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Nasdaq · USD

CCLD

CareCloud, Inc.

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Tapewire entity
6780
SEC CIK
0001582982
Parsed reports
405

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 20, 2020 Filed Aug 24, 2020 10:01 UTC GrantRestricted Stock Unit · Derivative 8,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-016547 · ownership.xml · derivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit grant was issued on August 20, 2020 and vests in four equal installments between February 2021 and August 2022.

F2 · derivative.expiration_date: The restricted stock unit grant was issued on August 20, 2020 and vests in four equal installments between February 2021 and August 2022.

Read SEC document
August 06, 2020 Filed Aug 8, 2020 00:37 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-015005 · ownership.xml · derivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

Read SEC document
August 06, 2020 Filed Aug 8, 2020 00:37 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-015005 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

Read SEC document
August 06, 2020 Filed Aug 8, 2020 00:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-015011 · ownership.xml · derivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

Read SEC document
August 06, 2020 Filed Aug 8, 2020 00:45 UTC Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-015011 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

Read SEC document
August 06, 2020 Filed Aug 8, 2020 00:41 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-015007 · ownership.xml · derivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

Read SEC document
August 06, 2020 Filed Aug 8, 2020 00:41 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-015007 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 6, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between February 2021 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 19:21 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014634 · ownership.xml · derivative · entry 3

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between February 2021 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between February 2021 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between February 2021 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between February 2021 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 19:21 UTC
Blanche Kimberly J.General Counsel & Secretary
Tax withholdingCommon Stock 700 $10.87 $7,609.00
Disclosure

SEC source: 0001493152-20-014634 · ownership.xml · nonDerivative · entry 2

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,525

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 19:21 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014634 · ownership.xml · nonDerivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between February 2021 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 19:15 UTC
Chaudhry A HadiDirector · President
Exercise / conversionRestricted Stock Unit · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014630 · ownership.xml · derivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,832

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 19:15 UTC
Chaudhry A HadiDirector · President
Tax withholdingCommon Stock 2,333 $10.87 $25,359.71
Disclosure

SEC source: 0001493152-20-014630 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,000

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 19:15 UTC
Chaudhry A HadiDirector · President
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014630 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:02 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014622 · ownership.xml · derivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 4,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:02 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 4,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014622 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:22 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014635 · ownership.xml · derivative · entry 3

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:22 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,450 $10.87 $37,501.50
Disclosure

SEC source: 0001493152-20-014635 · ownership.xml · nonDerivative · entry 2

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,695

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:22 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014635 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between November 2020 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:18 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014632 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2021 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2021 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2021 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2021 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:18 UTC
ROTH NORMANController
Tax withholdingCommon Stock 875 $10.87 $9,511.25
Disclosure

SEC source: 0001493152-20-014632 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,375

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:18 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014632 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest on various dates between February 2021 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:06 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014626 · ownership.xml · derivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 4,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

Read SEC document
August 02, 2020 Filed Aug 4, 2020 23:06 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 4,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014626 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,933

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

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August 02, 2020 Filed Aug 4, 2020 22:59 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014619 · ownership.xml · derivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,500

Underlying: Common Stock · 4,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

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August 02, 2020 Filed Aug 4, 2020 22:59 UTC Exercise / conversionCommon Stock 4,250 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-014619 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on August 2, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vest between August 2020 and August 2021.

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June 30, 2020 Filed Dec 4, 2020 02:30 UTC
DALY JOHN NDirector
SaleCommon Stock 435 $8.10 $3,523.50
Disclosure

SEC source: 0001493152-20-022928 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,500

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012346 · ownership.xml · derivative · entry 4

Grant Kimberly J · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
GrantRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012346 · ownership.xml · derivative · entry 3

Grant Kimberly J · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on June 29, 2020 and vested immediately.

F1 · price: The restricted stock unit was granted on June 29, 2020 and vested immediately.

F1 · derivative.exercise_date: The restricted stock unit was granted on June 29, 2020 and vested immediately.

F1 · derivative.expiration_date: The restricted stock unit was granted on June 29, 2020 and vested immediately.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Tax withholdingCommon Stock 2,275 $8.19 $18,632.25
Disclosure

SEC source: 0001493152-20-012346 · ownership.xml · nonDerivative · entry 2

Grant Kimberly J · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,225

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012346 · ownership.xml · nonDerivative · entry 1

Grant Kimberly J · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

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June 29, 2020 Filed Jun 30, 2020 21:30 UTC
Chaudhry A HadiDirector · President
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012343 · ownership.xml · derivative · entry 4

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,499

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:30 UTC
Chaudhry A HadiDirector · President
GrantRestricted Stock Unit · Derivative 37,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012343 · ownership.xml · derivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,499

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on June 29, 2020 and vest in two installments: a) 25,000 units vest immediately, and b) 12,500 units vest on November 1, 2020.

F1 · price: The restricted stock units were granted on June 29, 2020 and vest in two installments: a) 25,000 units vest immediately, and b) 12,500 units vest on November 1, 2020.

F1 · derivative.exercise_date: The restricted stock units were granted on June 29, 2020 and vest in two installments: a) 25,000 units vest immediately, and b) 12,500 units vest on November 1, 2020.

F1 · derivative.expiration_date: The restricted stock units were granted on June 29, 2020 and vest in two installments: a) 25,000 units vest immediately, and b) 12,500 units vest on November 1, 2020.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:30 UTC
Chaudhry A HadiDirector · President
Tax withholdingCommon Stock 8,750 $8.19 $71,662.50
Disclosure

SEC source: 0001493152-20-012343 · ownership.xml · nonDerivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,666

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
June 29, 2020 Filed Jun 30, 2020 21:30 UTC
Chaudhry A HadiDirector · President
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012343 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,416

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 01:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012345 · ownership.xml · derivative · entry 4

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 01:30 UTC
ROTH NORMANController
GrantRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012345 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock unit was granted on June 29, 2020 and vested immediately.

F1 · price: The restricted stock unit was granted on June 29, 2020 and vested immediately.

F1 · derivative.exercise_date: The restricted stock unit was granted on June 29, 2020 and vested immediately.

F1 · derivative.expiration_date: The restricted stock unit was granted on June 29, 2020 and vested immediately.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 01:30 UTC
ROTH NORMANController
Tax withholdingCommon Stock 1,750 $8.19 $14,332.50
Disclosure

SEC source: 0001493152-20-012345 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,750

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 01:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012345 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012344 · ownership.xml · derivative · entry 5

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F3 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

F3 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 37,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012344 · ownership.xml · derivative · entry 4

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 37,500 shares

Expires not disclosed

F2 · derivative.exercise_price: The restricted stock units were granted on June 29, 2020 and vest in two installments: a) 25,000 units vest immediately, and b) 12,500 units vest on November 1, 2020.

F2 · price: The restricted stock units were granted on June 29, 2020 and vest in two installments: a) 25,000 units vest immediately, and b) 12,500 units vest on November 1, 2020.

F2 · derivative.exercise_date: The restricted stock units were granted on June 29, 2020 and vest in two installments: a) 25,000 units vest immediately, and b) 12,500 units vest on November 1, 2020.

F2 · derivative.expiration_date: The restricted stock units were granted on June 29, 2020 and vest in two installments: a) 25,000 units vest immediately, and b) 12,500 units vest on November 1, 2020.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Tax withholdingCommon Stock 10,000 $8.19 $81,900.00
Disclosure

SEC source: 0001493152-20-012344 · ownership.xml · nonDerivative · entry 3

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,645

F4 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012344 · ownership.xml · nonDerivative · entry 2

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 29, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between August 2020 and August 2021.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-20-012344 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,645

F1 · price: This transaction represents a gift / charitable donation effective June 29, 2020. This is not a market transaction; thus, no price has been reported. No value was received for the gifted shares.

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June 19, 2020 Filed Jun 20, 2020 01:30 UTC
KORN BILLChief Financial Officer
SaleCommon Stock 6,750 $8.46 $57,105.00
Disclosure

SEC source: 0001493152-20-011549 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,333

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on March 25, 2020, in accordance with Rule 10b5-1 to pay income taxes.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.45 to $8.51, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 18, 2020 Filed Jun 20, 2020 01:30 UTC
DALY JOHN NDirector
SaleCommon Stock 8,000 $7.76 $62,080.00
Disclosure

SEC source: 0001493152-20-011548 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,683

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.75 to $7.80, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 05, 2020 Filed Jun 5, 2020 21:30 UTC
Chaudhry A HadiDirector · President
SaleCommon Stock [MTBC] 5,000 $7.53 $37,650.00
Disclosure

SEC source: 0001493152-20-010702 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,416

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on May 26, 2020, in accordance with Rule 10b5-1 to pay income taxes.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.50 to $7.76. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
June 02, 2020 Filed Jun 5, 2020 01:30 UTC
KORN BILLChief Financial Officer
SaleCommon Stock 2,168 $7.36 $15,956.48
Disclosure

SEC source: 0001493152-20-010609 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,083

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on March 25, 2020, in accordance with Rule 10b5-1 to pay income taxes.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.35 to $7.39, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 21, 2020 Filed May 21, 2020 22:05 UTC SaleCommon Stock 50,000 $6.70 $335,000.00
Disclosure

SEC source: 0001493152-20-009663 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,250

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.60 to $6.85, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 01, 2020 Filed May 5, 2020 01:30 UTC
KORN BILLChief Financial Officer
Exercise / conversionRestricted stock unit · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-20-007685 · ownership.xml · derivative · entry 3

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on May 1, 2020. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on November 1, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 01:30 UTC
KORN BILLChief Financial Officer
Tax withholdingCommon Stock 5,750 $5.92 $34,040.00
Disclosure

SEC source: 0001493152-20-007685 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,251

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.