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Chubb Ltd

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SEC CIK
0000896159
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762

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0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202606
Mar 202604
Apr 202600
May 202603
Jun 202601
Jul 202601
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2017 Filed Feb 27, 2017 21:54 UTC
MEDINI PAUL BENNETTChief Accounting Officer
GrantOptions to Acquire Common Shares · Derivative 5,036 $0.00 Strike: $139.01 $0.00
Disclosure

SEC source: 0001209191-17-014828 · doc4.xml · derivative · entry 2

MEDINI PAUL BENNETT · CIK 0001267926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,236

Underlying: Common Shares · 5,036 shares

Expires 2027-02-23

F3 · kind: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F3 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F3 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F4 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:54 UTC
MEDINI PAUL BENNETTChief Accounting Officer
GrantCommon Shares 3,777 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014828 · doc4.xml · nonDerivative · entry 1

MEDINI PAUL BENNETT · CIK 0001267926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,802.035

F1 · price: Restricted stock award pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award.

F2 · balance_after: Total includes 218 shares purchased on 6/30/2015 and 191 shares purchased on 6/30/2016 pursuant to the Chubb Limited Employee Stock Purchase Plan, which meets the requirements of Rule 16b-3.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:52 UTC
Lupica John JVice Chrm, Chubb Limited*
GrantOptions to Acquire Common Shares · Derivative 23,957 $0.00 Strike: $139.01 $0.00
Disclosure

SEC source: 0001209191-17-014816 · doc4.xml · derivative · entry 5

Lupica John J · CIK 0001527836 · Vice Chrm, Chubb Limited*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,105

Underlying: Common Shares · 23,957 shares

Expires 2027-02-23

F5 · kind: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F5 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F5 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F6 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:52 UTC
Lupica John JVice Chrm, Chubb Limited*
GrantCommon Shares 7,007 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014816 · doc4.xml · nonDerivative · entry 3

Lupica John J · CIK 0001527836 · Vice Chrm, Chubb Limited*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,743.2

F4 · price: Restricted stock award pursuant to the Plan, representing a premium performance award with respect to the performance restricted stock awards described above. Stock vests on the third anniversary of the date of the award, subject to the satisfaction of certain service and performance based criteria. Shares will not be entitled to vote until vested. Dividends shall be accumulated and distributed only when, and to the extent, that the shares have vested.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:52 UTC
Lupica John JVice Chrm, Chubb Limited*
GrantCommon Shares 10,780 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014816 · doc4.xml · nonDerivative · entry 2

Lupica John J · CIK 0001527836 · Vice Chrm, Chubb Limited*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,736.2

F3 · price: Restricted stock award pursuant to the Plan. Stock vests on the third anniversary of the date of the award subject to the satisfaction of certain service and performance based criteria.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:52 UTC
Lupica John JVice Chrm, Chubb Limited*
GrantCommon Shares 7,187 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014816 · doc4.xml · nonDerivative · entry 1

Lupica John J · CIK 0001527836 · Vice Chrm, Chubb Limited*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,956.2

F1 · price: Restricted stock award pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award.

F2 · balance_after: Total includes 191 shares purchased on 6/30/2016 pursuant to the Chubb Ltd. Employee Stock Purchase Plan which meets the requirements of rule 16b-3.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:49 UTC
KRUMP PAUL JExecutive Vice President*
GrantOptions to Acquire Common Shares · Derivative 17,626 $0.00 Strike: $139.01 $0.00
Disclosure

SEC source: 0001209191-17-014809 · doc4.xml · derivative · entry 5

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,626

Underlying: Common Shares · 17,626 shares

Expires 2027-02-23

F4 · kind: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F4 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F4 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F5 · balance_after: Total excludes derivative securities of other types and other tranches, different vesting terms, performance periods and conditions, exercise terms and conditions, and expiration dates, as applicable.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:49 UTC
KRUMP PAUL JExecutive Vice President*
GrantCommon Shares 5,155 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014809 · doc4.xml · nonDerivative · entry 3

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,776

F3 · price: Restricted stock award pursuant to the Plan, representing a premium performance award with respect to the performance restricted stock awards described above. Stock vests on the third anniversary of the date of the award, subject to the satisfaction of certain service and performance based criteria. Shares will not be entitled to vote until vested. Dividends shall be accumulated and distributed only when, and to the extent, that the shares have vested.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:49 UTC
KRUMP PAUL JExecutive Vice President*
GrantCommon Shares 7,931 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014809 · doc4.xml · nonDerivative · entry 2

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,621

F2 · price: Restricted stock award pursuant to the Plan. Stock vests on the third anniversary of the date of the award subject to the satisfaction of certain service and performance based criteria.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:49 UTC
KRUMP PAUL JExecutive Vice President*
GrantCommon Shares 5,287 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014809 · doc4.xml · nonDerivative · entry 1

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,690

F1 · price: Restricted stock award pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:48 UTC
Keogh John WExecutive Vice Chairman*
GrantOptions to Acquire Common Shares · Derivative 31,295 $0.00 Strike: $139.01 $0.00
Disclosure

SEC source: 0001209191-17-014806 · doc4.xml · derivative · entry 5

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,674

Underlying: Common Shares · 31,295 shares

Expires 2027-02-23

F5 · kind: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary date on the award, 1/3 on the second anniversary date of the award and 1/3 on the third anniversary date of the award.

F5 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary date on the award, 1/3 on the second anniversary date of the award and 1/3 on the third anniversary date of the award.

F5 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary date on the award, 1/3 on the second anniversary date of the award and 1/3 on the third anniversary date of the award.

F6 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:48 UTC
Keogh John WExecutive Vice Chairman*
GrantCommon Shares 10,069 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014806 · doc4.xml · nonDerivative · entry 3

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,753

F4 · price: Restricted stock award pursuant to the Plan, representing a premium performance award with respect to the performance restricted stock awards described above. Stock vests on the third anniversary of the date of the award, subject to the satisfaction of certain service and performance based criteria. Shares will not be entitled to vote until vested. Dividends shall be accumulated and distributed only when, and to the extent, that the shares have vested.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:48 UTC
Keogh John WExecutive Vice Chairman*
GrantCommon Shares 15,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014806 · doc4.xml · nonDerivative · entry 2

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,684

F3 · price: Restricted stock award pursuant to the Plan. Stock vests on the third anniversary of the date of the award subject to the satisfaction of certain service and performance based criteria.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:48 UTC
Keogh John WExecutive Vice Chairman*
GrantCommon Shares 7,980 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014806 · doc4.xml · nonDerivative · entry 1

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,194

F1 · price: Restricted stock award pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award.

F2 · balance_after: Includes 5,650 shares previously held indirectly which were transferred to the reporting person in satisfaction of an annuity obligation.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:36 UTC
BANCROFT PHILIP VExecutive Vice President*
GrantOptions to Acquire Common Shares · Derivative 17,986 $0.00 Strike: $139.01 $0.00
Disclosure

SEC source: 0001209191-17-014787 · doc4.xml · derivative · entry 4

BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,180

Underlying: Common Shares · 17,986 shares

Expires 2027-02-23

F4 · kind: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F4 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F4 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F5 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:36 UTC
BANCROFT PHILIP VExecutive Vice President*
GrantCommon Shares 5,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014787 · doc4.xml · nonDerivative · entry 3

BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,765

F3 · price: Restricted stock award pursuant to the Plan, representing a premium performance award with respect to the performance restricted stock awards described above. Stock vests on the third anniversary of the date of the award, subject to the satisfaction of certain service and performance based criteria. Shares will not be entitled to vote until vested. Dividends shall be accumulated and distributed only when, and to the extent, that the shares have vested.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:36 UTC
BANCROFT PHILIP VExecutive Vice President*
GrantCommon Shares 8,093 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014787 · doc4.xml · nonDerivative · entry 2

BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,505

F2 · price: Restricted stock award pursuant to the Plan. Stock vests on the third anniversary of the date of the award subject to the satisfaction of certain service and performance based criteria.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:36 UTC
BANCROFT PHILIP VExecutive Vice President*
GrantCommon Shares 5,395 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014787 · doc4.xml · nonDerivative · entry 1

BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,412

F1 · price: Restricted stock award pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
BOROUGHS TIMOTHY ALANExecutive Vice President*
GrantOptions to Acquire Common Shares · Derivative 14,748 $0.00 Strike: $139.01 $0.00
Disclosure

SEC source: 0001209191-17-014795 · doc4.xml · derivative · entry 5

BOROUGHS TIMOTHY ALAN · CIK 0001577594 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,829

Underlying: Common Shares · 14,748 shares

Expires 2027-02-23

F4 · kind: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F4 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F4 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F5 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
BOROUGHS TIMOTHY ALANExecutive Vice President*
GrantCommon Shares 4,313 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014795 · doc4.xml · nonDerivative · entry 3

BOROUGHS TIMOTHY ALAN · CIK 0001577594 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,123

F3 · price: Restricted stock award pursuant to the Plan, representing a premium performance award with respect to the performance restricted stock awards described above. Stock vests on the third anniversary of the date of the award, subject to the satisfaction of certain service and performance based criteria. Shares will not be entitled to vote until vested. Dividends shall be accumulated and distributed only when, and to the extent, that the shares have vested.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
BOROUGHS TIMOTHY ALANExecutive Vice President*
GrantCommon Shares 6,636 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014795 · doc4.xml · nonDerivative · entry 2

BOROUGHS TIMOTHY ALAN · CIK 0001577594 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,810

F2 · price: Restricted stock award pursuant to the Plan. Stock vests on the third anniversary of the date of the award subject to the satisfaction of certain service and performance based criteria.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
BOROUGHS TIMOTHY ALANExecutive Vice President*
GrantCommon Shares 4,424 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014795 · doc4.xml · nonDerivative · entry 1

BOROUGHS TIMOTHY ALAN · CIK 0001577594 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,174

F1 · price: Restricted Stock Units ("RSU") awarded pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award. Upon vesting, one Common share will be delivered for each vested RSU.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:34 UTC
Andrade Juan CExecutive Vice President*
GrantOptions to Acquire Common Shares · Derivative 16,007 $0.00 Strike: $139.01 $0.00
Disclosure

SEC source: 0001209191-17-014780 · doc4.xml · derivative · entry 4

Andrade Juan C · CIK 0001457231 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,230

Underlying: Common Shares · 16,007 shares

Expires 2027-02-23

F4 · kind: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F4 · price: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F4 · derivative.exercise_date: Option award pursuant to the Plan. Options vest as follows: 1/3 on the first anniversary of date of the award, 1/3 on the second anniversary of the date of the award and 1/3 on the third anniversary of the date of the award.

F5 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:34 UTC
Andrade Juan CExecutive Vice President*
GrantCommon Shares 4,682 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014780 · doc4.xml · nonDerivative · entry 3

Andrade Juan C · CIK 0001457231 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,980

F3 · price: Restricted stock award pursuant to the Plan, representing a premium performance award with respect to the performance restricted stock awards described above. Stock vests on the third anniversary of the date of the award, subject to the satisfaction of certain service and performance based criteria. Shares will not be entitled to vote until vested. Dividends shall be accumulated and distributed only when, and to the extent, that the shares have vested.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:34 UTC
Andrade Juan CExecutive Vice President*
GrantCommon Shares 7,203 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014780 · doc4.xml · nonDerivative · entry 2

Andrade Juan C · CIK 0001457231 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,298

F2 · price: Restricted stock award pursuant to the Plan. Stock vests on the third anniversary of the date of the award subject to the satisfaction of certain service and performance based criteria.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:34 UTC
Andrade Juan CExecutive Vice President*
GrantCommon Shares 4,802 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014780 · doc4.xml · nonDerivative · entry 1

Andrade Juan C · CIK 0001457231 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,095

F1 · price: Restricted stock award pursuant to Chubb Limited 2016 Long-Term Incentive Plan (the "Plan"). Stock vests as follows: 1/4 on the first anniversary of the date of the award, 1/4 on the second anniversary of the date of the award, 1/4 on the third anniversary of the date of the award and 1/4 on the fourth anniversary of the date of the award.

Read SEC document
December 21, 2016 Filed Dec 28, 2018 14:47 UTC
GREENBERG EVAN GDirector · Chairman & CEO
GiftCommon Shares 240 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-064244 · doc4.xml · nonDerivative · entry 1

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,372,862

Read SEC document
December 14, 2016 Filed Dec 16, 2016 13:34 UTC
GREENBERG EVAN GDirector · Chairman & CEO
Exercise / conversionOptions to Acquire Common Shares · Derivative 134,000 $0.00 Strike: $56.14 $0.00
Disclosure

SEC source: 0001209191-16-155535 · doc4.xml · derivative · entry 6

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,154,834

Underlying: Common Shares · 132,219 shares

Expires 2017-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options vested in equal installments on February 28, 2008, February 28, 2009 and February 28, 2010.

F4 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 13:34 UTC
GREENBERG EVAN GDirector · Chairman & CEO
SaleCommon Shares 132,219 $132.97 $17,581,160.43
Disclosure

SEC source: 0001209191-16-155535 · doc4.xml · nonDerivative · entry 2

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,355,119

F1 · kind: Includes sale of Common Shares in connection with broker-assisted cashless exercise of options.

F2 · price: The Common Shares reported herein as being sold were sold at a range of between $132.8872 and $133.2342 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 13:34 UTC
GREENBERG EVAN GDirector · Chairman & CEO
Exercise / conversionCommon Shares 134,000 $56.14 $7,522,760.00
Disclosure

SEC source: 0001209191-16-155535 · doc4.xml · nonDerivative · entry 1

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 07, 2016 Filed Dec 12, 2016 16:02 UTC
GREENBERG EVAN GDirector · Chairman & CEO
GiftCommon Shares 3,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154624 · doc4.xml · nonDerivative · entry 4

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter's Trust

Disclosed balance after: 64,551

Read SEC document
December 07, 2016 Filed Dec 12, 2016 16:02 UTC
GREENBERG EVAN GDirector · Chairman & CEO
GiftCommon Shares 3,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154624 · doc4.xml · nonDerivative · entry 3

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Son's Trust

Disclosed balance after: 64,551

Read SEC document
December 07, 2016 Filed Dec 12, 2016 16:02 UTC
GREENBERG EVAN GDirector · Chairman & CEO
GiftCommon Shares 3,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154624 · doc4.xml · nonDerivative · entry 2

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,353,338

F2 · kind: Represents a gift to daughter's trust, as described below.

Read SEC document
December 07, 2016 Filed Dec 12, 2016 16:02 UTC
GREENBERG EVAN GDirector · Chairman & CEO
GiftCommon Shares 3,816 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154624 · doc4.xml · nonDerivative · entry 1

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,357,154

F1 · kind: Represents a gift to son's trust, as described below.

Read SEC document
November 23, 2016 Filed Nov 23, 2016 20:07 UTC
RINGSTED SEANEVP, Chief Risk Officer and*
SaleCommon Shares 4,000 $126.50 $506,000.00
Disclosure

SEC source: 0001209191-16-151940 · doc4.xml · nonDerivative · entry 1

RINGSTED SEAN · CIK 0001577662 · EVP, Chief Risk Officer and*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,192

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionCommon Shares · Derivative 29,045 $0.00 Strike: $50.37 $0.00
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · derivative · entry 17

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,379

Underlying: Common Shares · 29,045 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The stock options vested in equal installments on February 25, 2011, February 25, 2012, and February 27, 2013.

F7 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionCommon Shares · Derivative 6,601 $0.00 Strike: $38.51 $0.00
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · derivative · entry 16

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,424

Underlying: Common Shares · 6,601 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock options vested in equal installments on February 26, 2010, February 26 2011 and February 26 2012

F7 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionCommon Shares · Derivative 1,985 $0.00 Strike: $50.37 $0.00
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · derivative · entry 15

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,025

Underlying: Common Shares · 1,985 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: The stock options vested in equal installments on February 25, 2011, February 25, 2012, and February 27, 2013.

F7 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionCommon Shares · Derivative 2,596 $0.00 Strike: $38.51 $0.00
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · derivative · entry 14

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,010

Underlying: Common Shares · 2,596 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock options vested in equal installments on February 26, 2010, February 26 2011 and February 26 2012

F7 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionOptions to Acquire Common Shares · Derivative 1,658 $0.00 Strike: $60.28 $0.00
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · derivative · entry 13

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,606

Underlying: Common Shares · 1,658 shares

Expires 2018-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock options vested in equal installments on February 27, 2009, February 27, 2010, and February 27, 2011.

F7 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
SaleCommon Shares 29,045 $126.39 $3,670,997.55
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 11

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,564

F5 · price: The Common Shares reported herein as being sold were sold at a range of between $126.05 and $126.54 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionCommon Shares 29,045 $50.37 $1,462,996.65
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 10

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
SaleCommon Shares 6,601 $126.09 $832,320.09
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 9

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,564

F4 · price: The Common Shares reported herein as being sold were sold at a range of between $126.06 and $126.17 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionCommon Shares 6,601 $38.51 $254,204.51
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 8

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Tax withholdingCommon Shares 793 $126.11 $100,005.23
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 7

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,564

F3 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

F3 · price: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionCommon Shares 1,985 $50.37 $99,984.45
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 6

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Tax withholdingCommon Shares 793 $126.11 $100,005.23
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 5

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,372

F3 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

F3 · price: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionCommon Shares 2,596 $38.51 $99,971.96
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 4

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Tax withholdingCommon Shares 793 $126.16 $100,044.88
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 3

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,569

F3 · shares: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

F3 · price: Represents the payment of the exercise price and withholding taxes of an employee stock option through the attestation of previously owned shares. The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price and withholding taxes.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 20:04 UTC
Keogh John WExecutive Vice Chairman*
Exercise / conversionCommon Shares 1,658 $60.28 $99,944.24
Disclosure

SEC source: 0001209191-16-151937 · doc4.xml · nonDerivative · entry 2

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.