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Nasdaq · USD

CCLD

CareCloud, Inc.

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Tapewire entity
6780
SEC CIK
0001582982
Parsed reports
405

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 17, 2022 Filed Mar 18, 2022 21:30 UTC
Chaudhry A HadiDirector · CEO and President
SaleSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 3,240 $25.58 $82,879.20
Disclosure

SEC source: 0001493152-22-007302 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.50 to $25.65, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 07, 2022 Filed Jan 6, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000869 · ownership.xml · derivative · entry 2

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F3 · derivative.exercise_date: 12,000 restricted stock units were granted on March 7, 2022, of which 5,000 restricted stock units vested in July 2022 and the remainder will vest in March 2023 upon attainment of certain criteria.

F3 · derivative.expiration_date: 12,000 restricted stock units were granted on March 7, 2022, of which 5,000 restricted stock units vested in July 2022 and the remainder will vest in March 2023 upon attainment of certain criteria.

Read SEC document
March 07, 2022 Filed Jan 7, 2023 02:30 UTC
ROTH NORMANController
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000870 · ownership.xml · derivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement and upon vesting, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement and upon vesting, one share of common stock.

F3 · derivative.exercise_date: 12,000 restricted stock units were granted on March 7, 2022, of which 5,000 restricted stock units vested in July 2022 and the remainder will vest in March 2023 upon attainment of certain criteria.

F3 · derivative.expiration_date: 12,000 restricted stock units were granted on March 7, 2022, of which 5,000 restricted stock units vested in July 2022 and the remainder will vest in March 2023 upon attainment of certain criteria.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 21:30 UTC
Chaudhry A HadiDirector · CEO and President
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-005168 · ownership.xml · derivative · entry 4

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Disposition to issuerRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-005168 · ownership.xml · derivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Tax withholdingSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 5,520 $25.50 $140,760.00
Disclosure

SEC source: 0001493152-22-005168 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,480

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the preferred stock. This is not an open market sale of securities.

Read SEC document
February 19, 2022 Filed Feb 22, 2022 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Exercise / conversionSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-005168 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 02:30 UTC
KORN BILLChief Financial Officer
GrantRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-005167 · ownership.xml · derivative · entry 4

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 02:30 UTC
KORN BILLChief Financial Officer
Disposition to issuerRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-005167 · ownership.xml · derivative · entry 3

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 02:30 UTC
KORN BILLChief Financial Officer
Tax withholdingSeries A Cum Redeemable Perp Pref Stock [MTBCP] 4,600 $25.50 $117,300.00
Disclosure

SEC source: 0001493152-22-005167 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the preferred stock. This is not an open market sale of securities.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 02:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionSeries A Cum Redeemable Perp Pref Stock [MTBCP] 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-005167 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-005166 · ownership.xml · derivative · entry 4

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on February 19, 2022 and vests in early 2023 upon attainment of certain performance targets.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Disposition to issuerRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-005166 · ownership.xml · derivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Tax withholdingSeries A Cum Redeemable Perp Pref Stock [MTBCP] 5,520 $25.50 $140,760.00
Disclosure

SEC source: 0001493152-22-005166 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,480

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the preferred stock. This is not an open market sale of securities.

Read SEC document
February 19, 2022 Filed Feb 23, 2022 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionSeries A Cum Redeemable Perp Pref Stock [MTBCP] 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-005166 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 19, 2022. These shares of preferred stock were issued upon vesting of such units granted under the Company's Amended and Restated Equity Incentive Plan on January 29, 2021, without payment by the requesting person.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004160 · ownership.xml · derivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004160 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004162 · ownership.xml · derivative · entry 2

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 02:30 UTC Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004162 · ownership.xml · nonDerivative · entry 1

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004161 · ownership.xml · derivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004161 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004159 · ownership.xml · derivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,250

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

Read SEC document
February 10, 2022 Filed Feb 12, 2022 02:30 UTC Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-004159 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in August 2022. The additional restricted stock units vest between August 2022 and August 2023.

Read SEC document
February 09, 2022 Filed Jan 6, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Disposition to issuerRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000869 · ownership.xml · derivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2 · derivative.exercise_date: On February 9, 2022, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

F2 · derivative.expiration_date: On February 9, 2022, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

Read SEC document
February 09, 2022 Filed Jan 7, 2023 02:30 UTC
ROTH NORMANController
Disposition to issuerRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-000870 · ownership.xml · derivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement and upon vesting, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement and upon vesting, one share of common stock.

F2 · derivative.exercise_date: On February 9, 2022, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

F2 · derivative.expiration_date: On February 9, 2022, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003322 · ownership.xml · derivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003322 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003321 · ownership.xml · derivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:30 UTC Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003321 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003320 · ownership.xml · derivative · entry 2

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:30 UTC Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003320 · ownership.xml · nonDerivative · entry 1

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003319 · ownership.xml · derivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

Read SEC document
February 03, 2022 Filed Feb 5, 2022 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003319 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between August 2022 and August 2023. The additional restricted stock units vest between February 2022 and August 2022.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003041 · ownership.xml · derivative · entry 3

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Tax withholdingCommon Stock 2,100 $5.78 $12,138.00
Disclosure

SEC source: 0001493152-22-003041 · ownership.xml · nonDerivative · entry 2

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,025

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003041 · ownership.xml · nonDerivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 02:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 6,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003040 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 02:30 UTC
ROTH NORMANController
Tax withholdingCommon Stock 2,100 $5.78 $12,138.00
Disclosure

SEC source: 0001493152-22-003040 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,025

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
January 31, 2022 Filed Feb 3, 2022 02:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003040 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
December 09, 2021 Filed Dec 10, 2021 02:30 UTC
DALY JOHN NDirector
SaleCommon Stock 1,500 $6.59 $9,885.00
Disclosure

SEC source: 0001493152-21-031016 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

Read SEC document
December 07, 2021 Filed Dec 10, 2021 02:30 UTC
DALY JOHN NDirector
SaleCommon Stock 5,000 $6.66 $33,300.00
Disclosure

SEC source: 0001493152-21-031016 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.60 to $6.71, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 02:30 UTC
DALY JOHN NDirector
SaleCommon Stock 4,000 $7.00 $28,000.00
Disclosure

SEC source: 0001493152-21-030246 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.00 to $7.02, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
November 29, 2021 Filed Dec 2, 2021 02:30 UTC
DALY JOHN NDirector
SaleCommon Stock 5,000 $7.00 $35,000.00
Disclosure

SEC source: 0001493152-21-030246 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

Read SEC document
November 15, 2021 Filed Nov 18, 2021 02:51 UTC
DALY JOHN NDirector
SaleCommon Stock 5,000 $7.70 $38,500.00
Disclosure

SEC source: 0001493152-21-029165 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Read SEC document
September 27, 2021 Filed Sep 28, 2021 21:30 UTC
Chaudhry A HadiDirector · CEO and President
SaleCommon Stock 5,000 $8.19 $40,950.00
Disclosure

SEC source: 0001493152-21-024056 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,016

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.05 to $8.25, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-023662 · ownership.xml · derivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between March 2022 and March 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between March 2022 and March 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between March 2022 and March 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between March 2022 and March 2023.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Tax withholdingCommon Stock 2,100 $8.02 $16,842.00
Disclosure

SEC source: 0001493152-21-023662 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,016

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
September 23, 2021 Filed Sep 24, 2021 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-023662 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,116

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between March 2022 and March 2023.

Read SEC document
September 23, 2021 Filed Sep 25, 2021 01:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionRestricted stock unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-023663 · ownership.xml · derivative · entry 3

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between March 2022 and March 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between March 2022 and March 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between March 2022 and March 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between March 2022 and March 2023.

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September 23, 2021 Filed Sep 25, 2021 01:30 UTC
KORN BILLChief Financial Officer
Tax withholdingCommon Stock 3,450 $8.02 $27,669.00
Disclosure

SEC source: 0001493152-21-023663 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,383

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.