Last 12 months
Inside the activity.
0 purchase rows · 26 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 3 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 6 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2018 Filed Jul 3, 2018 17:43 UTC |
Nelles Mitchell JChief Operating Officer
|
Exercise / conversionCommon Stock | 9,000 | $2.30 | $20,700.00 |
DisclosureSEC source: 0000899243-18-019286 · doc4.xml · nonDerivative · entry 5 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 17:43 UTC |
Nelles Mitchell JChief Operating Officer
|
Exercise / conversionCommon Stock | 19,250 | $5.27 | $101,447.50 |
DisclosureSEC source: 0000899243-18-019286 · doc4.xml · nonDerivative · entry 4 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 17:43 UTC |
Nelles Mitchell JChief Operating Officer
|
Exercise / conversionCommon Stock | 3,649 | $3.70 | $13,501.30 |
DisclosureSEC source: 0000899243-18-019286 · doc4.xml · nonDerivative · entry 3 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2018 Filed Jul 12, 2018 19:23 UTC Amendment |
Nelles Mitchell JChief Operating Officer
|
SaleCommon Stock | 39,649 | $12.48 | $494,910.71 |
DisclosureSEC source: 0000899243-18-019829 · doc4a.xml · nonDerivative · entry 5 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,160 F2 · balance_after: This line item is being amended and restated to correct the amount of securities beneficially owned following the subsequent reported transactions. Read SEC document |
| July 02, 2018 Filed Jul 12, 2018 19:23 UTC Amendment |
Nelles Mitchell JChief Operating Officer
|
Exercise / conversionCommon Stock | 9,000 | $2.30 | $20,700.00 |
DisclosureSEC source: 0000899243-18-019829 · doc4a.xml · nonDerivative · entry 4 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This line item is being amended and restated to correct the amount of securities beneficially owned following the subsequent reported transactions. Read SEC document |
| July 02, 2018 Filed Jul 12, 2018 19:23 UTC Amendment |
Nelles Mitchell JChief Operating Officer
|
Exercise / conversionCommon Stock | 19,250 | $5.27 | $101,447.50 |
DisclosureSEC source: 0000899243-18-019829 · doc4a.xml · nonDerivative · entry 3 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This line item is being amended and restated to correct the amount of securities beneficially owned following the subsequent reported transactions. Read SEC document |
| July 02, 2018 Filed Jul 12, 2018 19:23 UTC Amendment |
Nelles Mitchell JChief Operating Officer
|
Exercise / conversionCommon Stock | 3,649 | $3.70 | $13,501.30 |
DisclosureSEC source: 0000899243-18-019829 · doc4a.xml · nonDerivative · entry 2 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: This line item is being amended and restated to correct the amount of securities beneficially owned following the subsequent reported transactions. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 21:35 UTC |
Abernethy AmyDirector
|
GrantStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $12.88 | $0.00 |
DisclosureSEC source: 0000899243-18-019278 · doc4.xml · derivative · entry 2 Abernethy Amy · CIK 0001590728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 30,000 shares Expires 2028-07-01 F2 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest on August 2, 2018 and 1/36th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 21:35 UTC |
Abernethy AmyDirector
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019278 · doc4.xml · nonDerivative · entry 1 Abernethy Amy · CIK 0001590728 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: The reported securities are represented by restricted stock units 1/3rd of which shall vest on July 1, 2019 and 1/3rd of which shall vest on each anniversary thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:26 UTC |
HAGSTROM WILLIAM ADirector
|
GrantCommon Stock | 740 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019269 · doc4.xml · nonDerivative · entry 1 HAGSTROM WILLIAM A · CIK 0001042875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,272 F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:31 UTC |
SNYDERMAN RALPHDirector
|
GrantCommon Stock | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019273 · doc4.xml · nonDerivative · entry 1 SNYDERMAN RALPH · CIK 0001178031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,996 F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:39 UTC |
King SashaChief Commercial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0000899243-18-019282 · doc4.xml · derivative · entry 3 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-06-29 F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:39 UTC |
King SashaChief Commercial Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019282 · doc4.xml · nonDerivative · entry 2 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,500 F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:39 UTC |
King SashaChief Commercial Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019282 · doc4.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,500 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on June 1, 2019 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:43 UTC |
Nelles Mitchell JChief Operating Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0000899243-18-019286 · doc4.xml · derivative · entry 7 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-06-29 F4 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:43 UTC |
Nelles Mitchell JChief Operating Officer
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019286 · doc4.xml · nonDerivative · entry 2 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,639 F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:43 UTC |
Nelles Mitchell JChief Operating Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019286 · doc4.xml · nonDerivative · entry 1 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,639 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on June 1, 2019 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:42 UTC |
Yee James PChief Medical Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0000899243-18-019285 · doc4.xml · derivative · entry 3 Yee James P · CIK 0001421336 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-06-29 F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:42 UTC |
Yee James PChief Medical Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019285 · doc4.xml · nonDerivative · entry 2 Yee James P · CIK 0001421336 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,102 F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 17:42 UTC |
Yee James PChief Medical Officer
|
GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019285 · doc4.xml · nonDerivative · entry 1 Yee James P · CIK 0001421336 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,102 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on June 1, 2019 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:36 UTC |
Maag PeterDirector · See Remarks
|
GrantEmployee Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0000899243-18-019279 · doc4.xml · derivative · entry 5 Maag Peter · CIK 0001613855 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2028-06-29 F4 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:36 UTC |
Maag PeterDirector · See Remarks
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019279 · doc4.xml · nonDerivative · entry 2 Maag Peter · CIK 0001613855 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,037 F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:36 UTC |
Maag PeterDirector · See Remarks
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019279 · doc4.xml · nonDerivative · entry 1 Maag Peter · CIK 0001613855 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 422,037 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on June 1, 2019 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:37 UTC |
Bell Michael BrianChief Financial Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $12.24 | $0.00 |
DisclosureSEC source: 0000899243-18-019280 · doc4.xml · derivative · entry 3 Bell Michael Brian · CIK 0001702824 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-06-29 F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 1, 2019 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:37 UTC |
Bell Michael BrianChief Financial Officer
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019280 · doc4.xml · nonDerivative · entry 2 Bell Michael Brian · CIK 0001702824 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,738 F2 · shares: The reported securities are represented by restricted stock units, 100% of which were vested upon grant. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:37 UTC |
Bell Michael BrianChief Financial Officer
|
GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019280 · doc4.xml · nonDerivative · entry 1 Bell Michael Brian · CIK 0001702824 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,738 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on June 1, 2019 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:29 UTC |
Bickerstaff GeorgeDirector
|
GrantCommon Stock | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019272 · doc4.xml · nonDerivative · entry 1 Bickerstaff George · CIK 0001329646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,204 F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:23 UTC |
Goldberg MichaelDirector
|
GrantCommon Stock | 1,756 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019264 · doc4.xml · nonDerivative · entry 1 Goldberg Michael · CIK 0001366412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,879 F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| June 29, 2018 Filed Jul 12, 2018 19:19 UTC Amendment |
King SashaChief Commercial Officer
|
Tax withholdingCommon Stock | 3,458 | $12.24 | $42,325.92 |
DisclosureSEC source: 0000899243-18-019826 · doc4a.xml · nonDerivative · entry 1 King Sasha · CIK 0001721150 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,042 F1 · kind: This amendment is being filed solely to report the withholding of shares by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 12, 2018 19:23 UTC Amendment |
Nelles Mitchell JChief Operating Officer
|
Tax withholdingCommon Stock | 1,729 | $12.24 | $21,162.96 |
DisclosureSEC source: 0000899243-18-019829 · doc4a.xml · nonDerivative · entry 1 Nelles Mitchell J · CIK 0001421333 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,910 F1 · kind: This amendment is being filed solely to report the withholding of shares by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 12, 2018 19:22 UTC Amendment |
Yee James PChief Medical Officer
|
Tax withholdingCommon Stock | 3,458 | $12.24 | $42,325.92 |
DisclosureSEC source: 0000899243-18-019828 · doc4a.xml · nonDerivative · entry 1 Yee James P · CIK 0001421336 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,644 F1 · kind: This amendment is being filed solely to report the withholding of shares by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 12, 2018 23:18 UTC Amendment |
Bell Michael BrianChief Financial Officer
|
Tax withholdingCommon Stock | 8,645 | $12.24 | $105,814.80 |
DisclosureSEC source: 0000899243-18-019824 · doc4a.xml · nonDerivative · entry 1 Bell Michael Brian · CIK 0001702824 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,093 F1 · kind: This amendment is being filed solely to report the withholding of shares by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 12, 2018 23:17 UTC Amendment |
Maag PeterDirector · See Remarks
|
Tax withholdingCommon Stock | 17,290 | $12.24 | $211,629.60 |
DisclosureSEC source: 0000899243-18-019823 · doc4a.xml · nonDerivative · entry 1 Maag Peter · CIK 0001613855 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,747 F1 · kind: This amendment is being filed solely to report the withholding of shares by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of vested restricted stock units. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 17:11 UTC |
HAGSTROM WILLIAM ADirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $14.74 | $0.00 |
DisclosureSEC source: 0000899243-18-019252 · doc4.xml · derivative · entry 2 HAGSTROM WILLIAM A · CIK 0001042875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-06-20 F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 20, 2018 and the shares subject to the option shall vest monthly thereafter through June 20, 2019. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 17:11 UTC |
HAGSTROM WILLIAM ADirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019252 · doc4.xml · nonDerivative · entry 1 HAGSTROM WILLIAM A · CIK 0001042875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,532 F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 20, 2019. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 17:20 UTC |
SNYDERMAN RALPHDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $14.74 | $0.00 |
DisclosureSEC source: 0000899243-18-019260 · doc4.xml · derivative · entry 2 SNYDERMAN RALPH · CIK 0001178031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-06-20 F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 20, 2018 and the shares subject to the option shall vest monthly thereafter through June 20, 2019. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 17:20 UTC |
SNYDERMAN RALPHDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019260 · doc4.xml · nonDerivative · entry 1 SNYDERMAN RALPH · CIK 0001178031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,799 F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 20, 2019. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 21:22 UTC |
Cohen Fred EDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $14.74 | $0.00 |
DisclosureSEC source: 0000899243-18-019262 · doc4.xml · derivative · entry 2 Cohen Fred E · CIK 0001339358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-06-20 F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 20, 2018 and the shares subject to the option shall vest monthly thereafter through June 20, 2019. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 21:22 UTC |
Cohen Fred EDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019262 · doc4.xml · nonDerivative · entry 1 Cohen Fred E · CIK 0001339358 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,901 F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 20, 2019. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 21:15 UTC |
Bickerstaff GeorgeDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $14.74 | $0.00 |
DisclosureSEC source: 0000899243-18-019255 · doc4.xml · derivative · entry 2 Bickerstaff George · CIK 0001329646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-06-20 F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 20, 2018 and the shares subject to the option shall vest monthly thereafter through June 20, 2019. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 21:15 UTC |
Bickerstaff GeorgeDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019255 · doc4.xml · nonDerivative · entry 1 Bickerstaff George · CIK 0001329646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,007 F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 20, 2019. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 21:10 UTC |
Goldberg MichaelDirector
|
GrantStock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $14.74 | $0.00 |
DisclosureSEC source: 0000899243-18-019251 · doc4.xml · derivative · entry 2 Goldberg Michael · CIK 0001366412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2028-06-20 F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 20, 2018 and the shares subject to the option shall vest monthly thereafter through June 20, 2019. Read SEC document |
| June 20, 2018 Filed Jul 3, 2018 21:10 UTC |
Goldberg MichaelDirector
|
GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-019251 · doc4.xml · nonDerivative · entry 1 Goldberg Michael · CIK 0001366412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,123 F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 20, 2019. Read SEC document |
| May 24, 2018 Filed May 29, 2018 16:21 UTC |
Gagnon Neil10% owner
|
GiftCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-18-000745 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,768 Read SEC document |
| April 26, 2018 Filed Apr 30, 2018 17:48 UTC |
Gagnon Neil10% owner
|
PurchaseCommon Stock | 10,136 | $9.42 | $95,481.12 |
DisclosureSEC source: 0001019056-18-000573 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 965,894 Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:52 UTC |
HAGSTROM WILLIAM ADirector
|
GrantCommon Stock | 1,373 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009492 · doc4.xml · nonDerivative · entry 1 HAGSTROM WILLIAM A · CIK 0001042875 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,532 F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 18:52 UTC |
SNYDERMAN RALPHDirector
|
GrantCommon Stock | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009491 · doc4.xml · nonDerivative · entry 1 SNYDERMAN RALPH · CIK 0001178031 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,799 F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:52 UTC |
Bickerstaff GeorgeDirector
|
GrantCommon Stock | 2,221 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009490 · doc4.xml · nonDerivative · entry 1 Bickerstaff George · CIK 0001329646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,007 F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:49 UTC |
Goldberg MichaelDirector
|
GrantCommon Stock | 3,258 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009487 · doc4.xml · nonDerivative · entry 1 Goldberg Michael · CIK 0001366412 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,123 F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 20:46 UTC |
Maag PeterDirector · See Remarks
|
SaleCommon Stock | 15,000 | $7.87 | $118,035.00 |
DisclosureSEC source: 0000899243-18-008719 · doc4.xml · nonDerivative · entry 1 Maag Peter · CIK 0001613855 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,037 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.63 to $8.01, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.