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CBRE

CBRE GROUP, INC.

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3066
SEC CIK
0001138118
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696

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202602
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Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2017 Filed May 23, 2017 20:08 UTC GrantClass A Common Stock 4,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010331 · doc4.xml · nonDerivative · entry 1

MALEK FREDERIC V · CIK 0000938919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,446

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 19, 2018 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2017 Filed May 23, 2017 20:06 UTC GrantClass A Common Stock 4,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010328 · doc4.xml · nonDerivative · entry 1

WIRTA RAYMOND E · CIK 0001128145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,683

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 19, 2018 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2017 Filed May 24, 2017 00:10 UTC GrantClass A Common Stock 4,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010336 · doc4.xml · nonDerivative · entry 1

Cobert Beth F. · CIK 0001707060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,453

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 19, 2018 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2017 Filed May 24, 2017 00:10 UTC GrantClass A Common Stock 4,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010333 · doc4.xml · nonDerivative · entry 1

Jenny Christopher T · CIK 0001335450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,345

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 19, 2018 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2017 Filed May 24, 2017 00:10 UTC GrantClass A Common Stock 4,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010335 · doc4.xml · nonDerivative · entry 1

FEENY CURTIS F · CIK 0001185425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,650

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 19, 2018 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2017 Filed May 24, 2017 00:10 UTC GrantClass A Common Stock 4,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010332 · doc4.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,652

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 19, 2018 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2017 Filed May 24, 2017 00:06 UTC GrantClass A Common Stock 4,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010330 · doc4.xml · nonDerivative · entry 1

Reynolds Paula Rosput · CIK 0001179998 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,686

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 19, 2018 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2017 Filed May 24, 2017 00:06 UTC GrantClass A Common Stock 4,453 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010329 · doc4.xml · nonDerivative · entry 1

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,371

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 19, 2018 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2017 Filed May 23, 2017 20:56 UTC
Boze Brandon BDirector · 10% owner · See Remarks
ValueAct Holdings, L.P.Director · 10% owner · See Remarks
ValueAct Capital Master Fund, L.P.Director · 10% owner · See Remarks
VA Partners I, LLCDirector · 10% owner · See Remarks
ValueAct Capital Management, L.P.Director · 10% owner · See Remarks
ValueAct Capital Management, LLCDirector · 10% owner · See Remarks
ValueAct Holdings GP, LLCDirector · 10% owner · See Remarks
GrantClass A Common Stock 4,453 $0.00 $0.00
Disclosure

SEC source: 0001418812-17-000043 · primary_doc.xml · nonDerivative · entry 1

Boze Brandon · CIK 0001478288 · Director · 10% owner · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · 10% owner · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · 10% owner · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · 10% owner · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · 10% owner · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · 10% owner · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,683

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. The award vests in full on the earlier of May 19, 2018 or the Issuer's next annual meeting of stockholders.

F2 · ownership.direct: Brandon B. Boze, a Partner at ValueAct Capital, serves on the board of directors of the Issuer. The securities reported herein were awarded to Mr. Boze pursuant to the Issuer's Director compensation policy. Under an agreement with the ValueAct Capital entities in footnote 5, Brandon B. Boze is deemed to hold stock awards from the Issuer for the benefit of the limited partners of ValueAct Capital Master Fund, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 11, 2017 Filed May 15, 2017 23:18 UTC
ValueAct Holdings, L.P.Director · 10% owner · See Remarks
ValueAct Capital Master Fund, L.P.Director · 10% owner · See Remarks
VA Partners I, LLCDirector · 10% owner · See Remarks
ValueAct Capital Management, L.P.Director · 10% owner · See Remarks
ValueAct Capital Management, LLCDirector · 10% owner · See Remarks
ValueAct Holdings GP, LLCDirector · 10% owner · See Remarks
SaleClass A Common Stock 7,500,000 $35.20 $264,000,000.00
Disclosure

SEC source: 0001418812-17-000040 · primary_doc.xml · nonDerivative · entry 1

ValueAct Holdings, L.P. · CIK 0001418814 · Director · 10% owner · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · 10% owner · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · 10% owner · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · 10% owner · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · 10% owner · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 34,373,250

F1 · ownership.nature: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F2 · ownership.nature: The securities reported herein are directly beneficially owned by ValueAct Capital Master Fund, L.P. and may be deemed to be indirectly beneficially owned by (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the sole owner of the limited partnership interests of ValueAct Capital Management, L.P. and the membership interests of ValueAct Capital Management, LLC and as the majority owner of the membership interests of VA Partners I, LLC and (v) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P.

Read SEC document
May 11, 2017 Filed May 23, 2017 20:08 UTC GiftClass A Common Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010331 · doc4.xml · nonDerivative · entry 2

MALEK FREDERIC V · CIK 0000938919 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Frederic V Malek TTEE U/A DTD 6/19/1992 FBO Frederic V Malek

Disclosed balance after: 274,391

Read SEC document
May 03, 2017 Filed May 4, 2017 19:04 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,170 $0.00 Strike: $15.77 $0.00
Disclosure

SEC source: 0001225208-17-009191 · doc4.xml · derivative · entry 5

WIRTA RAYMOND E · CIK 0001128145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,170 shares

Expires 2017-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over twelve quarters commencing in June 2010, and became fully vested and exercisable on June 30, 2013.

Read SEC document
May 03, 2017 Filed May 4, 2017 19:04 UTC GiftClass A Common Stock 3,170 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009191 · doc4.xml · nonDerivative · entry 4

WIRTA RAYMOND E · CIK 0001128145 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wirta Family Trust

Disclosed balance after: 1,102,235

Read SEC document
May 03, 2017 Filed May 4, 2017 19:04 UTC GiftClass A Common Stock 3,170 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009191 · doc4.xml · nonDerivative · entry 2

WIRTA RAYMOND E · CIK 0001128145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230

Read SEC document
May 03, 2017 Filed May 4, 2017 19:04 UTC Exercise / conversionClass A Common Stock 3,170 $15.77 $49,990.90
Disclosure

SEC source: 0001225208-17-009191 · doc4.xml · nonDerivative · entry 1

WIRTA RAYMOND E · CIK 0001128145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2017 Filed May 4, 2017 19:04 UTC GrantClass A Common Stock 27 $35.95 $970.65
Disclosure

SEC source: 0001225208-17-009191 · doc4.xml · nonDerivative · entry 3

WIRTA RAYMOND E · CIK 0001128145 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wirta Family Trust

Disclosed balance after: 1,099,065

F1 · shares: Such shares were issued to the reporting person in lieu of cash payments for director fees.

Read SEC document
May 02, 2017 Filed May 4, 2017 23:04 UTC GrantClass A Common Stock 111 $35.95 $3,990.45
Disclosure

SEC source: 0001225208-17-009192 · doc4.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,199

F1 · shares: Such shares were issued to the reporting person in lieu of cash payments for director fees.

Read SEC document
March 10, 2017 Filed Mar 11, 2017 00:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,360 $0.00 Strike: $14.88 $0.00
Disclosure

SEC source: 0001225208-17-006125 · doc4.xml · derivative · entry 5

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,360 shares

Expires 2017-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested and became exercisable in one twelfth (1/12th) increments per quarter over twelve quarters commencing in June 2010, and became fully vested and exercisable on June 30, 2013.

Read SEC document
March 10, 2017 Filed Mar 11, 2017 00:16 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 606 $0.00 Strike: $16.48 $0.00
Disclosure

SEC source: 0001225208-17-006125 · doc4.xml · derivative · entry 4

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 606 shares

Expires 2017-04-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested and became exercisable in one twelfth (1/12th) increments per quarter over twelve quarters commencing in April 2010, and became fully vested and exercisable on March 31, 2013.

Read SEC document
March 10, 2017 Filed Mar 11, 2017 00:16 UTC SaleClass A Common Stock 3,966 $36.33 $144,084.78
Disclosure

SEC source: 0001225208-17-006125 · doc4.xml · nonDerivative · entry 3

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,918

Read SEC document
March 10, 2017 Filed Mar 11, 2017 00:16 UTC Exercise / conversionClass A Common Stock 606 $16.48 $9,986.88
Disclosure

SEC source: 0001225208-17-006125 · doc4.xml · nonDerivative · entry 2

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2017 Filed Mar 11, 2017 00:16 UTC Exercise / conversionClass A Common Stock 3,360 $14.88 $49,996.80
Disclosure

SEC source: 0001225208-17-006125 · doc4.xml · nonDerivative · entry 1

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 01:21 UTC GiftClass A Common Stock 2,968 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005818 · doc4.xml · nonDerivative · entry 3

LAFITTE MICHAEL J · CIK 0001185422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,774

Read SEC document
March 04, 2017 Filed Mar 8, 2017 01:24 UTC
Borok GilDpty CFO & Chief Acctg Officer
Tax withholdingClass A Common Stock 27,963 $36.43 $1,018,692.09
Disclosure

SEC source: 0001225208-17-005824 · doc4.xml · nonDerivative · entry 3

Borok Gil · CIK 0001299586 · Dpty CFO & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,278

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:23 UTC
FERGUSON T RITSONCEO, CBRE Global Investors
GrantClass A Common Stock 21,959 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005822 · doc4.xml · nonDerivative · entry 1

FERGUSON T RITSON · CIK 0001264220 · CEO, CBRE Global Investors

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,025

F1 · kind: The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:24 UTC
Borok GilDpty CFO & Chief Acctg Officer
GrantClass A Common Stock 6,313 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005824 · doc4.xml · nonDerivative · entry 2

Borok Gil · CIK 0001299586 · Dpty CFO & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,241

F2 · kind: The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:24 UTC
Borok GilDpty CFO & Chief Acctg Officer
GrantClass A Common Stock 9,914 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005824 · doc4.xml · nonDerivative · entry 1

Borok Gil · CIK 0001299586 · Dpty CFO & Chief Acctg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,928

F1 · kind: The Issuer granted these securities to the Reporting Person in August 2014 as part of the Reporting Person's 2014 annual management equity award. On March 3, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on August 14, 2017, subject to forfeiture in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:24 UTC GrantClass A Common Stock 29,783 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005823 · doc4.xml · nonDerivative · entry 2

CONCANNON WILLIAM F · CIK 0001190864 · CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,376

F2 · kind: The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:24 UTC GrantClass A Common Stock 34,486 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005823 · doc4.xml · nonDerivative · entry 1

CONCANNON WILLIAM F · CIK 0001190864 · CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,593

F1 · kind: The Issuer granted these securities to the Reporting Person in August 2014 as part of the Reporting Person's 2014 annual management equity award. On March 3, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on August 14, 2017, subject to forfeiture in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:23 UTC GrantClass A Common Stock 31,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005821 · doc4.xml · nonDerivative · entry 2

Frese Calvin W Jr · CIK 0001313872 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,399

F2 · kind: The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:23 UTC GrantClass A Common Stock 46,556 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005821 · doc4.xml · nonDerivative · entry 1

Frese Calvin W Jr · CIK 0001313872 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,558

F1 · kind: The Issuer granted these securities to the Reporting Person in August 2014 as part of the Reporting Person's 2014 annual management equity award. On March 3, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on August 14, 2017, subject to forfeiture in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:23 UTC
GROCH JAMES RChief Financial Officer
GrantClass A Common Stock 41,174 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005820 · doc4.xml · nonDerivative · entry 2

GROCH JAMES R · CIK 0001185424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,851

F2 · kind: The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:23 UTC
GROCH JAMES RChief Financial Officer
GrantClass A Common Stock 58,194 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005820 · doc4.xml · nonDerivative · entry 1

GROCH JAMES R · CIK 0001185424 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,677

F1 · kind: The Issuer granted these securities to the Reporting Person in August 2014 as part of the Reporting Person's 2014 annual management equity award. On March 3, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on August 14, 2017, subject to forfeiture in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:22 UTC
KIRK J. CHRISTOPHEREVP, Chief Admin. Officer
SaleClass A Common Stock 20,000 $36.40 $728,000.00
Disclosure

SEC source: 0001225208-17-005819 · doc4.xml · nonDerivative · entry 3

KIRK J. CHRISTOPHER · CIK 0001557319 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,176

F3 · price: This transaction was executed in multiple trades at prices ranging from $36.39 to $36.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:22 UTC
KIRK J. CHRISTOPHEREVP, Chief Admin. Officer
GrantClass A Common Stock 13,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005819 · doc4.xml · nonDerivative · entry 2

KIRK J. CHRISTOPHER · CIK 0001557319 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,176

F2 · kind: The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:22 UTC
KIRK J. CHRISTOPHEREVP, Chief Admin. Officer
GrantClass A Common Stock 19,398 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005819 · doc4.xml · nonDerivative · entry 1

KIRK J. CHRISTOPHER · CIK 0001557319 · EVP, Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,138

F1 · kind: The Issuer granted these securities to the Reporting Person in August 2014 as part of the Reporting Person's 2014 annual management equity award. On March 3, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on August 14, 2017, subject to forfeiture in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:21 UTC GrantClass A Common Stock 31,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005818 · doc4.xml · nonDerivative · entry 2

LAFITTE MICHAEL J · CIK 0001185422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,742

F2 · kind: The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:21 UTC GrantClass A Common Stock 47,848 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005818 · doc4.xml · nonDerivative · entry 1

LAFITTE MICHAEL J · CIK 0001185422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,901

F1 · kind: The Issuer granted these securities to the Reporting Person in August 2014 as part of the Reporting Person's 2014 annual management equity award. On March 3, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on August 14, 2017, subject to forfeiture in certain circumstances as set forth in the award agreement.

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March 03, 2017 Filed Mar 8, 2017 01:21 UTC
Midler Laurence HEVP, General Counsel
GrantClass A Common Stock 13,038 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005817 · doc4.xml · nonDerivative · entry 2

Midler Laurence H · CIK 0001319270 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,495

F2 · kind: The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.

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March 03, 2017 Filed Mar 8, 2017 01:21 UTC
Midler Laurence HEVP, General Counsel
GrantClass A Common Stock 19,398 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005817 · doc4.xml · nonDerivative · entry 1

Midler Laurence H · CIK 0001319270 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,457

F1 · kind: The Issuer granted these securities to the Reporting Person in August 2014 as part of the Reporting Person's 2014 annual management equity award. On March 3, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on August 14, 2017, subject to forfeiture in certain circumstances as set forth in the award agreement.

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March 03, 2017 Filed Mar 8, 2017 01:20 UTC
SULENTIC ROBERT EDirector · President and CEO
GrantClass A Common Stock 65,811 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005816 · doc4.xml · nonDerivative · entry 2

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,832

F2 · kind: The Issuer granted these restricted stock units to the Reporting Person on March 3, 2017 as part of the Reporting Person's 2017 annual management equity award. These restricted stock units will vest at a rate of 25% per year on each of March 3, 2018, 2019, 2020 and 2021, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement.

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March 03, 2017 Filed Mar 8, 2017 01:20 UTC
SULENTIC ROBERT EDirector · President and CEO
GrantClass A Common Stock 80,826 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005816 · doc4.xml · nonDerivative · entry 1

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,021

F1 · kind: The Issuer granted these securities to the Reporting Person in August 2014 as part of the Reporting Person's 2014 annual management equity award. On March 3, 2017, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on August 14, 2017, subject to forfeiture in certain circumstances as set forth in the award agreement.

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February 27, 2017 Filed Mar 1, 2017 17:28 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,170 $0.00 Strike: $15.77 $0.00
Disclosure

SEC source: 0001225208-17-005114 · doc4.xml · derivative · entry 7

MALEK FREDERIC V · CIK 0000938919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,170 shares

Expires 2017-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over twelve quarters commencing in June 2010, and became fully vested and exercisable on June 30, 2013.

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February 27, 2017 Filed Mar 1, 2017 17:28 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,886 $0.00 Strike: $26.50 $0.00
Disclosure

SEC source: 0001225208-17-005114 · doc4.xml · derivative · entry 6

MALEK FREDERIC V · CIK 0000938919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,886 shares

Expires 2018-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over twelve quarters commencing in May 2011, and became fully vested and exercisable on May 31, 2014.

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February 27, 2017 Filed Mar 1, 2017 17:28 UTC SaleClass A Common Stock 5,056 $35.60 $180,000.68
Disclosure

SEC source: 0001225208-17-005114 · doc4.xml · nonDerivative · entry 3

MALEK FREDERIC V · CIK 0000938919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,993

F1 · price: This transaction was executed in multiple trades at prices ranging from $35.57 to $35.64. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.

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February 27, 2017 Filed Mar 1, 2017 17:28 UTC Exercise / conversionClass A Common Stock 1,886 $26.50 $49,979.00
Disclosure

SEC source: 0001225208-17-005114 · doc4.xml · nonDerivative · entry 2

MALEK FREDERIC V · CIK 0000938919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 17:28 UTC Exercise / conversionClass A Common Stock 3,170 $15.77 $49,990.90
Disclosure

SEC source: 0001225208-17-005114 · doc4.xml · nonDerivative · entry 1

MALEK FREDERIC V · CIK 0000938919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 18:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 3,170 $0.00 Strike: $15.77 $0.00
Disclosure

SEC source: 0001225208-17-004617 · doc4.xml · derivative · entry 4

FREEMAN BRADFORD M · CIK 0000916870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,170 shares

Expires 2017-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested and became exercisable in one-twelfth (1/12th) increments per quarter over twelve quarters commencing in June 2010, and became fully vested and exercisable on June 30, 2013.

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February 23, 2017 Filed Feb 24, 2017 18:31 UTC GiftClass A Common Stock 3,170 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004617 · doc4.xml · nonDerivative · entry 3

FREEMAN BRADFORD M · CIK 0000916870 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Bradford M. Freeman Trust DTD 10/21/1996, as amended

Disclosed balance after: 109,342

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February 23, 2017 Filed Feb 24, 2017 18:31 UTC GiftClass A Common Stock 3,170 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-004617 · doc4.xml · nonDerivative · entry 2

FREEMAN BRADFORD M · CIK 0000916870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,230

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.