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Nasdaq · USD

CBUS

Cibus, Inc.

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6658
SEC CIK
0001705843
Parsed reports
367

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2024 Filed Jan 10, 2025 14:51 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
ConversionClass A Common Stock 1,388,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001615594-25-000004 · primary_doc.xml · nonDerivative · entry 2

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,839,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Up-C Units are generally exchangeable for shares of the Issuer's Class A Common Stock on a 1-for-1 basis pursuant to an Exchange Agreement dated May 31, 2023 by and among the Issuer, Cibus Global LLC, and the holders of Up-C Units.

F3 · price: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock.

Read SEC document
December 31, 2024 Filed Jan 10, 2025 14:51 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
ConversionClass B Common Stock 1,388,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001615594-25-000004 · primary_doc.xml · nonDerivative · entry 1

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock of Cibus, Inc. is paired with a common unit of Cibus Global LLC, which collectively comprise an Up-C Unit.

F2 · price: The Up-C Units are generally exchangeable for shares of the Issuer's Class A Common Stock on a 1-for-1 basis pursuant to an Exchange Agreement dated May 31, 2023 by and among the Issuer, Cibus Global LLC, and the holders of Up-C Units.

Read SEC document
December 31, 2024 Filed Jan 10, 2025 14:33 UTC
Beetham PeterDirector · President and CEO
ConversionCibus Common Unit · Derivative 3,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001615594-25-000003 · primary_doc.xml · derivative · entry 3

Beetham Peter · CIK 0001764820 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,503 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.

F3 · price: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock.

F4 · price: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.

F4 · derivative.exercise_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.

F4 · derivative.expiration_date: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.

F3 · ownership.direct: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock.

F4 · ownership.direct: Each Common Unit is part of an Up-C Unit, together with a share of Class B Common Stock, with each Up-C Unit exchangeable for shares of Class A Common Stock on a 1-for-1 basis pursuant to the terms of the Exchange Agreement.

Read SEC document
December 31, 2024 Filed Jan 10, 2025 14:33 UTC
Beetham PeterDirector · President and CEO
ConversionClass A Common Stock 3,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001615594-25-000003 · primary_doc.xml · nonDerivative · entry 2

Beetham Peter · CIK 0001764820 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 382,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Up-C Units are generally exchangeable for shares of the Issuer's Class A Common Stock on a 1-for-1 basis pursuant to an Exchange Agreement dated May 31, 2023 by and among the Issuer, Cibus Global LLC, and the holders of Up-C Units.

F3 · price: Pursuant to the Exchange Agreement, the reporting person exchanged Up-C Units for the same number of shares of Class A Common Stock.

Read SEC document
December 31, 2024 Filed Jan 10, 2025 14:33 UTC
Beetham PeterDirector · President and CEO
ConversionClass B Common Stock 3,503 Not disclosed Not disclosed
Disclosure

SEC source: 0001615594-25-000003 · primary_doc.xml · nonDerivative · entry 1

Beetham Peter · CIK 0001764820 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each share of Class B Common Stock of Cibus, Inc. is paired with a common unit of Cibus Global LLC, which collectively comprise an Up-C Unit.

F2 · price: The Up-C Units are generally exchangeable for shares of the Issuer's Class A Common Stock on a 1-for-1 basis pursuant to an Exchange Agreement dated May 31, 2023 by and among the Issuer, Cibus Global LLC, and the holders of Up-C Units.

Read SEC document
December 19, 2024 Filed Dec 20, 2024 22:36 UTC SaleClass A Common Stock 1,150 $3.45 $3,967.50
Disclosure

SEC source: 0001615594-24-000077 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,407

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 23:09 UTC SaleClass A Common Stock 1,150 $3.75 $4,312.50
Disclosure

SEC source: 0001615594-24-000076 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,557

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 17, 2024 Filed Dec 18, 2024 21:50 UTC SaleClass A Common Stock 1,150 $3.85 $4,427.50
Disclosure

SEC source: 0001615594-24-000075 · primary_doc.xml · nonDerivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,707

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 21:50 UTC SaleClass A Common Stock 1,150 $4.06 $4,669.00
Disclosure

SEC source: 0001615594-24-000075 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,857

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 13, 2024 Filed Dec 16, 2024 21:32 UTC SaleClass A Common Stock 1,150 $3.87 $4,450.50
Disclosure

SEC source: 0001615594-24-000074 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,007

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 12, 2024 Filed Dec 13, 2024 20:36 UTC SaleClass A Common Stock 1,150 $4.08 $4,692.00
Disclosure

SEC source: 0001615594-24-000073 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,157

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 11, 2024 Filed Dec 12, 2024 21:16 UTC SaleClass A Common Stock 1,150 $4.35 $5,002.50
Disclosure

SEC source: 0001615594-24-000072 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,307

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 21:10 UTC SaleClass A Common Stock 1,150 $4.43 $5,094.50
Disclosure

SEC source: 0001615594-24-000070 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,457

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 21:04 UTC SaleClass A Common Stock 1,150 $4.15 $4,772.50
Disclosure

SEC source: 0001615594-24-000069 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,607

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 06, 2024 Filed Dec 9, 2024 20:36 UTC SaleClass A Common Stock 1,150 $3.86 $4,439.00
Disclosure

SEC source: 0001615594-24-000067 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,757

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 05, 2024 Filed Dec 6, 2024 21:05 UTC SaleClass A Common Stock 1,150 $4.00 $4,600.00
Disclosure

SEC source: 0001615594-24-000066 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,907

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 20:43 UTC SaleClass A Common Stock 1,150 $4.39 $5,048.50
Disclosure

SEC source: 0001615594-24-000065 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,057

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 03, 2024 Filed Dec 4, 2024 20:32 UTC SaleClass A Common Stock 1,150 $4.69 $5,393.50
Disclosure

SEC source: 0001615594-24-000064 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,207

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
December 02, 2024 Filed Dec 3, 2024 20:15 UTC SaleClass A Common Stock 2,300 $4.46 $10,258.00
Disclosure

SEC source: 0001615594-24-000063 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,357

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 22:11 UTC SaleClass A Common Stock 1,150 $4.50 $5,175.00
Disclosure

SEC source: 0001615594-24-000062 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,657

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 19:43 UTC SaleClass A Common Stock 1,150 $4.57 $5,255.50
Disclosure

SEC source: 0001615594-24-000061 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,807

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 20:14 UTC SaleClass A Common Stock 1,150 $4.19 $4,818.50
Disclosure

SEC source: 0001615594-24-000060 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,957

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
November 22, 2024 Filed Nov 25, 2024 21:33 UTC SaleClass A Common Stock 1,150 $4.32 $4,968.00
Disclosure

SEC source: 0001615594-24-000057 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,107

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 18:47 UTC SaleClass A Common Stock 1,150 $4.03 $4,634.50
Disclosure

SEC source: 0001615594-24-000056 · primary_doc.xml · nonDerivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,257

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
November 20, 2024 Filed Nov 22, 2024 18:47 UTC SaleClass A Common Stock 1,150 $4.30 $4,945.00
Disclosure

SEC source: 0001615594-24-000056 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,407

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
November 20, 2024 Filed Nov 25, 2024 21:42 UTC GrantStock Option (Right-to-Buy) · Derivative 14,733 $0.00 Strike: $3.97 $0.00
Disclosure

SEC source: 0001615594-24-000059 · primary_doc.xml · derivative · entry 1

Moretti August J · CIK 0001344412 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,733

Underlying: Class A Common Stock · 14,733 shares

Expires 2034-11-20

F1 · derivative.exercise_date: The options vest in full, subject to Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders.

Read SEC document
November 19, 2024 Filed Nov 20, 2024 19:09 UTC SaleClass A Common Stock 1,150 $4.12 $4,738.00
Disclosure

SEC source: 0001615594-24-000055 · primary_doc.xml · nonDerivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,557

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 19:09 UTC SaleClass A Common Stock 1,150 $4.53 $5,209.50
Disclosure

SEC source: 0001615594-24-000055 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,707

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on August 16, 2024.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 19:12 UTC
Broos CarloInterim CFO
SaleCommon Stock 4,647 $5.30 $24,629.10
Disclosure

SEC source: 0001615594-24-000051 · primary_doc.xml · nonDerivative · entry 2

Broos Carlo · CIK 0002039582 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,197

F2 · price: The sale price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $5.26 to $5.42, inclusive

Read SEC document
November 11, 2024 Filed Nov 13, 2024 19:12 UTC
Broos CarloInterim CFO
GrantStock Option (Right-to-Buy) · Derivative 41,000 $0.00 Strike: $5.75 $0.00
Disclosure

SEC source: 0001615594-24-000051 · primary_doc.xml · derivative · entry 3

Broos Carlo · CIK 0002039582 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Class A Common Stock · 41,000 shares

Expires 2034-11-11

F3 · derivative.exercise_date: The Stock Option vests ratably annually over the next three years

Read SEC document
November 11, 2024 Filed Nov 13, 2024 19:12 UTC
Broos CarloInterim CFO
GrantCommon Stock 20,500 $5.75 $117,875.00
Disclosure

SEC source: 0001615594-24-000051 · primary_doc.xml · nonDerivative · entry 1

Broos Carlo · CIK 0002039582 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,844

F1 · shares: The Restricted Stock Units vest ratably annually over the next four years

Read SEC document
September 18, 2024 Filed Sep 20, 2024 21:48 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 250,000 $4.00 $1,000,000.00
Disclosure

SEC source: 0000950170-24-108504 · ownership.xml · nonDerivative · entry 3

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,451,828

F2 · shares: On September 18, 2024, the Company entered into an Underwriting Agreement (the "Underwriting Agreement") in connection with a firm commitment underwritten public offering (the "Offering"), which closed on September 19, 2024. The reporting person purchased 250,000 shares of Class A Common Stock in the Offering at the public offering price of $4.00.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 20:10 UTC
Gocal Gregory Francis WilliamChief Scientific Officer & EVP
SaleClass A Common Stock 2,000 $10.01 $20,022.60
Disclosure

SEC source: 0001615594-24-000038 · primary_doc.xml · nonDerivative · entry 1

Gocal Gregory Francis William · CIK 0001976142 · Chief Scientific Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 314,844

F1 · price: The price reported is a weighted average. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive.

F2 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by reporting person on March 27, 2024.

Read SEC document
July 12, 2024 Filed Jul 15, 2024 21:07 UTC
Gocal Gregory Francis WilliamChief Scientific Officer & EVP
SaleClass A Common Stock 2,000 $10.00 $20,000.00
Disclosure

SEC source: 0001615594-24-000037 · primary_doc.xml · nonDerivative · entry 1

Gocal Gregory Francis William · CIK 0001976142 · Chief Scientific Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 316,844

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2024.

Read SEC document
June 27, 2024 Filed Jul 15, 2024 21:03 UTC
Gocal Gregory Francis WilliamChief Scientific Officer & EVP
SaleClass A Common Stock 2,000 $10.00 $20,000.00
Disclosure

SEC source: 0001615594-24-000036 · primary_doc.xml · nonDerivative · entry 1

Gocal Gregory Francis William · CIK 0001976142 · Chief Scientific Officer & EVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 318,844

F1 · balance_after: The reported sale occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 27, 2024.

Read SEC document
June 11, 2024 Filed Jun 14, 2024 10:53 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantCommon Warrant · Derivative 98,040 Not disclosed Strike: $10.07 Not disclosed
Disclosure

SEC source: 0000950170-24-073319 · ownership.xml · derivative · entry 4

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,040

Underlying: Class A Common Stock · 98,040 shares

Expires 2029-06-13

F3 · derivative.exercise_price: Represents the consolidated closing bid price on the Nasdaq Capital Market on June 11, 2024.

F2 · kind: On June 11, 2024, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Issuer's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs (i) 98,040 shares of Class A Common Stock and an accompanying common warrant to purchase Class A Common Stock at a combined offering price of $10.20. The Purchase Agreement was entered into in connection with the Issuer's registered direct offering, which is expected to close with respect to Mr. Riggs on or about June 13, 2024. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3.

F2 · price: On June 11, 2024, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Issuer's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs (i) 98,040 shares of Class A Common Stock and an accompanying common warrant to purchase Class A Common Stock at a combined offering price of $10.20. The Purchase Agreement was entered into in connection with the Issuer's registered direct offering, which is expected to close with respect to Mr. Riggs on or about June 13, 2024. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3.

F4 · derivative.exercise_date: Common Warrants issued to Mr. Riggs will expire on June 13, 2029, may be exercised on a one-for-one basis for shares of Class A Common Stock at an exercise price of $10.07 per share of Class A Common Stock, and are exercisable immediately, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, no more than 19.99% of the outstanding shares of Class A Common Stock or the combined voting power of all of the Company's outstanding common stock.

Read SEC document
June 11, 2024 Filed Jun 14, 2024 10:53 UTC
RIGGS RORY BDirector · Chief Executive Officer · 10% owner
GrantClass A Common Stock 98,040 $10.20 $1,000,008.00
Disclosure

SEC source: 0000950170-24-073319 · ownership.xml · nonDerivative · entry 1

RIGGS RORY B · CIK 0001016835 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,201,828

F2 · balance_after: On June 11, 2024, the Company entered into a Securities Purchase Agreement (the "Purchase Agreement") with Rory Riggs, the Issuer's chief executive officer. Pursuant to the Purchase Agreement, the Company agreed to issue and sell to Mr. Riggs (i) 98,040 shares of Class A Common Stock and an accompanying common warrant to purchase Class A Common Stock at a combined offering price of $10.20. The Purchase Agreement was entered into in connection with the Issuer's registered direct offering, which is expected to close with respect to Mr. Riggs on or about June 13, 2024. The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 23:17 UTC Amendment GrantStock Option (Right-to-Buy) · Derivative 4,565 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000030 · primary_doc.xml · derivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Class A Common Stock · 4,565 shares

Expires 2034-05-30

Read SEC document
May 30, 2024 Filed Jun 3, 2024 23:17 UTC Amendment GrantClass A Common Stock 6,072 $0.00 $0.00
Disclosure

SEC source: 0001615594-24-000030 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,857

F1 · shares: The Restricted Stock Units vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the grant date and (2) the date of the Company's next annual meeting of the shareholders following the grant date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:35 UTC GrantStock Option (Right-to-Buy) · Derivative 4,565 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000024 · primary_doc.xml · derivative · entry 2

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Class A Common Stock · 4,565 shares

Expires 2034-05-30

F2 · derivative.exercise_date: The options vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the grant date and (2) the date of the Company's next annual meeting of the shareholders following the grant date.

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May 30, 2024 Filed Jun 3, 2024 22:35 UTC GrantClass A Common Stock 6,072 $0.00 $0.00
Disclosure

SEC source: 0001615594-24-000024 · primary_doc.xml · nonDerivative · entry 1

Prante Gerhard · CIK 0001977610 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,857

F1 · shares: The Restricted Stock Units vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the grant date and (2) the date of the Company's next annual meeting of the shareholders following the grant date.

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May 30, 2024 Filed Jun 3, 2024 23:08 UTC Amendment GrantStock Option (Right-to-Buy) · Derivative 7,712 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000029 · primary_doc.xml · derivative · entry 2

Lehmann Jean-Pierre Jules · CIK 0001976536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Class A Common Stock · 7,712 shares

Expires 2034-05-30

F1 · derivative.exercise_date: The options vest in full, subject to Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders following the grant date.

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May 30, 2024 Filed Jun 3, 2024 23:08 UTC Amendment GrantStock Option (Right-to-Buy) · Derivative 4,565 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000029 · primary_doc.xml · derivative · entry 1

Lehmann Jean-Pierre Jules · CIK 0001976536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Class A Common Stock · 4,565 shares

Expires 2034-05-30

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:56 UTC Amendment GrantStock Option (Right-to-Buy) · Derivative 4,565 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000028 · primary_doc.xml · derivative · entry 2

Lehmann Jean-Pierre Jules · CIK 0001976536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Class A Common Stock · 4,565 shares

Expires 2034-05-30

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:56 UTC Amendment GrantClass A Common Stock 6,072 $0.00 $0.00
Disclosure

SEC source: 0001615594-24-000028 · primary_doc.xml · nonDerivative · entry 1

Lehmann Jean-Pierre Jules · CIK 0001976536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,857

F1 · shares: The Restricted Stock Units vest in full, subject to the Director's continued service, the earlier of (1) the first anniversary of the grant date and (2) the date of the Company's next annual meeting of the shareholders following the grant date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:46 UTC GrantStock Option (Right-to-Buy) · Derivative 7,712 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000027 · primary_doc.xml · derivative · entry 2

Walker Keith Allen · CIK 0001976434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Class A Common Stock · 7,712 shares

Expires 2034-05-30

F1 · derivative.exercise_date: The options vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders following the grant date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:46 UTC GrantStock Option (Right-to-Buy) · Derivative 4,565 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000027 · primary_doc.xml · derivative · entry 1

Walker Keith Allen · CIK 0001976434 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Class A Common Stock · 4,565 shares

Expires 2034-05-30

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:43 UTC GrantStock Option (Right-to-Buy) · Derivative 7,712 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000026 · primary_doc.xml · derivative · entry 2

Lehmann Jean-Pierre Jules · CIK 0001976536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Class A Common Stock · 7,712 shares

Expires 2034-05-30

F1 · derivative.exercise_date: The option vests in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders following the grant date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:43 UTC GrantStock Option (Right-to-Buy) · Derivative 4,565 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000026 · primary_doc.xml · derivative · entry 1

Lehmann Jean-Pierre Jules · CIK 0001976536 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Class A Common Stock · 4,565 shares

Expires 2034-05-30

Read SEC document
May 30, 2024 Filed Jun 3, 2024 22:40 UTC GrantStock Option (Right-to-Buy) · Derivative 7,712 $0.00 Strike: $14.82 $0.00
Disclosure

SEC source: 0001615594-24-000025 · primary_doc.xml · derivative · entry 2

Finn Mark Terrence · CIK 0001976904 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Class A Common Stock · 7,712 shares

Expires 2034-05-30

F1 · derivative.exercise_date: The options vest in full, subject to the Director's continued service, on the earlier of (1) the first anniversary of the date of the grant and (2) the date of the Company's next annual meeting of the shareholders following the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.