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CBRE

CBRE GROUP, INC.

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3066
SEC CIK
0001138118
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696

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202601
Mar 202602
Apr 202600
May 202602
Jun 202600
Jul 202601
Aug 202602
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2021 Filed May 21, 2021 23:48 UTC
Boze Brandon BDirector · See Remarks
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Capital Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
GrantClass A Common Stock 2,355 $0.00 $0.00
Disclosure

SEC source: 0001418812-21-000035 · primary_doc.xml · nonDerivative · entry 1

Boze Brandon B · CIK 0001478288 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,355

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 19, 2022 or the Issuer's next annual meeting of stockholders.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Brandon B. Boze is deemed to hold the shares for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 19, 2021 Filed May 22, 2021 00:06 UTC GrantClass A Common Stock 2,355 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008446 · doc4.xml · nonDerivative · entry 1

Jenny Christopher T · CIK 0001335450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,933

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 19, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:27 UTC
MUNOZ OSCARDirector
GrantClass A Common Stock 2,355 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008433 · doc4.xml · nonDerivative · entry 1

MUNOZ OSCAR · CIK 0001237371 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,212

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 19, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:27 UTC GrantClass A Common Stock 2,355 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008432 · doc4.xml · nonDerivative · entry 1

LOPEZ GERARDO I · CIK 0001248032 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,404

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 19, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:27 UTC GrantClass A Common Stock 1,177 $84.89 $99,915.53
Disclosure

SEC source: 0001225208-21-008431 · doc4.xml · nonDerivative · entry 2

Sanjiv Yajnik · CIK 0001466919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,361

F2 · kind: Such shares were issued to the reporting person in lieu of cash payment for director fees.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:27 UTC GrantClass A Common Stock 2,355 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008431 · doc4.xml · nonDerivative · entry 1

Sanjiv Yajnik · CIK 0001466919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,184

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 19, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:27 UTC GrantClass A Common Stock 2,355 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008430 · doc4.xml · nonDerivative · entry 2

Goodman Shira · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,355

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 19, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:26 UTC GrantClass A Common Stock 2,355 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008429 · doc4.xml · nonDerivative · entry 2

GILYARD REGINALD HAROLD · CIK 0001706594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,355

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 19, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 19, 2021 Filed May 21, 2021 23:25 UTC GrantClass A Common Stock 2,355 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008428 · doc4.xml · nonDerivative · entry 2

Cobert Beth F. · CIK 0001707060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,355

F1 · kind: The restricted stock unit award reported hereunder was made pursuant to the Issuer's Outside Director Compensation Policy. This award vests in full on the earlier of May 19, 2022 or the Issuer's next annual meeting of stockholders.

Read SEC document
May 15, 2021 Filed May 18, 2021 23:34 UTC
STEARNS LEAH CChief Financial Officer
Tax withholdingClass A Common Stock 5,890 $86.32 $508,424.80
Disclosure

SEC source: 0001225208-21-008273 · doc4.xml · nonDerivative · entry 1

STEARNS LEAH C · CIK 0001776291 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,244

Read SEC document
May 14, 2021 Filed May 18, 2021 22:41 UTC
Boze Brandon BDirector · See Remarks
ValueAct Holdings, L.P.Director · See Remarks
ValueAct Holdings II, L.P.Director · See Remarks
ValueAct Capital Master Fund, L.P.Director · See Remarks
VA Partners I, LLCDirector · See Remarks
ValueAct Capital Management, L.P.Director · See Remarks
ValueAct Capital Management, LLCDirector · See Remarks
ValueAct Holdings GP, LLCDirector · See Remarks
OtherClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001418812-21-000034 · primary_doc.xml · nonDerivative · entry 1

Boze Brandon B · CIK 0001478288 · Director · See Remarks

ValueAct Holdings, L.P. · CIK 0001418814 · Director · See Remarks

ValueAct Holdings II, L.P. · CIK 0001763309 · Director · See Remarks

ValueAct Capital Master Fund, L.P. · CIK 0001464912 · Director · See Remarks

VA Partners I, LLC · CIK 0001418812 · Director · See Remarks

ValueAct Capital Management, L.P. · CIK 0001351069 · Director · See Remarks

ValueAct Capital Management, LLC · CIK 0001351073 · Director · See Remarks

ValueAct Holdings GP, LLC · CIK 0001418813 · Director · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Mr. Boze is transferring to the name of ValueAct Capital Master Fund, L.P. the vested stock previously awarded to Mr. Boze on May 14, 2020.

F2 · ownership.direct: The ValueAct entities referred to in this footnote 2 are collectively referred to herein as "ValueAct Capital." Under an agreement with ValueAct Capital, Brandon B. Boze is deemed to hold the shares for the benefit of the limited partners of ValueAct Capital Master Fund, L.P. and indirectly for (i) VA Partners I, LLC as General Partner of ValueAct Capital Master Fund, L.P., (ii) ValueAct Capital Management, L.P. as the manager of ValueAct Capital Master Fund, L.P., (iii) ValueAct Capital Management, LLC as General Partner of ValueAct Capital Management, L.P., (iv) ValueAct Holdings, L.P. as the majority owner of the membership interests of VA Partners I, LLC, (v) ValueAct Holdings II, L.P. as the sole owner of the membership interests of ValueAct Capital Management, LLC and as the majority owner of the limited partnership interests of ValueAct Capital Management, L.P., and (vi) ValueAct Holdings GP, LLC as General Partner of ValueAct Holdings, L.P. and ValueAct Holdings II, L.P.

F3 · ownership.direct: Each reporting person listed herein disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 14, 2021 Filed May 21, 2021 19:25 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008426 · doc4.xml · nonDerivative · entry 2

WIRTA RAYMOND E · CIK 0001128145 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wirta Family Trust

Disclosed balance after: 1,046,272

Read SEC document
May 14, 2021 Filed May 21, 2021 19:25 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008426 · doc4.xml · nonDerivative · entry 1

WIRTA RAYMOND E · CIK 0001128145 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 14, 2021 Filed May 21, 2021 23:27 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008430 · doc4.xml · nonDerivative · entry 3

Goodman Shira · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shira D. Goodman 2014 Family Trust DTD 3/5/2014

Disclosed balance after: 9,617

Read SEC document
May 14, 2021 Filed May 21, 2021 23:27 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008430 · doc4.xml · nonDerivative · entry 1

Goodman Shira · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 14, 2021 Filed May 21, 2021 23:26 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008429 · doc4.xml · nonDerivative · entry 3

GILYARD REGINALD HAROLD · CIK 0001706594 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gilyard Family Trust UDT 3/27/15

Disclosed balance after: 9,310

Read SEC document
May 14, 2021 Filed May 21, 2021 23:26 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008429 · doc4.xml · nonDerivative · entry 1

GILYARD REGINALD HAROLD · CIK 0001706594 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 14, 2021 Filed May 21, 2021 23:25 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008427 · doc4.xml · nonDerivative · entry 2

FEENY CURTIS F · CIK 0001185425 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By 1990 Feeny Family Trust A

Disclosed balance after: 44,922

Read SEC document
May 14, 2021 Filed May 21, 2021 23:25 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008427 · doc4.xml · nonDerivative · entry 1

FEENY CURTIS F · CIK 0001185425 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 14, 2021 Filed May 21, 2021 23:25 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008428 · doc4.xml · nonDerivative · entry 3

Cobert Beth F. · CIK 0001707060 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Cioth/Cobert Family Trust U/D/T dated June 5, 1996

Disclosed balance after: 15,686

Read SEC document
May 14, 2021 Filed May 21, 2021 23:25 UTC GiftClass A Common Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-008428 · doc4.xml · nonDerivative · entry 1

Cobert Beth F. · CIK 0001707060 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 05, 2021 Filed May 7, 2021 20:19 UTC
Dhandapani ChandraChief Administrative Officer
SaleClass A Common Stock 11,000 $84.93 $934,227.80
Disclosure

SEC source: 0001225208-21-007740 · doc4.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,636

F1 · price: This transaction was executed in multiple trades at prices ranging from $84.74 to $85.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 20:11 UTC
SULENTIC ROBERT EDirector · President and CEO
SaleClass A Common Stock 30,000 $79.33 $2,379,843.00
Disclosure

SEC source: 0001225208-21-005428 · doc4.xml · nonDerivative · entry 1

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,947

F1 · kind: The reporting person previously adopted a 10b5-1 trading plan, and this transaction was automatically effected pursuant to that plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $77.61 to $80.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:43 UTC
Durburg John EGlobal CEO, GWS
SaleClass A Common Stock 2,000 $78.53 $157,050.00
Disclosure

SEC source: 0001225208-21-005390 · doc4.xml · nonDerivative · entry 1

Durburg John E · CIK 0001750269 · Global CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,401

F1 · price: This transaction was executed in multiple trades at prices ranging from $78.51 to $78.535. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:36 UTC Tax withholdingClass A Common Stock 5,400 $77.91 $420,714.00
Disclosure

SEC source: 0001225208-21-004822 · doc4.xml · nonDerivative · entry 2

LAFITTE MICHAEL J · CIK 0001185422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,557

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:36 UTC GrantClass A Common Stock 18,290 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004822 · doc4.xml · nonDerivative · entry 1

LAFITTE MICHAEL J · CIK 0001185422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,957

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. These securities will vest at a rate of 25% per year on each of March 3, 2022, 2023, 2024 and 2025, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement for these securities.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
Dhandapani ChandraChief Administrative Officer
Tax withholdingClass A Common Stock 1,784 $77.91 $138,991.44
Disclosure

SEC source: 0001225208-21-004821 · doc4.xml · nonDerivative · entry 2

Dhandapani Chandra · CIK 0001750288 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,636

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
Dhandapani ChandraChief Administrative Officer
GrantClass A Common Stock 8,984 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004821 · doc4.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,420

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. These securities will vest at a rate of 25% per year on each of March 3, 2022, 2023, 2024 and 2025, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement for these securities.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
Durburg John EGlobal CEO, GWS
Tax withholdingClass A Common Stock 4,184 $77.91 $325,975.44
Disclosure

SEC source: 0001225208-21-004820 · doc4.xml · nonDerivative · entry 2

Durburg John E · CIK 0001750269 · Global CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,401

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
Durburg John EGlobal CEO, GWS
GrantClass A Common Stock 17,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004820 · doc4.xml · nonDerivative · entry 1

Durburg John E · CIK 0001750269 · Global CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,585

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. These securities will vest at a rate of 25% per year on each of March 3, 2022, 2023, 2024 and 2025, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement for these securities.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
KIRK J. CHRISTOPHERGlobal Chief Operating Officer
Tax withholdingClass A Common Stock 2,587 $77.91 $201,553.17
Disclosure

SEC source: 0001225208-21-004819 · doc4.xml · nonDerivative · entry 2

KIRK J. CHRISTOPHER · CIK 0001557319 · Global Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,498

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
KIRK J. CHRISTOPHERGlobal Chief Operating Officer
GrantClass A Common Stock 11,551 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004819 · doc4.xml · nonDerivative · entry 1

KIRK J. CHRISTOPHER · CIK 0001557319 · Global Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,085

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. These securities will vest at a rate of 25% per year on each of March 3, 2022, 2023, 2024 and 2025, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement for these securities.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
Midler Laurence HEVP, GC & Chief Risk Officer
Tax withholdingClass A Common Stock 2,906 $77.91 $226,406.46
Disclosure

SEC source: 0001225208-21-004818 · doc4.xml · nonDerivative · entry 2

Midler Laurence H · CIK 0001319270 · EVP, GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,545

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
Midler Laurence HEVP, GC & Chief Risk Officer
GrantClass A Common Stock 8,663 $0.01 $86.63
Disclosure

SEC source: 0001225208-21-004818 · doc4.xml · nonDerivative · entry 1

Midler Laurence H · CIK 0001319270 · EVP, GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,451

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. These securities will vest at a rate of 25% per year on each of March 3, 2022, 2023, 2024 and 2025, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement for these securities.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
Queenan Daniel GGlobal CEO, Advisory Services
Tax withholdingClass A Common Stock 3,852 $77.91 $300,109.32
Disclosure

SEC source: 0001225208-21-004817 · doc4.xml · nonDerivative · entry 2

Queenan Daniel G · CIK 0001750270 · Global CEO, Advisory Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,110

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:19 UTC
Queenan Daniel GGlobal CEO, Advisory Services
GrantClass A Common Stock 17,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004817 · doc4.xml · nonDerivative · entry 1

Queenan Daniel G · CIK 0001750270 · Global CEO, Advisory Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,962

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. These securities will vest at a rate of 25% per year on each of March 3, 2022, 2023, 2024 and 2025, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement for these securities.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:18 UTC
STEARNS LEAH CChief Financial Officer
Tax withholdingClass A Common Stock 1,215 $77.91 $94,660.65
Disclosure

SEC source: 0001225208-21-004816 · doc4.xml · nonDerivative · entry 2

STEARNS LEAH C · CIK 0001776291 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,134

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:18 UTC
STEARNS LEAH CChief Financial Officer
GrantClass A Common Stock 16,525 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004816 · doc4.xml · nonDerivative · entry 1

STEARNS LEAH C · CIK 0001776291 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,349

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. These securities will vest at a rate of 25% per year on each of March 3, 2022, 2023, 2024 and 2025, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement for these securities.

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:18 UTC
SULENTIC ROBERT EDirector · President and CEO
Tax withholdingClass A Common Stock 11,337 $77.91 $883,265.67
Disclosure

SEC source: 0001225208-21-004815 · doc4.xml · nonDerivative · entry 2

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,947

Read SEC document
March 03, 2021 Filed Mar 6, 2021 00:18 UTC
SULENTIC ROBERT EDirector · President and CEO
GrantClass A Common Stock 41,885 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004815 · doc4.xml · nonDerivative · entry 1

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906,284

F1 · kind: The Issuer granted these securities to the Reporting Person on March 3, 2021 as part of the Reporting Person's 2021 annual equity award. These securities will vest at a rate of 25% per year on each of March 3, 2022, 2023, 2024 and 2025, subject to forfeiture or acceleration in certain circumstances as set forth in the award agreement for these securities.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 01:12 UTC
Dhandapani ChandraChief Administrative Officer
SaleClass A Common Stock 7,773 $77.59 $603,085.31
Disclosure

SEC source: 0001225208-21-004342 · doc4.xml · nonDerivative · entry 2

Dhandapani Chandra · CIK 0001750288 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,811

F1 · price: This transaction was executed in multiple trades at prices ranging from $77.55 to $77.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.

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March 02, 2021 Filed Mar 3, 2021 01:11 UTC SaleClass A Common Stock 7,402 $77.39 $572,855.58
Disclosure

SEC source: 0001225208-21-004339 · doc4.xml · nonDerivative · entry 3

LAFITTE MICHAEL J · CIK 0001185422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,313

F1 · price: This transaction was executed in multiple trades at prices ranging from $77.00 to $77.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price within the range.

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March 02, 2021 Filed Mar 5, 2021 01:34 UTC
Dhandapani ChandraChief Administrative Officer
GrantClass A Common Stock 4,625 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004772 · doc4.xml · nonDerivative · entry 1

Dhandapani Chandra · CIK 0001750288 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,209

F1 · kind: The Issuer granted these securities to the Reporting Person on February 28, 2019 (3,516 performance restricted stock units) and May 17, 2019 (1,109 performance restricted stock units) as part of the Reporting Person's 2019 annual equity award. On March 2, 2021, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on February 28, 2022, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

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March 02, 2021 Filed Mar 5, 2021 01:34 UTC
Durburg John EGlobal CEO, GWS
GrantClass A Common Stock 7,736 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004771 · doc4.xml · nonDerivative · entry 1

Durburg John E · CIK 0001750269 · Global CEO, GWS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,258

F1 · kind: The Issuer granted these securities to the Reporting Person on February 28, 2019 as part of the Reporting Person's 2019 annual equity award. On March 2, 2021, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on February 28, 2022, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

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March 02, 2021 Filed Mar 5, 2021 01:34 UTC
KIRK J. CHRISTOPHERGlobal Chief Operating Officer
GrantClass A Common Stock 3,762 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004770 · doc4.xml · nonDerivative · entry 1

KIRK J. CHRISTOPHER · CIK 0001557319 · Global Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,534

F1 · kind: The Issuer granted these securities to the Reporting Person on February 28, 2019 as part of the Reporting Person's 2019 annual equity award. On March 2, 2021, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on February 28, 2022, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

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March 02, 2021 Filed Mar 5, 2021 01:34 UTC GrantClass A Common Stock 9,354 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004769 · doc4.xml · nonDerivative · entry 1

LAFITTE MICHAEL J · CIK 0001185422 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,069

F1 · kind: The Issuer granted these securities to the Reporting Person on February 28, 2019 as part of the Reporting Person's 2019 annual equity award. On March 2, 2021, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on February 28, 2022, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

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March 02, 2021 Filed Mar 5, 2021 01:34 UTC
Midler Laurence HEVP, GC & Chief Risk Officer
GrantClass A Common Stock 3,762 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004768 · doc4.xml · nonDerivative · entry 1

Midler Laurence H · CIK 0001319270 · EVP, GC & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,788

F1 · kind: The Issuer granted these securities to the Reporting Person on February 28, 2019 as part of the Reporting Person's 2019 annual equity award. On March 2, 2021, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on February 28, 2022, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

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March 02, 2021 Filed Mar 5, 2021 01:34 UTC
Queenan Daniel GGlobal CEO, Advisory Services
GrantClass A Common Stock 7,736 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004767 · doc4.xml · nonDerivative · entry 1

Queenan Daniel G · CIK 0001750270 · Global CEO, Advisory Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,635

F1 · kind: The Issuer granted these securities to the Reporting Person on February 28, 2019 as part of the Reporting Person's 2019 annual equity award. On March 2, 2021, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on February 28, 2022, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

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March 02, 2021 Filed Mar 5, 2021 01:34 UTC
STEARNS LEAH CChief Financial Officer
GrantClass A Common Stock 5,102 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004766 · doc4.xml · nonDerivative · entry 1

STEARNS LEAH C · CIK 0001776291 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,824

F1 · kind: The Issuer granted these securities to the Reporting Person on May 15, 2019 as part of the Reporting Person's 2019 annual equity award. On March 2, 2021, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on May 15, 2022, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

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March 02, 2021 Filed Mar 5, 2021 01:34 UTC
SULENTIC ROBERT EDirector · President and CEO
GrantClass A Common Stock 69,633 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-004765 · doc4.xml · nonDerivative · entry 1

SULENTIC ROBERT E · CIK 0001190868 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 864,399

F1 · kind: The Issuer granted these securities to the Reporting Person on February 28, 2019 as part of the Reporting Person's 2019 annual equity award. On March 2, 2021, the Compensation Committee of the Board of Directors of the Issuer certified the Issuer's Adjusted EPS performance necessary for this award to vest. As such, these securities will vest in full on February 28, 2022, subject to forfeiture in certain circumstances as set forth in the award agreement for these securities.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.