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CABOT CORP

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4032
SEC CIK
0000016040
Parsed reports
894

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Aug 202603
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Jan 3, 2019 21:03 UTC
Kelly James PatrickVice President and Controller
GrantPhantom Stock Units · Derivative 305.378 $42.94 $13,112.93
Disclosure

SEC source: 0001209191-19-000868 · doc4.xml · derivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521.6675

Underlying: Common Stock · 305.378 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:04 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock Units · Derivative 820.9325 $42.94 $35,250.84
Disclosure

SEC source: 0001209191-19-000876 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,645.7774

Underlying: Common Stock · 820.9325 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:04 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock Units · Derivative 4,160.9944 $42.94 $178,673.10
Disclosure

SEC source: 0001209191-19-000872 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,321.3448

Underlying: Common Stock · 4,160.9944 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:03 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock Units · Derivative 1,136.3596 $42.94 $48,795.28
Disclosure

SEC source: 0001209191-19-000864 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,600.6744

Underlying: Common Stock · 1,136.3596 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:02 UTC
BERUBE BRIAN ASVP, General Counsel
GrantPhantom Stock Units · Derivative 1,037.0247 $42.94 $44,529.84
Disclosure

SEC source: 0001209191-19-000853 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,522.5772

Underlying: Common Stock · 1,037.0247 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 21:02 UTC
Doubman John RSenior Vice President
GrantPhantom Stock Units · Derivative 848.1563 $42.94 $36,419.83
Disclosure

SEC source: 0001209191-19-000860 · doc4.xml · derivative · entry 1

Doubman John R · CIK 0001755311 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,884.4745

Underlying: Common Stock · 848.1563 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 20:47 UTC GrantPhantom Stock · Derivative 60.9374 $43.77 $2,667.23
Disclosure

SEC source: 0001209191-18-063143 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143.4455

Underlying: Common Stock · 60.9374 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 22:14 UTC
Doubman John RSenior Vice President
GrantPhantom Stock · Derivative 22.7208 $43.77 $994.49
Disclosure

SEC source: 0001209191-18-063250 · doc4.xml · derivative · entry 1

Doubman John R · CIK 0001755311 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,036.3182

Underlying: Common Stock · 22.7208 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 20:46 UTC
McLaughlin EricaSenior Vice President, CFO
GrantPhantom Stock · Derivative 6.1723 $43.77 $270.16
Disclosure

SEC source: 0001209191-18-063140 · doc4.xml · derivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 824.8449

Underlying: Common Stock · 6.1723 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 20:46 UTC GrantPhantom Stock · Derivative 258.8124 $43.77 $11,328.22
Disclosure

SEC source: 0001209191-18-063142 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,586.752

Underlying: Common Stock · 258.8124 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Non-Employee Director's Deferral Plan and will be settled upon the reporting person's termination of service as a director.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 20:44 UTC
Kelly James PatrickVice President and Controller
GrantPhantom Stock · Derivative 24.0674 $43.77 $1,053.43
Disclosure

SEC source: 0001209191-18-063138 · doc4.xml · derivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,216.2895

Underlying: Common Stock · 24.0674 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 20:45 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock · Derivative 135.8938 $43.77 $5,948.07
Disclosure

SEC source: 0001209191-18-063139 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,160.3504

Underlying: Common Stock · 135.8938 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 20:44 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock · Derivative 25.9235 $43.77 $1,134.67
Disclosure

SEC source: 0001209191-18-063137 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,464.3149

Underlying: Common Stock · 25.9235 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 20:43 UTC
BERUBE BRIAN ASVP, General Counsel
GrantPhantom Stock · Derivative 130.8442 $43.77 $5,727.05
Disclosure

SEC source: 0001209191-18-063136 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,485.5525

Underlying: Common Stock · 130.8442 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

F2 · derivative.expiration_date: Represents dividends paid on phantom stock units acquired under the Corporation's Supplemental 401(k) Plan and to be settled upon the reporting person's retirement or other termination of employment.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:33 UTC
Doubman John RSenior Vice President
Tax withholdingCommon Stock 1,401 $48.00 $67,248.00
Disclosure

SEC source: 0001209191-18-059648 · doc4.xml · nonDerivative · entry 2

Doubman John R · CIK 0001755311 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,427

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
Kalkstein HobartSenior Vice President
Tax withholdingCommon Stock 1,554 $48.00 $74,592.00
Disclosure

SEC source: 0001209191-18-059646 · doc4.xml · nonDerivative · entry 2

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,911

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:39 UTC
BERUBE BRIAN ASVP, General Counsel
Tax withholdingCommon Stock 3,857 $48.00 $185,136.00
Disclosure

SEC source: 0001209191-18-059649 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,799

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:32 UTC
Kelly James PatrickVice President and Controller
Tax withholdingCommon Stock 1,043 $48.00 $50,064.00
Disclosure

SEC source: 0001209191-18-059645 · doc4.xml · nonDerivative · entry 2

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,311

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:31 UTC
Keohane Sean DDirector · President and CEO
Tax withholdingCommon Stock 8,829 $48.00 $423,792.00
Disclosure

SEC source: 0001209191-18-059644 · doc4.xml · nonDerivative · entry 2

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,671

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:31 UTC
McLaughlin EricaSenior Vice President, CFO
Tax withholdingCommon Stock 626 $48.00 $30,048.00
Disclosure

SEC source: 0001209191-18-059643 · doc4.xml · nonDerivative · entry 2

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,148

Read SEC document
November 20, 2018 Filed Nov 21, 2018 16:30 UTC
von Gottberg FriedrichSenior Vice President
Tax withholdingCommon Stock 3,857 $48.00 $185,136.00
Disclosure

SEC source: 0001209191-18-059642 · doc4.xml · nonDerivative · entry 2

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,822

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:33 UTC
Doubman John RSenior Vice President
GrantCommon Stock 5,599 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059648 · doc4.xml · nonDerivative · entry 1

Doubman John R · CIK 0001755311 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,828

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 3,761 remain subject to time-based vesting.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:32 UTC
Kalkstein HobartSenior Vice President
GrantCommon Stock 7,141 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059646 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,465

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 5,101 remain subject to time-based vesting.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:39 UTC
BERUBE BRIAN ASVP, General Counsel
GrantCommon Stock 8,758 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059649 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,656

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 5,403 remain subject to time-based vesting.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:32 UTC
Kelly James PatrickVice President and Controller
GrantCommon Stock 3,014 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059645 · doc4.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,354

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 1,645 remain subject to time-based vesting.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:31 UTC
Keohane Sean DDirector · President and CEO
GrantCommon Stock 33,299 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059644 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,500

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 25,618 remain subject to time-based vesting.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:31 UTC
McLaughlin EricaSenior Vice President, CFO
GrantCommon Stock 3,313 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059643 · doc4.xml · nonDerivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,774

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 2,491 remain subject to time-based vesting.

Read SEC document
November 19, 2018 Filed Nov 21, 2018 16:30 UTC
von Gottberg FriedrichSenior Vice President
GrantCommon Stock 8,398 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-059642 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,679

F1 · shares: Consists of performance based units earned on the basis of the Corporation's performance in fiscal year 2018, of which 5,043 remain subject to time-based vesting.

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:45 UTC
von Gottberg FriedrichSenior Vice President
Tax withholdingCommon Stock 2,361 $48.45 $114,390.45
Disclosure

SEC source: 0001209191-18-058478 · doc4.xml · nonDerivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,281

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:44 UTC
McLaughlin EricaSenior Vice President, CFO
Tax withholdingCommon Stock 447 $48.45 $21,657.15
Disclosure

SEC source: 0001209191-18-058476 · doc4.xml · nonDerivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,461

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:44 UTC
Keohane Sean DDirector · President and CEO
Tax withholdingCommon Stock 5,406 $48.45 $261,920.70
Disclosure

SEC source: 0001209191-18-058475 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,201

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:43 UTC
Kelly James PatrickVice President and Controller
Tax withholdingCommon Stock 745 $48.45 $36,095.25
Disclosure

SEC source: 0001209191-18-058474 · doc4.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,340

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:42 UTC
Doubman John RSenior Vice President
Tax withholdingCommon Stock 970 $48.45 $46,996.50
Disclosure

SEC source: 0001209191-18-058473 · doc4.xml · nonDerivative · entry 1

Doubman John R · CIK 0001755311 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,229

Read SEC document
November 12, 2018 Filed Nov 14, 2018 19:41 UTC
BERUBE BRIAN ASVP, General Counsel
Tax withholdingCommon Stock 2,361 $48.45 $114,390.45
Disclosure

SEC source: 0001209191-18-058472 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,898

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:12 UTC
McLaughlin EricaSenior Vice President, CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 23,710 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001209191-18-058211 · doc4.xml · derivative · entry 3

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,710

Underlying: Common Stock · 23,710 shares

Expires 2028-11-08

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:12 UTC
McLaughlin EricaSenior Vice President, CFO
GrantCommon Stock 4,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058211 · doc4.xml · nonDerivative · entry 1

McLaughlin Erica · CIK 0001740348 · Senior Vice President, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,908

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:11 UTC
Keohane Sean DDirector · President and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 137,674 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001209191-18-058210 · doc4.xml · derivative · entry 3

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,674

Underlying: Common Stock · 137,674 shares

Expires 2028-11-08

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:11 UTC
Keohane Sean DDirector · President and CEO
GrantCommon Stock 27,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058210 · doc4.xml · nonDerivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,607

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:10 UTC
Kelly James PatrickVice President and Controller
GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058206 · doc4.xml · nonDerivative · entry 1

Kelly James Patrick · CIK 0001342369 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,085

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:09 UTC
Kalkstein HobartSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 24,475 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001209191-18-058204 · doc4.xml · derivative · entry 3

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,475

Underlying: Common Stock · 24,475 shares

Expires 2028-11-08

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:09 UTC
Kalkstein HobartSenior Vice President
GrantCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058204 · doc4.xml · nonDerivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,324

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:08 UTC
BERUBE BRIAN ASVP, General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 22,945 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001209191-18-058200 · doc4.xml · derivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,945

Underlying: Common Stock · 22,945 shares

Expires 2028-11-08

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.

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November 09, 2018 Filed Nov 13, 2018 21:08 UTC
BERUBE BRIAN ASVP, General Counsel
GrantCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058200 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,259

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November 09, 2018 Filed Nov 13, 2018 21:09 UTC
Doubman John RSenior Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 18,356 $0.00 Strike: $50.00 $0.00
Disclosure

SEC source: 0001209191-18-058202 · doc4.xml · derivative · entry 3

Doubman John R · CIK 0001755311 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,356

Underlying: Common Stock · 18,356 shares

Expires 2028-11-08

F1 · derivative.exercise_date: The option vests over a three year period as follows: 30% on November 9, 2019, 30% on November 9, 2020 and 40% on November 9, 2021.

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November 09, 2018 Filed Nov 13, 2018 21:09 UTC
Doubman John RSenior Vice President
GrantCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058202 · doc4.xml · nonDerivative · entry 1

Doubman John R · CIK 0001755311 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,199

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September 30, 2018 Filed Oct 2, 2018 19:16 UTC
Keohane Sean DDirector · President and CEO
GrantPhantom Stock · Derivative 407.7953 $62.72 $25,576.92
Disclosure

SEC source: 0001209191-18-053034 · doc4.xml · derivative · entry 1

Keohane Sean D · CIK 0001435737 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,024.4566

Underlying: Common Stock · 407.7953 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

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September 30, 2018 Filed Oct 2, 2018 21:47 UTC GrantPhantom Stock · Derivative 394.611 $62.72 $24,750.00
Disclosure

SEC source: 0001209191-18-053364 · doc4.xml · derivative · entry 1

Wolfgruber Matthais L. · CIK 0001618277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,082.5081

Underlying: Common Stock · 394.611 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

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September 30, 2018 Filed Oct 2, 2018 21:46 UTC GrantPhantom Stock · Derivative 390.625 $62.72 $24,500.00
Disclosure

SEC source: 0001209191-18-053363 · doc4.xml · derivative · entry 1

ENRIQUEZ CABOT JUAN · CIK 0001189833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,327.9396

Underlying: Common Stock · 390.625 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

F2 · derivative.expiration_date: The phantom stock will be settled in cash upon the reporting person's termination of service as a director.

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September 30, 2018 Filed Oct 2, 2018 19:16 UTC
von Gottberg FriedrichSenior Vice President
GrantPhantom Stock · Derivative 66.2186 $62.72 $4,153.23
Disclosure

SEC source: 0001209191-18-053035 · doc4.xml · derivative · entry 1

von Gottberg Friedrich · CIK 0001636403 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,180.1645

Underlying: Common Stock · 66.2186 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

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September 30, 2018 Filed Oct 2, 2018 19:15 UTC
Kalkstein HobartSenior Vice President
GrantPhantom Stock · Derivative 78.3702 $62.72 $4,915.38
Disclosure

SEC source: 0001209191-18-053032 · doc4.xml · derivative · entry 1

Kalkstein Hobart · CIK 0001671755 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,438.3914

Underlying: Common Stock · 78.3702 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

F2 · derivative.expiration_date: The reported phantom stock units were acquired under the Corporation's supplemental 401(k) plan and are to be settled upon the reporting person's retirement or other termination of service in accordance with the provisions of the plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.