CCLD

SEC source: 0001493152-24-050677 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on December 16, 2024. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

SEC source: 0001493152-24-050676 · ownership.xml · derivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on December 16, 2024. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on December 16, 2024. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on December 16, 2024. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on December 16, 2024. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

SEC source: 0001493152-24-050676 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,960

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the preferred stock. This is not an open market sale of securities.

SEC source: 0001493152-24-050676 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on December 16, 2024. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

SEC source: 0001493152-24-050086 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,000

SEC source: 0001493152-24-048746 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,750

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.60 to $3.70, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

SEC source: 0001493152-24-031094 · ownership.xml · derivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.exercise_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.expiration_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

SEC source: 0001493152-24-031093 · ownership.xml · derivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.exercise_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.expiration_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

SEC source: 0001493152-24-031095 · ownership.xml · derivative · entry 1

KORN BILL · CIK 0001610976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.exercise_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.expiration_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

SEC source: 0001493152-24-031092 · ownership.xml · derivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.exercise_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.expiration_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

SEC source: 0001493152-24-031091 · ownership.xml · derivative · entry 1

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · price: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.exercise_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

F1 · derivative.expiration_date: The restricted stock unit grant was approved on August 8, 2024 and vests in four equal installments on February 8, 2025, August 8, 2025, February 8, 2026 and August 8, 2026.

SEC source: 0001493152-24-030151 · ownership.xml · derivative · entry 4

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030151 · ownership.xml · nonDerivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030150 · ownership.xml · derivative · entry 4

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030150 · ownership.xml · nonDerivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030148 · ownership.xml · derivative · entry 4

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030148 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030147 · ownership.xml · derivative · entry 4

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030147 · ownership.xml · nonDerivative · entry 2

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030151 · ownership.xml · derivative · entry 3

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030151 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030150 · ownership.xml · derivative · entry 3

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030150 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030148 · ownership.xml · derivative · entry 3

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030148 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030147 · ownership.xml · derivative · entry 3

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030147 · ownership.xml · nonDerivative · entry 1

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030146 · ownership.xml · derivative · entry 2

KORN BILL · CIK 0001610976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030146 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 1, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030149 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-030149 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,975

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

SEC source: 0001493152-24-030149 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on July 31, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-017611 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on April 30, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock unit vests in July 2024.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 30, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock unit vests in July 2024.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on April 30, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock unit vests in July 2024.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on April 30, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock unit vests in July 2024.

SEC source: 0001493152-24-017611 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,700

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

SEC source: 0001493152-24-017611 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on April 30, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock unit vests in July 2024.

SEC source: 0001493152-24-010877 · ownership.xml · derivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

F1 · price: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

F1 · derivative.exercise_date: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

F1 · derivative.expiration_date: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

SEC source: 0001493152-24-010875 · ownership.xml · derivative · entry 1

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

F1 · price: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

F1 · derivative.exercise_date: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

F1 · derivative.expiration_date: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

SEC source: 0001493152-24-010876 · ownership.xml · derivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

F1 · price: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

F1 · derivative.exercise_date: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

F1 · derivative.expiration_date: The restricted stock unit was granted on March 19, 2024 and vests in early 2025 upon attainment of certain performance targets.

SEC source: 0001493152-24-007064 · ownership.xml · derivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · CEO and President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

F1 · price: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

F1 · derivative.exercise_date: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

F1 · derivative.expiration_date: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

SEC source: 0001493152-24-007068 · ownership.xml · derivative · entry 4

Garcia Nathalie Grey · CIK 0001998499 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,450 shares

Expires not disclosed

F3 · derivative.exercise_price: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

F3 · price: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

F3 · derivative.exercise_date: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

F3 · derivative.expiration_date: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

SEC source: 0001493152-24-007068 · ownership.xml · derivative · entry 3

Garcia Nathalie Grey · CIK 0001998499 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,450

Underlying: Common Stock · 4,278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 15, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest in March 2024.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 15, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest in March 2024.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 15, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest in March 2024.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 15, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest in March 2024.

SEC source: 0001493152-24-007068 · ownership.xml · nonDerivative · entry 2

Garcia Nathalie Grey · CIK 0001998499 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,808

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

SEC source: 0001493152-24-007068 · ownership.xml · nonDerivative · entry 1

Garcia Nathalie Grey · CIK 0001998499 · General Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 15, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest in March 2024.

SEC source: 0001493152-24-007066 · ownership.xml · derivative · entry 1

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 9,800 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 15, 2024 it was determined that these restricted stock unit would not vest and are forfeited. The remaining restricted stock units vest between April and July 2024.

F1 · price: On February 15, 2024 it was determined that these restricted stock unit would not vest and are forfeited. The remaining restricted stock units vest between April and July 2024.

F1 · derivative.exercise_date: On February 15, 2024 it was determined that these restricted stock unit would not vest and are forfeited. The remaining restricted stock units vest between April and July 2024.

F1 · derivative.expiration_date: On February 15, 2024 it was determined that these restricted stock unit would not vest and are forfeited. The remaining restricted stock units vest between April and July 2024.

SEC source: 0001493152-24-007065 · ownership.xml · derivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Series B Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

F1 · price: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

F1 · derivative.exercise_date: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

F1 · derivative.expiration_date: On February 15, 2024 it was determined that these restricted stock units would not vest and are forfeited.

SEC source: 0001493152-24-005526 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 7,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between March and July 2024.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between March and July 2024.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between March and July 2024.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between March and July 2024.

SEC source: 0001493152-24-005526 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,425

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

SEC source: 0001493152-24-005526 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Interim CFO and Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remaining restricted stock units vest between March and July 2024.

SEC source: 0001493152-24-004990 · ownership.xml · derivative · entry 4

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

SEC source: 0001493152-24-004990 · ownership.xml · nonDerivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2024. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.