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Nasdaq · USD

CCLD

CareCloud, Inc.

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6780
SEC CIK
0001582982
Parsed reports
405

Last 12 months

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2020 Filed Feb 4, 2020 21:30 UTC
Chaudhry A HadiDirector · President
Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001607 · ownership.xml · derivative · entry 5

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:30 UTC
Chaudhry A HadiDirector · President
Tax withholdingSeries A Cum Redeemable Perp Pref Stock [MTBCP] 4,600 $27.06 $124,476.00
Disclosure

SEC source: 0001493152-20-001607 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,400

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of Preferred Stock. This is not an open market sale of securities.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:30 UTC
Chaudhry A HadiDirector · President
Exercise / conversionSeries A Cum Redeemable Perp Pref Stock [MTBCP] 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001607 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001608 · ownership.xml · derivative · entry 4

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001608 · ownership.xml · derivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Tax withholdingSeries A Cum Redeemable Perp Pref Stock [MTBCP] 5,520 $27.06 $149,371.20
Disclosure

SEC source: 0001493152-20-001608 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,480

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of Preferred Stock. This is not an open market sale of securities.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionSeries A Cum Redeemable Perp Pref Stock [MTBCP] 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001608 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
KORN BILLChief Financial Officer
GrantRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001604 · ownership.xml · derivative · entry 6

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001604 · ownership.xml · derivative · entry 5

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
KORN BILLChief Financial Officer
Tax withholdingSeries A Cum Redeemable Perp Pref Stock [MTBCP] 4,600 $27.06 $124,476.00
Disclosure

SEC source: 0001493152-20-001604 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,100

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of Preferred Stock. This is not an open market sale of securities.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionSeries A Cum Redeemable Perp Pref Stock [MTBCP] 10,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001604 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001603 · ownership.xml · derivative · entry 6

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F5 · derivative.exercise_price: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F5 · price: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F5 · derivative.exercise_date: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F5 · derivative.expiration_date: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001603 · ownership.xml · derivative · entry 5

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Tax withholdingSeries A Cum Redeemable Perp Pref Stock [MTBCP] 5,520 $27.06 $149,371.20
Disclosure

SEC source: 0001493152-20-001603 · ownership.xml · nonDerivative · entry 2

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,960

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of Preferred Stock. This is not an open market sale of securities.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionSeries A Cum Redeemable Perp Pref Stock [MTBCP] 12,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001603 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into shares of preferred stock on January 31, 2020. These shares of preferred stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan without payment by the requesting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
Patel Shruti HGeneral Counsel and Corp Sec
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001601 · ownership.xml · derivative · entry 6

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
Patel Shruti HGeneral Counsel and Corp Sec
GrantRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001601 · ownership.xml · derivative · entry 5

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on January 31, 2020 and vested immediately.

F1 · price: The restricted stock unit was granted on January 31, 2020 and vested immediately.

F1 · derivative.exercise_date: The restricted stock unit was granted on January 31, 2020 and vested immediately.

F1 · derivative.expiration_date: The restricted stock unit was granted on January 31, 2020 and vested immediately.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
Patel Shruti HGeneral Counsel and Corp Sec
Tax withholdingCommon Stock 1,750 $4.91 $8,592.50
Disclosure

SEC source: 0001493152-20-001601 · ownership.xml · nonDerivative · entry 2

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

F4 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
Patel Shruti HGeneral Counsel and Corp Sec
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001601 · ownership.xml · nonDerivative · entry 1

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001600 · ownership.xml · derivative · entry 4

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
ROTH NORMANController
GrantRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001600 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on January 31, 2020 and vested immediately.

F1 · price: The restricted stock unit was granted on January 31, 2020 and vested immediately.

F1 · derivative.exercise_date: The restricted stock unit was granted on January 31, 2020 and vested immediately.

F1 · derivative.expiration_date: The restricted stock unit was granted on January 31, 2020 and vested immediately.

Read SEC document
January 31, 2020 Filed Feb 5, 2020 02:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001600 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person.

Read SEC document
November 14, 2019 Filed Nov 15, 2019 21:00 UTC
Chaudhry A HadiDirector · President
SaleCommon Stock [MTBC] 2,000 $3.75 $7,500.00
Disclosure

SEC source: 0001493152-19-017808 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,816

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.75 to $3.76. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
November 13, 2019 Filed Nov 15, 2019 21:00 UTC
Chaudhry A HadiDirector · President
SaleCommon Stock [MTBC] 3,000 $3.78 $11,340.00
Disclosure

SEC source: 0001493152-19-017808 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,816

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.65 to $4.00. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
November 07, 2019 Filed Nov 9, 2019 02:00 UTC
DALY JOHN NDirector
SaleCommon Stock [MTBC] 10,000 $3.57 $35,700.00
Disclosure

SEC source: 0001493152-19-016748 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,900

Read SEC document
November 01, 2019 Filed Nov 2, 2019 01:00 UTC
KORN BILLChief Financial Officer
Exercise / conversionRestricted stock unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-016364 · ownership.xml · derivative · entry 3

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

Read SEC document
November 01, 2019 Filed Nov 2, 2019 01:00 UTC
KORN BILLChief Financial Officer
Tax withholdingCommon Stock [MTBC] 5,750 $3.68 $21,160.00
Disclosure

SEC source: 0001493152-19-016364 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,362

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
November 01, 2019 Filed Nov 2, 2019 01:00 UTC
KORN BILLChief Financial Officer
Exercise / conversionCommon Stock [MTBC] 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-016364 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

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November 01, 2019 Filed Nov 2, 2019 01:00 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted stock unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-016363 · ownership.xml · derivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

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November 01, 2019 Filed Nov 2, 2019 01:00 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock [MTBC] 5,750 $3.68 $21,160.00
Disclosure

SEC source: 0001493152-19-016363 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,922,320

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
November 01, 2019 Filed Nov 2, 2019 01:00 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock [MTBC] 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-016363 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,928,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on November 1, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest equally on May 1, 2020 and November 1, 2020.

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September 30, 2019 Filed Oct 2, 2019 01:00 UTC
DALY JOHN NDirector
SaleCommon Stock [MTBC] 482 $3.83 $1,846.06
Disclosure

SEC source: 0001493152-19-014856 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,900

Read SEC document
September 27, 2019 Filed Oct 2, 2019 01:00 UTC
DALY JOHN NDirector
SaleCommon Stock [MTBC] 4,518 $3.90 $17,620.20
Disclosure

SEC source: 0001493152-19-014856 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,382

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.90 to $3.95, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 16, 2019 Filed Aug 17, 2019 01:00 UTC
DALY JOHN NDirector
SaleCommon Stock [MTBC] 3,000 $4.65 $13,950.00
Disclosure

SEC source: 0001493152-19-012891 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,900

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.65 to $4.67, inclusive.

Read SEC document
August 15, 2019 Filed Aug 17, 2019 01:00 UTC
DALY JOHN NDirector
SaleCommon Stock [MTBC] 5,000 $4.61 $23,050.00
Disclosure

SEC source: 0001493152-19-012891 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,900

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.60 to $4.62, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) of this Form 4.

Read SEC document
August 12, 2019 Filed Aug 15, 2019 01:00 UTC
DALY JOHN NDirector
SaleCommon Stock [MTBC] 2,000 $4.70 $9,400.00
Disclosure

SEC source: 0001493152-19-012692 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,900

Read SEC document
August 09, 2019 Filed Aug 10, 2019 01:00 UTC
Patel Shruti HGeneral Counsel and Corp Sec
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-012020 · ownership.xml · derivative · entry 3

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

Read SEC document
August 09, 2019 Filed Aug 10, 2019 01:00 UTC
Patel Shruti HGeneral Counsel and Corp Sec
Tax withholdingCommon Stock 1,750 $4.92 $8,610.00
Disclosure

SEC source: 0001493152-19-012020 · ownership.xml · nonDerivative · entry 2

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
August 09, 2019 Filed Aug 10, 2019 01:00 UTC
Patel Shruti HGeneral Counsel and Corp Sec
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-012020 · ownership.xml · nonDerivative · entry 1

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

Read SEC document
August 09, 2019 Filed Aug 10, 2019 01:00 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-012019 · ownership.xml · derivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

Read SEC document
August 09, 2019 Filed Aug 10, 2019 01:00 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-012019 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 9, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 21:00 UTC GrantRestricted Stock Unit · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011934 · ownership.xml · derivative · entry 1

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on August 6, 2019 and vests in four equal installments on February 6, 2020, August 6, 2020, February 6, 2021 and August 6, 2021.

F2 · derivative.expiration_date: The restricted stock unit was granted on August 6, 2019 and vests in four equal installments on February 6, 2020, August 6, 2020, February 6, 2021 and August 6, 2021.

Read SEC document
August 06, 2019 Filed Aug 9, 2019 01:00 UTC
BUSQUET ANNEDirector
GrantRestricted Stock Unit · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011931 · ownership.xml · derivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on August 6, 2019 and vests in four equal installments on February 6, 2020, August 6, 2020, February 6, 2021 and August 6, 2021.

F2 · derivative.expiration_date: The restricted stock unit was granted on August 6, 2019 and vests in four equal installments on February 6, 2020, August 6, 2020, February 6, 2021 and August 6, 2021.

Read SEC document
August 06, 2019 Filed Aug 9, 2019 01:00 UTC
DALY JOHN NDirector
GrantRestricted Stock Unit · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011932 · ownership.xml · derivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on August 6, 2019 and vests in four equal installments on February 6, 2020, August 6, 2020, February 6, 2021 and August 6, 2021.

F2 · derivative.expiration_date: The restricted stock unit was granted on August 6, 2019 and vests in four equal installments on February 6, 2020, August 6, 2020, February 6, 2021 and August 6, 2021.

Read SEC document
August 06, 2019 Filed Aug 9, 2019 01:00 UTC GrantRestricted Stock Unit · Derivative 18,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011933 · ownership.xml · derivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,500

Underlying: Common Stock · 18,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on August 6, 2019 and vests in four equal installments on February 6, 2020, August 6, 2020, February 6, 2021 and August 6, 2021.

F2 · derivative.expiration_date: The restricted stock unit was granted on August 6, 2019 and vests in four equal installments on February 6, 2020, August 6, 2020, February 6, 2021 and August 6, 2021.

Read SEC document
August 04, 2019 Filed Aug 5, 2019 21:00 UTC
Chaudhry A HadiDirector · President
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011680 · ownership.xml · derivative · entry 6

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,666

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 4, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 4, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 4, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 4, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

Read SEC document
August 04, 2019 Filed Aug 5, 2019 21:00 UTC
Chaudhry A HadiDirector · President
Tax withholdingCommon Stock 11,500 $4.75 $54,625.00
Disclosure

SEC source: 0001493152-19-011680 · ownership.xml · nonDerivative · entry 4

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,816

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
August 04, 2019 Filed Aug 5, 2019 21:00 UTC
Chaudhry A HadiDirector · President
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011680 · ownership.xml · nonDerivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 4, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2021.

Read SEC document
August 04, 2019 Filed Aug 5, 2019 21:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011685 · ownership.xml · derivative · entry 6

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 4, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2020.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 4, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2020.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 4, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2020.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 4, 2019. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2020 and August 2020.

Read SEC document
August 04, 2019 Filed Aug 5, 2019 21:00 UTC OtherCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-011685 · ownership.xml · nonDerivative · entry 4

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,800

F4 · kind: Represents 2,500 shares of the conversion transferred to an ex-spouse pursuant to a separation agreement.

F4 · price: Represents 2,500 shares of the conversion transferred to an ex-spouse pursuant to a separation agreement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.