form4_169101681206848.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,051

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

Read SEC document
August 02, 2023 Filed Aug 2, 2023 18:53 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,733 $11.37 $31,079.68
Disclosure

SEC source: 0001217234-23-000166 · wf-form4_169101681206848.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 486,137

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.82 to $11.62, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 18:34 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 1,163 $10.28 $11,955.64
Disclosure

SEC source: 0001217234-23-000162 · wf-form4_168997887376034.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,808

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 20:56 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 5,260 $10.33 $54,357.37
Disclosure

SEC source: 0001217234-23-000160 · wf-form4_168929619308128.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 488,870

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.11 to $10.71, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

F3 · balance_after: Includes 815 shares acquired pursuant to the Issuer's 2014 Employee Stock Purchase Plan.

Read SEC document
July 13, 2023 Filed Jul 14, 2023 00:56 UTC
Maag PeterDirector
SaleCommon Stock 5,000 $10.34 $51,680.50
Disclosure

SEC source: 0001217234-23-000159 · wf-form4_168929617681857.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 309,657

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.11 to $10.71, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 22:33 UTC
Maag PeterDirector
GrantCommon Stock 1,521 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000148 · wf-form4_168876917399582.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,657

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 06, 2023 Filed Jul 7, 2023 22:32 UTC GrantCommon Stock 2,992 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000147 · wf-form4_168876915997903.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,799

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 20:31 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 4,740 $8.37 $39,673.80
Disclosure

SEC source: 0001217234-23-000152 · wf-form4_168903546175857.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 493,315

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 06, 2023 Filed Jul 10, 2023 20:30 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 422 $8.37 $3,532.14
Disclosure

SEC source: 0001217234-23-000151 · wf-form4_168903543897351.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,971

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 17:19 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,818 $8.48 $23,900.87
Disclosure

SEC source: 0001217234-23-000144 · wf-form4_168841913396155.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 498,055

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.41 to $8.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 28, 2023 Filed Jun 28, 2023 20:44 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 14,268 $8.76 $125,016.22
Disclosure

SEC source: 0001217234-23-000140 · wf-form4_168799944314769.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,873

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.435 to $8.875, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 28, 2023 Filed Jun 29, 2023 00:43 UTC
Maag PeterDirector
SaleCommon Stock 2,432 $8.72 $21,215.55
Disclosure

SEC source: 0001217234-23-000139 · wf-form4_168799942413856.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,136

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 19, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.47 to $8.87, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 16, 2023 Filed Jun 21, 2023 18:51 UTC GrantCommon Stock · Derivative 29,136 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001217234-23-000127 · wf-form4_168738787427492.xml · derivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2033-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2023 and the shares subject to the option shall vest monthly thereafter through June 16, 2024.

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June 16, 2023 Filed Jun 21, 2023 18:51 UTC GrantCommon Stock 18,844 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000127 · wf-form4_168738787427492.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,409

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2024.

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June 16, 2023 Filed Jun 21, 2023 22:50 UTC GrantCommon Stock · Derivative 29,136 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001217234-23-000125 · wf-form4_168738783914207.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2033-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2023 and the shares subject to the option shall vest monthly thereafter through June 16, 2024.

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June 16, 2023 Filed Jun 21, 2023 22:50 UTC GrantCommon Stock 18,844 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000125 · wf-form4_168738783914207.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,335

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2024.

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June 16, 2023 Filed Jun 21, 2023 22:52 UTC GrantCommon Stock · Derivative 29,136 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001217234-23-000131 · wf-form4_168738794512801.xml · derivative · entry 2

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,136

Underlying: Common Stock · 29,136 shares

Expires 2033-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2023 and the shares subject to the option shall vest monthly thereafter through June 16, 2024.

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June 16, 2023 Filed Jun 21, 2023 22:52 UTC GrantCommon Stock 18,844 $0.00 $0.00
Disclosure

SEC source: 0001217234-23-000131 · wf-form4_168738794512801.xml · nonDerivative · entry 1

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,891

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2024.

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June 16, 2023 Filed Jun 21, 2023 18:52 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 17,036 $7.96 $135,606.56
Disclosure

SEC source: 0001217234-23-000130 · wf-form4_168738792710059.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 515,141

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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June 16, 2023 Filed Jun 21, 2023 18:51 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 6,343 $7.96 $50,490.28
Disclosure

SEC source: 0001217234-23-000128 · wf-form4_168738789211525.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 190,393

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.