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Nasdaq · USD

CCLD

CareCloud, Inc.

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6780
SEC CIK
0001582982
Parsed reports
405

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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2020 Filed May 5, 2020 01:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-007685 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

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May 01, 2020 Filed May 5, 2020 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionRestricted stock unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-007684 · ownership.xml · derivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

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May 01, 2020 Filed May 5, 2020 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 5,750 $5.92 $34,040.00
Disclosure

SEC source: 0001493152-20-007684 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,679,070

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

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May 01, 2020 Filed May 5, 2020 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-007684 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,684,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

Read SEC document
April 15, 2020 Filed Apr 18, 2020 01:30 UTC
KORN BILLChief Financial Officer
SaleCommon Stock 4,835 $7.36 $35,585.60
Disclosure

SEC source: 0001493152-20-006681 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,501

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on March 25, 2020, in accordance with Rule 10b5-1 to pay income taxes.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.35 to $7.37, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 25, 2020 Filed Mar 28, 2020 01:30 UTC
DALY JOHN NDirector
SaleCommon Stock 10,000 $5.52 $55,200.00
Disclosure

SEC source: 0001493152-20-004973 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,683

Read SEC document
March 06, 2020 Filed Mar 7, 2020 02:30 UTC
DALY JOHN NDirector
SaleCommon Stock 3,500 $5.51 $19,285.00
Disclosure

SEC source: 0001493152-20-003551 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,683

Read SEC document
March 05, 2020 Filed Mar 7, 2020 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
SaleCommon Stock 117,271 $5.18 $607,463.78
Disclosure

SEC source: 0001493152-20-003550 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,672,320

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.05 to $5.39, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 04, 2020 Filed Mar 4, 2020 21:30 UTC
Chaudhry A HadiDirector · President
SaleSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 1,400 $26.79 $37,506.00
Disclosure

SEC source: 0001493152-20-003399 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.78 to $26.80, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
SaleCommon Stock 31,415 $5.07 $159,274.05
Disclosure

SEC source: 0001493152-20-003398 · ownership.xml · nonDerivative · entry 3

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,789,591

F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.21, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:30 UTC
Chaudhry A HadiDirector · President
SaleSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 4,000 $26.46 $105,840.00
Disclosure

SEC source: 0001493152-20-003399 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.40 to $26.53, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
SaleCommon Stock 101,314 $5.10 $516,701.40
Disclosure

SEC source: 0001493152-20-003398 · ownership.xml · nonDerivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,821,006

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.00 to $5.38, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
SaleCommon Stock 5,525 $5.31 $29,337.75
Disclosure

SEC source: 0001493152-20-003402 · ownership.xml · nonDerivative · entry 1

Grant Kimberly J · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.25 to $5.36, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:30 UTC
DALY JOHN NDirector
SaleCommon Stock 6,467 $5.45 $35,245.15
Disclosure

SEC source: 0001493152-20-003401 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,183

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.45 to $5.46, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:30 UTC
Patel Shruti HNo longer officer
SaleCommon Stock 11,375 $5.32 $60,515.00
Disclosure

SEC source: 0001493152-20-003400 · ownership.xml · nonDerivative · entry 1

Patel Shruti H · CIK 0001682953 · No longer officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.31 to $5.38, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 02, 2020 Filed Mar 5, 2020 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
SaleSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 6,480 $26.43 $171,266.40
Disclosure

SEC source: 0001493152-20-003398 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.19 to $26.70, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 02:30 UTC
KORN BILLChief Financial Officer
SaleCommon Stock 13,500 $6.27 $84,645.00
Disclosure

SEC source: 0001493152-20-001895 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,336

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2018, in accordance with Rule 10b5-1 to pay income taxes.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.25 to $6.30, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 07, 2020 Filed Feb 8, 2020 02:30 UTC
KORN BILLChief Financial Officer
SaleCommon Stock 16,776 $5.67 $95,119.92
Disclosure

SEC source: 0001493152-20-001826 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,836

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2018, in accordance with Rule 10b5-1 to pay income taxes.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $5.60 to $5.81, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001827 · ownership.xml · derivative · entry 3

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:30 UTC OtherCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001827 · ownership.xml · nonDerivative · entry 2

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,800

F2 · kind: Represents 900 shares of the conversion transferred to an ex-spouse pursuant to a separation agreement.

F2 · price: Represents 900 shares of the conversion transferred to an ex-spouse pursuant to a separation agreement.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:30 UTC Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001827 · ownership.xml · nonDerivative · entry 1

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001824 · ownership.xml · derivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001824 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001825 · ownership.xml · derivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001825 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,650

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001828 · ownership.xml · derivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,750

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
February 06, 2020 Filed Feb 8, 2020 02:30 UTC Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001828 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 02:30 UTC
KORN BILLChief Financial Officer
SaleCommon Stock 6,455 $4.96 $32,016.80
Disclosure

SEC source: 0001493152-20-001604 · ownership.xml · nonDerivative · entry 4

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,612

F4 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2018, in accordance with Rule 10b5-1.

F6 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.95 to $5.01, inclusive.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 02:30 UTC
KORN BILLChief Financial Officer
SaleCommon Stock 12,295 $4.95 $60,860.25
Disclosure

SEC source: 0001493152-20-001604 · ownership.xml · nonDerivative · entry 3

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,067

F4 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on December 20, 2018, in accordance with Rule 10b5-1.

F5 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $4.95 to $4.96, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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February 02, 2020 Filed Feb 4, 2020 21:30 UTC
Chaudhry A HadiDirector · President
Exercise / conversionRestricted Stock Unit · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001607 · ownership.xml · derivative · entry 7

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,999

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

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February 02, 2020 Filed Feb 4, 2020 21:30 UTC
Chaudhry A HadiDirector · President
Tax withholdingCommon Stock 3,067 $4.91 $15,058.97
Disclosure

SEC source: 0001493152-20-001607 · ownership.xml · nonDerivative · entry 4

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,416

F4 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

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February 02, 2020 Filed Feb 4, 2020 21:30 UTC
Chaudhry A HadiDirector · President
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001607 · ownership.xml · nonDerivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

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February 02, 2020 Filed Feb 4, 2020 21:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001605 · ownership.xml · derivative · entry 3

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,250

Underlying: Common Stock · 4,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

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February 02, 2020 Filed Feb 4, 2020 21:30 UTC OtherCommon Stock 850 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001605 · ownership.xml · nonDerivative · entry 2

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,200

F2 · kind: Represents 850 shares of the conversion transferred to an ex-spouse pursuant to a separation agreement.

F2 · price: Represents 850 shares of the conversion transferred to an ex-spouse pursuant to a separation agreement.

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February 02, 2020 Filed Feb 4, 2020 21:30 UTC Exercise / conversionCommon Stock 4,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001605 · ownership.xml · nonDerivative · entry 1

CLARK HOWARD LONGSTRETH JR · CIK 0001181363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

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February 02, 2020 Filed Feb 5, 2020 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001599 · ownership.xml · derivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,250

Underlying: Common Stock · 4,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

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February 02, 2020 Filed Feb 5, 2020 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 4,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001599 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

Read SEC document
February 02, 2020 Filed Feb 5, 2020 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001606 · ownership.xml · derivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,250

Underlying: Common Stock · 4,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

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February 02, 2020 Filed Feb 5, 2020 02:30 UTC Exercise / conversionCommon Stock 4,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001606 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

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February 02, 2020 Filed Feb 5, 2020 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001603 · ownership.xml · derivative · entry 7

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

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February 02, 2020 Filed Feb 5, 2020 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,450 $4.91 $16,939.50
Disclosure

SEC source: 0001493152-20-001603 · ownership.xml · nonDerivative · entry 4

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,645

F4 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
February 02, 2020 Filed Feb 5, 2020 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001603 · ownership.xml · nonDerivative · entry 3

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

Read SEC document
February 02, 2020 Filed Feb 5, 2020 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001602 · ownership.xml · derivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,250

Underlying: Common Stock · 4,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

Read SEC document
February 02, 2020 Filed Feb 5, 2020 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 4,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001602 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2020 and August 2021.

Read SEC document
February 02, 2020 Filed Feb 5, 2020 02:30 UTC
Patel Shruti HGeneral Counsel and Corp Sec
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001601 · ownership.xml · derivative · entry 7

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

Read SEC document
February 02, 2020 Filed Feb 5, 2020 02:30 UTC
Patel Shruti HGeneral Counsel and Corp Sec
Tax withholdingCommon Stock 875 $4.91 $4,296.25
Disclosure

SEC source: 0001493152-20-001601 · ownership.xml · nonDerivative · entry 4

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,375

F4 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
February 02, 2020 Filed Feb 5, 2020 02:30 UTC
Patel Shruti HGeneral Counsel and Corp Sec
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001601 · ownership.xml · nonDerivative · entry 3

Patel Shruti H · CIK 0001682953 · General Counsel and Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

Read SEC document
February 02, 2020 Filed Feb 5, 2020 02:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001600 · ownership.xml · derivative · entry 5

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

Read SEC document
February 02, 2020 Filed Feb 5, 2020 02:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001600 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between August 2020 and August 2021.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 21:30 UTC
Chaudhry A HadiDirector · President
GrantRestricted Stock Unit · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-001607 · ownership.xml · derivative · entry 6

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 10,000 shares

Expires not disclosed

F5 · derivative.exercise_price: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F5 · price: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F5 · derivative.exercise_date: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

F5 · derivative.expiration_date: The restricted stock unit was granted on January 31, 2020 and vests upon attainment of certain performance targets.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.