Last 12 months
Inside the activity.
0 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 21, 2017 Filed Apr 25, 2017 21:22 UTC |
Bell Michael BrianChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000899243-17-010863 · doc4.xml · derivative · entry 1 Bell Michael Brian · CIK 0001702824 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-04-21 F1 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on April 21, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 17:56 UTC |
HAGSTROM WILLIAM ADirector
|
GrantCommon Stock | 3,439 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009311 · doc4.xml · nonDerivative · entry 1 HAGSTROM WILLIAM A · CIK 0001042875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,840 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 17:58 UTC |
SNYDERMAN RALPHDirector
|
GrantCommon Stock | 5,384 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009313 · doc4.xml · nonDerivative · entry 1 SNYDERMAN RALPH · CIK 0001178031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,407 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:01 UTC |
Goldberg MichaelDirector
|
GrantCommon Stock | 12,899 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009320 · doc4.xml · nonDerivative · entry 1 Goldberg Michael · CIK 0001366412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,614 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:02 UTC |
MILLER DOUGLAS SDirector
|
GrantCommon Stock | 3,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009322 · doc4.xml · nonDerivative · entry 1 MILLER DOUGLAS S · CIK 0001193054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,695 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:05 UTC |
Cohen Fred EDirector
|
GrantCommon Stock | 5,271 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009331 · doc4.xml · nonDerivative · entry 1 Cohen Fred E · CIK 0001339358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,901 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 22:05 UTC |
Bickerstaff GeorgeDirector
|
GrantCommon Stock | 2,243 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-009330 · doc4.xml · nonDerivative · entry 1 Bickerstaff George · CIK 0001329646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,921 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 11:35 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 27 | $1.66 | $44.82 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 7 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 31,926 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 11:35 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 24,852 | $1.66 | $41,254.32 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 6 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 140,364 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 11:35 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 40,899 | $1.66 | $67,892.34 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 5 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,812 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 11:35 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 35,406 | $1.66 | $58,773.96 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 4 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,913 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:38 UTC |
Whitson ToddChief Commercial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 27,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000899243-17-005008 · doc4.xml · derivative · entry 2 Whitson Todd · CIK 0001672696 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2027-02-17 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 27, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:50 UTC |
Karlsson AndersSee Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 27,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000899243-17-005013 · doc4.xml · derivative · entry 2 Karlsson Anders · CIK 0001672871 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2027-02-17 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 27, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:50 UTC |
Karlsson AndersSee Remarks
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005013 · doc4.xml · nonDerivative · entry 1 Karlsson Anders · CIK 0001672871 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: The reported securities are represented by restricted stock units 1/4th of which shall vest on January 27, 2018 and 1/4th of which shall vest on each yearly anniversary thereafter. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:37 UTC |
Nelles Mitchell JChief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 27,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000899243-17-005007 · doc4.xml · derivative · entry 2 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2027-02-17 F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 27, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:37 UTC |
Nelles Mitchell JChief Operating Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005007 · doc4.xml · nonDerivative · entry 1 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,277 F1 · shares: The reported securities are represented by restricted stock units 1/4th of which shall vest on January 27, 2018 and 1/4th of which shall vest on each yearly anniversary thereafter. F2 · balance_after: Includes 6,000 shares that Reporting Person acquired pursuant to Issuer's 2014 Employee Stock Purchasing Plan; 3,000 shares on June 30, 2015 and 3,000 shares on June 30, 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:37 UTC |
Yee James PChief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 27,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000899243-17-005006 · doc4.xml · derivative · entry 2 Yee James P · CIK 0001421336 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2027-02-17 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 27, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 18:37 UTC |
Yee James PChief Medical Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005006 · doc4.xml · nonDerivative · entry 1 Yee James P · CIK 0001421336 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,598 F1 · shares: The reported securities are represented by restricted stock units 1/4th of which shall vest on January 27, 2018 and 1/4th of which shall vest on each yearly anniversary thereafter. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 23:39 UTC |
Maag PeterDirector · See Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 60,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000899243-17-005011 · doc4.xml · derivative · entry 4 Maag Peter · CIK 0001613855 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2027-02-17 F5 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 27, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 23:39 UTC |
Maag PeterDirector · See Remarks
|
GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005011 · doc4.xml · nonDerivative · entry 1 Maag Peter · CIK 0001613855 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,250 F1 · shares: The reported securities are represented by restricted stock units 1/4th of which shall vest on January 27, 2018 and 1/4th of which shall vest on each yearly anniversary thereafter. F2 · balance_after: Includes 6,000 shares that Reporting Person acquired pursuant to Issuer's 2014 Employee Stock Purchasing Plan; 3,000 shares on June 30, 2015 and 3,000 shares on June 30, 2016. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 23:38 UTC |
Sninsky John JosephChief Scientific Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 27,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000899243-17-005009 · doc4.xml · derivative · entry 2 Sninsky John Joseph · CIK 0001630732 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2027-02-17 F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 27, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 23:38 UTC |
Sninsky John JosephChief Scientific Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005009 · doc4.xml · nonDerivative · entry 1 Sninsky John Joseph · CIK 0001630732 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · shares: The reported securities are represented by restricted stock units 1/4th of which shall vest on January 27, 2018 and 1/4th of which shall vest on each yearly anniversary thereafter. F2 · balance_after: Includes 3,000 shares that Reporting Person acquired pursuant to Issuer's 2014 Employee Stock Purchasing Plan. Reporting Person acquired 2,459 shares on June 30, 2015 and 541 shares on December 31, 2015. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 23:36 UTC |
Constanti CharlesChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 27,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0000899243-17-005005 · doc4.xml · derivative · entry 2 Constanti Charles · CIK 0001323138 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Common Stock · 27,000 shares Expires 2027-02-17 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on January 27, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 23:36 UTC |
Constanti CharlesChief Financial Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005005 · doc4.xml · nonDerivative · entry 1 Constanti Charles · CIK 0001323138 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: The reported securities are represented by restricted stock units 1/4th of which shall vest on January 27, 2018 and 1/4th of which shall vest on each yearly anniversary thereafter. Read SEC document |
| January 20, 2017 Filed Mar 20, 2017 11:35 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 2,930 | $2.60 | $7,618.00 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 31,899 Read SEC document |
| January 20, 2017 Filed Mar 20, 2017 11:35 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 4,374 | $2.60 | $11,372.40 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,507 Read SEC document |
| January 20, 2017 Filed Mar 20, 2017 11:35 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 14,672 | $2.60 | $38,147.20 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 778,133 Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 19:41 UTC |
HAGSTROM WILLIAM ADirector
|
GrantCommon Stock | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000335 · doc4.xml · nonDerivative · entry 1 HAGSTROM WILLIAM A · CIK 0001042875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,401 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 19:44 UTC |
SNYDERMAN RALPHDirector
|
GrantCommon Stock | 3,463 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000339 · doc4.xml · nonDerivative · entry 1 SNYDERMAN RALPH · CIK 0001178031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,023 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 00:44 UTC |
MILLER DOUGLAS SDirector
|
GrantCommon Stock | 2,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000340 · doc4.xml · nonDerivative · entry 1 MILLER DOUGLAS S · CIK 0001193054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,957 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 00:47 UTC |
Cohen Fred EDirector
|
GrantCommon Stock | 3,391 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000344 · doc4.xml · nonDerivative · entry 1 Cohen Fred E · CIK 0001339358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,630 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 00:47 UTC |
Goldberg MichaelDirector
|
GrantCommon Stock | 8,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000343 · doc4.xml · nonDerivative · entry 1 Goldberg Michael · CIK 0001366412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,715 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 00:42 UTC |
Bickerstaff GeorgeDirector
|
GrantCommon Stock | 1,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-000337 · doc4.xml · nonDerivative · entry 1 Bickerstaff George · CIK 0001329646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,678 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 17:27 UTC |
Yee James PChief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $3.67 | $0.00 |
DisclosureSEC source: 0000899243-16-032525 · doc4.xml · derivative · entry 1 Yee James P · CIK 0001421336 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2026-10-28 F1 · derivative.exercise_date: 1/2 of the shares subject to the option shall vest on September 29, 2017 and 1/36th of the remaining shares subject to the option shall vest monthly thereafter. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 19:48 UTC |
HAGSTROM WILLIAM ADirector
|
GrantCommon Stock | 1,670 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031010 · doc4.xml · nonDerivative · entry 1 HAGSTROM WILLIAM A · CIK 0001042875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,188 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 19:44 UTC |
SNYDERMAN RALPHDirector
|
GrantCommon Stock | 2,614 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031005 · doc4.xml · nonDerivative · entry 1 SNYDERMAN RALPH · CIK 0001178031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,560 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 23:46 UTC |
MILLER DOUGLAS SDirector
|
GrantCommon Stock | 1,552 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031008 · doc4.xml · nonDerivative · entry 1 MILLER DOUGLAS S · CIK 0001193054 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,552 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 23:50 UTC |
Goldberg MichaelDirector
|
GrantCommon Stock | 6,135 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031012 · doc4.xml · nonDerivative · entry 1 Goldberg Michael · CIK 0001366412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,416 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 23:46 UTC |
Cohen Fred EDirector
|
GrantCommon Stock | 2,643 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031007 · doc4.xml · nonDerivative · entry 1 Cohen Fred E · CIK 0001339358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,239 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 23:42 UTC |
Bickerstaff GeorgeDirector
|
GrantCommon Stock | 1,089 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031002 · doc4.xml · nonDerivative · entry 1 Bickerstaff George · CIK 0001329646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,235 F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| September 26, 2016 Filed Oct 4, 2016 16:55 UTC |
Whitson ToddChief Commercial Officer
|
PurchaseCommon Stock | 10,000 | $4.00 | $40,000.00 |
DisclosureSEC source: 0000899243-16-030858 · doc4.xml · nonDerivative · entry 1 Whitson Todd · CIK 0001672696 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 26, 2016 Filed Oct 4, 2016 16:55 UTC |
Nelles Mitchell JChief Operating Officer
|
PurchaseCommon Stock | 10,000 | $4.00 | $40,000.00 |
DisclosureSEC source: 0000899243-16-030857 · doc4.xml · nonDerivative · entry 1 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,277 F1 · balance_after: Includes 3,000 shares that Reporting Person acquired pursuant to Issuer's 2014 Employee Stock Purchase Plan on July 1, 2016. Read SEC document |
| September 26, 2016 Filed Oct 4, 2016 20:58 UTC |
Maag PeterDirector · President and CEO
|
PurchaseCommon Stock | 10,000 | $4.00 | $40,000.00 |
DisclosureSEC source: 0000899243-16-030860 · doc4.xml · nonDerivative · entry 1 Maag Peter · CIK 0001613855 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,250 F1 · balance_after: Includes 3,000 shares that Reporting Person acquired pursuant to Issuer's 2014 Employee Stock Purchase Plan on July 1, 2016. Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 17:25 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 331 | $3.94 | $1,304.14 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 7 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 28,969 Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 17:25 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 1,742 | $3.94 | $6,863.48 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 5 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 763,461 Read SEC document |
| September 22, 2016 Filed Sep 23, 2016 17:25 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 1,809 | $3.94 | $7,127.46 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 4 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 761,719 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 17:25 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 14,538 | $4.00 | $58,152.00 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 6 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 115,512 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 17:25 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 21,437 | $4.00 | $85,748.00 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,910 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 17:25 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 125,000 | $4.00 | $500,000.00 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 738,473 Read SEC document |
| September 21, 2016 Filed Sep 23, 2016 17:25 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 13,829 | $4.00 | $55,316.00 |
DisclosureSEC source: 0001019056-16-001553 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 613,473 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.