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Nasdaq · USD

CCLD

CareCloud, Inc.

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6780
SEC CIK
0001582982
Parsed reports
405

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2021 Filed Jun 15, 2021 01:30 UTC
KORN BILLChief Financial Officer
SaleSeries A Cum Redeemable Perp Pref Stock [MTBCP] 4,400 $28.72 $126,368.00
Disclosure

SEC source: 0001493152-21-014349 · ownership.xml · nonDerivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.64 to $28.94, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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June 10, 2021 Filed Jun 15, 2021 01:30 UTC
KORN BILLChief Financial Officer
SaleSeries A Cum Redeemable Perp Pref Stock [MTBCP] 6,600 $28.86 $190,476.00
Disclosure

SEC source: 0001493152-21-014349 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.80 to $28.92, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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June 09, 2021 Filed Jun 11, 2021 01:30 UTC
DALY JOHN NDirector
SaleCommon Stock 4,659 $8.80 $40,999.20
Disclosure

SEC source: 0001493152-21-014067 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Read SEC document
June 08, 2021 Filed Jun 11, 2021 01:30 UTC
DALY JOHN NDirector
SaleCommon Stock 341 $8.80 $3,000.80
Disclosure

SEC source: 0001493152-21-014067 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,659

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013946 · ownership.xml · derivative · entry 3

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 6,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests by December 31, 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests by December 31, 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests by December 31, 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests by December 31, 2021.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Tax withholdingCommon Stock 2,275 $8.80 $20,020.00
Disclosure

SEC source: 0001493152-21-013946 · ownership.xml · nonDerivative · entry 2

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,525

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
Exercise / conversionCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013946 · ownership.xml · nonDerivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests by December 31, 2021.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Strategy Officer
Exercise / conversionRestricted Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013948 · ownership.xml · derivative · entry 4

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and March 2023.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and March 2023.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and March 2023.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and March 2023.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Strategy Officer
GrantRestricted Stock Unit · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013948 · ownership.xml · derivative · entry 3

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The restricted stock units were granted on June 7, 2021 and vested immediately.

F1 · price: The restricted stock units were granted on June 7, 2021 and vested immediately.

F1 · derivative.exercise_date: The restricted stock units were granted on June 7, 2021 and vested immediately.

F1 · derivative.expiration_date: The restricted stock units were granted on June 7, 2021 and vested immediately.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Strategy Officer
Tax withholdingCommon Stock 11,500 $8.80 $101,200.00
Disclosure

SEC source: 0001493152-21-013948 · ownership.xml · nonDerivative · entry 2

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,245

F3 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Strategy Officer
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013948 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and March 2023.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:30 UTC
ROTH NORMANController
Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013947 · ownership.xml · derivative · entry 3

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between July 2021 and January 2022.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between July 2021 and January 2022.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between July 2021 and January 2022.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between July 2021 and January 2022.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:30 UTC
ROTH NORMANController
Tax withholdingCommon Stock 1,750 $8.80 $15,400.00
Disclosure

SEC source: 0001493152-21-013947 · ownership.xml · nonDerivative · entry 2

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,250

F2 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
June 07, 2021 Filed Jun 10, 2021 01:30 UTC
ROTH NORMANController
Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-013947 · ownership.xml · nonDerivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on June 7, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests on various dates between July 2021 and January 2022.

Read SEC document
May 18, 2021 Filed May 20, 2021 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Strategy Officer
SaleSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 6,000 $28.36 $170,160.00
Disclosure

SEC source: 0001493152-21-012307 · ownership.xml · nonDerivative · entry 2

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on March 31, 2021, in accordance with Rule 10b5-1.

F3 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.25 to $28.50, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
May 17, 2021 Filed May 20, 2021 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Strategy Officer
SaleSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 6,000 $28.38 $170,280.00
Disclosure

SEC source: 0001493152-21-012307 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,440

F1 · kind: The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on March 31, 2021, in accordance with Rule 10b5-1.

F2 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.25 to $28.56, inclusive. The reporting person undertakes to provide to any security holder of CareCloud, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 25, 2021 Filed Mar 26, 2021 01:30 UTC
KORN BILLChief Financial Officer
SaleSeries A Cum Redeemable Perp Pref Stock [MTBCP] 12,700 $27.45 $348,615.00
Disclosure

SEC source: 0001493152-21-006868 · ownership.xml · nonDerivative · entry 1

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,800

F4 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.25 to $27.67, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:30 UTC
Blanche Kimberly J.General Counsel & Secretary
GrantRestricted Stock Unit · Derivative 13,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006869 · ownership.xml · derivative · entry 1

Blanche Kimberly J. · CIK 0001804344 · General Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 13,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on March 23, 2021 and vests upon attainment of certain criteria.

F2 · derivative.expiration_date: The restricted stock unit was granted on March 23, 2021 and vests upon attainment of certain criteria.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:30 UTC
Chaudhry A HadiDirector · President
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006864 · ownership.xml · derivative · entry 2

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:30 UTC
Chaudhry A HadiDirector · President
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006864 · ownership.xml · derivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,665

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on March 23, 2021 and vests in four equal installments on September 23, 2021, March 23, 2022, September 23, 2022 and March 23, 3023.

F2 · derivative.expiration_date: The restricted stock unit was granted on March 23, 2021 and vests in four equal installments on September 23, 2021, March 23, 2022, September 23, 2022 and March 23, 3023.

Read SEC document
March 23, 2021 Filed Mar 26, 2021 01:30 UTC
KORN BILLChief Financial Officer
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006868 · ownership.xml · derivative · entry 3

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

Read SEC document
March 23, 2021 Filed Mar 26, 2021 01:30 UTC
KORN BILLChief Financial Officer
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006868 · ownership.xml · derivative · entry 2

KORN BILL · CIK 0001610976 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on March 23, 2021 and vests in four equal installments on September 23, 2021, March 23, 2022, September 23, 2022 and March 23, 3023.

F2 · derivative.expiration_date: The restricted stock unit was granted on March 23, 2021 and vests in four equal installments on September 23, 2021, March 23, 2022, September 23, 2022 and March 23, 3023.

Read SEC document
March 23, 2021 Filed Mar 26, 2021 01:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006866 · ownership.xml · derivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on March 23, 2021 and vests in four equal installments on September 23, 2021, March 23, 2022, September 23, 2022 and March 23, 3023.

F2 · derivative.expiration_date: The restricted stock unit was granted on March 23, 2021 and vests in four equal installments on September 23, 2021, March 23, 2022, September 23, 2022 and March 23, 3023.

Read SEC document
March 23, 2021 Filed Mar 26, 2021 01:30 UTC
ROTH NORMANController
GrantRestricted Stock Unit · Derivative 21,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006867 · ownership.xml · derivative · entry 1

ROTH NORMAN · CIK 0001638023 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 21,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on March 23, 2021 where 5,000 shares vest in July 2021 and 6,000 shares vest in January 2022 upon attainment of certain performance targets. The remaining 10,000 shares vest upon attainment of certain criteria.

F2 · derivative.expiration_date: The restricted stock unit was granted on March 23, 2021 where 5,000 shares vest in July 2021 and 6,000 shares vest in January 2022 upon attainment of certain performance targets. The remaining 10,000 shares vest upon attainment of certain criteria.

Read SEC document
March 23, 2021 Filed Mar 26, 2021 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
GrantRestricted Stock Unit · Derivative 12,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006865 · ownership.xml · derivative · entry 2

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Series A Cumulative Redeemable Perpetual Preferred Stock · 12,000 shares

Expires not disclosed

F3 · derivative.exercise_price: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

F3 · price: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

F3 · derivative.exercise_date: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

F3 · derivative.expiration_date: The restricted stock unit was granted on March 23, 2021 and vests on January 31, 2022 upon attainment of certain performance targets.

Read SEC document
March 23, 2021 Filed Mar 26, 2021 01:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
GrantRestricted Stock Unit · Derivative 30,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-006865 · ownership.xml · derivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

F2 · derivative.exercise_date: The restricted stock unit was granted on March 23, 2021 and vests in four equal installments on September 23, 2021, March 23, 2022, September 23, 2022 and March 23, 3023.

F2 · derivative.expiration_date: The restricted stock unit was granted on March 23, 2021 and vests in four equal installments on September 23, 2021, March 23, 2022, September 23, 2022 and March 23, 3023.

Read SEC document
March 11, 2021 Filed Mar 13, 2021 02:30 UTC
HAQ MAHMUD ULDirector · Executive Chairman · 10% owner
SaleSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 6,480 $27.65 $179,172.00
Disclosure

SEC source: 0001493152-21-005937 · ownership.xml · nonDerivative · entry 1

HAQ MAHMUD UL · CIK 0001611078 · Director · Executive Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.55 to $27.80, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
March 04, 2021 Filed Mar 6, 2021 02:30 UTC
BUSQUET ANNEDirector
SaleCommon Stock 50,000 $8.73 $436,500.00
Disclosure

SEC source: 0001493152-21-005513 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,850

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.50 to $9.28, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 02, 2021 Filed Mar 3, 2021 21:30 UTC
Chaudhry A HadiDirector · President
SaleSeries A Cum Redeemable Perp Preferred Stock [MTBCP] 5,400 $27.46 $148,284.00
Disclosure

SEC source: 0001493152-21-005318 · ownership.xml · nonDerivative · entry 1

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.33 to $27.7, inclusive. The reporting person undertakes to provide to any security holder of MTBC, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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March 01, 2021 Filed Mar 4, 2021 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
GiftCommon Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-005317 · ownership.xml · nonDerivative · entry 1

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,745

F1 · price: This transaction represents a gift / charitable donation effective March 1, 2021. This is not a market transaction; thus, no price has been reported. No value was received for the gifted shares

Read SEC document
February 10, 2021 Filed Feb 11, 2021 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003294 · ownership.xml · derivative · entry 4

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003294 · ownership.xml · nonDerivative · entry 2

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003295 · ownership.xml · derivative · entry 2

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 02:30 UTC Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003295 · ownership.xml · nonDerivative · entry 1

Sharnak Lawrence Steven · CIK 0001822356 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003293 · ownership.xml · derivative · entry 4

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003293 · ownership.xml · nonDerivative · entry 2

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003292 · ownership.xml · derivative · entry 4

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 02:30 UTC Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003292 · ownership.xml · nonDerivative · entry 2

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 10, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests between August 2021 and August 2022.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003294 · ownership.xml · derivative · entry 3

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:30 UTC
BUSQUET ANNEDirector
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003294 · ownership.xml · nonDerivative · entry 1

BUSQUET ANNE · CIK 0001200676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:30 UTC
DALY JOHN NDirector
Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003293 · ownership.xml · derivative · entry 3

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:30 UTC
DALY JOHN NDirector
Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003293 · ownership.xml · nonDerivative · entry 1

DALY JOHN N · CIK 0001612914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:30 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003292 · ownership.xml · derivative · entry 3

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 4,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F1 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F1 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 02:30 UTC Exercise / conversionCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-003292 · ownership.xml · nonDerivative · entry 1

MUNTER CAMERON · CIK 0001612915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 8, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 21:30 UTC
Chaudhry A HadiDirector · President
Exercise / conversionRestricted Stock Unit · Derivative 6,667 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-002437 · ownership.xml · derivative · entry 6

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,665

Underlying: Common Stock · 6,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 21:30 UTC
Chaudhry A HadiDirector · President
Tax withholdingCommon Stock 3,067 $10.78 $33,062.26
Disclosure

SEC source: 0001493152-21-002437 · ownership.xml · nonDerivative · entry 4

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,016

F4 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 21:30 UTC
Chaudhry A HadiDirector · President
Exercise / conversionCommon Stock 6,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-002437 · ownership.xml · nonDerivative · entry 3

Chaudhry A Hadi · CIK 0001740080 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 7,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001493152-21-002436 · ownership.xml · derivative · entry 6

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F2 · derivative.exercise_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

F2 · derivative.expiration_date: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,450 $10.78 $37,191.00
Disclosure

SEC source: 0001493152-21-002436 · ownership.xml · nonDerivative · entry 4

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,495

F4 · kind: Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 02:30 UTC
SNYDER STEPHEN ANDREWDirector · Chief Executive Officer
Exercise / conversionCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-21-002436 · ownership.xml · nonDerivative · entry 3

SNYDER STEPHEN ANDREW · CIK 0001610980 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,945

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Represents the conversion upon vesting of restricted stock units into common stock on February 2, 2021. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of the restricted stock units vests in August 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.