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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2021 Filed Jun 30, 2021 13:19 UTC SaleCommon Stock 3,176 $127.32 $404,368.32
Disclosure

SEC source: 0001666071-21-000144 · wf-form4_162505915911722.xml · nonDerivative · entry 1

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,198

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2021.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 21:15 UTC SaleCommon Stock 285 $127.01 $36,197.85
Disclosure

SEC source: 0001666071-21-000142 · wf-form4_162456930298925.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,674

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $126.90 to $127.08, inclusive.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 21:15 UTC SaleCommon Stock 601 $126.31 $75,912.31
Disclosure

SEC source: 0001666071-21-000142 · wf-form4_162456930298925.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,959

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $125.87 to $126.71, inclusive.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 21:15 UTC SaleCommon Stock 1,014 $125.35 $127,104.90
Disclosure

SEC source: 0001666071-21-000142 · wf-form4_162456930298925.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,560

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $124.84 to $125.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), and (4) to this Form 4.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 21:15 UTC SaleCommon Stock 100 $123.64 $12,364.00
Disclosure

SEC source: 0001666071-21-000142 · wf-form4_162456930298925.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,574

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

Read SEC document
June 23, 2021 Filed Jun 24, 2021 21:10 UTC SaleCommon Stock 998 $125.00 $124,750.00
Disclosure

SEC source: 0001666071-21-000140 · wf-form4_162456899512126.xml · nonDerivative · entry 1

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,374

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 13, 2021.

Read SEC document
June 21, 2021 Filed Jun 22, 2021 16:17 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 500 $119.00 $59,500.00
Disclosure

SEC source: 0001666071-21-000138 · wf-form4_162439304894239.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,627

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:08 UTC SaleCommon Stock 417 $105.19 $43,864.23
Disclosure

SEC source: 0001666071-21-000137 · wf-form4_162396047613874.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 77,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $105.01 to $105.32, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:08 UTC SaleCommon Stock 643 $104.39 $67,122.77
Disclosure

SEC source: 0001666071-21-000137 · wf-form4_162396047613874.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 77,529

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $104.01 to $104.86, inclusive.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 16, 2021 Filed Jun 17, 2021 20:08 UTC SaleCommon Stock 940 $103.45 $97,243.00
Disclosure

SEC source: 0001666071-21-000137 · wf-form4_162396047613874.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 78,172

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $102.96 to $103.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), and (5) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 16:19 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 500 $110.28 $55,140.00
Disclosure

SEC source: 0001666071-21-000136 · wf-form4_162344276682042.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,127

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 900 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · derivative · entry 12

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,401

Underlying: Common Stock · 900 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 900 $100.67 $90,603.00
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · nonDerivative · entry 7

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,332

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $100.25 to $101.02, inclusive.

Read SEC document
June 04, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 900 $20.00 $18,000.00
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · nonDerivative · entry 6

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 990 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · derivative · entry 11

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,301

Underlying: Common Stock · 990 shares

Expires 2026-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,424 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · derivative · entry 10

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,424 shares

Expires 2023-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 100 $103.16 $10,316.00
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · nonDerivative · entry 5

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,332

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 1,539 $102.65 $157,978.35
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · nonDerivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,432

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $102.12 to $103.02, inclusive.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 4,775 $101.52 $484,758.00
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · nonDerivative · entry 3

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,971

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $101.11 to $102.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 990 $20.00 $19,800.00
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · nonDerivative · entry 2

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,746

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

Read SEC document
June 03, 2021 Filed Jun 7, 2021 21:38 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 5,424 $8.32 $45,127.68
Disclosure

SEC source: 0001666071-21-000132 · wf-form4_162310188453869.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2020.

F2 · balance_after: Includes 218 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:38 UTC
BALEN JOHN VDirector
Exercise / conversionRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000123 · wf-form4_162276705776124.xml · derivative · entry 2

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:38 UTC
BALEN JOHN VDirector
Exercise / conversionCommon Stock 2,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-21-000123 · wf-form4_162276705776124.xml · nonDerivative · entry 1

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000119 · wf-form4_162276677107310.xml · derivative · entry 2

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 02, 2021 Filed Jun 3, 2021 20:33 UTC Exercise / conversionCommon Stock 2,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-21-000119 · wf-form4_162276677107310.xml · nonDerivative · entry 1

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:45 UTC
Weisman TonyDirector
Exercise / conversionRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000131 · wf-form4_162276753638279.xml · derivative · entry 2

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:45 UTC
Weisman TonyDirector
Exercise / conversionCommon Stock 2,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-21-000131 · wf-form4_162276753638279.xml · nonDerivative · entry 1

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,376

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:44 UTC Exercise / conversionRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000129 · wf-form4_162276741910402.xml · derivative · entry 2

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:44 UTC Exercise / conversionCommon Stock 2,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-21-000129 · wf-form4_162276741910402.xml · nonDerivative · entry 1

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:41 UTC SaleCommon Stock 99 $107.36 $10,628.64
Disclosure

SEC source: 0001666071-21-000127 · wf-form4_162276728241676.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 79,112

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:41 UTC SaleCommon Stock 885 $106.29 $94,066.65
Disclosure

SEC source: 0001666071-21-000127 · wf-form4_162276728241676.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 79,211

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $106.23 to $106.45, inclusive

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:41 UTC SaleCommon Stock 1,016 $105.53 $107,218.48
Disclosure

SEC source: 0001666071-21-000127 · wf-form4_162276728241676.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 80,096

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee of the 2013 Scott Grimes GRAT UAD (the "GRAT") on November 15, 2019, as amended March 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $104.97 to $105.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), and (4) to this Form 4.

F3 · ownership.nature: The reportable securities are held by the GRAT.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000125 · wf-form4_162276716346987.xml · derivative · entry 2

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:39 UTC Exercise / conversionCommon Stock 2,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-21-000125 · wf-form4_162276716346987.xml · nonDerivative · entry 1

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
June 02, 2021 Filed Jun 4, 2021 00:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,023 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000121 · wf-form4_162276689763334.xml · derivative · entry 2

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

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June 02, 2021 Filed Jun 4, 2021 00:35 UTC Exercise / conversionCommon Stock 2,023 Not disclosed Not disclosed
Disclosure

SEC source: 0001666071-21-000121 · wf-form4_162276689763334.xml · nonDerivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

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May 25, 2021 Filed Jun 1, 2021 17:03 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1,000 $103.11 $103,110.00
Disclosure

SEC source: 0001666071-21-000115 · wf-form4_162258140244754.xml · nonDerivative · entry 3

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,074

F3 · price: The price reported is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $102.68 to $103.43, inclusive.

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May 24, 2021 Filed May 25, 2021 20:05 UTC SaleCommon Stock 20 $101.00 $2,020.00
Disclosure

SEC source: 0001666071-21-000098 · wf-form4_162197309817262.xml · nonDerivative · entry 5

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,674

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

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May 24, 2021 Filed May 25, 2021 20:05 UTC SaleCommon Stock 1,370 $100.49 $137,671.30
Disclosure

SEC source: 0001666071-21-000098 · wf-form4_162197309817262.xml · nonDerivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,694

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F5 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $99.995 to $100.93, inclusive.

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May 24, 2021 Filed May 25, 2021 20:05 UTC SaleCommon Stock 510 $99.57 $50,780.70
Disclosure

SEC source: 0001666071-21-000098 · wf-form4_162197309817262.xml · nonDerivative · entry 3

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,064

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F4 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $98.96 to $99.95, inclusive.

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May 24, 2021 Filed May 25, 2021 20:05 UTC SaleCommon Stock 40 $98.32 $3,932.80
Disclosure

SEC source: 0001666071-21-000098 · wf-form4_162197309817262.xml · nonDerivative · entry 2

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,574

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F3 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $97.89 to $98.75, inclusive.

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May 24, 2021 Filed May 25, 2021 20:05 UTC SaleCommon Stock 60 $96.86 $5,811.60
Disclosure

SEC source: 0001666071-21-000098 · wf-form4_162197309817262.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,614

F1 · kind: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2020.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $96.60 to $96.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.

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May 21, 2021 Filed May 27, 2021 18:56 UTC GrantRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000103 · wf-form4_162215617315187.xml · derivative · entry 1

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 1,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

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May 21, 2021 Filed May 27, 2021 22:58 UTC
Weisman TonyDirector
GrantRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000105 · wf-form4_162215626986711.xml · derivative · entry 1

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 1,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

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May 21, 2021 Filed May 27, 2021 23:00 UTC GrantRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000107 · wf-form4_162215639520070.xml · derivative · entry 1

JOHNSON MARK A · CIK 0001188623 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 1,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

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May 21, 2021 Filed May 27, 2021 22:57 UTC GrantRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000104 · wf-form4_162215622409834.xml · derivative · entry 1

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 1,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

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May 21, 2021 Filed May 27, 2021 22:55 UTC GrantRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000101 · wf-form4_162215610227477.xml · derivative · entry 1

Jensen Jessica · CIK 0001820211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 1,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

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May 21, 2021 Filed Jun 1, 2021 17:03 UTC
BALEN JOHN VDirector
GrantRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000115 · wf-form4_162258140244754.xml · derivative · entry 4

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 1,701 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F5 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

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May 21, 2021 Filed Jun 2, 2021 12:37 UTC GrantRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-21-000117 · wf-form4_162263742185813.xml · derivative · entry 1

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,701

Underlying: Common Stock · 1,701 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

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May 20, 2021 Filed May 21, 2021 16:34 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 250 $99.00 $24,750.00
Disclosure

SEC source: 0001666071-21-000097 · wf-form4_162162924258689.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,627

F1 · kind: These transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2020.

F2 · balance_after: Includes 221 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.