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Nasdaq · USD

CCCC

C4 Therapeutics, Inc.

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5503
SEC CIK
0001662579
Parsed reports
295

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2023 Filed Oct 3, 2023 20:28 UTC GrantCommon Stock 6,617 $1.70 $11,248.90
Disclosure

SEC source: 0001662579-23-000109 · wk-form4_1696364878.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,237

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on October 2, 2023.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:26 UTC GrantCommon Stock 8,089 $1.70 $13,751.30
Disclosure

SEC source: 0001662579-23-000107 · wk-form4_1696364777.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,827

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on October 2, 2023.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 19:23 UTC
Boyle Scott NChief Business Officer
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001662579-23-000099 · wk-form4_1695165770.xml · derivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-09-17

F1 · derivative.exercise_date: This option shall vest in full on September 18, 2025, subject to the Reporting Person's continued service on such date.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 19:21 UTC
Adams KendraChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 111,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001662579-23-000097 · wk-form4_1695165671.xml · derivative · entry 2

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,000

Underlying: Common Stock · 111,000 shares

Expires 2033-09-17

F2 · derivative.exercise_date: 25% of this option shall vest and become exercisable on September 18, 2024, with the remainder vesting in 12 equal quarterly installments thereafter, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 19:21 UTC
Adams KendraChief Financial Officer
GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000097 · wk-form4_1695165671.xml · nonDerivative · entry 1

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,640

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on September 18, 2024, subject to the Reporting Person's continued service on each vesting date.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 23:24 UTC
Hirsch AndrewDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 489,600 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001662579-23-000102 · wk-form4_1695165874.xml · derivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 489,600

Underlying: Common Stock · 489,600 shares

Expires 2033-09-17

F1 · derivative.exercise_date: This option shall vest in full on September 18, 2025, subject to the Reporting Person's continued service on such date.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 23:23 UTC
Schick KellyChief People Officer
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001662579-23-000101 · wk-form4_1695165826.xml · derivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-09-17

F1 · derivative.exercise_date: This option shall vest in full on September 18, 2025, subject to the Reporting Person's continued service on such date.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 23:23 UTC
Fisher StewartChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001662579-23-000100 · wk-form4_1695165800.xml · derivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-09-17

F1 · derivative.exercise_date: This option shall vest in full on September 18, 2025, subject to the Reporting Person's continued service on such date.

Read SEC document
September 18, 2023 Filed Sep 19, 2023 23:22 UTC
Siegel JolieChief Legal Officer
GrantStock Option (Right to Buy) · Derivative 120,000 $0.00 Strike: $2.15 $0.00
Disclosure

SEC source: 0001662579-23-000098 · wk-form4_1695165751.xml · derivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2033-09-17

F1 · derivative.exercise_date: This option shall vest in full on September 18, 2025, subject to the Reporting Person's continued service on such date.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 16:09 UTC
Boyle Scott NChief Business Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000081 · wk-form4_1693512585.xml · derivative · entry 3

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 16:09 UTC
Boyle Scott NChief Business Officer
Tax withholdingCommon Stock 661 $2.93 $1,936.73
Disclosure

SEC source: 0001662579-23-000081 · wk-form4_1693512585.xml · nonDerivative · entry 2

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,765

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 16:09 UTC
Boyle Scott NChief Business Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000081 · wk-form4_1693512585.xml · nonDerivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,426

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:11 UTC
White LaurenChief Financial Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000084 · wk-form4_1693512682.xml · derivative · entry 3

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:11 UTC
White LaurenChief Financial Officer
Tax withholdingCommon Stock 661 $2.93 $1,936.73
Disclosure

SEC source: 0001662579-23-000084 · wk-form4_1693512682.xml · nonDerivative · entry 2

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,686

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:11 UTC
White LaurenChief Financial Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000084 · wk-form4_1693512682.xml · nonDerivative · entry 1

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:13 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000086 · wk-form4_1693512793.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 7,500 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:13 UTC
Hirsch AndrewDirector · President & CEO
Tax withholdingCommon Stock 2,205 $2.93 $6,460.65
Disclosure

SEC source: 0001662579-23-000086 · wk-form4_1693512793.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,901

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:13 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000086 · wk-form4_1693512793.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:10 UTC
Schick KellyChief People Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000083 · wk-form4_1693512648.xml · derivative · entry 3

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:10 UTC
Schick KellyChief People Officer
Tax withholdingCommon Stock 661 $2.93 $1,936.73
Disclosure

SEC source: 0001662579-23-000083 · wk-form4_1693512648.xml · nonDerivative · entry 2

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,686

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:10 UTC
Schick KellyChief People Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000083 · wk-form4_1693512648.xml · nonDerivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:12 UTC
Siegel JolieChief Legal Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000085 · wk-form4_1693512739.xml · derivative · entry 3

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:12 UTC
Siegel JolieChief Legal Officer
Tax withholdingCommon Stock 661 $2.93 $1,936.73
Disclosure

SEC source: 0001662579-23-000085 · wk-form4_1693512739.xml · nonDerivative · entry 2

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,686

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:12 UTC
Siegel JolieChief Legal Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000085 · wk-form4_1693512739.xml · nonDerivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:10 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000082 · wk-form4_1693512618.xml · derivative · entry 3

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:10 UTC
Fisher StewartChief Scientific Officer
Tax withholdingCommon Stock 661 $2.93 $1,936.73
Disclosure

SEC source: 0001662579-23-000082 · wk-form4_1693512618.xml · nonDerivative · entry 2

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,076

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
August 30, 2023 Filed Aug 31, 2023 20:10 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-23-000082 · wk-form4_1693512618.xml · nonDerivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 20:06 UTC
REYNO LEONARDChief Medical Officer
GrantStock Option (Right to Buy) · Derivative 276,000 $0.00 Strike: $3.50 $0.00
Disclosure

SEC source: 0001662579-23-000074 · wk-form4_1689192375.xml · derivative · entry 2

REYNO LEONARD · CIK 0001528716 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 276,000

Underlying: Common Stock · 276,000 shares

Expires 2033-07-09

F2 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on July 10, 2024, with the remainder vesting in twelve equal quarterly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 20:06 UTC
REYNO LEONARDChief Medical Officer
GrantCommon Stock 61,300 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000074 · wk-form4_1689192375.xml · nonDerivative · entry 1

REYNO LEONARD · CIK 0001528716 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,300

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on July 10, 2024, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 16:24 UTC
Dubin GlennDirector
GrantCommon Stock 3,887 $2.83 $11,000.21
Disclosure

SEC source: 0001662579-23-000067 · wk-form4_1688588669.xml · nonDerivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,560

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on July 3, 2023.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:25 UTC GrantCommon Stock 3,976 $2.83 $11,252.08
Disclosure

SEC source: 0001662579-23-000068 · wk-form4_1688588720.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,620

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on July 3, 2023.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 20:23 UTC GrantCommon Stock 4,858 $2.83 $13,748.14
Disclosure

SEC source: 0001662579-23-000066 · wk-form4_1688588615.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,738

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on July 3, 2023.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 16:22 UTC GrantStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001662579-23-000055 · wk-form4_1686946925.xml · derivative · entry 1

Salter Malcolm · CIK 0001825124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 15, 2024 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 16:24 UTC
DOWNEY BRUCEDirector
GrantStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001662579-23-000060 · wk-form4_1686947050.xml · derivative · entry 1

DOWNEY BRUCE · CIK 0001237257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 15, 2024 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

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June 15, 2023 Filed Jun 16, 2023 16:23 UTC
Dubin GlennDirector
GrantStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001662579-23-000059 · wk-form4_1686947027.xml · derivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 15, 2024 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

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June 15, 2023 Filed Jun 16, 2023 20:25 UTC GrantStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001662579-23-000062 · wk-form4_1686947141.xml · derivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 15, 2024 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

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June 15, 2023 Filed Jun 16, 2023 20:24 UTC
Bessen LauraDirector
GrantStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001662579-23-000061 · wk-form4_1686947089.xml · derivative · entry 1

Bessen Laura · CIK 0001926815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 15, 2024 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

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June 15, 2023 Filed Jun 16, 2023 20:23 UTC GrantStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001662579-23-000058 · wk-form4_1686946972.xml · derivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 15, 2024 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

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June 15, 2023 Filed Jun 16, 2023 20:22 UTC GrantStock Option (Right to Buy) · Derivative 26,000 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001662579-23-000057 · wk-form4_1686946946.xml · derivative · entry 1

Koppikar Utpal · CIK 0001742696 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,000

Underlying: Common Stock · 26,000 shares

Expires 2033-06-14

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 15, 2024 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

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April 03, 2023 Filed Apr 4, 2023 16:20 UTC
Dubin GlennDirector
GrantCommon Stock 3,438 $3.20 $11,001.60
Disclosure

SEC source: 0001662579-23-000046 · wf-form4_168063957956687.xml · nonDerivative · entry 1

Dubin Glenn · CIK 0001308597 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,673

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on April 3, 2023.

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April 03, 2023 Filed Apr 4, 2023 20:19 UTC GrantCommon Stock 3,516 $3.20 $11,251.20
Disclosure

SEC source: 0001662579-23-000045 · wf-form4_168063954562598.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,644

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on April 3, 2023.

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April 03, 2023 Filed Apr 4, 2023 20:19 UTC GrantCommon Stock 4,298 $3.20 $13,753.60
Disclosure

SEC source: 0001662579-23-000044 · wf-form4_168063950739832.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,880

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on April 3, 2023.

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February 15, 2023 Filed Feb 15, 2023 21:44 UTC
Hirsch AndrewDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 367,200 $0.00 Strike: $5.77 $0.00
Disclosure

SEC source: 0001662579-23-000034 · wf-form4_167649743141884.xml · derivative · entry 2

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,200

Underlying: Common Stock · 367,200 shares

Expires 2033-02-14

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 15, 2023.

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February 15, 2023 Filed Feb 15, 2023 21:44 UTC
Hirsch AndrewDirector · President & CEO
GrantCommon Stock 81,600 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000034 · wf-form4_167649743141884.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,606

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 15, 2024.

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February 13, 2023 Filed Feb 15, 2023 16:45 UTC
Boyle Scott NChief Business Officer
GrantStock Option (Right to Buy) · Derivative 90,000 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001662579-23-000037 · wf-form4_167649750908844.xml · derivative · entry 2

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 90,000 shares

Expires 2033-02-12

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 13, 2023.

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February 13, 2023 Filed Feb 15, 2023 16:45 UTC
Boyle Scott NChief Business Officer
GrantCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000037 · wf-form4_167649750908844.xml · nonDerivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,176

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 13, 2024.

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February 13, 2023 Filed Feb 15, 2023 21:44 UTC
White LaurenChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001662579-23-000035 · wf-form4_167649747523081.xml · derivative · entry 2

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-02-12

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 13, 2023.

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February 13, 2023 Filed Feb 15, 2023 21:44 UTC
White LaurenChief Financial Officer
GrantCommon Stock 26,000 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000035 · wf-form4_167649747523081.xml · nonDerivative · entry 1

White Lauren · CIK 0001864430 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,097

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 13, 2024.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:46 UTC
Fisher StewartChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 125,000 $0.00 Strike: $5.67 $0.00
Disclosure

SEC source: 0001662579-23-000039 · wf-form4_167649755275761.xml · derivative · entry 2

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2033-02-12

F2 · derivative.exercise_date: The shares underlying this option shall vest and become exercisable in sixteen equal quarterly installments following the grant date, with the first installment vesting on May 13, 2023.

Read SEC document
February 13, 2023 Filed Feb 15, 2023 21:46 UTC
Fisher StewartChief Scientific Officer
GrantCommon Stock 26,000 $0.00 $0.00
Disclosure

SEC source: 0001662579-23-000039 · wf-form4_167649755275761.xml · nonDerivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,487

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on February 13, 2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.