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CABOT CORP

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Tapewire entity
4032
SEC CIK
0000016040
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2016 Filed Jan 4, 2017 22:08 UTC GrantPhantom Stock · Derivative 484.7645 $50.54 $24,500.00
Disclosure

SEC source: 0001209191-17-001150 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,186.7221

Underlying: Common Stock · 484.7645 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The shares of phantom stock become payable upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The shares of phantom stock become payable upon the reporting person's termination of service as a director.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:05 UTC
von Gottberg FriedrichSenior Vice President
GrantPhantom Stock Units · Derivative 652.9482 $50.54 $33,000.00
Disclosure

SEC source: 0001209191-17-001141 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,096.2996

Underlying: Common Stock · 652.9482 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:04 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock Units · Derivative 1,792.9438 $50.54 $90,615.38
Disclosure

SEC source: 0001209191-17-001137 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,575.8254

Underlying: Common Stock · 1,792.9438 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:04 UTC
Kelly James PatrickVice President and Controller
GrantPhantom Stock Units · Derivative 176.9757 $50.54 $8,944.35
Disclosure

SEC source: 0001209191-17-001134 · doc4.xml · derivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,893.6049

Underlying: Common Stock · 176.9757 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:03 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock Units · Derivative 537.5184 $50.54 $27,166.18
Disclosure

SEC source: 0001209191-17-001132 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553.8927

Underlying: Common Stock · 537.5184 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:02 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
GrantPhantom Stock Units · Derivative 460.8688 $50.54 $23,292.31
Disclosure

SEC source: 0001209191-17-001129 · doc4.xml · derivative · entry 1

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,220.1915

Underlying: Common Stock · 460.8688 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 22:02 UTC
BERUBE BRIAN ASVP, General Counsel
GrantPhantom Stock Units · Derivative 560.371 $50.54 $28,321.15
Disclosure

SEC source: 0001209191-17-001126 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,866.6354

Underlying: Common Stock · 560.371 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:45 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock · Derivative 11.1981 $53.72 $601.56
Disclosure

SEC source: 0001209191-16-154934 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016.3743

Underlying: Common Stock · 11.1981 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:45 UTC GrantPhantom Stock · Derivative 164.9497 $53.72 $8,861.10
Disclosure

SEC source: 0001209191-16-154932 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,701.9576

Underlying: Common Stock · 164.9497 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Directors' Deferral Plan and to be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Directors' Deferral Plan and to be settled upon the reporting person's termination of service as a director.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:48 UTC GrantPhantom Stock · Derivative 24.9129 $53.72 $1,338.32
Disclosure

SEC source: 0001209191-16-154943 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,485.9697

Underlying: Common Stock · 24.9129 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Directors' Deferral Plan and to be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Directors' Deferral Plan and to be settled upon the reporting person's termination of service as a director.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:47 UTC
von Gottberg FriedrichSenior Vice President
GrantPhantom Stock · Derivative 57.9972 $53.72 $3,115.61
Disclosure

SEC source: 0001209191-16-154942 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443.3514

Underlying: Common Stock · 57.9972 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:47 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock · Derivative 65.4362 $53.72 $3,515.23
Disclosure

SEC source: 0001209191-16-154938 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,782.8816

Underlying: Common Stock · 65.4362 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:46 UTC
Kelly James PatrickVice President and Controller
GrantPhantom Stock · Derivative 15.0867 $53.72 $810.46
Disclosure

SEC source: 0001209191-16-154935 · doc4.xml · derivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716.6292

Underlying: Common Stock · 15.0867 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:44 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
GrantPhantom Stock · Derivative 93.0728 $53.72 $4,999.87
Disclosure

SEC source: 0001209191-16-154928 · doc4.xml · derivative · entry 1

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,759.3227

Underlying: Common Stock · 93.0728 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 21:43 UTC
BERUBE BRIAN ASVP, General Counsel
GrantPhantom Stock · Derivative 85.0032 $53.72 $4,566.37
Disclosure

SEC source: 0001209191-16-154925 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,306.2644

Underlying: Common Stock · 85.0032 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 07, 2016 Filed Dec 9, 2016 19:21 UTC
BERUBE BRIAN ASVP, General Counsel
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154335 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,073

Read SEC document
December 06, 2016 Filed Dec 8, 2016 22:42 UTC GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154226 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,168

Read SEC document
November 25, 2016 Filed Nov 29, 2016 21:32 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,890 $0.00 Strike: $16.90 $0.00
Disclosure

SEC source: 0001209191-16-152305 · doc4.xml · derivative · entry 4

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,410

Underlying: Common Stock · 4,890 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 16,300 shares were subject to the option. The option vested over a three year period as follows: 30% May 7, 2010, 30% May 7, 2011 and 40% on May 7, 2012.

Read SEC document
November 25, 2016 Filed Nov 29, 2016 21:32 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 4,890 $51.80 $253,302.00
Disclosure

SEC source: 0001209191-16-152305 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,855

Read SEC document
November 25, 2016 Filed Nov 29, 2016 21:32 UTC
Kalkstein HobartSenior Vice President
Exercise / conversionCommon Stock 4,890 $16.90 $82,641.00
Disclosure

SEC source: 0001209191-16-152305 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:52 UTC
Kalkstein HobartSenior Vice President
Tax withholdingCommon Stock 431 $52.29 $22,536.99
Disclosure

SEC source: 0001209191-16-151899 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,855.902

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:51 UTC
von Gottberg FriedrichSenior Vice President
Tax withholdingCommon Stock 1,004 $52.29 $52,499.16
Disclosure

SEC source: 0001209191-16-151898 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:49 UTC
Keohane Sean DDirector · President and CEO
Tax withholdingCommon Stock 1,076 $52.29 $56,264.04
Disclosure

SEC source: 0001209191-16-151897 · doc4.xml · nonDerivative · entry 2

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,954

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:48 UTC
Kelly James PatrickVice President and Controller
Tax withholdingCommon Stock 410 $52.29 $21,438.90
Disclosure

SEC source: 0001209191-16-151896 · doc4.xml · nonDerivative · entry 2

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,727

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:46 UTC
Cross Nicholas S.Executive Vice President
Tax withholdingCommon Stock 817 $52.29 $42,720.93
Disclosure

SEC source: 0001209191-16-151895 · doc4.xml · nonDerivative · entry 2

Cross Nicholas S. · CIK 0001626212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,773

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:44 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
Tax withholdingCommon Stock 1,435 $52.29 $75,036.15
Disclosure

SEC source: 0001209191-16-151894 · doc4.xml · nonDerivative · entry 2

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,317

Read SEC document
November 22, 2016 Filed Nov 23, 2016 17:43 UTC
BERUBE BRIAN ASVP, General Counsel
Tax withholdingCommon Stock 1,004 $52.29 $52,499.16
Disclosure

SEC source: 0001209191-16-151892 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,073

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:52 UTC
Kalkstein HobartSenior Vice President
GrantCommon Stock 2,206 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151899 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,286.902

F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:51 UTC
von Gottberg FriedrichSenior Vice President
GrantCommon Stock 4,072 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151898 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,279

F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:49 UTC
Keohane Sean DDirector · President and CEO
GrantCommon Stock 7,580 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151897 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,030

F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:48 UTC
Kelly James PatrickVice President and Controller
GrantCommon Stock 1,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151896 · doc4.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,137

F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:46 UTC
Cross Nicholas S.Executive Vice President
GrantCommon Stock 4,611 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151895 · doc4.xml · nonDerivative · entry 1

Cross Nicholas S. · CIK 0001626212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,590

F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:44 UTC
CORDEIRO EDUARDO EExecutive Vice President, CFO
GrantCommon Stock 5,818 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151894 · doc4.xml · nonDerivative · entry 1

CORDEIRO EDUARDO E · CIK 0001201087 · Executive Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,752

F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:43 UTC
BERUBE BRIAN ASVP, General Counsel
GrantCommon Stock 4,072 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-151892 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,077

F1 · shares: Includes performance based units earned on the basis of the Corporation's performance in fiscal year 2016 that remain subject to time-based vesting.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:40 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 51,000 $0.00 Strike: $23.15 $0.00
Disclosure

SEC source: 0001209191-16-151888 · doc4.xml · derivative · entry 3

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,000 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 151,000 shares were subject to the option. The option vested over a three year period as follows: 30% on November 13, 2010, 30% on November 13, 2011 and 40% on November 13, 2012.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:40 UTC SaleCommon Stock 51,000 $52.28 $2,666,280.00
Disclosure

SEC source: 0001209191-16-151888 · doc4.xml · nonDerivative · entry 2

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,168

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $52.165 to $52.50, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 21, 2016 Filed Nov 23, 2016 17:40 UTC Exercise / conversionCommon Stock 51,000 $23.15 $1,180,650.00
Disclosure

SEC source: 0001209191-16-151888 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 20:16 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $23.15 $0.00
Disclosure

SEC source: 0001209191-16-150803 · doc4.xml · derivative · entry 3

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,000

Underlying: Common Stock · 50,000 shares

Expires 2019-11-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 151,000 shares were subject to the option. The option vested over a three year period as follows: 30% on November 13, 2010, 30% on November 13, 2011 and 40% on November 13, 2012.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 20:16 UTC SaleCommon Stock 50,000 $51.87 $2,593,390.00
Disclosure

SEC source: 0001209191-16-150803 · doc4.xml · nonDerivative · entry 2

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,408

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.575 to $52.21, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
November 15, 2016 Filed Nov 17, 2016 20:16 UTC Exercise / conversionCommon Stock 50,000 $23.15 $1,157,500.00
Disclosure

SEC source: 0001209191-16-150803 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2016 Filed Nov 15, 2016 21:38 UTC
von Gottberg FriedrichSenior Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 19,553 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · derivative · entry 6

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,553 shares

Expires 2021-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 19,553 shares were subject to the option. The option vested over a three year period as follows: 30% November 11, 2012, 30% November 11, 2013 and 40% November 11, 2014.

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November 14, 2016 Filed Nov 15, 2016 21:38 UTC
von Gottberg FriedrichSenior Vice President
SaleCommon Stock 19,553 $51.05 $998,180.65
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · nonDerivative · entry 3

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,207

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $51.00 to $51.19, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

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November 14, 2016 Filed Nov 15, 2016 21:38 UTC
von Gottberg FriedrichSenior Vice President
Exercise / conversionCommon Stock 19,553 $32.95 $644,271.35
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2016 Filed Nov 15, 2016 21:38 UTC
von Gottberg FriedrichSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 19,245 $0.00 Strike: $50.46 $0.00
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · derivative · entry 5

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,245

Underlying: Common Stock · 19,245 shares

Expires 2026-11-10

F3 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.

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November 11, 2016 Filed Nov 15, 2016 21:38 UTC
von Gottberg FriedrichSenior Vice President
GrantCommon Stock 4,161 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150200 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,207

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November 11, 2016 Filed Nov 15, 2016 21:37 UTC
Keohane Sean DDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 87,981 $0.00 Strike: $50.46 $0.00
Disclosure

SEC source: 0001209191-16-150196 · doc4.xml · derivative · entry 3

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,981

Underlying: Common Stock · 87,981 shares

Expires 2026-11-10

F2 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.

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November 11, 2016 Filed Nov 15, 2016 21:37 UTC
Keohane Sean DDirector · President and CEO
GrantCommon Stock 19,024 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150196 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,450

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November 11, 2016 Filed Nov 15, 2016 21:36 UTC
Kelly James PatrickVice President and Controller
GrantCommon Stock 2,378 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150195 · doc4.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,475

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November 11, 2016 Filed Nov 15, 2016 21:36 UTC
Kalkstein HobartSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 18,558 $0.00 Strike: $50.46 $0.00
Disclosure

SEC source: 0001209191-16-150193 · doc4.xml · derivative · entry 3

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,558

Underlying: Common Stock · 18,558 shares

Expires 2026-11-10

F2 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 11, 2017, 30% on November 11, 2018 and 40% on November 11, 2019.

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November 11, 2016 Filed Nov 15, 2016 21:36 UTC
Kalkstein HobartSenior Vice President
GrantCommon Stock 4,013 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-150193 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,080.902

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.