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CBUS

Cibus, Inc.

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6658
SEC CIK
0001705843
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367

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 30, 2024 Filed Jun 3, 2024 22:40 UTC GrantStock Option (Right-to-Buy) · Derivative 4,565 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000025 · primary_doc.xml · derivative · entry 1

Finn Mark Terrence · CIK 0001976904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Class A Common Stock · 4,565 shares

Expires 2034-05-30

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:08 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
ConversionCibus Common Units · Derivative 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000057 · doc4.xml · derivative · entry 9

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,367,193

Underlying: Class A Common Stock · 1,500,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement.

F4 · kind: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership.

F4 · shares: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership.

F4 · price: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership.

F7 · derivative.exercise_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement.

F7 · derivative.expiration_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement.

F8 · balance_after: Includes 1,361,226 Common Units, as part of Up-C Units, previously reported by the Reporting Person and 5,967 Common Units, as part of the Up-C Units received in the Distribution and not exchanged in the Reporting Person Exchange.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:08 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
OtherCibus Common Units · Derivative 1,505,967 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-24-000057 · doc4.xml · derivative · entry 8

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,867,193

Underlying: Class A Common Stock · 1,505,967 shares

Expires not disclosed

F7 · derivative.exercise_price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement.

F2 · kind: Each share of the Issuer's Class B Common Stock, par value $0.0001 (the "Class B Common Stock") is paired with a common unit (the "Common Units") of Cibus Global, LLC ("Cibus Global"), which collectively comprise an "Up-C Unit." The Up-C Units are generally exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement (the "Exchange Agreement"), dated May 31, 2023, by and among the Issuer, Cibus Global, and the holders of Up-C Units. On December 29, 2023, New Ventures Agtech Solutions, LLC ("New Ventures") completed a distribution to the Reporting Person of 1,505,967 Up-C Units (the "Distribution"). Such Up-C Units were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures and the other investors in New Ventures.

F3 · kind: (Continued from Footnote 2) Simultaneously with the Distribution, the Reporting Person exchanged 1,500,000 shares of such Up-C Units for 1,500,000 shares of Class A Common Stock (the "Reporting Person Exchange") in accordance with the Exchange Agreement, Accordingly, although the Reporting Person's aggregate beneficial ownership has not changed, this Form reports the change in the Reporting Person's beneficial ownership both in name and form.

F7 · price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement.

F7 · derivative.exercise_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement.

F7 · derivative.expiration_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:08 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000057 · doc4.xml · nonDerivative · entry 6

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,103,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership.

F4 · price: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership.

F6 · balance_after: Includes 1,603,788 shares of Class A Common Stock previously reported by the Reporting Person and 1,500,000 shares of Class A Common Stock received pursuant to the Reporting Person Exchange.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:08 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock 1,500,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000057 · doc4.xml · nonDerivative · entry 5

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,367,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership.

F4 · price: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership.

F5 · balance_after: Includes 1,361,226 shares of Class B Common Stock, as part of Up-C Units, previously reported by the Reporting Person and 5,967 shares of Class B Common Stock, as part of the Up-C Units received in the Distribution and not exchanged in the Reporting Person Exchange.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:08 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
OtherClass B Common Stock 1,505,967 $0.00 $0.00
Disclosure

SEC source: 0000899243-24-000057 · doc4.xml · nonDerivative · entry 4

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,867,193

F2 · kind: Each share of the Issuer's Class B Common Stock, par value $0.0001 (the "Class B Common Stock") is paired with a common unit (the "Common Units") of Cibus Global, LLC ("Cibus Global"), which collectively comprise an "Up-C Unit." The Up-C Units are generally exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement (the "Exchange Agreement"), dated May 31, 2023, by and among the Issuer, Cibus Global, and the holders of Up-C Units. On December 29, 2023, New Ventures Agtech Solutions, LLC ("New Ventures") completed a distribution to the Reporting Person of 1,505,967 Up-C Units (the "Distribution"). Such Up-C Units were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures and the other investors in New Ventures.

F3 · kind: (Continued from Footnote 2) Simultaneously with the Distribution, the Reporting Person exchanged 1,500,000 shares of such Up-C Units for 1,500,000 shares of Class A Common Stock (the "Reporting Person Exchange") in accordance with the Exchange Agreement, Accordingly, although the Reporting Person's aggregate beneficial ownership has not changed, this Form reports the change in the Reporting Person's beneficial ownership both in name and form.

Read SEC document
December 12, 2023 Filed Dec 14, 2023 22:10 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
OtherPre-Funded Warrant · Derivative 50,000 $10.57 Strike: $0.01 $528,500.00
Disclosure

SEC source: 0000950170-23-070459 · ownership.xml · derivative · entry 3

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires not disclosed

F3 · kind: On December 11, 2023, the Issuer entered into an Underwriting Agreement with Stifel, Nicolaus & Company, Incorporated and Canaccord Genuity LLC, as underwriters in respect of an underwritten registered direct offering (the "Underwritten Offering"). Pursuant to the Underwritten Offering, the underwriters placed (i) 517,107 shares of Class A Common Stock to Mr. Riggs at a purchase price of $10.58; (ii) 2,106,723 shares of Class A Common Stock to certain other investors at a purchase price of $9.00; and (iii) 50,000 Pre-Funded Warrants to purchase 50,000 shares of Class A Common Stock ("Pre-Funded Warrants") to Mr. Riggs at a purchase price of $10.57 per Pre-Funded Warrant. On December 14, 2023, the Issuer consummated the Underwritten Offering.

F3 · price: On December 11, 2023, the Issuer entered into an Underwriting Agreement with Stifel, Nicolaus & Company, Incorporated and Canaccord Genuity LLC, as underwriters in respect of an underwritten registered direct offering (the "Underwritten Offering"). Pursuant to the Underwritten Offering, the underwriters placed (i) 517,107 shares of Class A Common Stock to Mr. Riggs at a purchase price of $10.58; (ii) 2,106,723 shares of Class A Common Stock to certain other investors at a purchase price of $9.00; and (iii) 50,000 Pre-Funded Warrants to purchase 50,000 shares of Class A Common Stock ("Pre-Funded Warrants") to Mr. Riggs at a purchase price of $10.57 per Pre-Funded Warrant. On December 14, 2023, the Issuer consummated the Underwritten Offering.

F4 · derivative.exercise_date: Pre-Funded Warrants have no expiration date, may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $0.01 per share of Class A Common Stock and are exercisable immediately, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Issuer's outstanding common stock.

F4 · derivative.expiration_date: Pre-Funded Warrants have no expiration date, may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $0.01 per share of Class A Common Stock and are exercisable immediately, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Issuer's outstanding common stock.

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December 12, 2023 Filed Dec 14, 2023 22:10 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
PurchaseClass A Common Stock 517,107 $10.58 $5,470,992.06
Disclosure

SEC source: 0000950170-23-070459 · ownership.xml · nonDerivative · entry 2

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,622,495

F3 · kind: On December 11, 2023, the Issuer entered into an Underwriting Agreement with Stifel, Nicolaus & Company, Incorporated and Canaccord Genuity LLC, as underwriters in respect of an underwritten registered direct offering (the "Underwritten Offering"). Pursuant to the Underwritten Offering, the underwriters placed (i) 517,107 shares of Class A Common Stock to Mr. Riggs at a purchase price of $10.58; (ii) 2,106,723 shares of Class A Common Stock to certain other investors at a purchase price of $9.00; and (iii) 50,000 Pre-Funded Warrants to purchase 50,000 shares of Class A Common Stock ("Pre-Funded Warrants") to Mr. Riggs at a purchase price of $10.57 per Pre-Funded Warrant. On December 14, 2023, the Issuer consummated the Underwritten Offering.

F3 · balance_after: On December 11, 2023, the Issuer entered into an Underwriting Agreement with Stifel, Nicolaus & Company, Incorporated and Canaccord Genuity LLC, as underwriters in respect of an underwritten registered direct offering (the "Underwritten Offering"). Pursuant to the Underwritten Offering, the underwriters placed (i) 517,107 shares of Class A Common Stock to Mr. Riggs at a purchase price of $10.58; (ii) 2,106,723 shares of Class A Common Stock to certain other investors at a purchase price of $9.00; and (iii) 50,000 Pre-Funded Warrants to purchase 50,000 shares of Class A Common Stock ("Pre-Funded Warrants") to Mr. Riggs at a purchase price of $10.57 per Pre-Funded Warrant. On December 14, 2023, the Issuer consummated the Underwritten Offering.

Read SEC document
September 27, 2023 Filed Dec 14, 2023 22:10 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
OtherClass A Common Stock 39,476 $0.00 $0.00
Disclosure

SEC source: 0000950170-23-070459 · ownership.xml · nonDerivative · entry 1

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,105,388

F1 · kind: On September 27, 2023, New Ventures Agtech Solutions, LLC effectuated a pro rata distribution to its members (the "Distribution") of all of the shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), of Cibus, Inc. (the "Issuer") held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures Agtech Solutions, LLC. Pursuant to the Distribution, (i) 63,626 shares of Class A Common Stock were distributed to the Reporting Person; (ii) 15,791 shares of Class A Common Stock were distributed to the Reporting Person's spouse; and (iii) 39,476 shares of Class A Common Stock were distributed to other members of New Ventures Agtech Solutions, LLC ("Third-Party Member Shares"), which Third-Party Member Shares the Reporting Person has no beneficial interest in.

F1 · balance_after: On September 27, 2023, New Ventures Agtech Solutions, LLC effectuated a pro rata distribution to its members (the "Distribution") of all of the shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), of Cibus, Inc. (the "Issuer") held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures Agtech Solutions, LLC. Pursuant to the Distribution, (i) 63,626 shares of Class A Common Stock were distributed to the Reporting Person; (ii) 15,791 shares of Class A Common Stock were distributed to the Reporting Person's spouse; and (iii) 39,476 shares of Class A Common Stock were distributed to other members of New Ventures Agtech Solutions, LLC ("Third-Party Member Shares"), which Third-Party Member Shares the Reporting Person has no beneficial interest in.

F2 · balance_after: Includes (i) 5,401 shares of Class A Common Stock held jointly with the reporting person's sibling and (ii) 79,417 shares of Class A Common Stock previously reported as indirectly attributable to the Reporting Person through New Ventures Agtech Solutions, LLC that were acquired by the Reporting Person pursuant to the Distribution, of which 63,626 shares of Class A Common Stock are held directly by the Reporting Person and 15,791 shares of Class A Common Stock are held indirectly through the Reporting Person's spouse.

F1 · ownership.nature: On September 27, 2023, New Ventures Agtech Solutions, LLC effectuated a pro rata distribution to its members (the "Distribution") of all of the shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), of Cibus, Inc. (the "Issuer") held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures Agtech Solutions, LLC. Pursuant to the Distribution, (i) 63,626 shares of Class A Common Stock were distributed to the Reporting Person; (ii) 15,791 shares of Class A Common Stock were distributed to the Reporting Person's spouse; and (iii) 39,476 shares of Class A Common Stock were distributed to other members of New Ventures Agtech Solutions, LLC ("Third-Party Member Shares"), which Third-Party Member Shares the Reporting Person has no beneficial interest in.

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June 01, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
PurchaseClass A Common Stock 1,000 $31.50 $31,500.00
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 7

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,154,464

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantClass A Common Stock 71,785 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014322 · doc4.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,785

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

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May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantCibus Common Units · Derivative 1,505,967 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · derivative · entry 13

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,888,084

Underlying: Class A Common Stock · 1,505,967 shares

Expires not disclosed

F8 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F9 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement.

F8 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F8 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F4 · ownership.nature: Held by New Ventures Agtech Solutions, LLC, for which the reporting person has voting and investment power.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantCibus Common Units · Derivative 20,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · derivative · entry 12

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,382,117

Underlying: Class A Common Stock · 20,891 shares

Expires not disclosed

F8 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F9 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement.

F8 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F8 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F3 · ownership.nature: Held by the Rory Riggs Family Trust, for which the reporting person is trustee and has sole voting and dispositive power with respect to the shares held by the trust.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantCibus Common Units · Derivative 1,361,226 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · derivative · entry 11

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,361,226

Underlying: Class A Common Stock · 1,361,226 shares

Expires not disclosed

F8 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F9 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement.

F8 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F8 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass B Common Stock 1,505,967 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 10

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,888,084

F7 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units.

F4 · ownership.nature: Held by New Ventures Agtech Solutions, LLC, for which the reporting person has voting and investment power.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass B Common Stock 20,891 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 9

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,382,117

F7 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units.

F3 · ownership.nature: Held by the Rory Riggs Family Trust, for which the reporting person is trustee and has sole voting and dispositive power with respect to the shares held by the trust.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass B Common Stock 1,361,226 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 8

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,361,226

F7 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 167,992 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 6

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,153,464

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F6 · price: Represents substitute awards constituting restricted shares of Class A Common Stock granted and issued pursuant to the Cibus, Inc. 2017 Omnibus Incentive Plan upon the closing of the transactions contemplated by the Merger Agreement (the "Transactions"), whereby certain Cibus restricted profits interest units previously granted to employees of Cibus were automatically cancelled and converted into the right to receive a number of restricted shares of the Class A Common Stock, subject to the same vesting schedule as was applicable to such profits interests units prior to the closing of the Transactions.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 9,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 5

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By spouse

Disclosed balance after: 985,472

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 5,401 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 4

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 975,872

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F5 · ownership.direct: Held jointly with the reporting person's spouse, Robin Riggs.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 118,893 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 3

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 970,471

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F4 · ownership.nature: Held by New Ventures Agtech Solutions, LLC, for which the reporting person has voting and investment power.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 2,916 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 2

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 851,578

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F3 · ownership.nature: Held by the Rory Riggs Family Trust, for which the reporting person is trustee and has sole voting and dispositive power with respect to the shares held by the trust.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 848,662 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 1

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,662

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:02 UTC
Carr Michael A.President and CEO
GrantCommon Stock 15,533 $0.00 $0.00
Disclosure

SEC source: 0001615594-23-000042 · primary_doc.xml · nonDerivative · entry 1

Carr Michael A. · CIK 0001875512 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,174

F1 · shares: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect teh one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect teh one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

F1 · balance_after: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect teh one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
Beetham PeterDirector · See Remarks
GrantCibus Common Units · Derivative 3,503 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014325 · doc4.xml · derivative · entry 4

Beetham Peter · CIK 0001764820 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,503

Underlying: Class A Common Stock · 3,503 shares

Expires not disclosed

F5 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F6 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement.

F5 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F5 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
Beetham PeterDirector · See Remarks
GrantClass B Common Stock 3,503 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014325 · doc4.xml · nonDerivative · entry 3

Beetham Peter · CIK 0001764820 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,503

F4 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
Beetham PeterDirector · See Remarks
GrantClass A Common Stock 87,649 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014325 · doc4.xml · nonDerivative · entry 2

Beetham Peter · CIK 0001764820 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 378,934

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F3 · price: Represents substitute awards constituting restricted shares of Class A Common Stock granted and issued pursuant to the Cibus, Inc. 2017 Omnibus Incentive Plan upon the closing of the transactions contemplated by the Merger Agreement (the "Transactions"), whereby certain Cibus restricted profits interest units previously granted to employees of Cibus were automatically cancelled and converted into the right to receive a number of restricted shares of the Class A Common Stock, subject to the same vesting schedule as was applicable to such profits interests units prior to the closing of the Transactions.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
Beetham PeterDirector · See Remarks
GrantClass A Common Stock 291,285 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014325 · doc4.xml · nonDerivative · entry 1

Beetham Peter · CIK 0001764820 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,285

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:35 UTC
Koschak WilliamChief Financial Officer
GrantCommon Stock 6,333 $0.00 $0.00
Disclosure

SEC source: 0001615594-23-000045 · primary_doc.xml · nonDerivative · entry 1

Koschak William · CIK 0001763989 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,506

F1 · shares: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

F1 · balance_after: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 20:25 UTC
Frimerman Debra HGeneral Counsel and Secretary
GrantCommon Stock 5,533 $0.00 $0.00
Disclosure

SEC source: 0001615594-23-000044 · primary_doc.xml · nonDerivative · entry 1

Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,772

F1 · shares: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

F1 · balance_after: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

Read SEC document
May 31, 2023 Filed Jun 3, 2023 00:14 UTC
Frey TravisChief Technology Officer
GrantCommon Stock 5,733 $0.00 $0.00
Disclosure

SEC source: 0001615594-23-000043 · primary_doc.xml · nonDerivative · entry 1

Frey Travis · CIK 0001777352 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,060

F1 · shares: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

F1 · balance_after: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantCibus Common Units · Derivative 14,518 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014328 · doc4.xml · derivative · entry 3

Walker Keith Allen · CIK 0001976434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,518

Underlying: Class A Common Stock · 14,518 shares

Expires not disclosed

F4 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F5 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement.

F4 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F4 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantClass B Common Stock 14,518 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014328 · doc4.xml · nonDerivative · entry 2

Walker Keith Allen · CIK 0001976434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,518

F3 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantClass A Common Stock 84,183 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014328 · doc4.xml · nonDerivative · entry 1

Walker Keith Allen · CIK 0001976434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,183

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
King Wade HamptonChief Financial Officer
GrantCibus Common Units · Derivative 8,556 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014327 · doc4.xml · derivative · entry 4

King Wade Hampton · CIK 0001976158 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,556

Underlying: Class A Common Stock · 8,556 shares

Expires not disclosed

F5 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F6 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement.

F5 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F5 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
King Wade HamptonChief Financial Officer
GrantClass B Common Stock 8,556 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014327 · doc4.xml · nonDerivative · entry 3

King Wade Hampton · CIK 0001976158 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,556

F4 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
King Wade HamptonChief Financial Officer
GrantClass A Common Stock 123,618 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014327 · doc4.xml · nonDerivative · entry 2

King Wade Hampton · CIK 0001976158 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,100

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F3 · price: Represents substitute awards constituting restricted shares of Class A Common Stock granted and issued pursuant to the Cibus, Inc. 2017 Omnibus Incentive Plan upon the closing of the transactions contemplated by the Merger Agreement (the "Transactions"), whereby certain Cibus restricted profits interest units previously granted to employees of Cibus were automatically cancelled and converted into the right to receive a number of restricted shares of the Class A Common Stock, subject to the same vesting schedule as was applicable to such profits interests units prior to the closing of the Transactions.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC
King Wade HamptonChief Financial Officer
GrantClass A Common Stock 88,482 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014327 · doc4.xml · nonDerivative · entry 1

King Wade Hampton · CIK 0001976158 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,482

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantCibus Common Units · Derivative 13,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014326 · doc4.xml · derivative · entry 4

Finn Mark Terrence · CIK 0001976904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,348

Underlying: Class A Common Stock · 13,348 shares

Expires not disclosed

F5 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F6 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement.

F5 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

F5 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders.

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May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantClass B Common Stock 13,348 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014326 · doc4.xml · nonDerivative · entry 3

Finn Mark Terrence · CIK 0001976904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,348

F4 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units.

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May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantClass A Common Stock 1,143,949 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014326 · doc4.xml · nonDerivative · entry 2

Finn Mark Terrence · CIK 0001976904 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,209,161

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F3 · ownership.nature: Held of record by New Ventures I Holdings, LLC, established by private funds managed by BV Partners, LLC, for which the reporting person serves as one of two managing members. As per agreement, the reporting person holds direct voting and dispositive power over the shares held by the funds managed by BV Partners, LLC. The reporting person disclaims beneficial ownership of the shares held by such private funds except to the extent of his pecuniary interest therein.

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May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantClass A Common Stock 65,212 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014326 · doc4.xml · nonDerivative · entry 1

Finn Mark Terrence · CIK 0001976904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,212

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

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May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantClass A Common Stock 1,687,071 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014324 · doc4.xml · nonDerivative · entry 1

Lehmann Jean-Pierre Jules · CIK 0001976536 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,687,071

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F3 · ownership.nature: Held by JPL Investments, SA, which the reporting person is deemed to beneficially own.

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May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantClass A Common Stock 78,522 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014323 · doc4.xml · nonDerivative · entry 2

Gocal Gregory Francis William · CIK 0001976142 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 320,844

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F3 · price: Represents substitute awards constituting restricted shares of Class A Common Stock granted and issued pursuant to the Cibus, Inc. 2017 Omnibus Incentive Plan upon the closing of the transactions contemplated by the Merger Agreement (the "Transactions"), whereby certain Cibus restricted profits interest units previously granted to employees of Cibus were automatically cancelled and converted into the right to receive a number of restricted shares of the Class A Common Stock, subject to the same vesting schedule as was applicable to such profits interests units prior to the closing of the Transactions.

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May 31, 2023 Filed Jun 2, 2023 11:05 UTC GrantClass A Common Stock 242,322 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-014323 · doc4.xml · nonDerivative · entry 1

Gocal Gregory Francis William · CIK 0001976142 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,322

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

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May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment
Finn Mark TerrenceDirector · 10% owner
GrantCibus Global Common Units · Derivative 1,505,967 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015395 · doc4a.xml · derivative · entry 6

Finn Mark Terrence · CIK 0001976904 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,531,363

Underlying: Class A Common Stock · 1,505,967 shares

Expires not disclosed

F6 · derivative.exercise_price: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders.

F7 · price: Represents Cibus Global Common Units received as consideration in connection with the Merger Agreement.

F6 · derivative.exercise_date: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders.

F6 · derivative.expiration_date: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders.

F4 · ownership.nature: Held of record by New Ventures Agtech Solutions, LLC, whose Managing Member is New Ventures Agtech Solutions Manager, LLC. The sole member of New Ventures Agtech Solutions Manager, LLC is Vantage Consulting Group, Inc., for which the reporting person serves as Chief Executive Officer and Chairman of its board of directors. The reporting person is a managing member of New Ventures Agtech Solutions Manager, LLC and shares voting and dispositive power.

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May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment
Finn Mark TerrenceDirector · 10% owner
GrantCibus Global Common Units · Derivative 12,048 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015395 · doc4a.xml · derivative · entry 5

Finn Mark Terrence · CIK 0001976904 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 25,396

Underlying: Class A Common Stock · 12,048 shares

Expires not disclosed

F6 · derivative.exercise_price: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders.

F7 · price: Represents Cibus Global Common Units received as consideration in connection with the Merger Agreement.

F6 · derivative.exercise_date: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders.

F6 · derivative.expiration_date: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders.

F3 · ownership.nature: Held of record by Delta III Partners, LLC, for which the reporting person serves as a managing member and shares voting and dispositive power.

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May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment
Finn Mark TerrenceDirector · 10% owner
GrantClass B Common Stock 1,505,967 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015395 · doc4a.xml · nonDerivative · entry 4

Finn Mark Terrence · CIK 0001976904 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,531,363

F5 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus Global ("Cibus Global Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated by the Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus Global, with the Issuer's only material asset consisting of Cibus Global Common Units.

F4 · ownership.nature: Held of record by New Ventures Agtech Solutions, LLC, whose Managing Member is New Ventures Agtech Solutions Manager, LLC. The sole member of New Ventures Agtech Solutions Manager, LLC is Vantage Consulting Group, Inc., for which the reporting person serves as Chief Executive Officer and Chairman of its board of directors. The reporting person is a managing member of New Ventures Agtech Solutions Manager, LLC and shares voting and dispositive power.

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May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment
Finn Mark TerrenceDirector · 10% owner
GrantClass B Common Stock 12,048 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015395 · doc4a.xml · nonDerivative · entry 3

Finn Mark Terrence · CIK 0001976904 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 25,396

F5 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus Global ("Cibus Global Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated by the Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus Global, with the Issuer's only material asset consisting of Cibus Global Common Units.

F3 · ownership.nature: Held of record by Delta III Partners, LLC, for which the reporting person serves as a managing member and shares voting and dispositive power.

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May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment
Finn Mark TerrenceDirector · 10% owner
GrantClass A Common Stock 118,893 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-015395 · doc4a.xml · nonDerivative · entry 2

Finn Mark Terrence · CIK 0001976904 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 1,341,459

F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus Global") and certain blocker entities party thereto.

F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate of Incorporation was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock.

F4 · ownership.nature: Held of record by New Ventures Agtech Solutions, LLC, whose Managing Member is New Ventures Agtech Solutions Manager, LLC. The sole member of New Ventures Agtech Solutions Manager, LLC is Vantage Consulting Group, Inc., for which the reporting person serves as Chief Executive Officer and Chairman of its board of directors. The reporting person is a managing member of New Ventures Agtech Solutions Manager, LLC and shares voting and dispositive power.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.