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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2020 Filed Jul 20, 2020 18:47 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 2,518 $24.48 $61,640.64
Disclosure

SEC source: 0001666071-20-000208 · wf-form4_159528521573856.xml · nonDerivative · entry 3

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 18:47 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,707 $0.00 Strike: $24.48 $0.00
Disclosure

SEC source: 0001666071-20-000208 · wf-form4_159528521573856.xml · derivative · entry 5

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,667

Underlying: Common Stock · 4,707 shares

Expires 2027-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on April 1, 2018 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 18:47 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 4,707 $79.00 $371,853.00
Disclosure

SEC source: 0001666071-20-000208 · wf-form4_159528521573856.xml · nonDerivative · entry 2

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 18:47 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 4,707 $24.48 $115,227.36
Disclosure

SEC source: 0001666071-20-000208 · wf-form4_159528521573856.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 22:48 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 300 $78.62 $23,586.00
Disclosure

SEC source: 0001666071-20-000210 · wf-form4_159528529619625.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 121,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $78.41 to $78.85, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 22:48 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 1,400 $77.85 $108,990.00
Disclosure

SEC source: 0001666071-20-000210 · wf-form4_159528529619625.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 121,412

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $77.35 to $78.33, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 22:48 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 300 $75.98 $22,794.00
Disclosure

SEC source: 0001666071-20-000210 · wf-form4_159528529619625.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 122,812

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $75.89 to $76.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 16, 2020 Filed Jul 20, 2020 22:45 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 3,000 $75.26 $225,780.00
Disclosure

SEC source: 0001666071-20-000206 · wf-form4_159528510230183.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,042

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 21:51 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 100 $69.64 $6,964.00
Disclosure

SEC source: 0001666071-20-000204 · wf-form4_159407224881693.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 21:51 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 480 $68.98 $33,110.40
Disclosure

SEC source: 0001666071-20-000204 · wf-form4_159407224881693.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,212

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $68.53 to $69.20, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
July 02, 2020 Filed Jul 6, 2020 21:51 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 1,420 $67.99 $96,545.80
Disclosure

SEC source: 0001666071-20-000204 · wf-form4_159407224881693.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,692

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $67.50 to $68.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 16:54 UTC
BALEN JOHN VDirector
Exercise / conversionRestricted Stock Units · Derivative 6,353 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000198 · wf-form4_159320487037454.xml · derivative · entry 2

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 16:54 UTC
BALEN JOHN VDirector
Exercise / conversionCommon Stock 6,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000198 · wf-form4_159320487037454.xml · nonDerivative · entry 1

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 17:04 UTC Exercise / conversionRestricted Stock Units · Derivative 6,353 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000202 · wf-form4_159320544591273.xml · derivative · entry 2

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 17:04 UTC Exercise / conversionCommon Stock 6,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000202 · wf-form4_159320544591273.xml · nonDerivative · entry 1

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:48 UTC
Weisman TonyDirector
Exercise / conversionRestricted Stock Units · Derivative 6,353 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000192 · wf-form4_159320450300264.xml · derivative · entry 2

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:48 UTC
Weisman TonyDirector
Exercise / conversionCommon Stock 6,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000192 · wf-form4_159320450300264.xml · nonDerivative · entry 1

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:58 UTC Exercise / conversionRestricted Stock Units · Derivative 6,353 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000200 · wf-form4_159320509795807.xml · derivative · entry 2

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:58 UTC Exercise / conversionCommon Stock 6,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000200 · wf-form4_159320509795807.xml · nonDerivative · entry 1

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:52 UTC Exercise / conversionRestricted Stock Units · Derivative 6,353 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000196 · wf-form4_159320475760615.xml · derivative · entry 2

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:52 UTC Exercise / conversionCommon Stock 6,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000196 · wf-form4_159320475760615.xml · nonDerivative · entry 1

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:51 UTC Exercise / conversionRestricted Stock Units · Derivative 6,353 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000194 · wf-form4_159320465180482.xml · derivative · entry 2

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:51 UTC Exercise / conversionCommon Stock 6,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000194 · wf-form4_159320465180482.xml · nonDerivative · entry 1

Youngren Bryce · CIK 0001489625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:46 UTC Exercise / conversionRestricted Stock Units · Derivative 6,353 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000190 · wf-form4_159320438213932.xml · derivative · entry 2

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 25, 2020 Filed Jun 26, 2020 20:46 UTC Exercise / conversionCommon Stock 6,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000190 · wf-form4_159320438213932.xml · nonDerivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 12:51 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 71 $77.26 $5,485.46
Disclosure

SEC source: 0001666071-20-000188 · wf-form4_159300309204162.xml · nonDerivative · entry 8

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,565

F4 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT") on March 10, 2020.

F5 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 12:51 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 729 $76.62 $55,855.98
Disclosure

SEC source: 0001666071-20-000188 · wf-form4_159300309204162.xml · nonDerivative · entry 7

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,636

F4 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT") on March 10, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $76.25 to $77.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) to this Form 4.

F5 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 12:51 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $75.07 $7,507.00
Disclosure

SEC source: 0001666071-20-000188 · wf-form4_159300309204162.xml · nonDerivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,365

F4 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT") on March 10, 2020.

F5 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 12:51 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $73.84 $7,384.00
Disclosure

SEC source: 0001666071-20-000188 · wf-form4_159300309204162.xml · nonDerivative · entry 5

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,465

F4 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright (the "HMA GRAT") on March 10, 2020.

F5 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 12:51 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $77.26 $7,726.00
Disclosure

SEC source: 0001666071-20-000188 · wf-form4_159300309204162.xml · nonDerivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,565

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT") on March 10, 2020.

F2 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 12:51 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 700 $76.65 $53,655.00
Disclosure

SEC source: 0001666071-20-000188 · wf-form4_159300309204162.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 15,665

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT") on March 10, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $76.25 to $77.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) to this Form 4.

F2 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.

Read SEC document
June 22, 2020 Filed Jun 24, 2020 12:51 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $75.07 $7,507.00
Disclosure

SEC source: 0001666071-20-000188 · wf-form4_159300309204162.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,365

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT") on March 10, 2020.

F2 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.

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June 22, 2020 Filed Jun 24, 2020 12:51 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $73.84 $7,384.00
Disclosure

SEC source: 0001666071-20-000188 · wf-form4_159300309204162.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 16,465

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustees of the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright (the "KGA GRAT") on March 10, 2020.

F2 · ownership.nature: The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.

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June 16, 2020 Filed Jun 17, 2020 21:07 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 1,140 $74.39 $84,804.60
Disclosure

SEC source: 0001666071-20-000187 · wf-form4_159242800782543.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 125,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $73.88 to $74.72, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 21:07 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 560 $73.21 $40,997.60
Disclosure

SEC source: 0001666071-20-000187 · wf-form4_159242800782543.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 126,252

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $72.59 to $73.54, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 21:07 UTC
Grimes Scott D.Director · Executive Chairman
SaleCommon Stock 300 $71.69 $21,507.00
Disclosure

SEC source: 0001666071-20-000187 · wf-form4_159242800782543.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 126,812

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $71.40 to $72.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

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June 15, 2020 Filed Jun 16, 2020 21:06 UTC
SOMERS KIRKChief Legal & Privacy Officer
GiftCommon Stock 400 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000185 · wf-form4_159234158635447.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,042

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:29 UTC
Weisman TonyDirector
SaleCommon Stock 5,952 $80.57 $479,552.64
Disclosure

SEC source: 0001666071-20-000179 · wf-form4_159173815680963.xml · nonDerivative · entry 1

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 09, 2020 Filed Jun 9, 2020 21:31 UTC GiftCommon Stock 534 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000181 · wf-form4_159173826558772.xml · nonDerivative · entry 2

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,504

F2 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:33 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 385 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000183 · wf-form4_159173837259269.xml · derivative · entry 6

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,823

Underlying: Common Stock · 385 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on December 6, 2017 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

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June 05, 2020 Filed Jun 9, 2020 21:33 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,125 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001666071-20-000183 · wf-form4_159173837259269.xml · derivative · entry 5

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,813

Underlying: Common Stock · 3,125 shares

Expires 2027-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on April 1, 2018 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

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June 05, 2020 Filed Jun 9, 2020 21:33 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 385 $79.47 $30,595.95
Disclosure

SEC source: 0001666071-20-000183 · wf-form4_159173837259269.xml · nonDerivative · entry 4

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,442

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:33 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 3,125 $79.54 $248,562.50
Disclosure

SEC source: 0001666071-20-000183 · wf-form4_159173837259269.xml · nonDerivative · entry 3

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,827

F1 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $79.41 to $79.655, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:33 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 385 $20.00 $7,700.00
Disclosure

SEC source: 0001666071-20-000183 · wf-form4_159173837259269.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,952

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:33 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 3,125 $30.44 $95,125.00
Disclosure

SEC source: 0001666071-20-000183 · wf-form4_159173837259269.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:31 UTC SaleCommon Stock 5,952 $84.92 $505,443.84
Disclosure

SEC source: 0001666071-20-000181 · wf-form4_159173826558772.xml · nonDerivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,038

F1 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $84.74 to $85.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:56 UTC SaleCommon Stock 100 $75.24 $7,524.00
Disclosure

SEC source: 0001666071-20-000163 · wf-form4_159122135419846.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 127,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:56 UTC SaleCommon Stock 500 $74.37 $37,185.00
Disclosure

SEC source: 0001666071-20-000163 · wf-form4_159122135419846.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 127,212

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $74.15 to $74.62, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:56 UTC SaleCommon Stock 600 $73.58 $44,148.00
Disclosure

SEC source: 0001666071-20-000163 · wf-form4_159122135419846.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 127,712

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $73.14 to $74.11, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 21:56 UTC SaleCommon Stock 800 $72.15 $57,720.00
Disclosure

SEC source: 0001666071-20-000163 · wf-form4_159122135419846.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 128,312

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $71.64 to $72.56, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.