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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2020 Filed Jun 4, 2020 18:25 UTC
BALEN JOHN VDirector
GrantRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000177 · wf-form4_159130951041035.xml · derivative · entry 1

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock · 2,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 18:23 UTC GrantRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000175 · wf-form4_159130938344351.xml · derivative · entry 1

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock · 2,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:22 UTC
Weisman TonyDirector
GrantRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000174 · wf-form4_159130931137260.xml · derivative · entry 1

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock · 2,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:24 UTC GrantRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000176 · wf-form4_159130943481124.xml · derivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock · 2,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:20 UTC
Youngren BryceDirector · 10% owner
GrantRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000173 · wf-form4_159130923186517.xml · derivative · entry 1

Youngren Bryce · CIK 0001489625 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock · 2,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:19 UTC GrantRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000172 · wf-form4_159130916812896.xml · derivative · entry 1

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock · 2,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
June 02, 2020 Filed Jun 4, 2020 22:18 UTC GrantRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000171 · wf-form4_159130908702020.xml · derivative · entry 1

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,023

Underlying: Common Stock · 2,023 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000160 · wf-form4_159112869229014.xml · derivative · entry 7

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:11 UTC SaleCommon Stock 182 $70.56 $12,842.10
Disclosure

SEC source: 0001666071-20-000160 · wf-form4_159112869229014.xml · nonDerivative · entry 5

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,972

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:11 UTC SaleCommon Stock 4,818 $70.56 $339,958.56
Disclosure

SEC source: 0001666071-20-000160 · wf-form4_159112869229014.xml · nonDerivative · entry 4

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,154

Read SEC document
June 01, 2020 Filed Jun 2, 2020 16:11 UTC Exercise / conversionCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001666071-20-000160 · wf-form4_159112869229014.xml · nonDerivative · entry 3

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:11 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000160 · wf-form4_159112869229014.xml · derivative · entry 6

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:11 UTC SaleCommon Stock 5,000 $66.16 $330,800.00
Disclosure

SEC source: 0001666071-20-000160 · wf-form4_159112869229014.xml · nonDerivative · entry 2

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,972

Read SEC document
May 29, 2020 Filed Jun 2, 2020 16:11 UTC Exercise / conversionCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001666071-20-000160 · wf-form4_159112869229014.xml · nonDerivative · entry 1

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed May 28, 2020 16:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000155 · wf-form4_159069777719458.xml · derivative · entry 6

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
May 28, 2020 Filed May 28, 2020 16:29 UTC SaleCommon Stock 5,000 $65.01 $325,050.00
Disclosure

SEC source: 0001666071-20-000155 · wf-form4_159069777719458.xml · nonDerivative · entry 4

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,972

F1 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.111, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.

Read SEC document
May 28, 2020 Filed May 28, 2020 16:29 UTC Exercise / conversionCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001666071-20-000155 · wf-form4_159069777719458.xml · nonDerivative · entry 3

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:02 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 917 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000157 · wf-form4_159078255178188.xml · derivative · entry 4

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,208

Underlying: Common Stock · 917 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on December 6, 2017 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:02 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,108 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000157 · wf-form4_159078255178188.xml · derivative · entry 3

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778

Underlying: Common Stock · 13,108 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on June 15, 2017 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:02 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 917 $20.00 $18,340.00
Disclosure

SEC source: 0001666071-20-000157 · wf-form4_159078255178188.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed May 29, 2020 20:02 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 13,108 $20.00 $262,160.00
Disclosure

SEC source: 0001666071-20-000157 · wf-form4_159078255178188.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2020 Filed May 27, 2020 18:06 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 894 $67.05 $59,942.70
Disclosure

SEC source: 0001666071-20-000153 · wf-form4_159061716677748.xml · nonDerivative · entry 2

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on May 25, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.665 to $67.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
May 27, 2020 Filed May 27, 2020 22:07 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 4,512 $66.98 $302,213.76
Disclosure

SEC source: 0001666071-20-000154 · wf-form4_159061721968481.xml · nonDerivative · entry 2

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,479

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on May 25, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.40 to $67.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

Read SEC document
May 27, 2020 Filed May 27, 2020 22:05 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 6,448 $66.32 $427,631.36
Disclosure

SEC source: 0001666071-20-000152 · wf-form4_159061710878657.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,160

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on May 25, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.31 to $66.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
May 27, 2020 Filed May 27, 2020 22:03 UTC SaleCommon Stock 9,447 $66.50 $628,225.50
Disclosure

SEC source: 0001666071-20-000151 · wf-form4_159061699889053.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,166

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on May 25, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.41 to $67.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
May 27, 2020 Filed May 27, 2020 22:02 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 2,823 $66.81 $188,604.63
Disclosure

SEC source: 0001666071-20-000150 · wf-form4_159061694170193.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,417

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on May 25, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $66.81 to $67.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

Read SEC document
May 27, 2020 Filed May 28, 2020 16:29 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000155 · wf-form4_159069777719458.xml · derivative · entry 5

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
May 27, 2020 Filed May 28, 2020 16:29 UTC SaleCommon Stock 5,000 $64.38 $321,900.00
Disclosure

SEC source: 0001666071-20-000155 · wf-form4_159069777719458.xml · nonDerivative · entry 2

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,972

Read SEC document
May 27, 2020 Filed May 28, 2020 16:29 UTC Exercise / conversionCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001666071-20-000155 · wf-form4_159069777719458.xml · nonDerivative · entry 1

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 25, 2020 Filed May 27, 2020 18:06 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000153 · wf-form4_159061716677748.xml · derivative · entry 3

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

F4 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

Read SEC document
May 25, 2020 Filed May 27, 2020 18:06 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000153 · wf-form4_159061716677748.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,607

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 25, 2020 Filed May 27, 2020 22:07 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionPerformance Stock Unit · Derivative 10,938 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000154 · wf-form4_159061721968481.xml · derivative · entry 4

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,874

Underlying: Common Stock · 10,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

F5 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

Read SEC document
May 25, 2020 Filed May 27, 2020 22:07 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 700 $67.48 $47,236.00
Disclosure

SEC source: 0001666071-20-000154 · wf-form4_159061721968481.xml · nonDerivative · entry 3

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,779

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for PSUs that vested on May 25, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $67.43 to $67.55, inclusive.

Read SEC document
May 25, 2020 Filed May 27, 2020 22:07 UTC
Evans David ThomasChief Administrative Officer
Exercise / conversionCommon Stock 10,938 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000154 · wf-form4_159061721968481.xml · nonDerivative · entry 1

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 25, 2020 Filed May 27, 2020 22:05 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 14,063 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000152 · wf-form4_159061710878657.xml · derivative · entry 5

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,124

Underlying: Common Stock · 14,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

F6 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

Read SEC document
May 25, 2020 Filed May 27, 2020 22:05 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,063 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000152 · wf-form4_159061710878657.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 25, 2020 Filed May 27, 2020 22:03 UTC Exercise / conversionPerformance Stock Unit · Derivative 19,688 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000151 · wf-form4_159061699889053.xml · derivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,374

Underlying: Common Stock · 19,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

F5 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

Read SEC document
May 25, 2020 Filed May 27, 2020 22:03 UTC Exercise / conversionCommon Stock 19,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000151 · wf-form4_159061699889053.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 25, 2020 Filed May 27, 2020 22:02 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionPerformance Stock Unit · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000150 · wf-form4_159061694170193.xml · derivative · entry 3

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,624

Underlying: Common Stock · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

F4 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU will vest 12 months after the Certification.

Read SEC document
May 25, 2020 Filed May 27, 2020 22:02 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 7,813 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000150 · wf-form4_159061694170193.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
May 22, 2020 Filed May 23, 2020 01:27 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 1,000 $68.46 $68,460.00
Disclosure

SEC source: 0001666071-20-000147 · wf-form4_159019722460716.xml · nonDerivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,565

F4 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.

Read SEC document
May 22, 2020 Filed May 23, 2020 01:27 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 1,000 $68.46 $68,460.00
Disclosure

SEC source: 0001666071-20-000147 · wf-form4_159019722460716.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,565

F3 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.

Read SEC document
May 21, 2020 Filed May 22, 2020 21:21 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 94 $67.76 $6,369.44
Disclosure

SEC source: 0001666071-20-000144 · wf-form4_159019685805778.xml · nonDerivative · entry 2

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,732

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on May 20, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $67.76 to $68.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 21, 2020 Filed May 23, 2020 01:22 UTC
Evans David ThomasChief Administrative Officer
SaleCommon Stock 150 $67.77 $10,165.68
Disclosure

SEC source: 0001666071-20-000145 · wf-form4_159019692853252.xml · nonDerivative · entry 2

Evans David Thomas · CIK 0001730451 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,053

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on May 20, 2020.

Read SEC document
May 21, 2020 Filed May 23, 2020 01:29 UTC SaleCommon Stock 150 $67.83 $10,174.52
Disclosure

SEC source: 0001666071-20-000149 · wf-form4_159019734968767.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,925

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on May 20, 2020.

Read SEC document
May 21, 2020 Filed May 23, 2020 01:28 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 94 $67.82 $6,375.08
Disclosure

SEC source: 0001666071-20-000148 · wf-form4_159019728022062.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,427

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on May 20, 2020.

Read SEC document
May 21, 2020 Filed May 23, 2020 01:27 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $67.67 $6,767.01
Disclosure

SEC source: 0001666071-20-000147 · wf-form4_159019722460716.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,545

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on May 20, 2020.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:21 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000144 · wf-form4_159019685805778.xml · derivative · entry 4

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:21 UTC
Christiansen AndrewChief Financial Officer
GrantRestricted Stock Units · Derivative 332 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000144 · wf-form4_159019685805778.xml · derivative · entry 3

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332

Underlying: Common Stock · 332 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F4 · derivative.exercise_date: The RSUs are immediately vested.

F4 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
May 20, 2020 Filed May 22, 2020 21:21 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000144 · wf-form4_159019685805778.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.