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Nasdaq · USD

CCLD

CareCloud, Inc.

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Tapewire entity
6780
SEC CIK
0001582982
Parsed reports
405

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 02, 2024 Filed Feb 6, 2024 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004989 · ownership.xml · derivative · entry 4

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 02:30 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004989 · ownership.xml · nonDerivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004991 · ownership.xml · derivative · entry 4

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 02:30 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004991 · ownership.xml · nonDerivative · entry 2

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004987 · ownership.xml · derivative · entry 4

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 02, 2024 Filed Feb 6, 2024 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004987 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004990 · ownership.xml · derivative · entry 3

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004990 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 233,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC
KORN BILLDirector
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004988 · ownership.xml · derivative · entry 2

KORN BILL · CIK 0001610976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC
KORN BILLDirector
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004988 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,383

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004989 · ownership.xml · derivative · entry 3

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004989 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004991 · ownership.xml · derivative · entry 3

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004991 · ownership.xml · nonDerivative · entry 1

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004987 · ownership.xml · derivative · entry 3

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
February 01, 2024 Filed Feb 6, 2024 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004987 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
January 17, 2024 Filed Jan 4, 2025 02:30 UTC
Steenvoorden Lawrence J.No longer an employee
Disposition to issuerRestricted Stock Unit · Derivative 61,549 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-25-000341 · ownership.xml · derivative · entry 1

Steenvoorden Lawrence J. · CIK 0001902795 · No longer an employee

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61,549 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement and upon vesting, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement and upon vesting, one share of common stock.

F2 · derivative.exercise_date: On January 17, 2024, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

F2 · derivative.expiration_date: On January 17, 2024, the restricted stock unit was cancelled by mutual agreement of the reporting person and the issuer.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 13:00 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 32,500 $1.53 $49,725.00
Disclosure

SEC source: 0001493152-24-000022 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,034,520

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.52 to $1.54, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
December 22, 2023 Filed Dec 22, 2023 22:15 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 217,824 $1.57 $341,983.68
Disclosure

SEC source: 0001493152-23-045980 · ownership.xml · nonDerivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,002,020

F3 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.40 to $1.64, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 22:15 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 132,500 $1.19 $157,675.00
Disclosure

SEC source: 0001493152-23-045980 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,784,196

F2 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.12 to $1.39, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 22:15 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
PurchaseCommon Stock 149,676 $0.97 $145,185.72
Disclosure

SEC source: 0001493152-23-045980 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,651,696

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.84 to $1.08, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
December 13, 2023 Filed Dec 13, 2023 22:00 UTC PurchaseCommon Stock 25,000 $0.71 $17,750.00
Disclosure

SEC source: 0001493152-23-044737 · ownership.xml · nonDerivative · entry 1

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,000

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.70 to $.71, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
November 09, 2023 Filed Nov 13, 2023 13:30 UTC
BUSQUET ANNEDirector
PurchaseCommon Stock 41,660 $1.25 $52,075.00
Disclosure

SEC source: 0001493152-23-040334 · ownership.xml · nonDerivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,388

F2 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.10 to $1.39, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
November 08, 2023 Filed Nov 13, 2023 13:30 UTC
BUSQUET ANNEDirector
PurchaseCommon Stock 41,378 $1.09 $45,102.02
Disclosure

SEC source: 0001493152-23-040334 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,728

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $0.98 to $1.15, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
November 06, 2023 Filed Nov 7, 2023 08:30 UTC
Chaudhry A HadiDirector · CEO and President
PurchaseCommon Stock 18,801 $1.07 $20,117.07
Disclosure

SEC source: 0001493152-23-039649 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,892

F1 · price: The price reported in column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $1.03 to $1.09, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth above.

Read SEC document
October 20, 2023 Filed Oct 20, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 23,800 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-037920 · ownership.xml · derivative · entry 3

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on October 20, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on October 20, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on October 20, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on October 20, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
October 20, 2023 Filed Oct 20, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Tax withholdingCommon Stock 8,330 $1.03 $8,579.90
Disclosure

SEC source: 0001493152-23-037920 · ownership.xml · nonDerivative · entry 2

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,205

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
October 20, 2023 Filed Oct 20, 2023 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionCommon Stock 23,800 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-037920 · ownership.xml · nonDerivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on October 20, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
October 09, 2023 Filed Oct 12, 2023 01:30 UTC
KORN BILLDirector · Chief Strategy Office/Director
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-036967 · ownership.xml · derivative · entry 4

KORN BILL · CIK 0001610976 · Director · Chief Strategy Office/Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted as a member of the Board of Directors on October 9, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

F3 · price: The restricted stock unit was granted as a member of the Board of Directors on October 9, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

F3 · derivative.exercise_date: The restricted stock unit was granted as a member of the Board of Directors on October 9, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

F3 · derivative.expiration_date: The restricted stock unit was granted as a member of the Board of Directors on October 9, 2023 and vests in four equal installments on February 1, 2024, August 1, 2024, February 1, 2025 and August 1, 2025.

Read SEC document
October 06, 2023 Filed Oct 12, 2023 01:30 UTC
KORN BILLDirector · Chief Strategy Office/Director
Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-036967 · ownership.xml · derivative · entry 3

KORN BILL · CIK 0001610976 · Director · Chief Strategy Office/Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting as Chief Strategy Officer of restricted stock units into shares of preferred stock on October 6, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · price: Represents the conversion upon vesting as Chief Strategy Officer of restricted stock units into shares of preferred stock on October 6, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting as Chief Strategy Officer of restricted stock units into shares of preferred stock on October 6, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting as Chief Strategy Officer of restricted stock units into shares of preferred stock on October 6, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

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October 06, 2023 Filed Oct 12, 2023 01:30 UTC
KORN BILLDirector · Chief Strategy Office/Director
Tax withholdingSeries B Cum Redeemable Perp Pref Stock [CCLDO] 4,600 $18.52 $85,192.00
Disclosure

SEC source: 0001493152-23-036967 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Director · Chief Strategy Office/Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,400

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the preferred stock. This is not an open market sale of securities.

Read SEC document
October 06, 2023 Filed Oct 12, 2023 01:30 UTC
KORN BILLDirector · Chief Strategy Office/Director
Exercise / conversionSeries B Cum Redeemable Perp Pref Stock [CCLDO] 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-036967 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Director · Chief Strategy Office/Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting as Chief Strategy Officer of restricted stock units into shares of preferred stock on October 6, 2023. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
September 18, 2023 Filed Sep 21, 2023 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
SaleSeries B Cum Redeemable Perp Pref Stock [CCLDO] 1,000 $18.01 $18,010.00
Disclosure

SEC source: 0001493152-23-033265 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,480

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.70 to $19.90, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
August 10, 2023 Filed Aug 12, 2023 01:30 UTC
Steenvoorden Lawrence J.Chief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 17,097 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-027927 · ownership.xml · derivative · entry 3

Steenvoorden Lawrence J. · CIK 0001902795 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,549

Underlying: Common Stock · 17,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2024 and July 2026.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2024 and July 2026.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2024 and July 2026.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2024 and July 2026.

Read SEC document
August 10, 2023 Filed Aug 12, 2023 01:30 UTC
Steenvoorden Lawrence J.Chief Financial Officer
Tax withholdingCommon Stock 5,984 $2.17 $12,985.28
Disclosure

SEC source: 0001493152-23-027927 · ownership.xml · nonDerivative · entry 2

Steenvoorden Lawrence J. · CIK 0001902795 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,113

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
August 10, 2023 Filed Aug 12, 2023 01:30 UTC
Steenvoorden Lawrence J.Chief Financial Officer
Exercise / conversionCommon Stock 17,097 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-027927 · ownership.xml · nonDerivative · entry 1

Steenvoorden Lawrence J. · CIK 0001902795 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 10, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between July 2024 and July 2026.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 01:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026696 · ownership.xml · derivative · entry 5

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F5 · balance_after: The remainder of these restricted stock units vest between February 2024 and August 2025.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 01:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026696 · ownership.xml · nonDerivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 01:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026698 · ownership.xml · derivative · entry 5

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F5 · balance_after: The remainder of these restricted stock units vest between February 2024 and August 2025.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 01:30 UTC Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026698 · ownership.xml · nonDerivative · entry 2

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 01:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026697 · ownership.xml · derivative · entry 5

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F5 · balance_after: The remainder of these restricted stock units vest between February 2024 and August 2025.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 01:30 UTC Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026697 · ownership.xml · nonDerivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 01:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026699 · ownership.xml · derivative · entry 5

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 2,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F4 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F5 · balance_after: The remainder of these restricted stock units vest between February 2024 and August 2025.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 01:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026699 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 3, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 01:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026696 · ownership.xml · derivative · entry 4

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 01:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026696 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 01:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026698 · ownership.xml · derivative · entry 4

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 01:30 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026698 · ownership.xml · nonDerivative · entry 1

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 01:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026697 · ownership.xml · derivative · entry 4

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,750

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 01:30 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-026697 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.