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Nasdaq · USD

CCLD

CareCloud, Inc.

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Tapewire entity
6780
SEC CIK
0001582982
Parsed reports
405

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2023 Filed Aug 4, 2023 01:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026699 · ownership.xml · derivative · entry 4

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 01:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026699 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 01:30 UTC
BUSQUET ANNEDirector
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026696 · ownership.xml · derivative · entry 3

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,750

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit grant was approved on August 1, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

F2 · derivative.expiration_date: The restricted stock unit grant was approved on August 1, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 01:30 UTC GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026698 · ownership.xml · derivative · entry 3

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,750

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit grant was approved on August 1, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

F2 · derivative.expiration_date: The restricted stock unit grant was approved on August 1, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 01:30 UTC GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026697 · ownership.xml · derivative · entry 3

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,750

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit grant was approved on August 1, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

F2 · derivative.expiration_date: The restricted stock unit grant was approved on August 1, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

Read SEC document
August 01, 2023 Filed Aug 4, 2023 01:30 UTC
DALY JOHN NDirector
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026699 · ownership.xml · derivative · entry 3

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,750

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit grant was approved on August 1, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

F2 · derivative.expiration_date: The restricted stock unit grant was approved on August 1, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 8,917 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026486 · ownership.xml · derivative · entry 3

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,800

Underlying: Common Stock · 8,917 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Tax withholdingCommon Stock 3,120 $3.35 $10,452.00
Disclosure

SEC source: 0001493152-23-026486 · ownership.xml · nonDerivative · entry 2

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,735

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
July 31, 2023 Filed Aug 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionCommon Stock 8,917 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026486 · ownership.xml · nonDerivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

Read SEC document
July 31, 2023 Filed Aug 3, 2023 01:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 9,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026487 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,800

Underlying: Common Stock · 9,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

Read SEC document
July 31, 2023 Filed Aug 3, 2023 01:30 UTC
ROTH NORMANController
Tax withholdingCommon Stock 3,325 $3.35 $11,138.75
Disclosure

SEC source: 0001493152-23-026487 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,875

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
July 31, 2023 Filed Aug 3, 2023 01:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 9,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026487 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between January and July 2024.

Read SEC document
June 23, 2023 Filed Jun 23, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
SaleSeries B Cum Redeemable Perp Preferred Stock [CCLDO] 1,480 $22.10 $32,708.00
Disclosure

SEC source: 0001493152-23-022318 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.10 to $22.25, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 22, 2023 Filed Jun 23, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
SaleSeries B Cum Redeemable Perp Preferred Stock [CCLDO] 1,000 $22.25 $22,250.00
Disclosure

SEC source: 0001493152-23-022318 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,480

Read SEC document
June 20, 2023 Filed Jun 20, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
SaleSeries B Cum Redeemable Perp Preferred Stock [CCLDO] 1,047 $22.37 $23,421.39
Disclosure

SEC source: 0001493152-23-021908 · ownership.xml · nonDerivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,480

Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
SaleSeries B Cum Redeemable Perp Preferred Stock [CCLDO] 937 $22.30 $20,895.10
Disclosure

SEC source: 0001493152-23-021908 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,527

Read SEC document
June 15, 2023 Filed Jun 20, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
SaleSeries B Cum Redeemable Perp Preferred Stock [CCLDO] 16 $22.30 $356.80
Disclosure

SEC source: 0001493152-23-021908 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,464

Read SEC document
April 28, 2023 Filed Apr 28, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-014812 · ownership.xml · derivative · entry 3

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,717

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Tax withholdingCommon Stock 875 $3.27 $2,861.25
Disclosure

SEC source: 0001493152-23-014812 · ownership.xml · nonDerivative · entry 2

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,938

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
April 28, 2023 Filed Apr 28, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-014812 · ownership.xml · nonDerivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

Read SEC document
April 28, 2023 Filed Apr 29, 2023 01:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-014813 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,300

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

Read SEC document
April 28, 2023 Filed Apr 29, 2023 01:30 UTC
ROTH NORMANController
Tax withholdingCommon Stock 875 $3.27 $2,861.25
Disclosure

SEC source: 0001493152-23-014813 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,700

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
April 28, 2023 Filed Apr 29, 2023 01:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-014813 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 28, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2023 and July 2024.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008976 · ownership.xml · derivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Tax withholdingCommon Stock 2,100 $3.21 $6,741.00
Disclosure

SEC source: 0001493152-23-008976 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,091

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
March 23, 2023 Filed Mar 24, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008976 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
March 23, 2023 Filed Mar 25, 2023 01:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionRestricted stock unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008978 · ownership.xml · derivative · entry 3

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

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March 23, 2023 Filed Mar 25, 2023 01:30 UTC
KORN BILLChief Financial Officer
Tax withholdingCommon Stock 2,100 $3.21 $6,741.00
Disclosure

SEC source: 0001493152-23-008978 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,883

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

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March 23, 2023 Filed Mar 25, 2023 01:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008978 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

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March 23, 2023 Filed Mar 25, 2023 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted stock unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008977 · ownership.xml · derivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

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March 23, 2023 Filed Mar 25, 2023 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 3,450 $3.21 $11,074.50
Disclosure

SEC source: 0001493152-23-008977 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,502,020

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

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March 23, 2023 Filed Mar 25, 2023 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-008977 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,505,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 23, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

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March 15, 2023 Filed Mar 17, 2023 01:30 UTC SaleSeries B Cum Redeemable Perp Pref Stock [CCLDO] 80 $24.75 $1,980.00
Disclosure

SEC source: 0001493152-23-007996 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,920

Read SEC document
March 14, 2023 Filed Mar 16, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
SaleSeries B Cum Redeemable Perp Preferred Stock [CCLDO] 2,000 $24.89 $49,780.00
Disclosure

SEC source: 0001493152-23-007995 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,480

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $24.87 to $24.90, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 14, 2023 Filed Mar 17, 2023 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
SaleSeries A Cum Redeemable Perp Pref Stock [CCLDP] 6,480 $26.04 $168,739.20
Disclosure

SEC source: 0001493152-23-007997 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.00 to $26.60, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 01, 2023 Filed Mar 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Disposition to issuerRestricted Stock Unit · Derivative 1,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006618 · ownership.xml · derivative · entry 5

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,217

Underlying: Common Stock · 1,750 shares

Expires not disclosed

F3 · derivative.exercise_price: On March 1, 2023, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

F3 · price: On March 1, 2023, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.exercise_date: On March 1, 2023, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

F3 · derivative.expiration_date: On March 1, 2023, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 5,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006618 · ownership.xml · derivative · entry 4

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,967

Underlying: Common Stock · 5,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

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March 01, 2023 Filed Mar 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Tax withholdingCommon Stock 1,837 $3.60 $6,613.20
Disclosure

SEC source: 0001493152-23-006618 · ownership.xml · nonDerivative · entry 2

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,313

F4 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionCommon Stock 5,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006618 · ownership.xml · nonDerivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 02:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 7,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006617 · ownership.xml · derivative · entry 4

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,800

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

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March 01, 2023 Filed Mar 3, 2023 02:30 UTC
ROTH NORMANController
Tax withholdingCommon Stock 2,450 $3.60 $8,820.00
Disclosure

SEC source: 0001493152-23-006617 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,075

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 02:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 7,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006617 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on March 1, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests between July 2023 and July 2024.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
GrantRestricted Stock Unit · Derivative 30,217 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006618 · ownership.xml · derivative · entry 3

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,217

Underlying: Common Stock · 30,217 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on February 28, 2023, of which 6,417 vest on July 31, 2023, 7,000 vest on January 31, 2024, 9,800 vest on March 1, 2024, 3,500 vest on April 30, 2024 and 3,500 vest on July 31, 2024.

F1 · price: The restricted stock unit was granted on February 28, 2023, of which 6,417 vest on July 31, 2023, 7,000 vest on January 31, 2024, 9,800 vest on March 1, 2024, 3,500 vest on April 30, 2024 and 3,500 vest on July 31, 2024.

F1 · derivative.exercise_date: The restricted stock unit was granted on February 28, 2023, of which 6,417 vest on July 31, 2023, 7,000 vest on January 31, 2024, 9,800 vest on March 1, 2024, 3,500 vest on April 30, 2024 and 3,500 vest on July 31, 2024.

F1 · derivative.expiration_date: The restricted stock unit was granted on February 28, 2023, of which 6,417 vest on July 31, 2023, 7,000 vest on January 31, 2024, 9,800 vest on March 1, 2024, 3,500 vest on April 30, 2024 and 3,500 vest on July 31, 2024.

Read SEC document
February 28, 2023 Filed Mar 3, 2023 02:30 UTC
ROTH NORMANController
GrantRestricted Stock Unit · Derivative 30,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006617 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,800

Underlying: Common Stock · 30,800 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on February 28, 2023, of which 7,000 vest on July 31, 2023, 7,000 vest on January 31, 2024, 9,800 vest on March 1, 2024, 3,500 vest on April 30, 2024 and 3,500 vest on July 31, 2024.

F1 · price: The restricted stock unit was granted on February 28, 2023, of which 7,000 vest on July 31, 2023, 7,000 vest on January 31, 2024, 9,800 vest on March 1, 2024, 3,500 vest on April 30, 2024 and 3,500 vest on July 31, 2024.

F1 · derivative.exercise_date: The restricted stock unit was granted on February 28, 2023, of which 7,000 vest on July 31, 2023, 7,000 vest on January 31, 2024, 9,800 vest on March 1, 2024, 3,500 vest on April 30, 2024 and 3,500 vest on July 31, 2024.

F1 · derivative.expiration_date: The restricted stock unit was granted on February 28, 2023, of which 7,000 vest on July 31, 2023, 7,000 vest on January 31, 2024, 9,800 vest on March 1, 2024, 3,500 vest on April 30, 2024 and 3,500 vest on July 31, 2024.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006049 · ownership.xml · derivative · entry 4

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Disposition to issuerRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006049 · ownership.xml · derivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Tax withholdingSeries B Cum Redeemable Perp Preferred Stock [CCLDO] 5,520 $25.08 $138,441.60
Disclosure

SEC source: 0001493152-23-006049 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,480

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the preferred stock. This is not an open market sale of securities.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 21:30 UTC
Chaudhry A HadiDirector · CEO and President
Exercise / conversionSeries B Cum Redeemable Perp Preferred Stock [CCLDO] 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006049 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 02:30 UTC
KORN BILLChief Financial Officer
GrantRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006048 · ownership.xml · derivative · entry 4

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on February 22, 2023 and vests in early 2024 upon attainment of certain performance targets.

Read SEC document
February 22, 2023 Filed Feb 25, 2023 02:30 UTC
KORN BILLChief Financial Officer
Disposition to issuerRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-006048 · ownership.xml · derivative · entry 3

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on February 22, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.