Tapewire

Nasdaq · USD

CCCC

C4 Therapeutics, Inc.

Export transactions ↓
Tapewire entity
5503
SEC CIK
0001662579
Parsed reports
295

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 13, 2025 Filed Feb 18, 2025 21:54 UTC
Schick KellyChief People Officer
Tax withholdingCommon Stock 1,735 $3.20 $5,552.00
Disclosure

SEC source: 0001662579-25-000017 · wk-form4_1739915691.xml · nonDerivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,753

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:08 UTC GrantCommon Stock 3,757 $3.66 $13,750.62
Disclosure

SEC source: 0001662579-25-000004 · wk-form4_1735938506.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,699

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on January 2, 2025.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:08 UTC GrantCommon Stock 3,074 $3.66 $11,250.84
Disclosure

SEC source: 0001662579-25-000003 · wk-form4_1735938496.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,768

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on January 2, 2025.

Read SEC document
November 19, 2024 Filed Nov 21, 2024 21:17 UTC GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $4.15 $0.00
Disclosure

SEC source: 0001662579-24-000108 · wk-form4_1732223821.xml · derivative · entry 1

Hoerter Steven L. · CIK 0001533451 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2034-11-18

F1 · derivative.exercise_date: 33% of the shares underlying this option shall vest and become exercisable on November 19, 2025, with the remainder vesting in eight equal quarterly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:17 UTC
Boyle Scott NChief Business Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000104 · wk-form4_1731446256.xml · derivative · entry 3

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:17 UTC
Boyle Scott NChief Business Officer
Tax withholdingCommon Stock 1,102 $6.04 $6,656.08
Disclosure

SEC source: 0001662579-24-000104 · wk-form4_1731446256.xml · nonDerivative · entry 2

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,567

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:17 UTC
Boyle Scott NChief Business Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000104 · wk-form4_1731446256.xml · nonDerivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:17 UTC
Adams KendraChief Financial Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000103 · wk-form4_1731446246.xml · derivative · entry 3

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:17 UTC
Adams KendraChief Financial Officer
Tax withholdingCommon Stock 1,102 $6.04 $6,656.08
Disclosure

SEC source: 0001662579-24-000103 · wk-form4_1731446246.xml · nonDerivative · entry 2

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,439

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 16:17 UTC
Adams KendraChief Financial Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000103 · wk-form4_1731446246.xml · nonDerivative · entry 1

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:17 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000100 · wk-form4_1731446213.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 12,500 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:17 UTC
Hirsch AndrewDirector · President & CEO
Tax withholdingCommon Stock 5,550 $6.04 $33,522.00
Disclosure

SEC source: 0001662579-24-000100 · wk-form4_1731446213.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,862

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:17 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000100 · wk-form4_1731446213.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:17 UTC
Schick KellyChief People Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000102 · wk-form4_1731446234.xml · derivative · entry 3

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:17 UTC
Schick KellyChief People Officer
Tax withholdingCommon Stock 1,102 $6.04 $6,656.08
Disclosure

SEC source: 0001662579-24-000102 · wk-form4_1731446234.xml · nonDerivative · entry 2

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,488

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:17 UTC
Schick KellyChief People Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000102 · wk-form4_1731446234.xml · nonDerivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:17 UTC
Siegel JolieChief Legal Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 3,750 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000101 · wk-form4_1731446224.xml · derivative · entry 3

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,500

Underlying: Common Stock · 3,750 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:17 UTC
Siegel JolieChief Legal Officer
Tax withholdingCommon Stock 1,102 $6.04 $6,656.08
Disclosure

SEC source: 0001662579-24-000101 · wk-form4_1731446224.xml · nonDerivative · entry 2

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,488

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
November 07, 2024 Filed Nov 12, 2024 21:17 UTC
Siegel JolieChief Legal Officer
Exercise / conversionCommon Stock 3,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000101 · wk-form4_1731446224.xml · nonDerivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 16:31 UTC
Mahaney PaigeChief Scientific Officer
GrantStock Option (Right to Buy) · Derivative 345,600 $0.00 Strike: $6.00 $0.00
Disclosure

SEC source: 0001662579-24-000094 · wk-form4_1730233884.xml · derivative · entry 2

Mahaney Paige · CIK 0002040313 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,600

Underlying: Common Stock · 345,600 shares

Expires 2034-10-27

F2 · derivative.exercise_date: 25% of the shares underlying this option shall vest and become exercisable on October 28, 2025, with the remainder vesting in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
October 28, 2024 Filed Oct 29, 2024 16:31 UTC
Mahaney PaigeChief Scientific Officer
GrantCommon Stock 76,800 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000094 · wk-form4_1730233884.xml · nonDerivative · entry 1

Mahaney Paige · CIK 0002040313 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,800

F1 · shares: Represents restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. The RSUs shall vest in four equal annual installments following the grant date, with the first installment vesting on October 28, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:32 UTC GrantCommon Stock 2,474 $5.56 $13,755.44
Disclosure

SEC source: 0001662579-24-000090 · wk-form4_1727901151.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,942

F1 · shares: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on October 1, 2024.

Read SEC document
October 01, 2024 Filed Oct 2, 2024 20:32 UTC GrantCommon Stock 2,023 $5.56 $11,247.88
Disclosure

SEC source: 0001662579-24-000089 · wk-form4_1727901140.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,694

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on October 1, 2024.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 16:13 UTC
Adams KendraChief Financial Officer
Tax withholdingCommon Stock 1,837 $6.38 $11,720.06
Disclosure

SEC source: 0001662579-24-000086 · wk-form4_1726863223.xml · nonDerivative · entry 1

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,791

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units and does not represent a sale by the Reporting Person.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 17:12 UTC
Boyle Scott NChief Business Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000083 · wk-form4_1726607550.xml · derivative · entry 3

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 17:12 UTC
Boyle Scott NChief Business Officer
Tax withholdingCommon Stock 661 $6.36 $4,203.96
Disclosure

SEC source: 0001662579-24-000083 · wk-form4_1726607550.xml · nonDerivative · entry 2

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,919

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 17:12 UTC
Boyle Scott NChief Business Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000083 · wk-form4_1726607550.xml · nonDerivative · entry 1

Boyle Scott N · CIK 0001913897 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 17:12 UTC
Adams KendraChief Financial Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000082 · wk-form4_1726607540.xml · derivative · entry 3

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 17:12 UTC
Adams KendraChief Financial Officer
Tax withholdingCommon Stock 661 $6.36 $4,203.96
Disclosure

SEC source: 0001662579-24-000082 · wk-form4_1726607540.xml · nonDerivative · entry 2

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,628

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 17:12 UTC
Adams KendraChief Financial Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000082 · wk-form4_1726607540.xml · nonDerivative · entry 1

Adams Kendra · CIK 0001991929 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:12 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionPerformance Restricted Stock Units · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000084 · wk-form4_1726607560.xml · derivative · entry 3

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,500

Underlying: Common Stock · 7,500 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:12 UTC
Hirsch AndrewDirector · President & CEO
Tax withholdingCommon Stock 3,329 $6.36 $21,172.44
Disclosure

SEC source: 0001662579-24-000084 · wk-form4_1726607560.xml · nonDerivative · entry 2

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,912

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:12 UTC
Hirsch AndrewDirector · President & CEO
Exercise / conversionCommon Stock 7,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000084 · wk-form4_1726607560.xml · nonDerivative · entry 1

Hirsch Andrew · CIK 0001586707 · Director · President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 15,000 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:12 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000081 · wk-form4_1726607530.xml · derivative · entry 3

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:12 UTC
Fisher StewartChief Scientific Officer
Tax withholdingCommon Stock 661 $6.36 $4,203.96
Disclosure

SEC source: 0001662579-24-000081 · wk-form4_1726607530.xml · nonDerivative · entry 2

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,710

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:12 UTC
Fisher StewartChief Scientific Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000081 · wk-form4_1726607530.xml · nonDerivative · entry 1

Fisher Stewart · CIK 0001824863 · Chief Scientific Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:12 UTC
Schick KellyChief People Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000080 · wk-form4_1726607520.xml · derivative · entry 3

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:12 UTC
Schick KellyChief People Officer
Tax withholdingCommon Stock 661 $6.36 $4,203.96
Disclosure

SEC source: 0001662579-24-000080 · wk-form4_1726607520.xml · nonDerivative · entry 2

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,840

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:12 UTC
Schick KellyChief People Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000080 · wk-form4_1726607520.xml · nonDerivative · entry 1

Schick Kelly · CIK 0001797388 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:11 UTC
Siegel JolieChief Legal Officer
Exercise / conversionPerformance Restricted Stock Units · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0001662579-24-000079 · wk-form4_1726607510.xml · derivative · entry 3

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 2,250 shares

Expires 2025-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:11 UTC
Siegel JolieChief Legal Officer
Tax withholdingCommon Stock 661 $6.36 $4,203.96
Disclosure

SEC source: 0001662579-24-000079 · wk-form4_1726607510.xml · nonDerivative · entry 2

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,840

F2 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of PRSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 16, 2024 Filed Sep 17, 2024 21:11 UTC
Siegel JolieChief Legal Officer
Exercise / conversionCommon Stock 2,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001662579-24-000079 · wk-form4_1726607510.xml · nonDerivative · entry 1

Siegel Jolie · CIK 0001768223 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each performance restricted stock unit ("PRSU") represents the contingent right to receive one share of the Issuer's Common Stock upon vesting and settlement. 4,500 PRSUs shall vest upon satisfaction of three escalating share price vesting milestones, and the remaining PRSUs vest upon satisfaction of certain discovery and clinical milestones.

Read SEC document
August 29, 2024 Filed Sep 3, 2024 20:52 UTC GrantStock Option (Right to Buy) · Derivative 65,000 $0.00 Strike: $6.43 $0.00
Disclosure

SEC source: 0001662579-24-000072 · wk-form4_1725396745.xml · derivative · entry 1

Fawell Stephen · CIK 0002033387 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,000

Underlying: Common Stock · 65,000 shares

Expires 2034-08-28

F1 · derivative.exercise_date: 33% of the shares underlying this option shall vest and become exercisable on August 29, 2025, with the remainder vesting in eight equal quarterly installments thereafter, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
July 10, 2024 Filed Jul 11, 2024 20:16 UTC
REYNO LEONARDChief Medical Officer
Tax withholdingCommon Stock 6,191 $5.00 $30,955.00
Disclosure

SEC source: 0001662579-24-000066 · wk-form4_1720728978.xml · nonDerivative · entry 1

REYNO LEONARD · CIK 0001528716 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,809

F1 · kind: Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:14 UTC GrantCommon Stock 2,836 $4.85 $13,754.60
Disclosure

SEC source: 0001662579-24-000064 · wk-form4_1719951273.xml · nonDerivative · entry 1

GROGAN DONNA ROY · CIK 0001788455 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,468

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on July 1, 2024.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 20:12 UTC GrantCommon Stock 2,320 $4.85 $11,252.00
Disclosure

SEC source: 0001662579-24-000063 · wk-form4_1719951170.xml · nonDerivative · entry 1

Anderson Kenneth Carl · CIK 0001824862 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,671

F1 · kind: These shares were issued in accordance with the Issuer's Non-Employee Director Compensation Policy, pursuant to which the Reporting Person elected to receive shares of the Issuer's common stock in lieu of cash compensation for services as a non-employee director of the Issuer.

F2 · price: The price reported in Column 4 is based upon the closing market price of the Issuer's common stock on July 1, 2024.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 16:07 UTC GrantStock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001662579-24-000056 · wk-form4_1719000433.xml · derivative · entry 1

Salter Malcolm · CIK 0001825124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2034-06-19

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 20, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 20:09 UTC
Hughes OwenDirector
GrantStock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001662579-24-000060 · wk-form4_1719000552.xml · derivative · entry 1

Hughes Owen · CIK 0001575933 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2034-06-19

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 20, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 16:07 UTC
DOWNEY BRUCEDirector
GrantStock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001662579-24-000057 · wk-form4_1719000465.xml · derivative · entry 1

DOWNEY BRUCE · CIK 0001237257 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2034-06-19

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 20, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

Read SEC document
June 20, 2024 Filed Jun 21, 2024 20:08 UTC
Bessen LauraDirector
GrantStock Option (Right to Buy) · Derivative 32,500 $0.00 Strike: $4.05 $0.00
Disclosure

SEC source: 0001662579-24-000059 · wk-form4_1719000521.xml · derivative · entry 1

Bessen Laura · CIK 0001926815 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,500

Underlying: Common Stock · 32,500 shares

Expires 2034-06-19

F1 · derivative.exercise_date: This option shall vest and become exercisable in full upon the earlier to occur of (i) June 20, 2025 and (ii) the next annual meeting of the Issuer's stockholders, subject to the recipient's continued service as a member of the Board on such date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.