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CABOT CORP

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4032
SEC CIK
0000016040
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202603
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2018 Filed Oct 2, 2018 19:14 UTC
BERUBE BRIAN ASVP, General Counsel
GrantPhantom Stock · Derivative 110.5953 $62.72 $6,936.54
Disclosure

SEC source: 0001209191-18-053029 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,354.7083

Underlying: Common Stock · 110.5953 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 21:04 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock · Derivative 4.2686 $62.96 $268.75
Disclosure

SEC source: 0001209191-18-051498 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 818.6726

Underlying: Common Stock · 4.2686 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 19:39 UTC GrantPhantom Stock · Derivative 40.0855 $62.96 $2,523.78
Disclosure

SEC source: 0001209191-18-051412 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,687.8971

Underlying: Common Stock · 40.0855 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 19:38 UTC GrantPhantom Stock · Derivative 176.9524 $62.96 $11,140.92
Disclosure

SEC source: 0001209191-18-051411 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,937.3146

Underlying: Common Stock · 176.9524 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 19:38 UTC
von Gottberg FriedrichSenior Vice President
GrantPhantom Stock · Derivative 63.1631 $62.96 $3,976.75
Disclosure

SEC source: 0001209191-18-051410 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113.9459

Underlying: Common Stock · 63.1631 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 19:37 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock · Derivative 91.8551 $62.96 $5,783.20
Disclosure

SEC source: 0001209191-18-051409 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,616.6613

Underlying: Common Stock · 91.8551 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 19:35 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock · Derivative 17.5195 $62.96 $1,103.03
Disclosure

SEC source: 0001209191-18-051407 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,360.0212

Underlying: Common Stock · 17.5195 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 19:36 UTC
Kelly James PatrickVice President and Controller
GrantPhantom Stock · Derivative 16.6445 $62.96 $1,047.94
Disclosure

SEC source: 0001209191-18-051408 · doc4.xml · derivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192.2221

Underlying: Common Stock · 16.6445 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
September 14, 2018 Filed Sep 18, 2018 19:35 UTC
BERUBE BRIAN ASVP, General Counsel
GrantPhantom Stock · Derivative 89.9123 $62.96 $5,660.88
Disclosure

SEC source: 0001209191-18-051406 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,244.1129

Underlying: Common Stock · 89.9123 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 17:52 UTC GrantCommon Stock 586 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051181 · doc4.xml · nonDerivative · entry 1

Wilson Frank Anders · CIK 0001462948 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586

Read SEC document
August 22, 2018 Filed Aug 22, 2018 23:19 UTC SaleCommon Stock 40,519 $65.65 $2,660,072.35
Disclosure

SEC source: 0001209191-18-048053 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,894

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.30 to $66.03, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 23:03 UTC
Cross Nicholas S.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $46.03 $0.00
Disclosure

SEC source: 0001209191-18-048051 · doc4.xml · derivative · entry 4

Cross Nicholas S. · CIK 0001626212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,857

Underlying: Common Stock · 17,857 shares

Expires 2024-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 17,857 shares remained subject to the option. The option vested over a three year period as follows: 30% on November 14, 2015, 30% on November 14, 2016, and 40% on November 14, 2017.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 23:03 UTC
Cross Nicholas S.Executive Vice President
SaleCommon Stock 10,000 $65.86 $658,590.00
Disclosure

SEC source: 0001209191-18-048051 · doc4.xml · nonDerivative · entry 3

Cross Nicholas S. · CIK 0001626212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,597

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.60 to $66.03, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 23:03 UTC
Cross Nicholas S.Executive Vice President
Exercise / conversionCommon Stock 10,000 $46.03 $460,300.00
Disclosure

SEC source: 0001209191-18-048051 · doc4.xml · nonDerivative · entry 2

Cross Nicholas S. · CIK 0001626212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 23:03 UTC
Cross Nicholas S.Executive Vice President
SaleCommon Stock 6,000 $65.87 $395,196.00
Disclosure

SEC source: 0001209191-18-048051 · doc4.xml · nonDerivative · entry 1

Cross Nicholas S. · CIK 0001626212 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,597

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.80 to $65.94, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 14:56 UTC SaleCommon Stock 19,481 $65.04 $1,267,092.94
Disclosure

SEC source: 0001209191-18-047891 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,413

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.12, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 17:35 UTC
BERUBE BRIAN ASVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,080 $0.00 Strike: $39.54 $0.00
Disclosure

SEC source: 0001209191-18-046164 · doc4.xml · derivative · entry 7

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,967

Underlying: Common Stock · 7,080 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 22,415 shares were subject to the option. The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 17:35 UTC
BERUBE BRIAN ASVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 6,368 $0.00 Strike: $39.54 $0.00
Disclosure

SEC source: 0001209191-18-046164 · doc4.xml · derivative · entry 6

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,047

Underlying: Common Stock · 6,368 shares

Expires 2025-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 22,415 shares were subject to the option. The option vests over a three year period as follows: 30% on November 12, 2016, 30% on November 12, 2017 and 40% on November 12, 2018.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 17:35 UTC
BERUBE BRIAN ASVP, General Counsel
SaleCommon Stock 7,080 $65.35 $462,678.00
Disclosure

SEC source: 0001209191-18-046164 · doc4.xml · nonDerivative · entry 4

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,759

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.28 to $65.44, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 17:35 UTC
BERUBE BRIAN ASVP, General Counsel
Exercise / conversionCommon Stock 7,080 $39.54 $279,943.20
Disclosure

SEC source: 0001209191-18-046164 · doc4.xml · nonDerivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 17:35 UTC
BERUBE BRIAN ASVP, General Counsel
SaleCommon Stock 6,368 $65.51 $417,167.68
Disclosure

SEC source: 0001209191-18-046164 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,759

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $65.50 to $65.54, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
August 09, 2018 Filed Aug 10, 2018 17:35 UTC
BERUBE BRIAN ASVP, General Counsel
Exercise / conversionCommon Stock 6,368 $39.54 $251,790.72
Disclosure

SEC source: 0001209191-18-046164 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 16:11 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock Units · Derivative 322.2252 $61.77 $19,903.85
Disclosure

SEC source: 0001209191-18-040602 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,524.8062

Underlying: Common Stock · 322.2252 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:12 UTC GrantPhantom Stock Units · Derivative 396.6327 $61.77 $24,500.00
Disclosure

SEC source: 0001209191-18-040603 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,760.3622

Underlying: Common Stock · 396.6327 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 16:13 UTC GrantPhantom Stock Units · Derivative 400.6799 $61.77 $24,750.00
Disclosure

SEC source: 0001209191-18-040604 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,647.8117

Underlying: Common Stock · 400.6799 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 18:31 UTC SaleCommon Stock 6,151 $64.09 $394,217.59
Disclosure

SEC source: 0001209191-18-037678 · doc4.xml · nonDerivative · entry 1

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,894

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $64.05 to $64.17, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 21:47 UTC GrantPhantom Stock · Derivative 37.1186 $64.10 $2,379.30
Disclosure

SEC source: 0001209191-18-037049 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,247.1317

Underlying: Common Stock · 37.1186 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 21:46 UTC GrantPhantom Stock · Derivative 170.8836 $64.10 $10,953.64
Disclosure

SEC source: 0001209191-18-037048 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,363.7296

Underlying: Common Stock · 170.8836 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 21:46 UTC
von Gottberg FriedrichSenior Vice President
GrantPhantom Stock · Derivative 61.7223 $64.10 $3,956.40
Disclosure

SEC source: 0001209191-18-037047 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,050.7828

Underlying: Common Stock · 61.7223 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 21:45 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock · Derivative 4.1711 $64.10 $267.37
Disclosure

SEC source: 0001209191-18-037046 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814.404

Underlying: Common Stock · 4.1711 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 21:45 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock · Derivative 88.1089 $64.10 $5,647.78
Disclosure

SEC source: 0001209191-18-037045 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,202.581

Underlying: Common Stock · 88.1089 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 21:44 UTC
Kelly James PatrickVice President and Controller
GrantPhantom Stock · Derivative 16.2649 $64.10 $1,042.58
Disclosure

SEC source: 0001209191-18-037044 · doc4.xml · derivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,175.5776

Underlying: Common Stock · 16.2649 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 21:44 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock · Derivative 17.1198 $64.10 $1,097.38
Disclosure

SEC source: 0001209191-18-037043 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,342.5017

Underlying: Common Stock · 17.1198 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 21:43 UTC
BERUBE BRIAN ASVP, General Counsel
GrantPhantom Stock · Derivative 87.8612 $64.10 $5,631.90
Disclosure

SEC source: 0001209191-18-037042 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,154.2006

Underlying: Common Stock · 87.8612 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan, and will be settled upon the reporting person's retirement or other termination of employment.

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June 07, 2018 Filed Jun 8, 2018 17:34 UTC
Kalkstein HobartSenior Vice President
SaleCommon Stock 4,149 $63.80 $264,706.20
Disclosure

SEC source: 0001209191-18-036610 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,524

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June 06, 2018 Filed Jun 8, 2018 17:32 UTC
Kelly James PatrickVice President and Controller
SaleCommon Stock 2,500 $64.08 $160,200.00
Disclosure

SEC source: 0001209191-18-036609 · doc4.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,685

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at $64.08. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

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June 05, 2018 Filed Jun 6, 2018 20:36 UTC
Keohane Sean DDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,561 $0.00 Strike: $32.95 $0.00
Disclosure

SEC source: 0001209191-18-036074 · doc4.xml · derivative · entry 10

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,561 shares

Expires 2021-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 22,561 shares were subject to the option. The option vested over a three year period as follows: 30% on November 11, 2012, 30% on November 11, 2013 and 40% on November 11, 2014.

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June 05, 2018 Filed Jun 6, 2018 20:36 UTC
Keohane Sean DDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 15,909 $0.00 Strike: $34.64 $0.00
Disclosure

SEC source: 0001209191-18-036074 · doc4.xml · derivative · entry 9

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,909 shares

Expires 2020-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 15,909 shares were subject to the option. The option vested over a three year period as follows: 30% on November 12, 2011, 30% on November 12, 2012 and 40% on November 12, 2012.

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June 05, 2018 Filed Jun 6, 2018 20:36 UTC
Keohane Sean DDirector · President and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,067 $0.00 Strike: $35.25 $0.00
Disclosure

SEC source: 0001209191-18-036074 · doc4.xml · derivative · entry 8

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,067 shares

Expires 2022-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 21,067 shares were subject to the option. The option vested over a three year period as follows: 30% on November 9, 2013, 30% on November 9, 2014 and 40% on November 9, 2015.

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June 05, 2018 Filed Jun 6, 2018 20:36 UTC
Keohane Sean DDirector · President and CEO
SaleCommon Stock 22,561 $62.99 $1,421,117.39
Disclosure

SEC source: 0001209191-18-036074 · doc4.xml · nonDerivative · entry 6

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,607

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.48 to $63.32, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

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June 05, 2018 Filed Jun 6, 2018 20:36 UTC
Keohane Sean DDirector · President and CEO
Exercise / conversionCommon Stock 22,561 $32.95 $743,384.95
Disclosure

SEC source: 0001209191-18-036074 · doc4.xml · nonDerivative · entry 5

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:36 UTC
Keohane Sean DDirector · President and CEO
SaleCommon Stock 15,909 $62.99 $1,002,107.91
Disclosure

SEC source: 0001209191-18-036074 · doc4.xml · nonDerivative · entry 4

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,607

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.52 to $63.28, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:36 UTC
Keohane Sean DDirector · President and CEO
Exercise / conversionCommon Stock 15,909 $34.64 $551,087.76
Disclosure

SEC source: 0001209191-18-036074 · doc4.xml · nonDerivative · entry 3

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:36 UTC
Keohane Sean DDirector · President and CEO
SaleCommon Stock 21,067 $62.99 $1,327,010.33
Disclosure

SEC source: 0001209191-18-036074 · doc4.xml · nonDerivative · entry 2

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,607

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $62.52 to $63.28, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 20:36 UTC
Keohane Sean DDirector · President and CEO
Exercise / conversionCommon Stock 21,067 $35.25 $742,611.75
Disclosure

SEC source: 0001209191-18-036074 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 20:29 UTC PurchaseCommon Stock 2,000 $61.79 $123,580.00
Disclosure

SEC source: 0001209191-18-034688 · doc4.xml · nonDerivative · entry 1

Morrow Michael M · CIK 0001715897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,336

Read SEC document
May 31, 2018 Filed Jun 1, 2018 20:22 UTC
BERUBE BRIAN ASVP, General Counsel
SaleCommon Stock 7,311 $60.30 $440,853.30
Disclosure

SEC source: 0001209191-18-034679 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,759

F1 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $60.25 to $60.40, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

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May 16, 2018 Filed May 17, 2018 22:18 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 84,821 $0.00 Strike: $46.03 $0.00
Disclosure

SEC source: 0001209191-18-031142 · doc4.xml · derivative · entry 6

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,821 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 84,821 shares were subject to the option. The option vested as follows: 30% on November 14, 2015 and 70% on July 23, 2016.

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May 16, 2018 Filed May 17, 2018 22:18 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 70,240 $0.00 Strike: $47.62 $0.00
Disclosure

SEC source: 0001209191-18-031142 · doc4.xml · derivative · entry 5

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,240 shares

Expires 2019-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 72,440 shares were subject to the option. The option vested over a three year period as follows: 30% on November 8, 2014, 30% on November 8, 2015 and 40% on July 23, 2016.

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May 16, 2018 Filed May 17, 2018 22:18 UTC SaleCommon Stock 84,821 $61.56 $5,221,580.76
Disclosure

SEC source: 0001209191-18-031142 · doc4.xml · nonDerivative · entry 4

Prevost Patrick M. · CIK 0001422978 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,045

F2 · price: The price reported is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $61.27 to $61.95, inclusive. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the Corporation or any security holder of the Corporation, upon request, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.