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Nasdaq · USD

CDLX

Cardlytics, Inc.

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7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 15, 2020 Filed Apr 17, 2020 20:09 UTC
Grimes Scott D.Director · Chief Executive Officer
SaleCommon Stock 9,376 $42.68 $400,167.68
Disclosure

SEC source: 0001666071-20-000110 · wf-form4_158715418020756.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,055

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $42.01 to $43.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6) and (7) to this Form 4.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:43 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 7,825 $42.27 $330,762.75
Disclosure

SEC source: 0001666071-20-000108 · wf-form4_158689700841488.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,001

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 9, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $42.085 to $42.77, inclusive.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:43 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 33,476 $41.62 $1,393,271.12
Disclosure

SEC source: 0001666071-20-000108 · wf-form4_158689700841488.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,826

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 9, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $41.08 to $42.06, inclusive.

Read SEC document
April 13, 2020 Filed Apr 14, 2020 20:43 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 8,699 $40.81 $355,006.19
Disclosure

SEC source: 0001666071-20-000108 · wf-form4_158689700841488.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,302

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended March 9, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $40.07 to $41.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 23:21 UTC Exercise / conversionRestricted Stock Units · Derivative 1,996 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000099 · wf-form4_158647448221460.xml · derivative · entry 2

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
April 08, 2020 Filed Apr 9, 2020 23:21 UTC Exercise / conversionCommon Stock 1,996 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000099 · wf-form4_158647448221460.xml · nonDerivative · entry 1

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
April 04, 2020 Filed Apr 6, 2020 19:05 UTC Exercise / conversionRestricted Stock Units · Derivative 5,952 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000093 · wf-form4_158621433116012.xml · derivative · entry 2

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
April 04, 2020 Filed Apr 6, 2020 19:05 UTC Exercise / conversionCommon Stock 5,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000093 · wf-form4_158621433116012.xml · nonDerivative · entry 1

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
April 04, 2020 Filed Apr 6, 2020 23:07 UTC
Weisman TonyDirector
Exercise / conversionRestricted Stock Units · Derivative 5,952 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000095 · wf-form4_158621440967494.xml · derivative · entry 2

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
April 04, 2020 Filed Apr 6, 2020 23:07 UTC
Weisman TonyDirector
Exercise / conversionCommon Stock 5,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000095 · wf-form4_158621440967494.xml · nonDerivative · entry 1

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
April 04, 2020 Filed Apr 6, 2020 23:08 UTC Exercise / conversionRestricted Stock Units · Derivative 5,952 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000097 · wf-form4_158621449035236.xml · derivative · entry 2

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,952 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
April 04, 2020 Filed Apr 6, 2020 23:08 UTC Exercise / conversionCommon Stock 5,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000097 · wf-form4_158621449035236.xml · nonDerivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
April 02, 2020 Filed Apr 3, 2020 18:03 UTC PurchaseCommon Stock 47,700 $30.90 $1,474,077.87
Disclosure

SEC source: 0001387131-20-003715 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,041,249

F1 · ownership.nature: 2,411,611 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,602,638 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 18:44 UTC PurchaseCommon Stock 15,034 $32.37 $486,655.09
Disclosure

SEC source: 0001387131-20-003666 · ownership.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,966,549

F1 · ownership.nature: 2,411,611 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,554,938 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
April 01, 2020 Filed Apr 13, 2020 20:52 UTC
Christiansen AndrewChief Financial Officer
GrantRestricted Stock Unit · Derivative 38,710 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000104 · wf-form4_158682552482097.xml · derivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,710

Underlying: Common Stock · 38,710 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2020 Filed Apr 14, 2020 00:55 UTC
Grimes Scott D.Director · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 59,678 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000105 · wf-form4_158682568993889.xml · derivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,678

Underlying: Common Stock · 59,678 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2020 Filed Apr 14, 2020 00:49 UTC
SOMERS KIRKChief Legal & Privacy Officer
GrantRestricted Stock Unit · Derivative 33,870 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000101 · wf-form4_158682536964684.xml · derivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,871

Underlying: Common Stock · 33,871 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
April 01, 2020 Filed Apr 14, 2020 20:43 UTC
Laube Lynne MarieDirector · Chief Operating Officer
GrantRestricted Stock Unit · Derivative 80,645 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000108 · wf-form4_158689700841488.xml · derivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,645

Underlying: Common Stock · 80,645 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F8 · derivative.exercise_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F8 · derivative.expiration_date: The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 18:44 UTC PurchaseCommon Stock 50,000 $36.52 $1,825,800.00
Disclosure

SEC source: 0001387131-20-003666 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,951,515

F1 · ownership.nature: 2,411,611 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,554,938 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
March 26, 2020 Filed Mar 27, 2020 18:36 UTC PurchaseCommon Stock 100,000 $44.64 $4,464,330.00
Disclosure

SEC source: 0001387131-20-003343 · ownership.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,901,515

F1 · ownership.nature: 2,411,611 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,489,904 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 18:36 UTC PurchaseCommon Stock 100,000 $41.38 $4,138,340.00
Disclosure

SEC source: 0001387131-20-003343 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,801,515

F1 · ownership.nature: 2,411,611 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,489,904 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 20:32 UTC
Grimes Scott D.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 600 $43.89 $26,334.00
Disclosure

SEC source: 0001666071-20-000091 · wf-form4_158534115925982.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,431

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019.

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $43.45 to $44.24, inclusive.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 20:32 UTC
Grimes Scott D.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 3,640 $42.60 $155,064.00
Disclosure

SEC source: 0001666071-20-000091 · wf-form4_158534115925982.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,031

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $42.23 to $43.02, inclusive.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 20:32 UTC
Grimes Scott D.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 2,860 $41.69 $119,233.40
Disclosure

SEC source: 0001666071-20-000091 · wf-form4_158534115925982.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,671

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $41.18 to $42.03, inclusive.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 20:32 UTC
Grimes Scott D.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 1,100 $40.50 $44,550.00
Disclosure

SEC source: 0001666071-20-000091 · wf-form4_158534115925982.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,531

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.99, inclusive.

Read SEC document
March 25, 2020 Filed Mar 27, 2020 20:32 UTC
Grimes Scott D.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 1,800 $39.46 $71,028.00
Disclosure

SEC source: 0001666071-20-000091 · wf-form4_158534115925982.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,631

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $39.00 to $39.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), and (6) to this Form 4.

Read SEC document
March 23, 2020 Filed Mar 24, 2020 18:07 UTC PurchaseCommon Stock 181,621 $29.52 $5,362,232.89
Disclosure

SEC source: 0001387131-20-003193 · ownership.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,701,515

F1 · ownership.nature: 2,248,447 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,453,068 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:26 UTC
Grimes Scott D.Director · Chief Executive Officer · 10% owner
SaleCommon Stock 1,000 $30.52 $30,520.00
Disclosure

SEC source: 0001666071-20-000089 · wf-form4_158516800148825.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 137,112

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019.

F2 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 18:07 UTC PurchaseCommon Stock 100,000 $30.94 $3,094,460.00
Disclosure

SEC source: 0001387131-20-003193 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,519,894

F1 · ownership.nature: 2,248,447 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,453,068 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 21:23 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 500 $34.14 $17,070.00
Disclosure

SEC source: 0001666071-20-000087 · wf-form4_158508501947660.xml · nonDerivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,001

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended May 14, 2019.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 21:23 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 1,700 $32.69 $55,573.00
Disclosure

SEC source: 0001666071-20-000087 · wf-form4_158508501947660.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,501

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended May 14, 2019.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $32.43 to $33.183, inclusive.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 21:23 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 940 $31.43 $29,544.20
Disclosure

SEC source: 0001666071-20-000087 · wf-form4_158508501947660.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,201

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended May 14, 2019.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $30.83 to $31.82, inclusive.

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March 20, 2020 Filed Mar 24, 2020 21:23 UTC
Laube Lynne MarieDirector · Chief Operating Officer
SaleCommon Stock 2,600 $30.24 $78,624.00
Disclosure

SEC source: 0001666071-20-000087 · wf-form4_158508501947660.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,141

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 5, 2018, as amended May 14, 2019.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $29.79 to $30.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.

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March 19, 2020 Filed Mar 20, 2020 16:35 UTC PurchaseCommon Stock 100,000 $30.54 $3,054,240.00
Disclosure

SEC source: 0001387131-20-003074 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,419,894

F1 · ownership.nature: 2,248,447 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,171,447 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

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March 18, 2020 Filed Mar 19, 2020 20:38 UTC PurchaseCommon Stock 100,000 $37.40 $3,739,850.00
Disclosure

SEC source: 0001387131-20-003038 · ownership.xml · nonDerivative · entry 2

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,319,894

F1 · ownership.nature: 2,248,447 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,071,447 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

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March 17, 2020 Filed Mar 18, 2020 20:14 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 2,000 $44.57 $89,140.00
Disclosure

SEC source: 0001666071-20-000085 · wf-form4_158456243766535.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,918

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 17, 2019.

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March 17, 2020 Filed Mar 19, 2020 20:38 UTC PurchaseCommon Stock 127,444 $44.68 $5,693,802.84
Disclosure

SEC source: 0001387131-20-003038 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,219,894

F1 · ownership.nature: 2,248,447 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 1,071,447 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

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March 16, 2020 Filed Mar 17, 2020 17:11 UTC PurchaseCommon Stock 190,879 $42.40 $8,093,174.16
Disclosure

SEC source: 0001387131-20-002964 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,092,450

F1 · ownership.nature: 2,248,447 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 844,003 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

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March 13, 2020 Filed Mar 16, 2020 21:51 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 100 $44.81 $4,481.00
Disclosure

SEC source: 0001666071-20-000083 · wf-form4_158440986843312.xml · nonDerivative · entry 6

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,721

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March 13, 2020 Filed Mar 16, 2020 21:51 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 400 $44.87 $17,948.00
Disclosure

SEC source: 0001666071-20-000083 · wf-form4_158440986843312.xml · nonDerivative · entry 5

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,621

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March 13, 2020 Filed Mar 16, 2020 21:51 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 500 $44.45 $22,225.05
Disclosure

SEC source: 0001666071-20-000083 · wf-form4_158440986843312.xml · nonDerivative · entry 4

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,221

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March 13, 2020 Filed Mar 16, 2020 17:39 UTC PurchaseCommon Stock 79,861 $47.36 $3,782,216.96
Disclosure

SEC source: 0001387131-20-002908 · ownership.xml · nonDerivative · entry 1

SOSIN CLIFFORD · CIK 0001697919 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,901,571

F1 · ownership.nature: 2,223,781 of these shares are owned directly by Sosin Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to Sosin Partners, L.P. The remaining 677,790 shares are owned directly by CSWR Partners, L.P., and Reporting Person is the Managing Member of CAS Investment Partners, LLC, which is investment manager to CSWR Partners, L.P.

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March 12, 2020 Filed Mar 16, 2020 21:51 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 401 $44.99 $18,040.99
Disclosure

SEC source: 0001666071-20-000083 · wf-form4_158440986843312.xml · nonDerivative · entry 3

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,721

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March 12, 2020 Filed Mar 16, 2020 21:51 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 299 $45.00 $13,455.00
Disclosure

SEC source: 0001666071-20-000083 · wf-form4_158440986843312.xml · nonDerivative · entry 2

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,320

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March 12, 2020 Filed Mar 16, 2020 21:51 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 300 $45.01 $13,503.00
Disclosure

SEC source: 0001666071-20-000083 · wf-form4_158440986843312.xml · nonDerivative · entry 1

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,021

Read SEC document
March 09, 2020 Filed Mar 11, 2020 19:24 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 768 $45.79 $35,166.72
Disclosure

SEC source: 0001666071-20-000081 · wf-form4_158396907283913.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,494

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on February 26, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $45.34 to $46.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 09, 2020 Filed Mar 11, 2020 23:22 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 800 $45.46 $36,368.00
Disclosure

SEC source: 0001666071-20-000079 · wf-form4_158396895067581.xml · nonDerivative · entry 2

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,592

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on February 26, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $45.08 to $46.01, inclusive.

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March 09, 2020 Filed Mar 11, 2020 23:22 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 5,046 $44.48 $224,446.08
Disclosure

SEC source: 0001666071-20-000079 · wf-form4_158396895067581.xml · nonDerivative · entry 1

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,392

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on February 26, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $44.06 to $45.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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March 09, 2020 Filed Mar 11, 2020 23:23 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 300 $45.68 $13,704.00
Disclosure

SEC source: 0001666071-20-000080 · wf-form4_158396900551699.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,918

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on February 26, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $45.15 to $46.01, inclusive.

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March 09, 2020 Filed Mar 11, 2020 23:23 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 2,488 $44.52 $110,765.76
Disclosure

SEC source: 0001666071-20-000080 · wf-form4_158396900551699.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,218

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on February 26, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $44.06 to $45.03, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.