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Nasdaq · USD

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CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 05, 2021 Filed Aug 9, 2021 20:56 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,938 $12.24 Strike: $12.24 $48,201.12
Disclosure

SEC source: 0001217234-21-000196 · wf-form4_162854256463516.xml · derivative · entry 8

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 3,938 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:56 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 94 $24.35 $2,288.90
Disclosure

SEC source: 0001217234-21-000196 · wf-form4_162854256463516.xml · nonDerivative · entry 5

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:56 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 926 $6.31 $5,843.06
Disclosure

SEC source: 0001217234-21-000196 · wf-form4_162854256463516.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,162

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:56 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 3,938 $12.24 $48,201.12
Disclosure

SEC source: 0001217234-21-000196 · wf-form4_162854256463516.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:56 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 6,904 $83.27 $574,919.55
Disclosure

SEC source: 0001217234-21-000196 · wf-form4_162854256463516.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,298

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.01 to $83.75, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 20:56 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 3,096 $82.81 $256,393.38
Disclosure

SEC source: 0001217234-21-000196 · wf-form4_162854256463516.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,202

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $83.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 18:59 UTC
Johnson Alexander LChief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 13,333 $0.00 Strike: $78.02 $0.00
Disclosure

SEC source: 0001217234-21-000178 · wf-form4_162682194044265.xml · derivative · entry 2

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 13,333 shares

Expires 2031-07-19

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on July 19, 2022 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
July 19, 2021 Filed Jul 20, 2021 18:59 UTC
Johnson Alexander LChief Business Officer
GrantCommon Stock 13,333 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000178 · wf-form4_162682194044265.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,354

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on July 19, 2022 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 19:28 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 1,400 $86.61 $121,249.66
Disclosure

SEC source: 0001217234-21-000174 · wf-form4_162587329843386.xml · nonDerivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,634

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.32 to $86.99, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 19:28 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 2,714 $85.74 $232,689.40
Disclosure

SEC source: 0001217234-21-000174 · wf-form4_162587329843386.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,034

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.30 to $86.25, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
July 08, 2021 Filed Jul 9, 2021 19:28 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 1,880 $84.87 $159,564.25
Disclosure

SEC source: 0001217234-21-000174 · wf-form4_162587329843386.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,748

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.28 to $85.21, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 18:30 UTC
King SashaChief Marketing Officer
Tax withholdingCommon Stock 433 $90.63 $39,242.79
Disclosure

SEC source: 0001217234-21-000170 · wf-form4_162569699147981.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,706

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 18:31 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 4,006 $90.63 $363,063.78
Disclosure

SEC source: 0001217234-21-000172 · wf-form4_162569707625571.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,628

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 22:31 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,312 $12.24 Strike: $12.24 $28,298.88
Disclosure

SEC source: 0001217234-21-000171 · wf-form4_162569702615853.xml · derivative · entry 8

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,188

Underlying: Common Stock · 2,312 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 22:31 UTC
Maag PeterDirector · Executive Chair
Tax withholdingCommon Stock 4,958 $90.63 $449,343.54
Disclosure

SEC source: 0001217234-21-000171 · wf-form4_162569702615853.xml · nonDerivative · entry 5

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,298

F5 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 22:31 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 5,500 $91.23 $501,783.70
Disclosure

SEC source: 0001217234-21-000171 · wf-form4_162569702615853.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,256

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.04 to $91.33, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 22:31 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 2,400 $90.55 $217,309.44
Disclosure

SEC source: 0001217234-21-000171 · wf-form4_162569702615853.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,756

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.03 to $90.98, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 22:31 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 2,100 $89.48 $187,909.05
Disclosure

SEC source: 0001217234-21-000171 · wf-form4_162569702615853.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,156

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.00 to $89.96, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
July 06, 2021 Filed Jul 7, 2021 22:31 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 2,312 $12.24 $28,298.88
Disclosure

SEC source: 0001217234-21-000171 · wf-form4_162569702615853.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:28 UTC GrantEmployee Stock Option (right to buy) · Derivative 1,630 $0.00 Strike: $91.99 $0.00
Disclosure

SEC source: 0001217234-21-000160 · wf-form4_162526846819039.xml · derivative · entry 2

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,630

Underlying: Common Stock · 1,630 shares

Expires 2031-07-01

F2 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest on August 1, 2021 and 1/36th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 23:28 UTC GrantCommon Stock 1,630 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000160 · wf-form4_162526846819039.xml · nonDerivative · entry 1

Valantine Hannah · CIK 0001855608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,630

F1 · shares: The reported securities are represented by restricted stock units 1/3rd of which shall vest on July 1, 2022 and 1/3rd of which shall vest on each anniversary thereafter.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:34 UTC GrantCommon Stock 172 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000165 · wf-form4_162561086988226.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,561

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:34 UTC GrantCommon Stock 188 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000164 · wf-form4_162561083660357.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,253

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 22:34 UTC GrantCommon Stock 459 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000166 · wf-form4_162561088484781.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,089

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
June 30, 2021 Filed Feb 4, 2022 01:23 UTC
Maag PeterDirector
Tax withholdingCommon Stock 5,702 $91.52 $521,847.04
Disclosure

SEC source: 0001217234-22-000027 · wf-form4_164393781432611.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,054

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
June 28, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,667 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · derivative · entry 12

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 11,667 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on February 4, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 28, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,545 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · derivative · entry 11

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,416

Underlying: Common Stock · 1,545 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 28, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 4,690 $96.34 $451,840.70
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · nonDerivative · entry 7

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,371

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.10 to $96.53, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 28, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 8,522 $95.42 $813,149.64
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · nonDerivative · entry 6

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,061

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $96.00, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
June 28, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 11,667 $27.17 $316,992.39
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · nonDerivative · entry 5

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 28, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 1,545 $24.35 $37,620.75
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · nonDerivative · entry 4

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,916

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 25, 2021 Filed Jun 25, 2021 23:54 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 395 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000156 · wf-form4_162466522097335.xml · derivative · entry 10

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,347

Underlying: Common Stock · 395 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 25, 2021 Filed Jun 25, 2021 23:54 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 395 $95.00 $37,525.00
Disclosure

SEC source: 0001217234-21-000156 · wf-form4_162466522097335.xml · nonDerivative · entry 5

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,944

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 25, 2021 Filed Jun 25, 2021 23:54 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 395 $24.35 $9,618.25
Disclosure

SEC source: 0001217234-21-000156 · wf-form4_162466522097335.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
June 25, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,963 $0.00 Strike: $27.72 $0.00
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · derivative · entry 10

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,869

Underlying: Common Stock · 5,963 shares

Expires 2028-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 25% of the shares subject to the option vested on November 26, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
June 25, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,247 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · derivative · entry 9

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,961

Underlying: Common Stock · 3,247 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

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June 25, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 9,210 $95.15 $876,317.69
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · nonDerivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,371

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $90.37, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 25, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 5,963 $27.72 $165,294.36
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 25, 2021 Filed Aug 17, 2021 18:59 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 3,247 $24.35 $79,064.45
Disclosure

SEC source: 0001217234-21-000206 · wf-form4_162924113493011.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,618

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 24, 2021 Filed Jun 25, 2021 19:51 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,602 $0.00 Strike: $27.72 $0.00
Disclosure

SEC source: 0001217234-21-000154 · wf-form4_162466505504890.xml · derivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,832

Underlying: Common Stock · 10,602 shares

Expires 2028-11-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 25% of the shares subject to the option vested on November 26, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

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June 24, 2021 Filed Jun 25, 2021 19:51 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 10,602 $95.31 $1,010,513.73
Disclosure

SEC source: 0001217234-21-000154 · wf-form4_162466505504890.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,634

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.01 to $95.76, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 24, 2021 Filed Jun 25, 2021 19:51 UTC
Seeto ReginaldDirector · See Remarks
Exercise / conversionCommon Stock 10,602 $27.72 $293,887.44
Disclosure

SEC source: 0001217234-21-000154 · wf-form4_162466505504890.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 24, 2021 Filed Jun 25, 2021 23:54 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 9,291 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000156 · wf-form4_162466522097335.xml · derivative · entry 9

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,742

Underlying: Common Stock · 9,291 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

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June 24, 2021 Filed Jun 25, 2021 23:54 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 314 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-21-000156 · wf-form4_162466522097335.xml · derivative · entry 8

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,718

Underlying: Common Stock · 314 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

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June 24, 2021 Filed Jun 25, 2021 23:54 UTC
Maag PeterDirector · Executive Chair
SaleCommon Stock 9,605 $95.30 $915,397.80
Disclosure

SEC source: 0001217234-21-000156 · wf-form4_162466522097335.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,944

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.76, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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June 24, 2021 Filed Jun 25, 2021 23:54 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 9,291 $24.35 $226,235.85
Disclosure

SEC source: 0001217234-21-000156 · wf-form4_162466522097335.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,549

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 24, 2021 Filed Jun 25, 2021 23:54 UTC
Maag PeterDirector · Executive Chair
Exercise / conversionCommon Stock 314 $6.31 $1,981.34
Disclosure

SEC source: 0001217234-21-000156 · wf-form4_162466522097335.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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June 16, 2021 Filed Jun 21, 2021 20:06 UTC GrantStock Option (right to buy) · Derivative 1,812 $0.00 Strike: $88.70 $0.00
Disclosure

SEC source: 0001217234-21-000150 · wf-form4_162432037895482.xml · derivative · entry 2

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Underlying: Common Stock · 1,812 shares

Expires 2031-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2021 and the shares subject to the option shall vest monthly thereafter through June 16, 2022.

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June 16, 2021 Filed Jun 21, 2021 20:06 UTC GrantCommon Stock 1,127 $0.00 $0.00
Disclosure

SEC source: 0001217234-21-000150 · wf-form4_162432037895482.xml · nonDerivative · entry 1

HAGSTROM WILLIAM A · CIK 0001042875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,702

F1 · shares: The reported securities are represented by restricted stock units which shall vest on June 16, 2022.

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June 16, 2021 Filed Jun 21, 2021 20:08 UTC GrantStock Option (right to buy) · Derivative 1,812 $0.00 Strike: $88.70 $0.00
Disclosure

SEC source: 0001217234-21-000152 · wf-form4_162432047936362.xml · derivative · entry 2

SNYDERMAN RALPH · CIK 0001178031 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,812

Underlying: Common Stock · 1,812 shares

Expires 2031-06-16

F2 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on July 16, 2021 and the shares subject to the option shall vest monthly thereafter through June 16, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.