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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2020 Filed Nov 30, 2020 17:11 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000297 · wf-form4_160677425949462.xml · derivative · entry 4

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on November 25, 2020, 12 months after the Certification.

F5 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on November 25, 2020, 12 months after the Certification.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 17:11 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 1,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000297 · wf-form4_160677425949462.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,041

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:12 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionPerformance Stock Unit · Derivative 7,812 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000299 · wf-form4_160677436011799.xml · derivative · entry 5

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,812 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F6 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on November 25, 2020, 12 months after the Certification.

F6 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on November 25, 2020, 12 months after the Certification.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:12 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 7,812 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000299 · wf-form4_160677436011799.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:09 UTC Exercise / conversionPerformance Stock Unit · Derivative 19,687 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000295 · wf-form4_160677416757786.xml · derivative · entry 6

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on November 25, 2020, 12 months after the Certification.

F7 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on November 25, 2020, 12 months after the Certification.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:09 UTC Exercise / conversionCommon Stock 19,687 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000295 · wf-form4_160677416757786.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:08 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 14,062 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000293 · wf-form4_160677408926858.xml · derivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F7 · derivative.exercise_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on November 25, 2020, 12 months after the Certification.

F7 · derivative.expiration_date: On November 25, 2019, the Compensation Committee of the Issuer's Board of Directors certified that a minimum cumulative adjusted EBITDA target over a trailing 12-month period of the Issuer's common stock was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted EBITDA target ("EBITDA tranche"). Fifty percent (50%) of the shares subject to the EBITDA tranche of the awarded PSU vested upon the Certification and were delivered on November 25, 2019. Twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on May 25, 2020, 6 months after the Certification. The final twenty-five percent (25%) of the shares subject to the EBITDA tranche of the awarded PSU vested on November 25, 2020, 12 months after the Certification.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:08 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,062 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-20-000293 · wf-form4_160677408926858.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:41 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 778 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000291 · wf-form4_160590846349707.xml · derivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 778 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:41 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 778 $20.00 $15,560.00
Disclosure

SEC source: 0001666071-20-000291 · wf-form4_160590846349707.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 22:50 UTC SaleCommon Stock 1,100 $114.55 $126,005.00
Disclosure

SEC source: 0001666071-20-000289 · wf-form4_160565344388600.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 105,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $114.26 to $115.12, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 22:50 UTC SaleCommon Stock 900 $113.83 $102,447.00
Disclosure

SEC source: 0001666071-20-000289 · wf-form4_160565344388600.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 106,212

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $113.17 to $114.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:48 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,250 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000288 · wf-form4_160556329738067.xml · derivative · entry 3

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires 2026-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:48 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 3,250 $112.54 $365,755.00
Disclosure

SEC source: 0001666071-20-000288 · wf-form4_160556329738067.xml · nonDerivative · entry 2

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,166

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:48 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 3,250 $20.00 $65,000.00
Disclosure

SEC source: 0001666071-20-000288 · wf-form4_160556329738067.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 428 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:47 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 23,750 $0.00 Strike: $50.04 $0.00
Disclosure

SEC source: 0001666071-20-000287 · wf-form4_160556325668886.xml · derivative · entry 8

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 23,750 shares

Expires 2026-06-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:47 UTC SaleCommon Stock 1,700 $113.60 $193,120.00
Disclosure

SEC source: 0001666071-20-000287 · wf-form4_160556325668886.xml · nonDerivative · entry 7

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,325

F6 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $113.19 to $114.17, inclusive.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:47 UTC SaleCommon Stock 1,152 $112.46 $129,553.92
Disclosure

SEC source: 0001666071-20-000287 · wf-form4_160556325668886.xml · nonDerivative · entry 6

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,025

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $112.16 to $113.11, inclusive.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:47 UTC SaleCommon Stock 14,550 $112.11 $1,631,200.50
Disclosure

SEC source: 0001666071-20-000287 · wf-form4_160556325668886.xml · nonDerivative · entry 5

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,177

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $111.40 to $112.1295, inclusive.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:47 UTC SaleCommon Stock 700 $111.01 $77,707.00
Disclosure

SEC source: 0001666071-20-000287 · wf-form4_160556325668886.xml · nonDerivative · entry 4

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,727

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $110.38 to $111.35, inclusive.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:47 UTC SaleCommon Stock 848 $109.49 $92,847.52
Disclosure

SEC source: 0001666071-20-000287 · wf-form4_160556325668886.xml · nonDerivative · entry 3

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,427

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $109.30 to $109.78, inclusive.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:47 UTC SaleCommon Stock 4,800 $108.82 $522,336.00
Disclosure

SEC source: 0001666071-20-000287 · wf-form4_160556325668886.xml · nonDerivative · entry 2

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,275

F1 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $108.295 to $109.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2), (3), (4), (5) and (6) to this Form 4.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 16:47 UTC Exercise / conversionCommon Stock 23,750 $50.04 $1,188,450.00
Disclosure

SEC source: 0001666071-20-000287 · wf-form4_160556325668886.xml · nonDerivative · entry 1

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 9, 2020 23:47 UTC SaleCommon Stock 6,000 $100.00 $600,000.00
Disclosure

SEC source: 0001666071-20-000282 · wf-form4_160496563954849.xml · nonDerivative · entry 2

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,857

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:44 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 408 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000283 · wf-form4_160505904891201.xml · derivative · entry 5

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:44 UTC
Christiansen AndrewChief Financial Officer
GrantRestricted Stock Units · Derivative 408 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000283 · wf-form4_160505904891201.xml · derivative · entry 4

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408

Underlying: Common Stock · 408 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:44 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 112 $100.40 $11,244.80
Disclosure

SEC source: 0001666071-20-000283 · wf-form4_160505904891201.xml · nonDerivative · entry 3

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,738

F3 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on November 9, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $100.2907 to $100.405, inclusive.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:44 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 408 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000283 · wf-form4_160505904891201.xml · nonDerivative · entry 2

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:47 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Units · Derivative 420 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000286 · wf-form4_160505925820716.xml · derivative · entry 9

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 420 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F6 · derivative.exercise_date: The RSUs are immediately vested.

F6 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:47 UTC
SOMERS KIRKChief Legal & Privacy Officer
GrantRestricted Stock Units · Derivative 420 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000286 · wf-form4_160505925820716.xml · derivative · entry 8

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420

Underlying: Common Stock · 420 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F6 · derivative.exercise_date: The RSUs are immediately vested.

F6 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:47 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,906 $0.00 Strike: $30.44 $0.00
Disclosure

SEC source: 0001666071-20-000286 · wf-form4_160505925820716.xml · derivative · entry 7

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,907

Underlying: Common Stock · 3,906 shares

Expires 2027-07-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on April 1, 2018 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

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November 09, 2020 Filed Nov 11, 2020 01:47 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,562 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-20-000286 · wf-form4_160505925820716.xml · derivative · entry 6

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261

Underlying: Common Stock · 1,562 shares

Expires 2026-12-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option became exercisable with respect to one quarter (1/4) of the shares of stock subject to this option on December 6, 2017 (the "Initial Vesting Date"). The option becomes exercisable in respect of the remaining shares in thirty-six (36) equal monthly installments commencing one (1) month after the Initial Vesting Date, provided the Reporting Person continuously provides service to the Issuer through each vesting period.

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November 09, 2020 Filed Nov 11, 2020 01:47 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 172 $100.27 $17,246.44
Disclosure

SEC source: 0001666071-20-000286 · wf-form4_160505925820716.xml · nonDerivative · entry 5

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,728

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on November 9, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $100.27 to $100.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.

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November 09, 2020 Filed Nov 11, 2020 01:47 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 420 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000286 · wf-form4_160505925820716.xml · nonDerivative · entry 4

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:47 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 3,906 $30.44 $118,898.64
Disclosure

SEC source: 0001666071-20-000286 · wf-form4_160505925820716.xml · nonDerivative · entry 3

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:47 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 1,562 $20.00 $31,240.00
Disclosure

SEC source: 0001666071-20-000286 · wf-form4_160505925820716.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:46 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 583 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000285 · wf-form4_160505919853904.xml · derivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

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November 09, 2020 Filed Nov 11, 2020 01:46 UTC
Laube Lynne MarieDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 583 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000285 · wf-form4_160505919853904.xml · derivative · entry 5

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583

Underlying: Common Stock · 583 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:46 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 237 $100.41 $23,797.17
Disclosure

SEC source: 0001666071-20-000285 · wf-form4_160505919853904.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,334

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on November 9, 2020.

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November 09, 2020 Filed Nov 11, 2020 01:46 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 583 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000285 · wf-form4_160505919853904.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:45 UTC Exercise / conversionRestricted Stock Units · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000284 · wf-form4_160505910058463.xml · derivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:45 UTC GrantRestricted Stock Units · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000284 · wf-form4_160505910058463.xml · derivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

Underlying: Common Stock · 350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs are immediately vested.

F5 · derivative.expiration_date: The RSUs are immediately vested.

Read SEC document
November 09, 2020 Filed Nov 11, 2020 01:45 UTC SaleCommon Stock 144 $100.40 $14,457.60
Disclosure

SEC source: 0001666071-20-000284 · wf-form4_160505910058463.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,996

F2 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for RSUs granted on November 9, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $100.33 to $100.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.

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November 09, 2020 Filed Nov 11, 2020 01:45 UTC Exercise / conversionCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001666071-20-000284 · wf-form4_160505910058463.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
November 09, 2020 Filed Mar 29, 2021 21:06 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 5,468 $97.33 $532,200.44
Disclosure

SEC source: 0001666071-21-000045 · wf-form4_161705199578183.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,841

Read SEC document
November 06, 2020 Filed Nov 9, 2020 23:47 UTC SaleCommon Stock 6,000 $90.00 $540,000.00
Disclosure

SEC source: 0001666071-20-000282 · wf-form4_160496563954849.xml · nonDerivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,857

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.

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November 06, 2020 Filed Nov 10, 2020 20:44 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 3,725 $89.30 $332,642.50
Disclosure

SEC source: 0001666071-20-000283 · wf-form4_160505904891201.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,442

F1 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $89.06 to $89.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) to this Form 4.

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November 06, 2020 Filed Nov 11, 2020 01:47 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 10,000 $88.00 $880,000.00
Disclosure

SEC source: 0001666071-20-000286 · wf-form4_160505925820716.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,012

Read SEC document
November 02, 2020 Filed Nov 3, 2020 21:37 UTC SaleCommon Stock 764 $76.72 $58,614.08
Disclosure

SEC source: 0001666071-20-000281 · wf-form4_160443945994078.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $76.44 to $77.16, inclusive.

F3 · ownership.nature: The Reporting Person is the trustee of the GRAT.

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November 02, 2020 Filed Nov 3, 2020 21:37 UTC SaleCommon Stock 1,036 $75.74 $78,466.64
Disclosure

SEC source: 0001666071-20-000281 · wf-form4_160443945994078.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,876

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $75.39 to $76.33, inclusive.

F3 · ownership.nature: The Reporting Person is the trustee of the GRAT.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.