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CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2017 Filed Oct 30, 2017 21:55 UTC
Bell Michael BrianChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0000899243-17-024889 · doc4.xml · derivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2027-10-27

F1 · derivative.exercise_date: 25% of the shares subject to the option shall vest on October 20, 2018 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
October 05, 2017 Filed Oct 6, 2017 16:13 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 1,278 $4.00 $5,112.00
Disclosure

SEC source: 0001019056-17-000707 · caredx_4.xml · nonDerivative · entry 2

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan

Disclosed balance after: 40,529

Read SEC document
October 05, 2017 Filed Oct 6, 2017 16:13 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 9,364 $4.00 $37,456.00
Disclosure

SEC source: 0001019056-17-000707 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 928,768

Read SEC document
October 02, 2017 Filed Oct 4, 2017 17:52 UTC GrantCommon Stock 5,475 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023559 · doc4.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,315

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 17:52 UTC GrantCommon Stock 5,713 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023558 · doc4.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,654

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:57 UTC GrantCommon Stock 5,951 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023568 · doc4.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,782

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:57 UTC GrantCommon Stock 9,125 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-023567 · doc4.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,791

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
September 07, 2017 Filed Sep 8, 2017 13:53 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 856 $3.05 $2,610.80
Disclosure

SEC source: 0001019056-17-000689 · caredx_4.xml · nonDerivative · entry 3

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan

Disclosed balance after: 39,251

Read SEC document
September 07, 2017 Filed Sep 8, 2017 13:53 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 2,858 $3.05 $8,716.90
Disclosure

SEC source: 0001019056-17-000689 · caredx_4.xml · nonDerivative · entry 2

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 919,404

Read SEC document
September 07, 2017 Filed Sep 8, 2017 13:53 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 2,782 $3.05 $8,485.10
Disclosure

SEC source: 0001019056-17-000689 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 916,546

Read SEC document
September 01, 2017 Filed Sep 5, 2017 18:29 UTC
Nelles Mitchell JChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000899243-17-021470 · doc4.xml · derivative · entry 1

Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-09-01

F1 · derivative.exercise_date: 50% of the shares subject to the option shall vest on September 1, 2018 and 1/72nd of the shares subject to the option shall vest monthly thereafter.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 18:28 UTC
Yee James PChief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000899243-17-021469 · doc4.xml · derivative · entry 1

Yee James P · CIK 0001421336 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-09-01

F1 · derivative.exercise_date: 50% of the shares subject to the option shall vest on September 1, 2018 and 1/72nd of the shares subject to the option shall vest monthly thereafter.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:32 UTC
Sninsky John JosephChief Scientific Officer
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000899243-17-021475 · doc4.xml · derivative · entry 1

Sninsky John Joseph · CIK 0001630732 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-09-01

F1 · derivative.exercise_date: 50% of the shares subject to the option shall vest on September 1, 2018 and 1/72nd of the shares subject to the option shall vest monthly thereafter.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:29 UTC
Bell Michael BrianChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000899243-17-021471 · doc4.xml · derivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-09-01

F1 · derivative.exercise_date: 50% of the shares subject to the option shall vest on September 1, 2018 and 1/72nd of the shares subject to the option shall vest monthly thereafter.

Read SEC document
September 01, 2017 Filed Sep 5, 2017 22:27 UTC
Maag PeterDirector · See Remarks
GrantEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $2.80 $0.00
Disclosure

SEC source: 0000899243-17-021468 · doc4.xml · derivative · entry 1

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-09-01

F1 · derivative.exercise_date: 50% of the shares subject to the option shall vest on September 1, 2018 and 1/72nd of the shares subject to the option shall vest monthly thereafter.

Read SEC document
August 28, 2017 Filed Aug 30, 2017 14:36 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 2,410 $2.77 $6,675.70
Disclosure

SEC source: 0001019056-17-000683 · caredx_4.xml · nonDerivative · entry 3

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan

Disclosed balance after: 38,395

Read SEC document
August 28, 2017 Filed Aug 30, 2017 14:36 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 10,033 $2.77 $27,791.41
Disclosure

SEC source: 0001019056-17-000683 · caredx_4.xml · nonDerivative · entry 2

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,764

Read SEC document
August 28, 2017 Filed Aug 30, 2017 14:36 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 9,005 $2.77 $24,943.85
Disclosure

SEC source: 0001019056-17-000683 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,731

Read SEC document
August 25, 2017 Filed Aug 28, 2017 18:03 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 4,960 $2.93 $14,532.80
Disclosure

SEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 6

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership

Disclosed balance after: 118,389

Read SEC document
August 25, 2017 Filed Aug 28, 2017 18:03 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 760 $2.93 $2,226.80
Disclosure

SEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 4

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan

Disclosed balance after: 35,985

Read SEC document
August 24, 2017 Filed Aug 28, 2017 18:03 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 19,577 $3.19 $62,450.63
Disclosure

SEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 5

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership

Disclosed balance after: 113,429

Read SEC document
August 24, 2017 Filed Aug 28, 2017 18:03 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 1,312 $2.39 $3,135.68
Disclosure

SEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 3

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan

Disclosed balance after: 35,225

Read SEC document
August 24, 2017 Filed Aug 28, 2017 18:03 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 4,253 $2.39 $10,164.67
Disclosure

SEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 2

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,726

Read SEC document
August 24, 2017 Filed Aug 28, 2017 18:03 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 4,257 $2.39 $10,174.23
Disclosure

SEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890,473

Read SEC document
August 15, 2017 Filed Aug 16, 2017 22:21 UTC
Bell Michael BrianChief Financial Officer
PurchaseCommon Stock 350 $1.84 $644.98
Disclosure

SEC source: 0000899243-17-020530 · doc4.xml · nonDerivative · entry 2

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725

Read SEC document
August 15, 2017 Filed Aug 16, 2017 22:21 UTC
Bell Michael BrianChief Financial Officer
PurchaseCommon Stock 375 $1.81 $679.88
Disclosure

SEC source: 0000899243-17-020530 · doc4.xml · nonDerivative · entry 1

Bell Michael Brian · CIK 0001702824 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375

Read SEC document
August 15, 2017 Filed Aug 16, 2017 22:22 UTC
Maag PeterDirector · See Remarks
PurchaseCommon Stock 350 $1.82 $637.00
Disclosure

SEC source: 0000899243-17-020531 · doc4.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,850

Read SEC document
August 15, 2017 Filed Aug 16, 2017 22:22 UTC
Maag PeterDirector · See Remarks
PurchaseCommon Stock 150 $1.82 $272.99
Disclosure

SEC source: 0000899243-17-020531 · doc4.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,500

Read SEC document
August 15, 2017 Filed Aug 16, 2017 22:22 UTC
Maag PeterDirector · See Remarks
PurchaseCommon Stock 100 $1.81 $181.00
Disclosure

SEC source: 0000899243-17-020531 · doc4.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,350

Read SEC document
July 24, 2017 Filed Jul 25, 2017 17:14 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 1,486 $1.23 $1,827.78
Disclosure

SEC source: 0001019056-17-000626 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates

Disclosed balance after: 955,758

Read SEC document
July 13, 2017 Filed Jul 14, 2017 17:11 UTC GrantStock Option (right to buy) · Derivative 15,000 $1.22 Strike: $1.22 $18,300.00
Disclosure

SEC source: 0000899243-17-018281 · doc4.xml · derivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-07-13

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on August 13, 2017 and the shares subject to the option shall vest monthly thereafter through July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 17:11 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-018281 · doc4.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,840

F1 · shares: The reported securities are represented by restricted stock units which shall vest on July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 17:11 UTC GrantStock Option (right to buy) · Derivative 15,000 $1.22 Strike: $1.22 $18,300.00
Disclosure

SEC source: 0000899243-17-018282 · doc4.xml · derivative · entry 2

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-07-13

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on August 13, 2017 and the shares subject to the option shall vest monthly thereafter through July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 17:11 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-018282 · doc4.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,941

F1 · shares: The reported securities are represented by restricted stock units which shall vest on July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 21:16 UTC GrantStock Option (right to buy) · Derivative 15,000 $1.22 Strike: $1.22 $18,300.00
Disclosure

SEC source: 0000899243-17-018287 · doc4.xml · derivative · entry 2

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-07-13

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on August 13, 2017 and the shares subject to the option shall vest monthly thereafter through July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 21:16 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-018287 · doc4.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,831

F1 · shares: The reported securities are represented by restricted stock units which shall vest on July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 21:14 UTC GrantStock Option (right to buy) · Derivative 15,000 $1.22 Strike: $1.22 $18,300.00
Disclosure

SEC source: 0000899243-17-018285 · doc4.xml · derivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-07-13

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on August 13, 2017 and the shares subject to the option shall vest monthly thereafter through July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 21:14 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-018285 · doc4.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,666

F1 · shares: The reported securities are represented by restricted stock units which shall vest on July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 21:13 UTC
Cohen Fred EDirector
GrantStock Option (right to buy) · Derivative 15,000 $1.22 Strike: $1.22 $18,300.00
Disclosure

SEC source: 0000899243-17-018284 · doc4.xml · derivative · entry 2

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-07-13

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on August 13, 2017 and the shares subject to the option shall vest monthly thereafter through July 13, 2018.

Read SEC document
July 13, 2017 Filed Jul 14, 2017 21:13 UTC
Cohen Fred EDirector
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-018284 · doc4.xml · nonDerivative · entry 1

Cohen Fred E · CIK 0001339358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,901

F1 · shares: The reported securities are represented by restricted stock units which shall vest on July 13, 2018.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 18:11 UTC GrantCommon Stock 7,534 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017850 · doc4.xml · nonDerivative · entry 1

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,941

F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:16 UTC GrantCommon Stock 9,910 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017859 · doc4.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,831

F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 22:12 UTC GrantCommon Stock 18,052 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-017851 · doc4.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,666

F1 · shares: Represents an automatic, quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
June 29, 2017 Filed Jul 3, 2017 11:42 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 1,808 $1.11 $2,006.88
Disclosure

SEC source: 0001019056-17-000597 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates

Disclosed balance after: 954,272

Read SEC document
June 23, 2017 Filed Jun 27, 2017 10:10 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 63,120 $1.10 $69,432.00
Disclosure

SEC source: 0001019056-17-000577 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partner of the Family Partnership

Disclosed balance after: 203,484

Read SEC document
May 24, 2017 Filed May 26, 2017 18:24 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 6,302 $1.00 $6,302.00
Disclosure

SEC source: 0001019056-17-000522 · caredx_4.xml · nonDerivative · entry 2

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,216

Read SEC document
May 24, 2017 Filed May 26, 2017 18:24 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 1,137 $1.00 $1,137.00
Disclosure

SEC source: 0001019056-17-000522 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 879,914

Read SEC document
May 23, 2017 Filed May 24, 2017 18:23 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 1,987 $1.04 $2,066.48
Disclosure

SEC source: 0001019056-17-000505 · caredx_4.xml · nonDerivative · entry 2

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan

Disclosed balance after: 33,913

Read SEC document
May 23, 2017 Filed May 24, 2017 18:23 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 4,849 $1.04 $5,042.96
Disclosure

SEC source: 0001019056-17-000505 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878,777

Read SEC document
April 28, 2017 Filed May 2, 2017 18:43 UTC
Gagnon Neil10% owner
PurchaseCommon Stock 15,116 $0.89 $13,453.24
Disclosure

SEC source: 0001019056-17-000408 · caredx_4.xml · nonDerivative · entry 1

GAGNON NEIL · CIK 0001070170 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 873,928

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.