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CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2024 Filed Aug 5, 2024 20:45 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 7,371 $23.58 $173,808.18
Disclosure

SEC source: 0001931277-24-000011 · wk-form4_1722890744.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,411

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 19, 2024 Filed Jul 23, 2024 18:33 UTC Tax withholdingCommon Stock 1,690 $18.09 $30,572.10
Disclosure

SEC source: 0001617150-24-000008 · wk-form4_1721773999.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,585

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 20:31 UTC
Novack Jeffrey AdamSecretary and General Counsel
Tax withholdingCommon Stock 183 $15.59 $2,852.97
Disclosure

SEC source: 0002019976-24-000009 · wk-form4_1720643492.xml · nonDerivative · entry 1

Novack Jeffrey Adam · CIK 0002019976 · Secretary and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,173

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 16:35 UTC Tax withholdingCommon Stock 634 $15.59 $9,884.06
Disclosure

SEC source: 0001617150-24-000006 · wk-form4_1720643730.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,275

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 20:38 UTC
Maag PeterDirector
GrantCommon Stock 1,034 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-082720 · ownership.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,868

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 08, 2024 Filed Jul 10, 2024 20:37 UTC GrantCommon Stock 2,963 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-082717 · ownership.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,235

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
June 17, 2024 Filed Jun 20, 2024 16:33 UTC Tax withholdingCommon Stock 9,253 $13.54 $125,285.62
Disclosure

SEC source: 0001617150-24-000004 · wk-form4_1718915591.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 328,909

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 23:06 UTC GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001621899-24-000005 · wk-form4_1718665585.xml · derivative · entry 4

Riggsbee Richard Bryan · CIK 0001621899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F4 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 23:06 UTC GrantCommon Stock 10,570 $0.00 $0.00
Disclosure

SEC source: 0001621899-24-000005 · wk-form4_1718665585.xml · nonDerivative · entry 2

Riggsbee Richard Bryan · CIK 0001621899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,414

F2 · shares: The reported securities are represented by restricted stock units which shall vest in one installment on June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 16:45 UTC GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0000950170-24-074963 · ownership.xml · derivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 16:45 UTC GrantCommon Stock 10,570 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074963 · ownership.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,979

F1 · shares: The reported securities are represented by restricted stock units which shall vest in one installment on June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:43 UTC GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0000950170-24-074950 · ownership.xml · derivative · entry 2

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:43 UTC GrantCommon Stock 10,570 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074950 · ownership.xml · nonDerivative · entry 1

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,461

F1 · shares: The reported securities are represented by restricted stock units which shall vest in one installment on June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:45 UTC GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0000950170-24-074960 · ownership.xml · derivative · entry 2

TORRES ARTHUR A · CIK 0001251737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:45 UTC GrantCommon Stock 10,570 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074960 · ownership.xml · nonDerivative · entry 1

TORRES ARTHUR A · CIK 0001251737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,132

F1 · shares: The reported securities are represented by restricted stock units which shall vest in one installment on June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:44 UTC
Maag PeterDirector
GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0000950170-24-074954 · ownership.xml · derivative · entry 2

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:44 UTC
Maag PeterDirector
GrantCommon Stock 10,570 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074954 · ownership.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,834

F1 · shares: The reported securities are represented by restricted stock units which shall vest in one installment on June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:42 UTC GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0000950170-24-074947 · ownership.xml · derivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:42 UTC GrantCommon Stock 10,570 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074947 · ownership.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,272

F1 · shares: The reported securities are represented by restricted stock units which shall vest in one installment on June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:42 UTC
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0000950170-24-074946 · ownership.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:42 UTC
Cohen Fred EDirector
GrantCommon Stock 10,570 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074946 · ownership.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,162

F1 · shares: The reported securities are represented by restricted stock units which shall vest in one installment on June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:41 UTC GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0000950170-24-074943 · ownership.xml · derivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 20:41 UTC GrantCommon Stock 10,570 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-074943 · ownership.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,546

F1 · shares: The reported securities are represented by restricted stock units which shall vest in one installment on June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 21, 2024 00:54 UTC Amendment GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0000950170-24-075819 · ownership.xml · derivative · entry 1

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security of the Stock Option (right to buy) reported on the original Form 4.

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 20, 2024 20:50 UTC Amendment GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0000950170-24-075671 · ownership.xml · derivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security of the Stock Option (right to buy) reported on the original Form 4.

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 20, 2024 20:46 UTC Amendment GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0000950170-24-075662 · ownership.xml · derivative · entry 1

TORRES ARTHUR A · CIK 0001251737 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security of the Stock Option (right to buy) reported on the original Form 4.

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 20, 2024 20:43 UTC Amendment
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0000950170-24-075655 · ownership.xml · derivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security of the Stock Option (right to buy) reported on the original Form 4.

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 20, 2024 20:43 UTC Amendment
Maag PeterDirector
GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0000950170-24-075653 · ownership.xml · derivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security of the Stock Option (right to buy) reported on the original Form 4.

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 20, 2024 20:42 UTC Amendment GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0000950170-24-075652 · ownership.xml · derivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security of the Stock Option (right to buy) reported on the original Form 4.

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 20, 2024 20:40 UTC Amendment GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0000950170-24-075649 · ownership.xml · derivative · entry 2

Riggsbee Richard Bryan · CIK 0001621899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security of the Stock Option (right to buy) reported on the original Form 4.

F3 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jun 24, 2024 16:45 UTC Amendment GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0000950170-24-076812 · ownership.xml · derivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security of the Stock Option (right to buy) reported on the original Form 4.

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jul 8, 2024 23:40 UTC GrantStock Option (right to buy) · Derivative 16,048 $0.00 Strike: $14.19 $0.00
Disclosure

SEC source: 0001180466-24-000007 · wk-form4_1720482012.xml · derivative · entry 2

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,048

Underlying: Common Stock · 16,048 shares

Expires 2034-06-14

F2 · derivative.exercise_date: 1/12th of the shares subject to this option shall vest on July 14, 2024, and 1/12th of the shares subject to the option shall vest monthly thereafter through June 14, 2025.

Read SEC document
June 14, 2024 Filed Jul 8, 2024 23:40 UTC GrantCommon Stock 10,570 $0.00 $0.00
Disclosure

SEC source: 0001180466-24-000007 · wk-form4_1720482012.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,745

F1 · shares: The reported securities are represented by restricted stock units which shall vest in one installment on June 14, 2025.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:06 UTC GrantStock Option (right to buy) · Derivative 9,760 $0.00 Strike: $10.25 $0.00
Disclosure

SEC source: 0001621899-24-000005 · wk-form4_1718665585.xml · derivative · entry 3

Riggsbee Richard Bryan · CIK 0001621899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,760

Underlying: Common Stock · 9,760 shares

Expires 2034-06-13

F3 · derivative.exercise_date: 1/36th of the shares subject to this option shall vest on April 11, 2024 and 1/36th of the shares subject to the option shall vest monthly thereafter through March 11, 2027.

Read SEC document
June 13, 2024 Filed Jun 17, 2024 23:06 UTC GrantCommon Stock 6,844 $0.00 $0.00
Disclosure

SEC source: 0001621899-24-000005 · wk-form4_1718665585.xml · nonDerivative · entry 1

Riggsbee Richard Bryan · CIK 0001621899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,844

F1 · shares: The reported securities are represented by restricted stock units which shall vest in three equal annual installments beginning on March 11, 2025.

Read SEC document
June 13, 2024 Filed Jun 20, 2024 20:40 UTC Amendment GrantStock Option (right to buy) · Derivative 9,760 $0.00 Strike: $14.61 $0.00
Disclosure

SEC source: 0000950170-24-075649 · ownership.xml · derivative · entry 1

Riggsbee Richard Bryan · CIK 0001621899 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,760

Underlying: Common Stock · 9,760 shares

Expires 2034-06-13

F1 · derivative.exercise_price: This amendment is being filed to correct the exercise price of the derivative security of the Stock Option (right to buy) reported on the original Form 4.

F2 · derivative.exercise_date: 1/36th of the shares subject to this option shall vest on April 11, 2024 and 1/36th of the shares subject to the option shall vest monthly thereafter through March 11, 2027.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 20:30 UTC
Novack Jeffrey AdamSecretary and General Counsel
Tax withholdingCommon Stock 1,713 $15.42 $26,414.46
Disclosure

SEC source: 0002019976-24-000007 · wk-form4_1718051417.xml · nonDerivative · entry 1

Novack Jeffrey Adam · CIK 0002019976 · Secretary and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,356

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
May 28, 2024 Filed May 30, 2024 21:32 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 1,901 $16.15 $30,701.15
Disclosure

SEC source: 0001931277-24-000010 · wk-form4_1717104520.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,782

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:38 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,255 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0000950170-24-061135 · ownership.xml · derivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,255 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/12 of the shares subject to the option vested on August 21, 2014, and 1/12 of the shares subject to the option vested monthly thereafter until fully vested.

Read SEC document
May 14, 2024 Filed May 16, 2024 20:38 UTC Exercise / conversionCommon Stock 5,255 $10.00 $52,550.00
Disclosure

SEC source: 0000950170-24-061135 · ownership.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:44 UTC
Novack Jeffrey AdamSecretary and General Counsel
Tax withholdingCommon Stock 1,905 $9.18 $17,487.90
Disclosure

SEC source: 0002019976-24-000005 · wk-form4_1714769044.xml · nonDerivative · entry 1

Novack Jeffrey Adam · CIK 0002019976 · Secretary and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,069

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 16:32 UTC Tax withholdingCommon Stock 7,371 $9.18 $67,665.78
Disclosure

SEC source: 0001617150-24-000002 · wk-form4_1714768304.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,162

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
May 01, 2024 Filed May 3, 2024 20:35 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 7,371 $9.18 $67,665.78
Disclosure

SEC source: 0001931277-24-000008 · wk-form4_1714768497.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,683

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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April 29, 2024 Filed May 1, 2024 20:38 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 13,281 $5.27 Strike: $5.27 $69,990.87
Disclosure

SEC source: 0000950170-24-051337 · ownership.xml · derivative · entry 2

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,281 shares

Expires 2026-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was originally granted on January 22, 2016 and, as of January 22, 2020, was fully vested.

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April 29, 2024 Filed May 1, 2024 20:38 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 13,281 $5.27 $69,990.87
Disclosure

SEC source: 0000950170-24-051337 · ownership.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 18, 2024 Filed Apr 22, 2024 20:32 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 323 $8.07 $2,606.61
Disclosure

SEC source: 0001931277-24-000006 · wk-form4_1713817900.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,054

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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April 08, 2024 Filed Apr 10, 2024 20:40 UTC
Jain AbhishekChief Financial Officer
Tax withholdingCommon Stock 235 $9.53 $2,239.55
Disclosure

SEC source: 0000950170-24-043402 · ownership.xml · nonDerivative · entry 1

Jain Abhishek · CIK 0001931277 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,377

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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April 04, 2024 Filed Apr 8, 2024 21:10 UTC
Maag PeterDirector
GrantCommon Stock 1,249 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-042682 · ownership.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,983

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the Issuer's Outside Director Compensation Policy.

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April 04, 2024 Filed Apr 8, 2024 20:46 UTC GrantCommon Stock 3,686 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-042660 · ownership.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,702

F1 · shares: Represents an automatic quarterly grant of common stock to the Reporting Person in lieu of cash for non-employee director compensation pursuant to the Issuer's Outside Director Compensation Policy.

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February 05, 2024 Filed Feb 6, 2024 18:33 UTC Tax withholdingCommon Stock 1,120 $8.56 $9,587.20
Disclosure

SEC source: 0001217234-24-000021 · wk-form4_1707262385.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,893

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.