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Nasdaq · USD

CCCC

C4 Therapeutics, Inc.

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5503
SEC CIK
0001662579
Parsed reports
295

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2023 Filed Feb 15, 2023 21:45 UTC
Siegel JolieChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001662579-23-000038 · wf-form4_167649753180992.xml · derivative · entry 2

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-02-12

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:45 UTC
Siegel JolieChief Legal Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000038 · wf-form4_167649753180992.xml · nonDerivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,097

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 13, 2024.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:45 UTC
Schick KellyChief People Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001662579-23-000036 · wf-form4_167649749262715.xml · derivative · entry 2

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-02-12

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:45 UTC
Schick KellyChief People Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000036 · wf-form4_167649749262715.xml · nonDerivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,097

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 13, 2024.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 21:27 UTC PurchaseCommon Stock 5,667 $5.60 $31,735.20
Disclosure

SEC source: 0001662579-23-000027 · wf-form4_167606442384071.xml · nonDerivative · entry 1

Koppikar Utpal · CIK 0001742696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,667

Read SEC document
January 30, 2023 Filed Feb 1, 2023 16:10 UTC
Boyle Scott NChief Business Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000022 · wf-form4_167528579820409.xml · derivative · entry 3

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 16:10 UTC
Boyle Scott NChief Business Officer
Tax withholdingCommon Stock 1,222 $7.78 $9,507.16
Disclosure

SEC source: 0001662579-23-000022 · wf-form4_167528579820409.xml · nonDerivative · entry 2

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,176

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 16:10 UTC
Boyle Scott NChief Business Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000022 · wf-form4_167528579820409.xml · nonDerivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:10 UTC
White LaurenChief Financial Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000023 · wf-form4_167528583720918.xml · derivative · entry 3

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:10 UTC
White LaurenChief Financial Officer
Tax withholdingCommon Stock 1,301 $7.78 $10,121.78
Disclosure

SEC source: 0001662579-23-000023 · wf-form4_167528583720918.xml · nonDerivative · entry 2

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:10 UTC
White LaurenChief Financial Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000023 · wf-form4_167528583720918.xml · nonDerivative · entry 1

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:09 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000021 · wf-form4_167528577737212.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 12,500 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:09 UTC
Hirsch AndrewDirector · President & CEO
Tax withholdingCommon Stock 4,319 $7.78 $33,601.82
Disclosure

SEC source: 0001662579-23-000021 · wf-form4_167528577737212.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,006

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:09 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000021 · wf-form4_167528577737212.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:11 UTC
Crystal AdamChief Medical Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000024 · wf-form4_167528585798757.xml · derivative · entry 3

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:11 UTC
Crystal AdamChief Medical Officer
Tax withholdingCommon Stock 1,301 $7.78 $10,121.78
Disclosure

SEC source: 0001662579-23-000024 · wf-form4_167528585798757.xml · nonDerivative · entry 2

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,097

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:11 UTC
Crystal AdamChief Medical Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000024 · wf-form4_167528585798757.xml · nonDerivative · entry 1

Crystal Adam · CIK 0001825445 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:09 UTC
Schick KellyChief People Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000020 · wf-form4_167528575707675.xml · derivative · entry 3

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:09 UTC
Schick KellyChief People Officer
Tax withholdingCommon Stock 1,301 $7.78 $10,121.78
Disclosure

SEC source: 0001662579-23-000020 · wf-form4_167528575707675.xml · nonDerivative · entry 2

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:09 UTC
Schick KellyChief People Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000020 · wf-form4_167528575707675.xml · nonDerivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:09 UTC
Siegel JolieChief Legal Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000019 · wf-form4_167528573105921.xml · derivative · entry 3

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:09 UTC
Siegel JolieChief Legal Officer
Tax withholdingCommon Stock 1,301 $7.78 $10,121.78
Disclosure

SEC source: 0001662579-23-000019 · wf-form4_167528573105921.xml · nonDerivative · entry 2

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:09 UTC
Siegel JolieChief Legal Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000019 · wf-form4_167528573105921.xml · nonDerivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:08 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000018 · wf-form4_167528571311726.xml · derivative · entry 3

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:08 UTC
Fisher StewartChief Scientific Officer
Tax withholdingCommon Stock 1,301 $7.78 $10,121.78
Disclosure

SEC source: 0001662579-23-000018 · wf-form4_167528571311726.xml · nonDerivative · entry 2

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,487

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:08 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000018 · wf-form4_167528571311726.xml · nonDerivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
January 06, 2023 Filed Jan 6, 2023 21:55 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 444 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001662579-23-000008 · wf-form4_167304210044893.xml · derivative · entry 9

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 890

Underlying: Common Stock · 444 shares

Expires 2030-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares underlying this option vest and become exercisable in 12 equal quarterly installments, with the first installment vested on October 1, 2020.

Read SEC document
January 06, 2023 Filed Jan 6, 2023 21:55 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 268 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001662579-23-000008 · wf-form4_167304210044893.xml · derivative · entry 8

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067

Underlying: Common Stock · 268 shares

Expires 2026-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12.5% of the shares underlying this option vested and became exercisable on December 31, 2016, with the remainder vesting in 28 equal quarterly installments thereafter.

Read SEC document
January 06, 2023 Filed Jan 6, 2023 21:55 UTC Exercise / conversionCommon Stock 444 $4.98 $2,211.12
Disclosure

SEC source: 0001662579-23-000008 · wf-form4_167304210044893.xml · nonDerivative · entry 2

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2023 Filed Jan 6, 2023 21:55 UTC Exercise / conversionCommon Stock 268 $2.11 $565.48
Disclosure

SEC source: 0001662579-23-000008 · wf-form4_167304210044893.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 16:16 UTC
Dubin GlennDirector
GrantCommon Stock 1,725 $6.38 $11,005.50
Disclosure

SEC source: 0001662579-23-000004 · wf-form4_167286693048091.xml · nonDerivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,235

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on January 3, 2023.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:17 UTC GrantCommon Stock 1,568 $6.38 $10,003.84
Disclosure

SEC source: 0001662579-23-000006 · wf-form4_167286703601250.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,416

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on January 3, 2023.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 21:17 UTC GrantCommon Stock 1,763 $6.38 $11,247.94
Disclosure

SEC source: 0001662579-23-000005 · wf-form4_167286698318570.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,582

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on January 3, 2023.

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October 03, 2022 Filed Oct 4, 2022 18:06 UTC
Dubin GlennDirector
GrantCommon Stock 1,265 $8.69 $10,992.85
Disclosure

SEC source: 0001662579-22-000005 · wf-form4_166492113147782.xml · nonDerivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,510

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on October 3, 2022.

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October 03, 2022 Filed Oct 4, 2022 22:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 445 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001662579-22-000004 · wf-form4_166492110095346.xml · derivative · entry 10

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Common Stock · 445 shares

Expires 2030-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The shares underlying this option vest and become exercisable in 12 equal quarterly installments, with the first installment vested on October 1, 2020.

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October 03, 2022 Filed Oct 4, 2022 22:05 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 267 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001662579-22-000004 · wf-form4_166492110095346.xml · derivative · entry 9

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,335

Underlying: Common Stock · 267 shares

Expires 2026-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 12.5% of the shares underlying this option vested and became exercisable on December 31, 2016, with the remainder vesting in 28 equal quarterly installments thereafter.

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October 03, 2022 Filed Oct 4, 2022 22:05 UTC GrantCommon Stock 1,150 $8.69 $9,993.50
Disclosure

SEC source: 0001662579-22-000004 · wf-form4_166492110095346.xml · nonDerivative · entry 3

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,848

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on October 3, 2022.

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October 03, 2022 Filed Oct 4, 2022 22:05 UTC Exercise / conversionCommon Stock 445 $4.98 $2,216.10
Disclosure

SEC source: 0001662579-22-000004 · wf-form4_166492110095346.xml · nonDerivative · entry 2

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,698

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 22:05 UTC Exercise / conversionCommon Stock 267 $2.11 $563.37
Disclosure

SEC source: 0001662579-22-000004 · wf-form4_166492110095346.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2022 Filed Oct 4, 2022 22:06 UTC GrantCommon Stock 819 $8.69 $7,117.11
Disclosure

SEC source: 0001662579-22-000006 · wf-form4_166492116846862.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on October 3, 2022.

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July 29, 2022 Filed Aug 2, 2022 20:24 UTC GrantStock Option (Right to Buy) · Derivative 41,200 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0001209191-22-043870 · doc4.xml · derivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires 2032-07-28

F1 · derivative.exercise_date: One-third of the shares underlying this option shall vest and become exercisable on July 29, 2023, with the remainder vesting in eight equal quarterly installments thereafter.

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July 29, 2022 Filed Aug 2, 2022 20:23 UTC
Bessen LauraDirector
GrantStock Option (Right to Buy) · Derivative 41,200 $0.00 Strike: $9.64 $0.00
Disclosure

SEC source: 0001209191-22-043869 · doc4.xml · derivative · entry 1

Bessen Laura · CIK 0001926815 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,200

Underlying: Common Stock · 41,200 shares

Expires 2032-07-28

F1 · derivative.exercise_date: One-third of the shares underlying this option shall vest and become exercisable on July 29, 2023, with the remainder vesting in eight equal quarterly installments thereafter.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 21:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 889 $0.00 Strike: $4.98 $0.00
Disclosure

SEC source: 0001209191-22-042457 · doc4.xml · derivative · entry 9

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,779

Underlying: Common Stock · 889 shares

Expires 2030-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The shares underlying this option vest and become exercisable in 12 equal quarterly installments, with the first installment vested on October 1, 2020.

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July 15, 2022 Filed Jul 18, 2022 21:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 535 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-22-042457 · doc4.xml · derivative · entry 8

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,602

Underlying: Common Stock · 535 shares

Expires 2026-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12.5% of the shares underlying this option vested and became exercisable on December 31, 2016, with the remainder vesting in 28 equal quarterly installments thereafter.

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July 15, 2022 Filed Jul 18, 2022 21:18 UTC Exercise / conversionCommon Stock 889 $4.98 $4,427.22
Disclosure

SEC source: 0001209191-22-042457 · doc4.xml · nonDerivative · entry 2

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 21:18 UTC Exercise / conversionCommon Stock 535 $2.11 $1,128.85
Disclosure

SEC source: 0001209191-22-042457 · doc4.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2022 Filed Jul 5, 2022 16:12 UTC
Dubin GlennDirector
GrantCommon Stock 1,372 $8.03 $11,017.16
Disclosure

SEC source: 0001209191-22-040603 · doc4.xml · nonDerivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,245

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on July 1, 2022.

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July 01, 2022 Filed Jul 5, 2022 20:11 UTC GrantCommon Stock 1,246 $8.03 $10,005.38
Disclosure

SEC source: 0001209191-22-040597 · doc4.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,562

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on July 1, 2022.

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June 22, 2022 Filed Jun 23, 2022 16:15 UTC
COHEN MARC ADirector
GrantStock Option (Right to Buy) · Derivative 23,500 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-22-038863 · doc4.xml · derivative · entry 1

COHEN MARC A · CIK 0001132945 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2032-06-21

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 22, 2023 and (ii) the next annual meeting of the Issuer's stockholders.

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June 22, 2022 Filed Jun 23, 2022 16:15 UTC GrantStock Option (Right to Buy) · Derivative 23,500 $0.00 Strike: $6.06 $0.00
Disclosure

SEC source: 0001209191-22-038862 · doc4.xml · derivative · entry 1

Salter Malcolm · CIK 0001825124 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,500

Underlying: Common Stock · 23,500 shares

Expires 2032-06-21

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 22, 2023 and (ii) the next annual meeting of the Issuer's stockholders.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.