Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2024 Filed Jun 3, 2024 22:40 UTC |
Finn Mark TerrenceDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 4,565 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000025 · primary_doc.xml · derivative · entry 1 Finn Mark Terrence · CIK 0001976904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,565 Underlying: Class A Common Stock · 4,565 shares Expires 2034-05-30 Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 00:08 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
ConversionCibus Common Units · Derivative | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000057 · doc4.xml · derivative · entry 9 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,367,193 Underlying: Class A Common Stock · 1,500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement. F4 · kind: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. F4 · shares: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. F4 · price: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. F7 · derivative.exercise_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement. F7 · derivative.expiration_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement. F8 · balance_after: Includes 1,361,226 Common Units, as part of Up-C Units, previously reported by the Reporting Person and 5,967 Common Units, as part of the Up-C Units received in the Distribution and not exchanged in the Reporting Person Exchange. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 00:08 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
OtherCibus Common Units · Derivative | 1,505,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-24-000057 · doc4.xml · derivative · entry 8 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,867,193 Underlying: Class A Common Stock · 1,505,967 shares Expires not disclosed F7 · derivative.exercise_price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement. F2 · kind: Each share of the Issuer's Class B Common Stock, par value $0.0001 (the "Class B Common Stock") is paired with a common unit (the "Common Units") of Cibus Global, LLC ("Cibus Global"), which collectively comprise an "Up-C Unit." The Up-C Units are generally exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement (the "Exchange Agreement"), dated May 31, 2023, by and among the Issuer, Cibus Global, and the holders of Up-C Units. On December 29, 2023, New Ventures Agtech Solutions, LLC ("New Ventures") completed a distribution to the Reporting Person of 1,505,967 Up-C Units (the "Distribution"). Such Up-C Units were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures and the other investors in New Ventures. F3 · kind: (Continued from Footnote 2) Simultaneously with the Distribution, the Reporting Person exchanged 1,500,000 shares of such Up-C Units for 1,500,000 shares of Class A Common Stock (the "Reporting Person Exchange") in accordance with the Exchange Agreement, Accordingly, although the Reporting Person's aggregate beneficial ownership has not changed, this Form reports the change in the Reporting Person's beneficial ownership both in name and form. F7 · price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement. F7 · derivative.exercise_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement. F7 · derivative.expiration_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 00:08 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000057 · doc4.xml · nonDerivative · entry 6 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,103,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. F4 · price: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. F6 · balance_after: Includes 1,603,788 shares of Class A Common Stock previously reported by the Reporting Person and 1,500,000 shares of Class A Common Stock received pursuant to the Reporting Person Exchange. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 00:08 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock | 1,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000057 · doc4.xml · nonDerivative · entry 5 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,367,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. F4 · price: Reflects the Reporting Person Exchange, which resulted solely in a change in the form of the Reporting Person's aggregate beneficial ownership. F5 · balance_after: Includes 1,361,226 shares of Class B Common Stock, as part of Up-C Units, previously reported by the Reporting Person and 5,967 shares of Class B Common Stock, as part of the Up-C Units received in the Distribution and not exchanged in the Reporting Person Exchange. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 00:08 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
OtherClass B Common Stock | 1,505,967 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-24-000057 · doc4.xml · nonDerivative · entry 4 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,867,193 F2 · kind: Each share of the Issuer's Class B Common Stock, par value $0.0001 (the "Class B Common Stock") is paired with a common unit (the "Common Units") of Cibus Global, LLC ("Cibus Global"), which collectively comprise an "Up-C Unit." The Up-C Units are generally exchangeable for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Exchange Agreement (the "Exchange Agreement"), dated May 31, 2023, by and among the Issuer, Cibus Global, and the holders of Up-C Units. On December 29, 2023, New Ventures Agtech Solutions, LLC ("New Ventures") completed a distribution to the Reporting Person of 1,505,967 Up-C Units (the "Distribution"). Such Up-C Units were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures and the other investors in New Ventures. F3 · kind: (Continued from Footnote 2) Simultaneously with the Distribution, the Reporting Person exchanged 1,500,000 shares of such Up-C Units for 1,500,000 shares of Class A Common Stock (the "Reporting Person Exchange") in accordance with the Exchange Agreement, Accordingly, although the Reporting Person's aggregate beneficial ownership has not changed, this Form reports the change in the Reporting Person's beneficial ownership both in name and form. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:10 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
OtherPre-Funded Warrant · Derivative | 50,000 | $10.57 Strike: $0.01 | $528,500.00 |
DisclosureSEC source: 0000950170-23-070459 · ownership.xml · derivative · entry 3 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F3 · kind: On December 11, 2023, the Issuer entered into an Underwriting Agreement with Stifel, Nicolaus & Company, Incorporated and Canaccord Genuity LLC, as underwriters in respect of an underwritten registered direct offering (the "Underwritten Offering"). Pursuant to the Underwritten Offering, the underwriters placed (i) 517,107 shares of Class A Common Stock to Mr. Riggs at a purchase price of $10.58; (ii) 2,106,723 shares of Class A Common Stock to certain other investors at a purchase price of $9.00; and (iii) 50,000 Pre-Funded Warrants to purchase 50,000 shares of Class A Common Stock ("Pre-Funded Warrants") to Mr. Riggs at a purchase price of $10.57 per Pre-Funded Warrant. On December 14, 2023, the Issuer consummated the Underwritten Offering. F3 · price: On December 11, 2023, the Issuer entered into an Underwriting Agreement with Stifel, Nicolaus & Company, Incorporated and Canaccord Genuity LLC, as underwriters in respect of an underwritten registered direct offering (the "Underwritten Offering"). Pursuant to the Underwritten Offering, the underwriters placed (i) 517,107 shares of Class A Common Stock to Mr. Riggs at a purchase price of $10.58; (ii) 2,106,723 shares of Class A Common Stock to certain other investors at a purchase price of $9.00; and (iii) 50,000 Pre-Funded Warrants to purchase 50,000 shares of Class A Common Stock ("Pre-Funded Warrants") to Mr. Riggs at a purchase price of $10.57 per Pre-Funded Warrant. On December 14, 2023, the Issuer consummated the Underwritten Offering. F4 · derivative.exercise_date: Pre-Funded Warrants have no expiration date, may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $0.01 per share of Class A Common Stock and are exercisable immediately, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Issuer's outstanding common stock. F4 · derivative.expiration_date: Pre-Funded Warrants have no expiration date, may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $0.01 per share of Class A Common Stock and are exercisable immediately, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Issuer's outstanding common stock. Read SEC document |
| December 12, 2023 Filed Dec 14, 2023 22:10 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 517,107 | $10.58 | $5,470,992.06 |
DisclosureSEC source: 0000950170-23-070459 · ownership.xml · nonDerivative · entry 2 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,622,495 F3 · kind: On December 11, 2023, the Issuer entered into an Underwriting Agreement with Stifel, Nicolaus & Company, Incorporated and Canaccord Genuity LLC, as underwriters in respect of an underwritten registered direct offering (the "Underwritten Offering"). Pursuant to the Underwritten Offering, the underwriters placed (i) 517,107 shares of Class A Common Stock to Mr. Riggs at a purchase price of $10.58; (ii) 2,106,723 shares of Class A Common Stock to certain other investors at a purchase price of $9.00; and (iii) 50,000 Pre-Funded Warrants to purchase 50,000 shares of Class A Common Stock ("Pre-Funded Warrants") to Mr. Riggs at a purchase price of $10.57 per Pre-Funded Warrant. On December 14, 2023, the Issuer consummated the Underwritten Offering. F3 · balance_after: On December 11, 2023, the Issuer entered into an Underwriting Agreement with Stifel, Nicolaus & Company, Incorporated and Canaccord Genuity LLC, as underwriters in respect of an underwritten registered direct offering (the "Underwritten Offering"). Pursuant to the Underwritten Offering, the underwriters placed (i) 517,107 shares of Class A Common Stock to Mr. Riggs at a purchase price of $10.58; (ii) 2,106,723 shares of Class A Common Stock to certain other investors at a purchase price of $9.00; and (iii) 50,000 Pre-Funded Warrants to purchase 50,000 shares of Class A Common Stock ("Pre-Funded Warrants") to Mr. Riggs at a purchase price of $10.57 per Pre-Funded Warrant. On December 14, 2023, the Issuer consummated the Underwritten Offering. Read SEC document |
| September 27, 2023 Filed Dec 14, 2023 22:10 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
OtherClass A Common Stock | 39,476 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-070459 · ownership.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,105,388 F1 · kind: On September 27, 2023, New Ventures Agtech Solutions, LLC effectuated a pro rata distribution to its members (the "Distribution") of all of the shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), of Cibus, Inc. (the "Issuer") held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures Agtech Solutions, LLC. Pursuant to the Distribution, (i) 63,626 shares of Class A Common Stock were distributed to the Reporting Person; (ii) 15,791 shares of Class A Common Stock were distributed to the Reporting Person's spouse; and (iii) 39,476 shares of Class A Common Stock were distributed to other members of New Ventures Agtech Solutions, LLC ("Third-Party Member Shares"), which Third-Party Member Shares the Reporting Person has no beneficial interest in. F1 · balance_after: On September 27, 2023, New Ventures Agtech Solutions, LLC effectuated a pro rata distribution to its members (the "Distribution") of all of the shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), of Cibus, Inc. (the "Issuer") held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures Agtech Solutions, LLC. Pursuant to the Distribution, (i) 63,626 shares of Class A Common Stock were distributed to the Reporting Person; (ii) 15,791 shares of Class A Common Stock were distributed to the Reporting Person's spouse; and (iii) 39,476 shares of Class A Common Stock were distributed to other members of New Ventures Agtech Solutions, LLC ("Third-Party Member Shares"), which Third-Party Member Shares the Reporting Person has no beneficial interest in. F2 · balance_after: Includes (i) 5,401 shares of Class A Common Stock held jointly with the reporting person's sibling and (ii) 79,417 shares of Class A Common Stock previously reported as indirectly attributable to the Reporting Person through New Ventures Agtech Solutions, LLC that were acquired by the Reporting Person pursuant to the Distribution, of which 63,626 shares of Class A Common Stock are held directly by the Reporting Person and 15,791 shares of Class A Common Stock are held indirectly through the Reporting Person's spouse. F1 · ownership.nature: On September 27, 2023, New Ventures Agtech Solutions, LLC effectuated a pro rata distribution to its members (the "Distribution") of all of the shares of Class A Common Stock, par value $0.0001 ("Class A Common Stock"), of Cibus, Inc. (the "Issuer") held by it, which were previously reported as indirectly attributable to the Reporting Person as a result of the Reporting Person having shared voting and investment power in respect of New Ventures Agtech Solutions, LLC. Pursuant to the Distribution, (i) 63,626 shares of Class A Common Stock were distributed to the Reporting Person; (ii) 15,791 shares of Class A Common Stock were distributed to the Reporting Person's spouse; and (iii) 39,476 shares of Class A Common Stock were distributed to other members of New Ventures Agtech Solutions, LLC ("Third-Party Member Shares"), which Third-Party Member Shares the Reporting Person has no beneficial interest in. Read SEC document |
| June 01, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
PurchaseClass A Common Stock | 1,000 | $31.50 | $31,500.00 |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 7 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,154,464 Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Prante GerhardDirector
|
GrantClass A Common Stock | 71,785 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014322 · doc4.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,785 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantCibus Common Units · Derivative | 1,505,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · derivative · entry 13 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,888,084 Underlying: Class A Common Stock · 1,505,967 shares Expires not disclosed F8 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F9 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement. F8 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F8 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F4 · ownership.nature: Held by New Ventures Agtech Solutions, LLC, for which the reporting person has voting and investment power. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantCibus Common Units · Derivative | 20,891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · derivative · entry 12 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,382,117 Underlying: Class A Common Stock · 20,891 shares Expires not disclosed F8 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F9 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement. F8 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F8 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F3 · ownership.nature: Held by the Rory Riggs Family Trust, for which the reporting person is trustee and has sole voting and dispositive power with respect to the shares held by the trust. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantCibus Common Units · Derivative | 1,361,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · derivative · entry 11 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,361,226 Underlying: Class A Common Stock · 1,361,226 shares Expires not disclosed F8 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F9 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement. F8 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F8 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass B Common Stock | 1,505,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 10 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,888,084 F7 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units. F4 · ownership.nature: Held by New Ventures Agtech Solutions, LLC, for which the reporting person has voting and investment power. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass B Common Stock | 20,891 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 9 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,382,117 F7 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units. F3 · ownership.nature: Held by the Rory Riggs Family Trust, for which the reporting person is trustee and has sole voting and dispositive power with respect to the shares held by the trust. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass B Common Stock | 1,361,226 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 8 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,361,226 F7 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 167,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 6 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,153,464 F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F6 · price: Represents substitute awards constituting restricted shares of Class A Common Stock granted and issued pursuant to the Cibus, Inc. 2017 Omnibus Incentive Plan upon the closing of the transactions contemplated by the Merger Agreement (the "Transactions"), whereby certain Cibus restricted profits interest units previously granted to employees of Cibus were automatically cancelled and converted into the right to receive a number of restricted shares of the Class A Common Stock, subject to the same vesting schedule as was applicable to such profits interests units prior to the closing of the Transactions. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 9,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 5 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 985,472 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 5,401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 4 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 975,872 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F5 · ownership.direct: Held jointly with the reporting person's spouse, Robin Riggs. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 118,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 3 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 970,471 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F4 · ownership.nature: Held by New Ventures Agtech Solutions, LLC, for which the reporting person has voting and investment power. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 2,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 2 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 851,578 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F3 · ownership.nature: Held by the Rory Riggs Family Trust, for which the reporting person is trustee and has sole voting and dispositive power with respect to the shares held by the trust. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 848,662 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014329 · doc4.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 848,662 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:02 UTC |
Carr Michael A.President and CEO
|
GrantCommon Stock | 15,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-23-000042 · primary_doc.xml · nonDerivative · entry 1 Carr Michael A. · CIK 0001875512 · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,174 F1 · shares: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect teh one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect teh one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. F1 · balance_after: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect teh one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Beetham PeterDirector · See Remarks
|
GrantCibus Common Units · Derivative | 3,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014325 · doc4.xml · derivative · entry 4 Beetham Peter · CIK 0001764820 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,503 Underlying: Class A Common Stock · 3,503 shares Expires not disclosed F5 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F6 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement. F5 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F5 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Beetham PeterDirector · See Remarks
|
GrantClass B Common Stock | 3,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014325 · doc4.xml · nonDerivative · entry 3 Beetham Peter · CIK 0001764820 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,503 F4 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Beetham PeterDirector · See Remarks
|
GrantClass A Common Stock | 87,649 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014325 · doc4.xml · nonDerivative · entry 2 Beetham Peter · CIK 0001764820 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,934 F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F3 · price: Represents substitute awards constituting restricted shares of Class A Common Stock granted and issued pursuant to the Cibus, Inc. 2017 Omnibus Incentive Plan upon the closing of the transactions contemplated by the Merger Agreement (the "Transactions"), whereby certain Cibus restricted profits interest units previously granted to employees of Cibus were automatically cancelled and converted into the right to receive a number of restricted shares of the Class A Common Stock, subject to the same vesting schedule as was applicable to such profits interests units prior to the closing of the Transactions. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Beetham PeterDirector · See Remarks
|
GrantClass A Common Stock | 291,285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014325 · doc4.xml · nonDerivative · entry 1 Beetham Peter · CIK 0001764820 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,285 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:35 UTC |
Koschak WilliamChief Financial Officer
|
GrantCommon Stock | 6,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-23-000045 · primary_doc.xml · nonDerivative · entry 1 Koschak William · CIK 0001763989 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,506 F1 · shares: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. F1 · balance_after: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:25 UTC |
Frimerman Debra HGeneral Counsel and Secretary
|
GrantCommon Stock | 5,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-23-000044 · primary_doc.xml · nonDerivative · entry 1 Frimerman Debra H · CIK 0001353541 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,772 F1 · shares: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. F1 · balance_after: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. Read SEC document |
| May 31, 2023 Filed Jun 3, 2023 00:14 UTC |
Frey TravisChief Technology Officer
|
GrantCommon Stock | 5,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-23-000043 · primary_doc.xml · nonDerivative · entry 1 Frey Travis · CIK 0001777352 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,060 F1 · shares: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. F1 · price: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. F1 · balance_after: Shares were received for no consideration upon the satisfaction of performance criteria underlying the award of the performance share units. Shares reflect the one-for-ten reverse stock split effected on April 24, 2023 and the one-for-five reverse stock split effected on May 31, 2023. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Walker Keith AllenDirector
|
GrantCibus Common Units · Derivative | 14,518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014328 · doc4.xml · derivative · entry 3 Walker Keith Allen · CIK 0001976434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,518 Underlying: Class A Common Stock · 14,518 shares Expires not disclosed F4 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F5 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement. F4 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F4 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Walker Keith AllenDirector
|
GrantClass B Common Stock | 14,518 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014328 · doc4.xml · nonDerivative · entry 2 Walker Keith Allen · CIK 0001976434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,518 F3 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Walker Keith AllenDirector
|
GrantClass A Common Stock | 84,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014328 · doc4.xml · nonDerivative · entry 1 Walker Keith Allen · CIK 0001976434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,183 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
King Wade HamptonChief Financial Officer
|
GrantCibus Common Units · Derivative | 8,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014327 · doc4.xml · derivative · entry 4 King Wade Hampton · CIK 0001976158 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,556 Underlying: Class A Common Stock · 8,556 shares Expires not disclosed F5 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F6 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement. F5 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F5 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
King Wade HamptonChief Financial Officer
|
GrantClass B Common Stock | 8,556 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014327 · doc4.xml · nonDerivative · entry 3 King Wade Hampton · CIK 0001976158 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,556 F4 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
King Wade HamptonChief Financial Officer
|
GrantClass A Common Stock | 123,618 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014327 · doc4.xml · nonDerivative · entry 2 King Wade Hampton · CIK 0001976158 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 212,100 F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F3 · price: Represents substitute awards constituting restricted shares of Class A Common Stock granted and issued pursuant to the Cibus, Inc. 2017 Omnibus Incentive Plan upon the closing of the transactions contemplated by the Merger Agreement (the "Transactions"), whereby certain Cibus restricted profits interest units previously granted to employees of Cibus were automatically cancelled and converted into the right to receive a number of restricted shares of the Class A Common Stock, subject to the same vesting schedule as was applicable to such profits interests units prior to the closing of the Transactions. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
King Wade HamptonChief Financial Officer
|
GrantClass A Common Stock | 88,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014327 · doc4.xml · nonDerivative · entry 1 King Wade Hampton · CIK 0001976158 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,482 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Finn Mark TerrenceDirector
|
GrantCibus Common Units · Derivative | 13,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014326 · doc4.xml · derivative · entry 4 Finn Mark Terrence · CIK 0001976904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,348 Underlying: Class A Common Stock · 13,348 shares Expires not disclosed F5 · derivative.exercise_price: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F6 · price: Represents Cibus Common Units received as consideration in connection with the Merger Agreement. F5 · derivative.exercise_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. F5 · derivative.expiration_date: The Cibus Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus, and the Up-C Unit holders. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Finn Mark TerrenceDirector
|
GrantClass B Common Stock | 13,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014326 · doc4.xml · nonDerivative · entry 3 Finn Mark Terrence · CIK 0001976904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,348 F4 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus ("Cibus Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus, with the Issuer's only material asset consisting of Cibus Common Units. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Finn Mark TerrenceDirector
|
GrantClass A Common Stock | 1,143,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014326 · doc4.xml · nonDerivative · entry 2 Finn Mark Terrence · CIK 0001976904 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,209,161 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F3 · ownership.nature: Held of record by New Ventures I Holdings, LLC, established by private funds managed by BV Partners, LLC, for which the reporting person serves as one of two managing members. As per agreement, the reporting person holds direct voting and dispositive power over the shares held by the funds managed by BV Partners, LLC. The reporting person disclaims beneficial ownership of the shares held by such private funds except to the extent of his pecuniary interest therein. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Finn Mark TerrenceDirector
|
GrantClass A Common Stock | 65,212 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014326 · doc4.xml · nonDerivative · entry 1 Finn Mark Terrence · CIK 0001976904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,212 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Lehmann Jean-Pierre JulesDirector
|
GrantClass A Common Stock | 1,687,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014324 · doc4.xml · nonDerivative · entry 1 Lehmann Jean-Pierre Jules · CIK 0001976536 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,687,071 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F3 · ownership.nature: Held by JPL Investments, SA, which the reporting person is deemed to beneficially own. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Gocal Gregory Francis WilliamSee Remarks
|
GrantClass A Common Stock | 78,522 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014323 · doc4.xml · nonDerivative · entry 2 Gocal Gregory Francis William · CIK 0001976142 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,844 F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F3 · price: Represents substitute awards constituting restricted shares of Class A Common Stock granted and issued pursuant to the Cibus, Inc. 2017 Omnibus Incentive Plan upon the closing of the transactions contemplated by the Merger Agreement (the "Transactions"), whereby certain Cibus restricted profits interest units previously granted to employees of Cibus were automatically cancelled and converted into the right to receive a number of restricted shares of the Class A Common Stock, subject to the same vesting schedule as was applicable to such profits interests units prior to the closing of the Transactions. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 11:05 UTC |
Gocal Gregory Francis WilliamSee Remarks
|
GrantClass A Common Stock | 242,322 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-014323 · doc4.xml · nonDerivative · entry 1 Gocal Gregory Francis William · CIK 0001976142 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,322 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. Read SEC document |
| May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment |
Finn Mark TerrenceDirector · 10% owner
|
GrantCibus Global Common Units · Derivative | 1,505,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015395 · doc4a.xml · derivative · entry 6 Finn Mark Terrence · CIK 0001976904 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,531,363 Underlying: Class A Common Stock · 1,505,967 shares Expires not disclosed F6 · derivative.exercise_price: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders. F7 · price: Represents Cibus Global Common Units received as consideration in connection with the Merger Agreement. F6 · derivative.exercise_date: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders. F6 · derivative.expiration_date: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders. F4 · ownership.nature: Held of record by New Ventures Agtech Solutions, LLC, whose Managing Member is New Ventures Agtech Solutions Manager, LLC. The sole member of New Ventures Agtech Solutions Manager, LLC is Vantage Consulting Group, Inc., for which the reporting person serves as Chief Executive Officer and Chairman of its board of directors. The reporting person is a managing member of New Ventures Agtech Solutions Manager, LLC and shares voting and dispositive power. Read SEC document |
| May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment |
Finn Mark TerrenceDirector · 10% owner
|
GrantCibus Global Common Units · Derivative | 12,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015395 · doc4a.xml · derivative · entry 5 Finn Mark Terrence · CIK 0001976904 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 25,396 Underlying: Class A Common Stock · 12,048 shares Expires not disclosed F6 · derivative.exercise_price: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders. F7 · price: Represents Cibus Global Common Units received as consideration in connection with the Merger Agreement. F6 · derivative.exercise_date: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders. F6 · derivative.expiration_date: The Cibus Global Common Units, together with the Class B Common Stock (collectively, "Up-C Units") are generally exchangeable by the reporting person for shares of Class A Common Stock on a one-for-one basis, or, subject to certain restrictions, the cash equivalent with respect to all or a portion thereof, based on a volume-weighted average price of a share of Class A Common Stock pursuant to the terms of the Exchange Agreement, dated May 31, 2023, by and among the Issuer, Cibus Global, and the Up-C Unit holders. F3 · ownership.nature: Held of record by Delta III Partners, LLC, for which the reporting person serves as a managing member and shares voting and dispositive power. Read SEC document |
| May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment |
Finn Mark TerrenceDirector · 10% owner
|
GrantClass B Common Stock | 1,505,967 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015395 · doc4a.xml · nonDerivative · entry 4 Finn Mark Terrence · CIK 0001976904 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,531,363 F5 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus Global ("Cibus Global Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated by the Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus Global, with the Issuer's only material asset consisting of Cibus Global Common Units. F4 · ownership.nature: Held of record by New Ventures Agtech Solutions, LLC, whose Managing Member is New Ventures Agtech Solutions Manager, LLC. The sole member of New Ventures Agtech Solutions Manager, LLC is Vantage Consulting Group, Inc., for which the reporting person serves as Chief Executive Officer and Chairman of its board of directors. The reporting person is a managing member of New Ventures Agtech Solutions Manager, LLC and shares voting and dispositive power. Read SEC document |
| May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment |
Finn Mark TerrenceDirector · 10% owner
|
GrantClass B Common Stock | 12,048 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015395 · doc4a.xml · nonDerivative · entry 3 Finn Mark Terrence · CIK 0001976904 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 25,396 F5 · price: Represents shares of Class B Common Stock received as consideration in connection with the Merger Agreement, with the number of such shares of Class B Common Stock equal to the number of newly issued membership units of Cibus Global ("Cibus Global Common Units"), received by the reporting person as consideration in connection with the closing of the transactions contemplated by the Merger Agreement. Shares of Class B Common Stock have full voting, but no economic rights. The Issuer is the managing member of Cibus Global, with the Issuer's only material asset consisting of Cibus Global Common Units. F3 · ownership.nature: Held of record by Delta III Partners, LLC, for which the reporting person serves as a managing member and shares voting and dispositive power. Read SEC document |
| May 31, 2023 Filed Jun 12, 2023 21:55 UTC Amendment |
Finn Mark TerrenceDirector · 10% owner
|
GrantClass A Common Stock | 118,893 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-23-015395 · doc4a.xml · nonDerivative · entry 2 Finn Mark Terrence · CIK 0001976904 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,341,459 F1 · price: Represents shares of Class A Common Stock received as consideration in connection with the closing of the transactions contemplated by the Agreement and Plan of Merger, dated January 13, 2023, as amended by the First Amendment to the Merger Agreement, dated April 14, 2023 (as amended, the "Merger Agreement"), by and among Cibus, Inc. (formerly Calyxt, Inc.) (the "Issuer", and prior to the closing of the transactions contemplated by the Merger Agreement, "Calyxt"), Calypso Merger Subsidiary, LLC, Cibus Global, LLC ("Cibus Global") and certain blocker entities party thereto. F2 · price: Gives effect to the 1-for-5 reverse stock split of Calyxt's common stock on May 31, 2023. On the closing date, the closing price of Calyxt's common stock was $6.30. Upon closing, Calyxt was renamed "Cibus, Inc.", the Issuer's Amended and Restated Certificate of Incorporation was amended such that the Issuer had two classes of common stock (Class A Common Stock and Class B Common Stock), and Calyxt's existing common stock remained as Class A Common Stock. F4 · ownership.nature: Held of record by New Ventures Agtech Solutions, LLC, whose Managing Member is New Ventures Agtech Solutions Manager, LLC. The sole member of New Ventures Agtech Solutions Manager, LLC is Vantage Consulting Group, Inc., for which the reporting person serves as Chief Executive Officer and Chairman of its board of directors. The reporting person is a managing member of New Ventures Agtech Solutions Manager, LLC and shares voting and dispositive power. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.