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Nasdaq · USD

CCLD

CareCloud, Inc.

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Tapewire entity
6780
SEC CIK
0001582982
Parsed reports
405

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 22, 2023 Filed Feb 25, 2023 02:30 UTC
KORN BILLChief Financial Officer
Tax withholdingSeries B Cum Redeemable Perp Pref Stock [CCLDO] 4,600 $25.08 $115,368.00
Disclosure

SEC source: 0001493152-23-006048 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the preferred stock. This is not an open market sale of securities.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 02:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionSeries B Cum Redeemable Perp Pref Stock [CCLDO] 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006048 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006046 · ownership.xml · derivative · entry 4

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Disposition to issuerRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006046 · ownership.xml · derivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Tax withholdingSeries B Cum Redeemable Perp Pref Stock [CCLDO] 5,520 $25.08 $138,441.60
Disclosure

SEC source: 0001493152-23-006046 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,480

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the preferred stock. This is not an open market sale of securities.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionSeries B Cum Redeemable Perp Pref Stock [CCLDO] 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006046 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
February 16, 2023 Filed Feb 25, 2023 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 14,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006047 · ownership.xml · derivative · entry 3

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 14,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into Series B Preferred Stock on February 16, 2023. These restricted stock units and the shares of Series B Preferred Stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into Series B Preferred Stock on February 16, 2023. These restricted stock units and the shares of Series B Preferred Stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into Series B Preferred Stock on February 16, 2023. These restricted stock units and the shares of Series B Preferred Stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into Series B Preferred Stock on February 16, 2023. These restricted stock units and the shares of Series B Preferred Stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 16, 2023 Filed Feb 25, 2023 02:30 UTC Exercise / conversionSeries B Cum Redeemable Perp Pref Stock [CCLDO] 14,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006047 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into Series B Preferred Stock on February 16, 2023. These restricted stock units and the shares of Series B Preferred Stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 25, 2023 02:30 UTC GrantRestricted Stock Unit · Derivative 28,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006047 · ownership.xml · derivative · entry 2

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 28,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on February 15, 2023 and vests in two equal installments on February 16, 2023 and January 1, 2024.

F1 · price: The restricted stock unit was granted on February 15, 2023 and vests in two equal installments on February 16, 2023 and January 1, 2024.

F1 · derivative.exercise_date: The restricted stock unit was granted on February 15, 2023 and vests in two equal installments on February 16, 2023 and January 1, 2024.

F1 · derivative.expiration_date: The restricted stock unit was granted on February 15, 2023 and vests in two equal installments on February 16, 2023 and January 1, 2024.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003591 · ownership.xml · derivative · entry 4

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · balance_after: The remainder of these restricted stock units vest between August 2023 and August 2024.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003591 · ownership.xml · nonDerivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003593 · ownership.xml · derivative · entry 4

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · balance_after: The remainder of these restricted stock units vest between August 2023 and August 2024.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 02:30 UTC Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003593 · ownership.xml · nonDerivative · entry 2

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003592 · ownership.xml · derivative · entry 4

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · balance_after: The remainder of these restricted stock units vest between August 2023 and August 2024.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 02:30 UTC Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003592 · ownership.xml · nonDerivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003590 · ownership.xml · derivative · entry 4

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · balance_after: The remainder of these restricted stock units vest between August 2023 and August 2024.

Read SEC document
February 03, 2023 Filed Feb 4, 2023 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003590 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2023 Filed Feb 4, 2023 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003591 · ownership.xml · derivative · entry 3

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2023 Filed Feb 4, 2023 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003591 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2023 Filed Feb 4, 2023 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003593 · ownership.xml · derivative · entry 3

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2023 Filed Feb 4, 2023 02:30 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003593 · ownership.xml · nonDerivative · entry 1

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2023 Filed Feb 4, 2023 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003592 · ownership.xml · derivative · entry 3

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2023 Filed Feb 4, 2023 02:30 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003592 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2023 Filed Feb 4, 2023 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003590 · ownership.xml · derivative · entry 3

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

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February 02, 2023 Filed Feb 4, 2023 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003590 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

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January 31, 2023 Filed Feb 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Disposition to issuerRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003445 · ownership.xml · derivative · entry 4

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

F2 · derivative.exercise_date: On January 31, 2023, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

F2 · derivative.expiration_date: On January 31, 2023, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003445 · ownership.xml · derivative · entry 3

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

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January 31, 2023 Filed Feb 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Tax withholdingCommon Stock 875 $3.60 $3,150.00
Disclosure

SEC source: 0001493152-23-003445 · ownership.xml · nonDerivative · entry 2

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,900

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003445 · ownership.xml · nonDerivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 02:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003446 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

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January 31, 2023 Filed Feb 3, 2023 02:30 UTC
ROTH NORMANController
Tax withholdingCommon Stock 1,750 $3.60 $6,300.00
Disclosure

SEC source: 0001493152-23-003446 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,525

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
January 31, 2023 Filed Feb 3, 2023 02:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-003446 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,275

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:30 UTC
Chaudhry A HadiDirector · CEO and President
SaleSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 3,240 $26.50 $85,860.00
Disclosure

SEC source: 0001493152-22-031482 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.46 to $26.52, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 26, 2022 Filed Oct 29, 2022 01:30 UTC SaleSeries B Cum Redeemable Perp Pref Stock [MTBCO] 1,266 $25.00 $31,650.00
Disclosure

SEC source: 0001493152-22-029897 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on August 23, 2022, in accordance with Rule 10b5-1.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.02, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 20, 2022 Filed Oct 21, 2022 01:30 UTC SaleSeries B Cum Redeemable Perp Pref Stock [MTBCO] 1,125 $25.01 $28,136.25
Disclosure

SEC source: 0001493152-22-029263 · ownership.xml · nonDerivative · entry 3

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on August 23, 2022, in accordance with Rule 10b5-1.

F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.05, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 01:30 UTC SaleSeries B Cum Redeemable Perp Pref Stock [MTBCO] 1,601 $25.00 $40,025.00
Disclosure

SEC source: 0001493152-22-029263 · ownership.xml · nonDerivative · entry 2

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,391

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on August 23, 2022, in accordance with Rule 10b5-1.

F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.08, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 18, 2022 Filed Oct 21, 2022 01:30 UTC SaleSeries B Cum Redeemable Perp Pref Stock [MTBCO] 2,925 $25.01 $73,154.25
Disclosure

SEC source: 0001493152-22-029263 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,992

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on August 23, 2022, in accordance with Rule 10b5-1.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.02, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 06, 2022 Filed Oct 8, 2022 01:30 UTC SaleSeries B Cum Redeemable Perp Pref Stock [MTBCO] 1,600 $25.00 $40,000.00
Disclosure

SEC source: 0001493152-22-028000 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,917

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on August 23, 2022, in accordance with Rule 10b5-1.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.05, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 03, 2022 Filed Oct 6, 2022 01:30 UTC SaleSeries B Cum Redeemable Perp Pref Stock [MTBCO] 1,483 $25.01 $37,089.83
Disclosure

SEC source: 0001493152-22-027744 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,517

F2 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on August 23, 2022, in accordance with Rule 10b5-1.

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $25.00 to $25.05, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
September 23, 2022 Filed Sep 23, 2022 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026726 · ownership.xml · derivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

Read SEC document
September 23, 2022 Filed Sep 23, 2022 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Tax withholdingCommon Stock 3,450 $4.42 $15,249.00
Disclosure

SEC source: 0001493152-22-026726 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,691

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
September 23, 2022 Filed Sep 23, 2022 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026726 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

Read SEC document
September 23, 2022 Filed Sep 24, 2022 01:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionRestricted stock unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026728 · ownership.xml · derivative · entry 3

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

Read SEC document
September 23, 2022 Filed Sep 24, 2022 01:30 UTC
KORN BILLChief Financial Officer
Tax withholdingCommon Stock 3,450 $4.42 $15,249.00
Disclosure

SEC source: 0001493152-22-026728 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,483

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
September 23, 2022 Filed Sep 24, 2022 01:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026728 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

Read SEC document
September 23, 2022 Filed Sep 24, 2022 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted stock unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026727 · ownership.xml · derivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

Read SEC document
September 23, 2022 Filed Sep 24, 2022 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 3,450 $4.42 $15,249.00
Disclosure

SEC source: 0001493152-22-026727 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,497,970

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
September 23, 2022 Filed Sep 24, 2022 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-026727 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,501,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on September 23, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests in March 2023.

Read SEC document
August 10, 2022 Filed Aug 13, 2022 01:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-22-022485 · ownership.xml · derivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · balance_after: The remainder of these restricted stock units vest between February 2023 and August 2024.

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August 10, 2022 Filed Aug 13, 2022 01:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-022485 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2022. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.