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CCEL

CRYO CELL INTERNATIONAL INC

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7400
SEC CIK
0000862692
Parsed reports
173

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2025 Filed Aug 19, 2025 21:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 6,418 $4.43 $28,431.74
Disclosure

SEC source: 0000950170-25-110173 · ownership.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 237,039

F8 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.34 to $4.50, inclusive. The reporting person undertakes to provide to Cryo-Cell International, Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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August 15, 2025 Filed Aug 19, 2025 21:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 2,671 $4.50 $12,019.50
Disclosure

SEC source: 0000950170-25-110173 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 125,509

F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at $4.50.

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August 14, 2025 Filed Aug 18, 2025 21:34 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 5,826 $4.17 $24,305.49
Disclosure

SEC source: 0000950170-25-109852 · ownership.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 122,838

Read SEC document
July 08, 2025 Filed Jul 10, 2025 21:00 UTC Exercise / conversionStock Option · Derivative 7,500 $3.08 Strike: $3.08 $23,100.00
Disclosure

SEC source: 0000950170-25-095095 · ownership.xml · derivative · entry 10

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2025-07-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 08, 2025 Filed Jul 10, 2025 21:00 UTC Exercise / conversionCommon Stock 7,500 $3.08 $23,100.00
Disclosure

SEC source: 0000950170-25-095095 · ownership.xml · nonDerivative · entry 2

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 22:00 UTC
Mikulinsky OlegChief Information Officer
GrantStock Option · Derivative 10,000 $7.35 Strike: $7.35 $73,500.00
Disclosure

SEC source: 0000950170-25-008397 · ownership.xml · derivative · entry 8

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-21

F4 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 22:00 UTC
Portnoy Mark L.Director · Co-CEO · 10% owner
GrantStock Option · Derivative 25,000 $8.08 Strike: $8.08 $202,000.00
Disclosure

SEC source: 0000950170-25-008396 · ownership.xml · derivative · entry 10

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-01-21

F5 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 22:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 50,000 $8.08 Strike: $8.08 $404,000.00
Disclosure

SEC source: 0000950170-25-008394 · ownership.xml · derivative · entry 18

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-01-21

F6 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

Read SEC document
January 21, 2025 Filed Jan 23, 2025 22:00 UTC
TAYMANS JILL MVP Finance, CFO
GrantStock Option · Derivative 10,000 $7.35 Strike: $7.35 $73,500.00
Disclosure

SEC source: 0000950170-25-008393 · ownership.xml · derivative · entry 6

TAYMANS JILL M · CIK 0001261283 · VP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-21

F3 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 22:15 UTC
Mikulinsky OlegChief Information Officer
Exercise / conversionStock Option · Derivative 10,000 $4.34 Strike: $4.34 $43,400.00
Disclosure

SEC source: 0000950170-24-127202 · ownership.xml · derivative · entry 5

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2028-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 22:15 UTC
Mikulinsky OlegChief Information Officer
Exercise / conversionStock Option · Derivative 10,000 $3.20 Strike: $3.20 $32,000.00
Disclosure

SEC source: 0000950170-24-127202 · ownership.xml · derivative · entry 4

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Commpn Stock · 10,000 shares

Expires 2026-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 22:15 UTC
Mikulinsky OlegChief Information Officer
Exercise / conversionCommon Stock 10,000 $4.34 $43,400.00
Disclosure

SEC source: 0000950170-24-127202 · ownership.xml · nonDerivative · entry 3

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 22:15 UTC
Mikulinsky OlegChief Information Officer
Exercise / conversionCommon Stock 10,000 $3.20 $32,000.00
Disclosure

SEC source: 0000950170-24-127202 · ownership.xml · nonDerivative · entry 2

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2024 Filed Oct 31, 2024 21:29 UTC GrantStock Option · Derivative 5,300 $5.82 Strike: $5.82 $30,846.00
Disclosure

SEC source: 0000950170-24-119672 · ownership.xml · derivative · entry 8

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2034-10-29

F1 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on October 29, 2024.

Read SEC document
December 22, 2023 Filed Dec 28, 2023 22:00 UTC
Mikulinsky OlegChief Information Officer
GrantStock Option · Derivative 10,000 $5.88 Strike: $5.88 $58,800.00
Disclosure

SEC source: 0001209191-23-059920 · doc4.xml · derivative · entry 9

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-12-22

F4 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

Read SEC document
December 22, 2023 Filed Dec 28, 2023 22:00 UTC
Portnoy Mark L.Director · Co-CEO · 10% owner
GrantStock Option · Derivative 25,000 $6.47 Strike: $6.47 $161,750.00
Disclosure

SEC source: 0001209191-23-059921 · doc4.xml · derivative · entry 10

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-12-22

F7 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

Read SEC document
December 22, 2023 Filed Dec 28, 2023 22:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 50,000 $6.47 Strike: $6.47 $323,500.00
Disclosure

SEC source: 0001209191-23-059918 · doc4.xml · derivative · entry 19

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-22

F7 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

Read SEC document
December 22, 2023 Filed Dec 28, 2023 22:00 UTC
TAYMANS JILL MVP Finance, CFO
GrantStock Option · Derivative 10,000 $5.88 Strike: $5.88 $58,800.00
Disclosure

SEC source: 0001209191-23-059919 · doc4.xml · derivative · entry 5

TAYMANS JILL M · CIK 0001261283 · VP Finance, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-12-22

F3 · derivative.exercise_date: Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.

Read SEC document
October 10, 2023 Filed Oct 12, 2023 21:00 UTC GrantStock Option · Derivative 5,300 $4.90 Strike: $4.90 $25,970.00
Disclosure

SEC source: 0001209191-23-052706 · doc4.xml · derivative · entry 8

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2033-10-10

F1 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on October 10, 2023.

Read SEC document
January 13, 2023 Filed Jan 17, 2023 22:00 UTC
TAYMANS JILL MVP Finance, CFO
GrantStock Option · Derivative 20,000 $4.62 Strike: $4.62 $92,400.00
Disclosure

SEC source: 0001209191-23-003547 · doc4.xml · derivative · entry 4

TAYMANS JILL M · CIK 0001261283 · VP Finance, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-01-13

F2 · derivative.exercise_date: Stock options fully vest upon issuance.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:27 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 50,000 $4.77 Strike: $4.77 $238,500.00
Disclosure

SEC source: 0001209191-23-001973 · doc4.xml · derivative · entry 18

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-03

F5 · derivative.exercise_date: 8,750 options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:26 UTC
Portnoy Mark L.Director · Co-CEO · 10% owner
GrantStock Option · Derivative 25,000 $4.77 Strike: $4.77 $119,250.00
Disclosure

SEC source: 0001209191-23-001972 · doc4.xml · derivative · entry 9

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2028-01-03

F5 · derivative.exercise_date: 11,250 options vest upon issuance, 11,250 options vest on 1/2/2024 and 2,500 options vest on 1/2/2025.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:20 UTC
Mikulinsky OlegChief Information Officer
GrantStock Option · Derivative 10,000 $4.34 Strike: $4.34 $43,400.00
Disclosure

SEC source: 0001209191-23-001953 · doc4.xml · derivative · entry 8

Mikulinsky Oleg · CIK 0001544572 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2028-01-03

F5 · derivative.exercise_date: Stock options fully vest upon issuance.

Read SEC document
December 23, 2022 Filed Jan 6, 2023 22:00 UTC
Portnoy Mark L.Director · Co-CEO · 10% owner
GrantStock Option · Derivative 25,000 $4.30 Strike: $4.30 $107,500.00
Disclosure

SEC source: 0001209191-23-002381 · doc4.xml · derivative · entry 10

Portnoy Mark L. · CIK 0001529249 · Director · Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2027-12-23

F6 · derivative.exercise_date: Pursuant to the executive's Employment Agreement effective December 1, 2022, stock options will be awarded and will vest immediately if the price of the Company's stock reaches $8.00 per share during the five-year option term.

Read SEC document
December 23, 2022 Filed Jan 6, 2023 22:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
GrantStock Option · Derivative 50,000 $4.30 Strike: $4.30 $215,000.00
Disclosure

SEC source: 0001209191-23-002380 · doc4.xml · derivative · entry 19

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-12-23

F6 · derivative.exercise_date: Pursuant to the executive's Employment Agreement effective December 1, 2022, stock options will be awarded and will vest immediately if the price of the Company's stock reaches $8.00 per share during the five-year option term.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 22:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 2 $4.86 $9.72
Disclosure

SEC source: 0001209191-22-058194 · doc4.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 230,621

Read SEC document
November 18, 2022 Filed Nov 21, 2022 22:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 532 $4.90 $2,606.80
Disclosure

SEC source: 0001209191-22-058194 · doc4.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 230,619

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:00 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 516 $4.90 $2,528.40
Disclosure

SEC source: 0001209191-22-058194 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 230,087

Read SEC document
November 15, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 9,491 $4.80 $45,556.80
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 11

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 229,571

Read SEC document
November 15, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 6,000 $4.81 $28,860.00
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 6

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,742

Read SEC document
November 15, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 10,000 $4.80 $48,000.00
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 810,742

Read SEC document
November 14, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 10,000 $4.80 $48,000.00
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 10

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 220,080

Read SEC document
November 14, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 10,000 $4.80 $48,000.00
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,742

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 3,000 $4.80 $14,400.00
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 9

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 210,080

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 3,000 $4.77 $14,310.00
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 8

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 207,080

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 3,000 $4.81 $14,430.00
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830,742

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 3,495 $4.77 $16,671.15
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,742

Read SEC document
November 11, 2022 Filed Nov 15, 2022 22:20 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 3,000 $4.79 $14,370.00
Disclosure

SEC source: 0001209191-22-057065 · doc4.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,237

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
OtherCommon Stock 9,974 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 13

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for Son

Disclosed balance after: 0

F3 · timeliness: Transferred shares to son's account as he is now of age.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 3,850 $4.90 $18,865.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 8

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 117,012

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
OtherCommon Stock 9,122 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 6

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As Custodian for Daughter

Disclosed balance after: 0

F1 · timeliness: Transferred shares to daughter's account since she is now of age.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 5 $5.00 $25.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 5

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,237

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 1,500 $4.90 $7,350.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 4

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,242

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 4,000 $4.91 $19,640.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 3

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 841,742

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 5,000 $4.88 $24,400.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 9

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 204,080

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November 08, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
PurchaseCommon Stock 15,000 $4.90 $73,500.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 7

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 113,162

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November 08, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 10,000 $5.01 $50,100.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 2

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 845,742

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November 08, 2022 Filed Nov 10, 2022 22:28 UTC
PORTNOY DAVIDDirector · Chairman, Co-CEO · 10% owner
SaleCommon Stock 5,000 $5.05 $25,250.00
Disclosure

SEC source: 0001209191-22-056434 · doc4.xml · nonDerivative · entry 1

PORTNOY DAVID · CIK 0001315416 · Director · Chairman, Co-CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,742

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October 03, 2022 Filed Oct 5, 2022 21:00 UTC GrantStock Option · Derivative 5,300 $6.50 Strike: $6.50 $34,450.00
Disclosure

SEC source: 0001209191-22-052800 · doc4.xml · derivative · entry 7

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2032-10-03

F2 · derivative.exercise_date: Stock options vest at a rate of 1/12 per month commencing on October 3, 2022.

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August 31, 2022 Filed Sep 1, 2022 21:00 UTC Exercise / conversionStock Option · Derivative 7,500 $2.40 Strike: $2.40 $18,000.00
Disclosure

SEC source: 0001209191-22-048264 · doc4.xml · derivative · entry 6

Berger Harold D. · CIK 0001529398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2024-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.