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Nasdaq · USD

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CareDx, Inc.

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4344
SEC CIK
0001217234
Parsed reports
707

Last 12 months

Inside the activity.

0 purchase rows · 26 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202502
Jan 202603
Feb 202601
Mar 202600
Apr 202601
May 202603
Jun 202606
Jul 202604
Aug 202605
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2022 Filed Feb 10, 2022 22:23 UTC Exercise / conversionCommon Stock 500 $1.22 $610.00
Disclosure

SEC source: 0001217234-22-000045 · wf-form4_164453177893774.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 02:58 UTC
Maag PeterDirector
SaleCommon Stock 5,100 $42.32 $215,847.30
Disclosure

SEC source: 0001217234-22-000042 · wf-form4_164437547646887.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 317,683

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.095 to $42.635, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 07, 2022 Filed Feb 9, 2022 02:58 UTC
Maag PeterDirector
SaleCommon Stock 4,900 $41.80 $204,820.98
Disclosure

SEC source: 0001217234-22-000042 · wf-form4_164437547646887.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,783

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.085 to $42.080, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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February 04, 2022 Filed Feb 4, 2022 17:47 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 4,988 $40.34 $201,237.37
Disclosure

SEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · nonDerivative · entry 4

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,720

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.57, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 17:47 UTC
King SashaChief Marketing Officer
Tax withholdingCommon Stock 570 $40.08 $22,845.60
Disclosure

SEC source: 0001217234-22-000037 · wf-form4_164401480525101.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,445

F2 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 17:47 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 2,388 $40.08 $95,711.04
Disclosure

SEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · nonDerivative · entry 3

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,708

F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 03, 2022 Filed Feb 4, 2022 22:46 UTC
Maag PeterDirector
Tax withholdingCommon Stock 1,132 $40.08 $45,370.56
Disclosure

SEC source: 0001217234-22-000036 · wf-form4_164401474105150.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,683

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 17:47 UTC
King SashaChief Marketing Officer
GrantEmployee Stock Option (right to buy) · Derivative 24,150 $0.00 Strike: $41.32 $0.00
Disclosure

SEC source: 0001217234-22-000037 · wf-form4_164401480525101.xml · derivative · entry 3

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,150

Underlying: Common Stock · 24,150 shares

Expires 2032-02-02

F3 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 17:47 UTC
King SashaChief Marketing Officer
GrantCommon Stock 14,150 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000037 · wf-form4_164401480525101.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,015

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 2, 2023 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 17:47 UTC
Seeto ReginaldDirector · See Remarks
GrantEmployee Stock Option (right to buy) · Derivative 83,350 $0.00 Strike: $41.32 $0.00
Disclosure

SEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · derivative · entry 5

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,350

Underlying: Common Stock · 83,350 shares

Expires 2032-02-02

F5 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 17:47 UTC
Seeto ReginaldDirector · See Remarks
GrantCommon Stock 73,350 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,096

F2 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 2, 2023 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 17:47 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 3,182 $41.25 $131,257.50
Disclosure

SEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,746

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 17:49 UTC
Johnson Alexander LChief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 29,900 $0.00 Strike: $41.32 $0.00
Disclosure

SEC source: 0001217234-22-000040 · wf-form4_164401494448810.xml · derivative · entry 2

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,900

Underlying: Common Stock · 29,900 shares

Expires 2032-02-02

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 17:49 UTC
Johnson Alexander LChief Business Officer
GrantCommon Stock 19,900 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000040 · wf-form4_164401494448810.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,413

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 2, 2023 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 22:48 UTC
Dhingra AnkurChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 34,900 $0.00 Strike: $41.32 $0.00
Disclosure

SEC source: 0001217234-22-000039 · wf-form4_164401490341588.xml · derivative · entry 3

Dhingra Ankur · CIK 0001849682 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,900

Underlying: Common Stock · 34,900 shares

Expires 2023-02-02

F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter.

Read SEC document
February 02, 2022 Filed Feb 4, 2022 22:48 UTC
Dhingra AnkurChief Financial Officer
GrantCommon Stock 19,900 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000039 · wf-form4_164401490341588.xml · nonDerivative · entry 1

Dhingra Ankur · CIK 0001849682 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,400

F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 2, 2023 and 1/4th of which shall vest on each anniversary thereafter.

Read SEC document
February 01, 2022 Filed Feb 3, 2022 20:26 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 814 $42.13 $34,293.82
Disclosure

SEC source: 0001217234-22-000030 · wf-form4_164393799007521.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,928

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 29, 2022 Filed Feb 3, 2022 20:24 UTC
King SashaChief Marketing Officer
Tax withholdingCommon Stock 802 $38.51 $30,885.02
Disclosure

SEC source: 0001217234-22-000028 · wf-form4_164393787530041.xml · nonDerivative · entry 2

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,865

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
January 29, 2022 Filed Feb 3, 2022 20:26 UTC
Seeto ReginaldDirector · See Remarks
Tax withholdingCommon Stock 1,818 $38.51 $70,011.18
Disclosure

SEC source: 0001217234-22-000030 · wf-form4_164393799007521.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,742

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
January 29, 2022 Filed Feb 3, 2022 20:25 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 802 $38.51 $30,885.02
Disclosure

SEC source: 0001217234-22-000029 · wf-form4_164393794170208.xml · nonDerivative · entry 2

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,513

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
January 29, 2022 Filed Feb 4, 2022 01:23 UTC
Maag PeterDirector
Tax withholdingCommon Stock 3,417 $38.51 $131,588.67
Disclosure

SEC source: 0001217234-22-000027 · wf-form4_164393781432611.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,815

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
January 25, 2022 Filed Feb 3, 2022 20:24 UTC
King SashaChief Marketing Officer
Tax withholdingCommon Stock 822 $38.29 $31,474.38
Disclosure

SEC source: 0001217234-22-000028 · wf-form4_164393787530041.xml · nonDerivative · entry 1

King Sasha · CIK 0001721150 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,667

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
January 25, 2022 Filed Feb 3, 2022 20:25 UTC
Johnson Alexander LChief Business Officer
Tax withholdingCommon Stock 822 $38.29 $31,474.38
Disclosure

SEC source: 0001217234-22-000029 · wf-form4_164393794170208.xml · nonDerivative · entry 1

Johnson Alexander L · CIK 0001617150 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,315

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
January 19, 2022 Filed Jan 19, 2022 16:49 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 3,137 $40.05 $125,633.71
Disclosure

SEC source: 0001217234-22-000022 · wf-form4_164262895330438.xml · nonDerivative · entry 2

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,560

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40 to $40.20, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
January 19, 2022 Filed Feb 4, 2022 01:23 UTC
Maag PeterDirector
Tax withholdingCommon Stock 3,822 $37.46 $143,172.12
Disclosure

SEC source: 0001217234-22-000027 · wf-form4_164393781432611.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,232

F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units.

Read SEC document
January 18, 2022 Filed Jan 19, 2022 16:49 UTC
Seeto ReginaldDirector · See Remarks
SaleCommon Stock 1,719 $40.07 $68,880.85
Disclosure

SEC source: 0001217234-22-000022 · wf-form4_164262895330438.xml · nonDerivative · entry 1

Seeto Reginald · CIK 0001688485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,697

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40 to $40.41, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 22:52 UTC Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001217234-22-000020 · wf-form4_164194152792989.xml · derivative · entry 3

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 500 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · derivative.exercise_date: 1/12th of the shares subject to the option vested on August 13, 2017 and the shares subject to the option vested monthly thereafter through July 13, 2018.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 22:52 UTC SaleCommon Stock 500 $42.97 $21,485.00
Disclosure

SEC source: 0001217234-22-000020 · wf-form4_164194152792989.xml · nonDerivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,267

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 10, 2022 Filed Jan 11, 2022 22:52 UTC Exercise / conversionCommon Stock 500 $1.22 $610.00
Disclosure

SEC source: 0001217234-22-000020 · wf-form4_164194152792989.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 23:07 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,735 $0.00 Strike: $27.17 $0.00
Disclosure

SEC source: 0001217234-22-000012 · wf-form4_164151044216434.xml · derivative · entry 10

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,164

Underlying: Common Stock · 5,735 shares

Expires 2029-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 25, 2020 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 23:07 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,340 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-22-000012 · wf-form4_164151044216434.xml · derivative · entry 9

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,667

Underlying: Common Stock · 3,340 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 23:07 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 925 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-22-000012 · wf-form4_164151044216434.xml · derivative · entry 8

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,165

Underlying: Common Stock · 925 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · derivative.exercise_date: 1/4th of the shares subject to the option shall vested January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 23:07 UTC
Maag PeterDirector
SaleCommon Stock 1,854 $45.13 $83,676.77
Disclosure

SEC source: 0001217234-22-000012 · wf-form4_164151044216434.xml · nonDerivative · entry 5

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,756

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45 to $45.29, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 23:07 UTC
Maag PeterDirector
SaleCommon Stock 8,146 $44.29 $360,788.78
Disclosure

SEC source: 0001217234-22-000012 · wf-form4_164151044216434.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,610

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.85 to $44.80, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 23:07 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 5,735 $27.17 $155,819.95
Disclosure

SEC source: 0001217234-22-000012 · wf-form4_164151044216434.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 23:07 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 3,340 $24.35 $81,329.00
Disclosure

SEC source: 0001217234-22-000012 · wf-form4_164151044216434.xml · nonDerivative · entry 2

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,021

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 05, 2022 Filed Jan 6, 2022 23:07 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 925 $6.31 $5,836.75
Disclosure

SEC source: 0001217234-22-000012 · wf-form4_164151044216434.xml · nonDerivative · entry 1

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 23:10 UTC GrantCommon Stock 263 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000015 · wf-form4_164151063556919.xml · nonDerivative · entry 1

COURNOYER CHRISTINE · CIK 0001180466 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,004

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

Read SEC document
January 03, 2022 Filed Jan 6, 2022 23:09 UTC GrantCommon Stock 699 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000014 · wf-form4_164151057489757.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,267

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

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January 03, 2022 Filed Jan 6, 2022 23:08 UTC GrantCommon Stock 287 $0.00 $0.00
Disclosure

SEC source: 0001217234-22-000013 · wf-form4_164151052361326.xml · nonDerivative · entry 1

Bickerstaff George · CIK 0001329646 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,736

F1 · shares: Represents an automatic quarterly grant of common stock to the reporting person in lieu of cash for non-employee director compensation pursuant to the issuer's Outside Director Compensation Policy.

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December 09, 2021 Filed Dec 13, 2021 23:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 500 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001217234-21-000255 · wf-form4_163943820157832.xml · derivative · entry 3

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 500 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: 1/12th of the shares subject to the option vested on August 13, 2017 and the shares subject to the option vested monthly thereafter through July 13, 2018.

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December 09, 2021 Filed Dec 13, 2021 23:30 UTC SaleCommon Stock 500 $45.41 $22,705.25
Disclosure

SEC source: 0001217234-21-000255 · wf-form4_163943820157832.xml · nonDerivative · entry 2

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,568

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.845 to $45.535, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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December 09, 2021 Filed Dec 13, 2021 23:30 UTC Exercise / conversionCommon Stock 500 $1.22 $610.00
Disclosure

SEC source: 0001217234-21-000255 · wf-form4_163943820157832.xml · nonDerivative · entry 1

Goldberg Michael · CIK 0001366412 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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December 06, 2021 Filed Dec 7, 2021 21:29 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,949 $0.00 Strike: $24.35 $0.00
Disclosure

SEC source: 0001217234-21-000253 · wf-form4_163891253544976.xml · derivative · entry 11

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,007

Underlying: Common Stock · 5,949 shares

Expires 2030-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 29, 2021 and 1/48th of the shares subject to the option vest monthly thereafter.

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December 06, 2021 Filed Dec 7, 2021 21:29 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $12.24 $0.00
Disclosure

SEC source: 0001217234-21-000253 · wf-form4_163891253544976.xml · derivative · entry 10

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,125 shares

Expires 2028-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: 1/4th of the shares subject to the option vested on June 1, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

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December 06, 2021 Filed Dec 7, 2021 21:29 UTC
Maag PeterDirector
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 926 $0.00 Strike: $6.31 $0.00
Disclosure

SEC source: 0001217234-21-000253 · wf-form4_163891253544976.xml · derivative · entry 9

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090

Underlying: Common Stock · 926 shares

Expires 2028-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · derivative.exercise_date: 1/4th of the shares subject to the option vested on January 19, 2019 and 1/48th of the shares subject to the option vest monthly thereafter.

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December 06, 2021 Filed Dec 7, 2021 21:29 UTC
Maag PeterDirector
SaleCommon Stock 300 $42.61 $12,782.01
Disclosure

SEC source: 0001217234-21-000253 · wf-form4_163891253544976.xml · nonDerivative · entry 6

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,756

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.59 to $42.625, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 21:29 UTC
Maag PeterDirector
SaleCommon Stock 3,112 $42.20 $131,337.29
Disclosure

SEC source: 0001217234-21-000253 · wf-form4_163891253544976.xml · nonDerivative · entry 5

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,056

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.57 to $42.55, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 21:29 UTC
Maag PeterDirector
SaleCommon Stock 6,588 $41.30 $272,070.57
Disclosure

SEC source: 0001217234-21-000253 · wf-form4_163891253544976.xml · nonDerivative · entry 4

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,168

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.56 to $41.54, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.

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December 06, 2021 Filed Dec 7, 2021 21:29 UTC
Maag PeterDirector
Exercise / conversionCommon Stock 5,949 $24.35 $144,858.15
Disclosure

SEC source: 0001217234-21-000253 · wf-form4_163891253544976.xml · nonDerivative · entry 3

Maag Peter · CIK 0001613855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.