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Nasdaq · USD

CDLX

Cardlytics, Inc.

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Tapewire entity
7603
SEC CIK
0001666071
Parsed reports
677

Last 12 months

Inside the activity.

2 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202603
Feb 202602
Mar 202600
Apr 202604
May 202620
Jun 202600
Jul 202603
Aug 202602
Sep 202600
Oct 202602

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2022 Filed Nov 3, 2022 20:12 UTC Exercise / conversionPerformance Stock Unit · Derivative 19,687 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000137 · wf-form4_166750632112849.xml · derivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,687 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

F5 · derivative.expiration_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

Read SEC document
October 06, 2022 Filed Nov 3, 2022 20:12 UTC Exercise / conversionCommon Stock 19,687 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000137 · wf-form4_166750632112849.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
October 06, 2022 Filed Nov 3, 2022 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000135 · wf-form4_166750620235736.xml · derivative · entry 4

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

F4 · derivative.expiration_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

Read SEC document
October 06, 2022 Filed Nov 3, 2022 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000135 · wf-form4_166750620235736.xml · nonDerivative · entry 2

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
October 06, 2022 Filed Nov 3, 2022 20:11 UTC Exercise / conversionPerformance Stock Unit · Derivative 14,062 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000136 · wf-form4_166750627252014.xml · derivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

F5 · derivative.expiration_date: On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "October Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the October Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the October Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 12 months after the October Certification.

Read SEC document
October 06, 2022 Filed Nov 3, 2022 20:11 UTC Exercise / conversionCommon Stock 14,062 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000136 · wf-form4_166750627252014.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
October 01, 2022 Filed Nov 3, 2022 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionRestricted Stock Unit · Derivative 415 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000135 · wf-form4_166750620235736.xml · derivative · entry 3

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415

Underlying: Common Stock · 415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: Fifty percent (50%) of the shares under this award vested on October 1, 2022, and fifty percent (50%) of this award vest on October 1, 2023, provided the Reporting Person continuously provides service to the Issuer through the vesting date.

F3 · derivative.expiration_date: Fifty percent (50%) of the shares under this award vested on October 1, 2022, and fifty percent (50%) of this award vest on October 1, 2023, provided the Reporting Person continuously provides service to the Issuer through the vesting date.

Read SEC document
October 01, 2022 Filed Nov 3, 2022 20:10 UTC
Lynton Nicholas HollmeyerChief Legal & Privacy Officer
Exercise / conversionCommon Stock 415 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000135 · wf-form4_166750620235736.xml · nonDerivative · entry 1

Lynton Nicholas Hollmeyer · CIK 0001941467 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
September 26, 2022 Filed Sep 29, 2022 20:06 UTC
Suh ChrisDirector
Exercise / conversionRestricted Stock Units · Derivative 1,102 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000125 · wf-form4_166448197772132.xml · derivative · entry 2

Suh Chris · CIK 0001885015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
September 26, 2022 Filed Sep 29, 2022 20:06 UTC
Suh ChrisDirector
Exercise / conversionRestricted Stock Unit 1,102 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000125 · wf-form4_166448197772132.xml · nonDerivative · entry 1

Suh Chris · CIK 0001885015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
September 01, 2022 Filed Sep 1, 2022 08:01 UTC
Temsamani Karim SaadDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 1,345,261 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000124 · wf-form4_166203369469981.xml · derivative · entry 1

Temsamani Karim Saad · CIK 0001944491 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345,261

Underlying: Common Stock · 1,345,261 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: 25% of the RSUs shall vest on September 1, 2023 with the remaining 75% vesting in equal amounts over the subsequent three years quarterly thereafter, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F2 · derivative.expiration_date: 25% of the RSUs shall vest on September 1, 2023 with the remaining 75% vesting in equal amounts over the subsequent three years quarterly thereafter, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
August 15, 2022 Filed Aug 15, 2022 17:40 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 2,000 $16.92 $33,842.00
Disclosure

SEC source: 0001666071-22-000113 · wf-form4_166059709850353.xml · nonDerivative · entry 4

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,798

Read SEC document
August 12, 2022 Filed Aug 15, 2022 17:40 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1 $16.65 $16.65
Disclosure

SEC source: 0001666071-22-000113 · wf-form4_166059709850353.xml · nonDerivative · entry 3

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,798

Read SEC document
August 12, 2022 Filed Aug 15, 2022 17:40 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1,999 $16.66 $33,303.14
Disclosure

SEC source: 0001666071-22-000113 · wf-form4_166059709850353.xml · nonDerivative · entry 2

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,797

Read SEC document
August 12, 2022 Filed Aug 15, 2022 17:40 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1,000 $16.79 $16,792.90
Disclosure

SEC source: 0001666071-22-000113 · wf-form4_166059709850353.xml · nonDerivative · entry 1

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,798

Read SEC document
August 05, 2022 Filed Aug 8, 2022 16:37 UTC
Christiansen AndrewChief Financial Officer
SaleCommon Stock 589 $14.90 $8,776.10
Disclosure

SEC source: 0001666071-22-000109 · wf-form4_165999102243417.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,840

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on June 9, 2022.

F2 · balance_after: Includes 291 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 20:40 UTC
Laube Lynne MarieDirector · Chief Executive Officer
SaleCommon Stock 6,612 $15.19 $100,436.28
Disclosure

SEC source: 0001666071-22-000111 · wf-form4_165999119173439.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,271

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on June 9, 2022.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $14.88 to $15.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to this Form 4.

Read SEC document
August 05, 2022 Filed Aug 8, 2022 20:38 UTC SaleCommon Stock 9,257 $15.19 $140,613.83
Disclosure

SEC source: 0001666071-22-000110 · wf-form4_165999107613976.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,594

F1 · kind: Shares sold to satisfy withholding tax obligations upon the delivery of shares of common stock for performance stock units that vested on June 9, 2022.

F2 · price: The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $14.87 to $15.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to this Form 4.

F3 · balance_after: Includes 291 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
July 20, 2022 Filed Jul 20, 2022 21:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 1,000 $13.91 $13,910.00
Disclosure

SEC source: 0001666071-22-000095 · wf-form4_165835142515822.xml · nonDerivative · entry 2

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,130

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

Read SEC document
July 18, 2022 Filed Jul 20, 2022 16:57 UTC
Christiansen AndrewChief Financial Officer
GrantRestricted Stock Units · Derivative 30,147 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000091 · wf-form4_165835062741159.xml · derivative · entry 3

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,147

Underlying: Common Stock · 30,147 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F5 · derivative.exercise_date: The RSUs shall vest in full on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

F5 · derivative.expiration_date: The RSUs shall vest in full on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.

Read SEC document
June 22, 2022 Filed Jun 22, 2022 20:33 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 1,000 $25.05 $25,050.00
Disclosure

SEC source: 0001666071-22-000082 · wf-form4_165592997882945.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,317

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 00:06 UTC
Laube Lynne MarieDirector · Chief Executive Officer
GiftCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000079 · wf-form4_165516515416665.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,820

F1 · price: Shares transferred by the Reporting Person as a bona fide gift without consideration.

F2 · balance_after: Includes 290 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 16:57 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionPerformance Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000091 · wf-form4_165835062741159.xml · derivative · entry 2

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F3 · derivative.exercise_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

F3 · derivative.expiration_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 16:57 UTC
Christiansen AndrewChief Financial Officer
Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000091 · wf-form4_165835062741159.xml · nonDerivative · entry 1

Christiansen Andrew · CIK 0001805400 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 21:11 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionPerformance Stock Unit · Derivative 14,063 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000097 · wf-form4_165835149544902.xml · derivative · entry 4

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,062

Underlying: Common Stock · 14,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

F5 · derivative.expiration_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 21:11 UTC
Laube Lynne MarieDirector · Chief Executive Officer
Exercise / conversionCommon Stock 14,063 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000097 · wf-form4_165835149544902.xml · nonDerivative · entry 1

Laube Lynne Marie · CIK 0001730687 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 21:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionPerformance Stock Unit · Derivative 7,813 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000095 · wf-form4_165835142515822.xml · derivative · entry 3

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,812

Underlying: Common Stock · 7,813 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F4 · derivative.exercise_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

F4 · derivative.expiration_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 21:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
Exercise / conversionCommon Stock 7,813 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000095 · wf-form4_165835142515822.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 21:09 UTC Exercise / conversionPerformance Stock Unit · Derivative 19,688 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000093 · wf-form4_165835132651425.xml · derivative · entry 4

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,687

Underlying: Common Stock · 19,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Common Stock.

F5 · derivative.exercise_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

F5 · derivative.expiration_date: On December 9, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum growth rate in adjusted contribution was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the adjusted contribution growth target ("adjusted contribution growth tranche"). Fifty percent (50%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the adjusted contribution growth tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.

Read SEC document
June 09, 2022 Filed Jul 20, 2022 21:09 UTC Exercise / conversionCommon Stock 19,688 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000093 · wf-form4_165835132651425.xml · nonDerivative · entry 1

Grimes Scott D. · CIK 0001617486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,560

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the underlying vested shares of common stock of the Issuer which have not been delivered.

Read SEC document
May 27, 2022 Filed May 31, 2022 17:21 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1,000 $27.39 $27,391.10
Disclosure

SEC source: 0001666071-22-000078 · wf-form4_165403203192498.xml · nonDerivative · entry 4

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,798

Read SEC document
May 27, 2022 Filed May 31, 2022 17:21 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1,000 $27.18 $27,175.00
Disclosure

SEC source: 0001666071-22-000078 · wf-form4_165403203192498.xml · nonDerivative · entry 3

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,798

Read SEC document
May 27, 2022 Filed May 31, 2022 17:21 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 1,000 $27.31 $27,309.70
Disclosure

SEC source: 0001666071-22-000078 · wf-form4_165403203192498.xml · nonDerivative · entry 2

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,798

Read SEC document
May 27, 2022 Filed May 31, 2022 17:21 UTC
BALEN JOHN VDirector
PurchaseCommon Stock 2,000 $27.56 $55,119.80
Disclosure

SEC source: 0001666071-22-000078 · wf-form4_165403203192498.xml · nonDerivative · entry 1

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,798

Read SEC document
May 25, 2022 Filed May 26, 2022 20:10 UTC
SOMERS KIRKChief Legal & Privacy Officer
SaleCommon Stock 1,000 $25.25 $25,250.00
Disclosure

SEC source: 0001666071-22-000077 · wf-form4_165359578850521.xml · nonDerivative · entry 1

SOMERS KIRK · CIK 0001204015 · Chief Legal & Privacy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,317

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 8, 2021.

F2 · balance_after: Includes 291 shares of Common Stock acquired under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 24, 2022 Filed May 25, 2022 00:56 UTC
Suh ChrisDirector
GrantRestricted Stock Units · Derivative 6,465 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000075 · wf-form4_165344017387794.xml · derivative · entry 1

Suh Chris · CIK 0001885015 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Stock · 6,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F2 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 24, 2022 Filed May 24, 2022 20:50 UTC
BALEN JOHN VDirector
GrantRestricted Stock Units · Derivative 6,465 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000070 · wf-form4_165343983025707.xml · derivative · entry 3

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Stock · 6,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 24, 2022 Filed May 24, 2022 20:50 UTC GrantRestricted Stock Units · Derivative 6,465 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000069 · wf-form4_165343978397921.xml · derivative · entry 3

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Stock · 6,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 24, 2022 Filed May 25, 2022 00:54 UTC
Weisman TonyDirector
GrantRestricted Stock Units · Derivative 6,465 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000074 · wf-form4_165344006069811.xml · derivative · entry 3

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Stock · 6,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 24, 2022 Filed May 25, 2022 00:57 UTC GrantRestricted Stock Units · Derivative 6,465 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000076 · wf-form4_165344022360318.xml · derivative · entry 3

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Stock · 6,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 24, 2022 Filed May 25, 2022 00:53 UTC GrantRestricted Stock Units · Derivative 6,465 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000073 · wf-form4_165343999449013.xml · derivative · entry 3

Klinck John L. Jr. · CIK 0001302674 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Stock · 6,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 24, 2022 Filed May 25, 2022 00:51 UTC GrantRestricted Stock Units · Derivative 6,465 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000071 · wf-form4_165343989467573.xml · derivative · entry 3

Jensen Jessica · CIK 0001820211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,465

Underlying: Common Stock · 6,465 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F3 · derivative.exercise_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

F3 · derivative.expiration_date: The RSUs shall vest in full on the one-year anniversary of the date of grant, provided that the Reporting Person remains a director of the Issuer on such vesting date.

Read SEC document
May 21, 2022 Filed May 24, 2022 20:50 UTC
BALEN JOHN VDirector
Exercise / conversionRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000070 · wf-form4_165343983025707.xml · derivative · entry 2

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 21, 2022 Filed May 24, 2022 20:50 UTC
BALEN JOHN VDirector
Exercise / conversionCommon Stock 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000070 · wf-form4_165343983025707.xml · nonDerivative · entry 1

BALEN JOHN V · CIK 0001181211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 21, 2022 Filed May 24, 2022 20:50 UTC Exercise / conversionRestricted Stock Units · Derivative 1,701 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000069 · wf-form4_165343978397921.xml · derivative · entry 2

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 21, 2022 Filed May 24, 2022 20:50 UTC Exercise / conversionCommon Stock 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000069 · wf-form4_165343978397921.xml · nonDerivative · entry 1

Adams David Leslie · CIK 0001730500 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 21, 2022 Filed May 25, 2022 00:54 UTC
Weisman TonyDirector
Exercise / conversionRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000074 · wf-form4_165344006069811.xml · derivative · entry 2

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 21, 2022 Filed May 25, 2022 00:54 UTC
Weisman TonyDirector
Exercise / conversionCommon Stock 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000074 · wf-form4_165344006069811.xml · nonDerivative · entry 1

Weisman Tony · CIK 0001716921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document
May 21, 2022 Filed May 25, 2022 00:57 UTC Exercise / conversionRestricted Stock Units · Derivative 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000076 · wf-form4_165344022360318.xml · derivative · entry 2

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

F2 · derivative.exercise_date: The RSUs vested in full on the one-year anniversary of the date of grant.

F2 · derivative.expiration_date: The RSUs vested in full on the one-year anniversary of the date of grant.

Read SEC document
May 21, 2022 Filed May 25, 2022 00:57 UTC Exercise / conversionCommon Stock 1,701 $0.00 $0.00
Disclosure

SEC source: 0001666071-22-000076 · wf-form4_165344022360318.xml · nonDerivative · entry 1

Lapic S Aimee · CIK 0001724145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.