Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2024 Filed Jan 10, 2025 14:51 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
ConversionClass A Common Stock | 1,388,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615594-25-000004 · primary_doc.xml · nonDerivative · entry 2 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,839,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Up-C Units are generally exchangeable for shares of the Issuer's Class A Common Stock on a 1-for-1 basis pursuant to an Exchange Agreement dated May 31, 2023 by and among the Issuer, Cibus Global LLC, and the holders of Up-C Units. F3 · price: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock. Read SEC document |
| December 31, 2024 Filed Jan 10, 2025 14:51 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
ConversionClass B Common Stock | 1,388,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615594-25-000004 · primary_doc.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock of Cibus, Inc. is paired with a common unit of Cibus Global LLC, which collectively comprise an Up-C Unit. F2 · price: The Up-C Units are generally exchangeable for shares of the Issuer's Class A Common Stock on a 1-for-1 basis pursuant to an Exchange Agreement dated May 31, 2023 by and among the Issuer, Cibus Global LLC, and the holders of Up-C Units. Read SEC document |
| December 31, 2024 Filed Jan 10, 2025 14:33 UTC |
Beetham PeterDirector · President and CEO
|
ConversionCibus Common Unit · Derivative | 3,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615594-25-000003 · primary_doc.xml · derivative · entry 3 Beetham Peter · CIK 0001764820 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,503 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement. F3 · price: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock. F4 · price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement. F4 · derivative.exercise_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement. F4 · derivative.expiration_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement. F3 · ownership.direct: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock. F4 · ownership.direct: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement. Read SEC document |
| December 31, 2024 Filed Jan 10, 2025 14:33 UTC |
Beetham PeterDirector · President and CEO
|
ConversionClass A Common Stock | 3,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615594-25-000003 · primary_doc.xml · nonDerivative · entry 2 Beetham Peter · CIK 0001764820 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: The Up-C Units are generally exchangeable for shares of the Issuer's Class A Common Stock on a 1-for-1 basis pursuant to an Exchange Agreement dated May 31, 2023 by and among the Issuer, Cibus Global LLC, and the holders of Up-C Units. F3 · price: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock. Read SEC document |
| December 31, 2024 Filed Jan 10, 2025 14:33 UTC |
Beetham PeterDirector · President and CEO
|
ConversionClass B Common Stock | 3,503 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001615594-25-000003 · primary_doc.xml · nonDerivative · entry 1 Beetham Peter · CIK 0001764820 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class B Common Stock of Cibus, Inc. is paired with a common unit of Cibus Global LLC, which collectively comprise an Up-C Unit. F2 · price: The Up-C Units are generally exchangeable for shares of the Issuer's Class A Common Stock on a 1-for-1 basis pursuant to an Exchange Agreement dated May 31, 2023 by and among the Issuer, Cibus Global LLC, and the holders of Up-C Units. Read SEC document |
| December 19, 2024 Filed Dec 20, 2024 22:36 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $3.45 | $3,967.50 |
DisclosureSEC source: 0001615594-24-000077 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,407 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 18, 2024 Filed Dec 19, 2024 23:09 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $3.75 | $4,312.50 |
DisclosureSEC source: 0001615594-24-000076 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,557 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 17, 2024 Filed Dec 18, 2024 21:50 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $3.85 | $4,427.50 |
DisclosureSEC source: 0001615594-24-000075 · primary_doc.xml · nonDerivative · entry 2 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,707 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.06 | $4,669.00 |
DisclosureSEC source: 0001615594-24-000075 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,857 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:32 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $3.87 | $4,450.50 |
DisclosureSEC source: 0001615594-24-000074 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,007 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 20:36 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.08 | $4,692.00 |
DisclosureSEC source: 0001615594-24-000073 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,157 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 11, 2024 Filed Dec 12, 2024 21:16 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.35 | $5,002.50 |
DisclosureSEC source: 0001615594-24-000072 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,307 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 21:10 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.43 | $5,094.50 |
DisclosureSEC source: 0001615594-24-000070 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,457 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 09, 2024 Filed Dec 10, 2024 21:04 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.15 | $4,772.50 |
DisclosureSEC source: 0001615594-24-000069 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,607 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 06, 2024 Filed Dec 9, 2024 20:36 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $3.86 | $4,439.00 |
DisclosureSEC source: 0001615594-24-000067 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,757 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 21:05 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.00 | $4,600.00 |
DisclosureSEC source: 0001615594-24-000066 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,907 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 04, 2024 Filed Dec 5, 2024 20:43 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.39 | $5,048.50 |
DisclosureSEC source: 0001615594-24-000065 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,057 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 20:32 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.69 | $5,393.50 |
DisclosureSEC source: 0001615594-24-000064 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,207 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| December 02, 2024 Filed Dec 3, 2024 20:15 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 2,300 | $4.46 | $10,258.00 |
DisclosureSEC source: 0001615594-24-000063 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,357 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| November 27, 2024 Filed Dec 2, 2024 22:11 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.50 | $5,175.00 |
DisclosureSEC source: 0001615594-24-000062 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,657 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 19:43 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.57 | $5,255.50 |
DisclosureSEC source: 0001615594-24-000061 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,807 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| November 25, 2024 Filed Nov 26, 2024 20:14 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.19 | $4,818.50 |
DisclosureSEC source: 0001615594-24-000060 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,957 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| November 22, 2024 Filed Nov 25, 2024 21:33 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.32 | $4,968.00 |
DisclosureSEC source: 0001615594-24-000057 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,107 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| November 21, 2024 Filed Nov 22, 2024 18:47 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.03 | $4,634.50 |
DisclosureSEC source: 0001615594-24-000056 · primary_doc.xml · nonDerivative · entry 2 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,257 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| November 20, 2024 Filed Nov 22, 2024 18:47 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.30 | $4,945.00 |
DisclosureSEC source: 0001615594-24-000056 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,407 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| November 20, 2024 Filed Nov 25, 2024 21:42 UTC |
Moretti August JDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 14,733 | $0.00 Strike: $3.97 | $0.00 |
DisclosureSEC source: 0001615594-24-000059 · primary_doc.xml · derivative · entry 1 Moretti August J · CIK 0001344412 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,733 Underlying: Class A Common Stock · 14,733 shares Expires 2034-11-20 F1 · derivative.exercise_date: The options vest in full, subject to Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 19:09 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.12 | $4,738.00 |
DisclosureSEC source: 0001615594-24-000055 · primary_doc.xml · nonDerivative · entry 2 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,557 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| November 18, 2024 Filed Nov 20, 2024 19:09 UTC |
Prante GerhardDirector
|
SaleClass A Common Stock | 1,150 | $4.53 | $5,209.50 |
DisclosureSEC source: 0001615594-24-000055 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,707 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 19:12 UTC |
Broos CarloInterim CFO
|
SaleCommon Stock | 4,647 | $5.30 | $24,629.10 |
DisclosureSEC source: 0001615594-24-000051 · primary_doc.xml · nonDerivative · entry 2 Broos Carlo · CIK 0002039582 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,197 F2 · price: The sale price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $5.26 to $5.42, inclusive Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 19:12 UTC |
Broos CarloInterim CFO
|
GrantStock Option (Right-to-Buy) · Derivative | 41,000 | $0.00 Strike: $5.75 | $0.00 |
DisclosureSEC source: 0001615594-24-000051 · primary_doc.xml · derivative · entry 3 Broos Carlo · CIK 0002039582 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,000 Underlying: Class A Common Stock · 41,000 shares Expires 2034-11-11 F3 · derivative.exercise_date: The Stock Option vests ratably annually over the next three years Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 19:12 UTC |
Broos CarloInterim CFO
|
GrantCommon Stock | 20,500 | $5.75 | $117,875.00 |
DisclosureSEC source: 0001615594-24-000051 · primary_doc.xml · nonDerivative · entry 1 Broos Carlo · CIK 0002039582 · Interim CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,844 F1 · shares: The Restricted Stock Units vest ratably annually over the next four years Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 21:48 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 250,000 | $4.00 | $1,000,000.00 |
DisclosureSEC source: 0000950170-24-108504 · ownership.xml · nonDerivative · entry 3 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,451,828 F2 · shares: On September 18, 2024, the Company entered into an Underwriting Agreement (the "Underwriting Agreement") in connection with a firm commitment underwritten public offering (the "Offering"), which closed on September 19, 2024. The reporting person purchased 250,000 shares of Class A Common Stock in the Offering at the public offering price of $4.00. Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 20:10 UTC |
Gocal Gregory Francis WilliamChief Scientific Officer & EVP
|
SaleClass A Common Stock | 2,000 | $10.01 | $20,022.60 |
DisclosureSEC source: 0001615594-24-000038 · primary_doc.xml · nonDerivative · entry 1 Gocal Gregory Francis William · CIK 0001976142 · Chief Scientific Officer & EVP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 314,844 F1 · price: The price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. F2 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on March 27, 2024. Read SEC document |
| July 12, 2024 Filed Jul 15, 2024 21:07 UTC |
Gocal Gregory Francis WilliamChief Scientific Officer & EVP
|
SaleClass A Common Stock | 2,000 | $10.00 | $20,000.00 |
DisclosureSEC source: 0001615594-24-000037 · primary_doc.xml · nonDerivative · entry 1 Gocal Gregory Francis William · CIK 0001976142 · Chief Scientific Officer & EVP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 316,844 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2024. Read SEC document |
| June 27, 2024 Filed Jul 15, 2024 21:03 UTC |
Gocal Gregory Francis WilliamChief Scientific Officer & EVP
|
SaleClass A Common Stock | 2,000 | $10.00 | $20,000.00 |
DisclosureSEC source: 0001615594-24-000036 · primary_doc.xml · nonDerivative · entry 1 Gocal Gregory Francis William · CIK 0001976142 · Chief Scientific Officer & EVP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 318,844 F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2024. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 10:53 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantCommon Warrant · Derivative | 98,040 | Not disclosed Strike: $10.07 | Not disclosed |
DisclosureSEC source: 0000950170-24-073319 · ownership.xml · derivative · entry 4 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,040 Underlying: Class A Common Stock · 98,040 shares Expires 2029-06-13 F3 · derivative.exercise_price: Represents the consolidated closing bid price on the Nasdaq Capital Market on June 11, 2024. F2 · kind: On June 11, 2024, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Issuer's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs (i) 98,040 shares of Class A Common Stock and an accompanying common warrant to purchase Class A Common Stock at a combined offering price of $10.20. The Purchase Agreement was entered into in connection with the Issuer's registered direct offering, which is expected to close with respect to Mr. Riggs on or about June 13, 2024. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3. F2 · price: On June 11, 2024, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Issuer's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs (i) 98,040 shares of Class A Common Stock and an accompanying common warrant to purchase Class A Common Stock at a combined offering price of $10.20. The Purchase Agreement was entered into in connection with the Issuer's registered direct offering, which is expected to close with respect to Mr. Riggs on or about June 13, 2024. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3. F4 · derivative.exercise_date: Common Warrants issued to Mr. Riggs will expire on June 13, 2029, may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $10.07 per share of Class A Common Stock, and are exercisable immediately, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Company's outstanding common stock. Read SEC document |
| June 11, 2024 Filed Jun 14, 2024 10:53 UTC |
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
|
GrantClass A Common Stock | 98,040 | $10.20 | $1,000,008.00 |
DisclosureSEC source: 0000950170-24-073319 · ownership.xml · nonDerivative · entry 1 RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,201,828 F2 · balance_after: On June 11, 2024, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Issuer's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs (i) 98,040 shares of Class A Common Stock and an accompanying common warrant to purchase Class A Common Stock at a combined offering price of $10.20. The Purchase Agreement was entered into in connection with the Issuer's registered direct offering, which is expected to close with respect to Mr. Riggs on or about June 13, 2024. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 23:17 UTC Amendment |
Prante GerhardDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 4,565 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000030 · primary_doc.xml · derivative · entry 2 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,565 Underlying: Class A Common Stock · 4,565 shares Expires 2034-05-30 Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 23:17 UTC Amendment |
Prante GerhardDirector
|
GrantClass A Common Stock | 6,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-24-000030 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,857 F1 · shares: The Restricted Stock Units vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the grant date and (2) the date of the Company's next annual meeting of the shareholders following the grant date. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:35 UTC |
Prante GerhardDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 4,565 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000024 · primary_doc.xml · derivative · entry 2 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,565 Underlying: Class A Common Stock · 4,565 shares Expires 2034-05-30 F2 · derivative.exercise_date: The options vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the grant date and (2) the date of the Company's next annual meeting of the shareholders following the grant date. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:35 UTC |
Prante GerhardDirector
|
GrantClass A Common Stock | 6,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-24-000024 · primary_doc.xml · nonDerivative · entry 1 Prante Gerhard · CIK 0001977610 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,857 F1 · shares: The Restricted Stock Units vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the grant date and (2) the date of the Company's next annual meeting of the shareholders following the grant date. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 23:08 UTC Amendment |
Lehmann Jean-Pierre JulesDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 7,712 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000029 · primary_doc.xml · derivative · entry 2 Lehmann Jean-Pierre Jules · CIK 0001976536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,712 Underlying: Class A Common Stock · 7,712 shares Expires 2034-05-30 F1 · derivative.exercise_date: The options vest in full, subject to Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders following the grant date. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 23:08 UTC Amendment |
Lehmann Jean-Pierre JulesDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 4,565 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000029 · primary_doc.xml · derivative · entry 1 Lehmann Jean-Pierre Jules · CIK 0001976536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,565 Underlying: Class A Common Stock · 4,565 shares Expires 2034-05-30 Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:56 UTC Amendment |
Lehmann Jean-Pierre JulesDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 4,565 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000028 · primary_doc.xml · derivative · entry 2 Lehmann Jean-Pierre Jules · CIK 0001976536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,565 Underlying: Class A Common Stock · 4,565 shares Expires 2034-05-30 Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:56 UTC Amendment |
Lehmann Jean-Pierre JulesDirector
|
GrantClass A Common Stock | 6,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-24-000028 · primary_doc.xml · nonDerivative · entry 1 Lehmann Jean-Pierre Jules · CIK 0001976536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,857 F1 · shares: The Restricted Stock Units vest in full, subject to the Director's continued service, the earlier of (1) the first anniversary of the grant date and (2) the date of the Company's next annual meeting of the shareholders following the grant date. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:46 UTC |
Walker Keith AllenDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 7,712 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000027 · primary_doc.xml · derivative · entry 2 Walker Keith Allen · CIK 0001976434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,712 Underlying: Class A Common Stock · 7,712 shares Expires 2034-05-30 F1 · derivative.exercise_date: The options vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders following the grant date. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:46 UTC |
Walker Keith AllenDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 4,565 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000027 · primary_doc.xml · derivative · entry 1 Walker Keith Allen · CIK 0001976434 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,565 Underlying: Class A Common Stock · 4,565 shares Expires 2034-05-30 Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:43 UTC |
Lehmann Jean-Pierre JulesDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 7,712 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000026 · primary_doc.xml · derivative · entry 2 Lehmann Jean-Pierre Jules · CIK 0001976536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,712 Underlying: Class A Common Stock · 7,712 shares Expires 2034-05-30 F1 · derivative.exercise_date: The option vests in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders following the grant date. Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:43 UTC |
Lehmann Jean-Pierre JulesDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 4,565 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000026 · primary_doc.xml · derivative · entry 1 Lehmann Jean-Pierre Jules · CIK 0001976536 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,565 Underlying: Class A Common Stock · 4,565 shares Expires 2034-05-30 Read SEC document |
| May 30, 2024 Filed Jun 3, 2024 22:40 UTC |
Finn Mark TerrenceDirector
|
GrantStock Option (Right-to-Buy) · Derivative | 7,712 | $0.00 Strike: $14.82 | $0.00 |
DisclosureSEC source: 0001615594-24-000025 · primary_doc.xml · derivative · entry 2 Finn Mark Terrence · CIK 0001976904 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,712 Underlying: Class A Common Stock · 7,712 shares Expires 2034-05-30 F1 · derivative.exercise_date: The options vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders following the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.