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Chubb Ltd

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1639
SEC CIK
0000896159
Parsed reports
762

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202504
Dec 202502
Jan 202600
Feb 202606
Mar 202604
Apr 202600
May 202603
Jun 202601
Jul 202601
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 25, 2020 Filed Feb 27, 2020 18:59 UTC
Wayland Joseph FExecutive Vice President and*
Tax withholdingCommon Shares 514 $157.21 $80,805.94
Disclosure

SEC source: 0001209191-20-013336 · doc4.xml · nonDerivative · entry 1

Wayland Joseph F · CIK 0001582738 · Executive Vice President and*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,253.354

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 18:58 UTC
Ortega Juan LuisExecutive Vice President*
Tax withholdingCommon Shares 642 $157.21 $100,928.82
Disclosure

SEC source: 0001209191-20-013334 · doc4.xml · nonDerivative · entry 1

Ortega Juan Luis · CIK 0001784735 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,108

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 18:56 UTC
MEDINI PAUL BENNETTChief Accounting Officer
Tax withholdingCommon Shares 326 $157.21 $51,250.46
Disclosure

SEC source: 0001209191-20-013332 · doc4.xml · nonDerivative · entry 1

MEDINI PAUL BENNETT · CIK 0001267926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,270.035

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 18:54 UTC
Lupica John JVice Chrm, Chubb Group*
Tax withholdingCommon Shares 756 $157.21 $118,850.76
Disclosure

SEC source: 0001209191-20-013330 · doc4.xml · nonDerivative · entry 1

Lupica John J · CIK 0001527836 · Vice Chrm, Chubb Group*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,280.2

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 18:52 UTC
Keogh John WExecutive Vice Chairman*
Tax withholdingCommon Shares 736 $157.21 $115,706.56
Disclosure

SEC source: 0001209191-20-013328 · doc4.xml · nonDerivative · entry 1

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,340

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 18:50 UTC
GREENBERG EVAN GDirector · Chairman & CEO
Tax withholdingCommon Shares 2,288 $157.21 $359,696.48
Disclosure

SEC source: 0001209191-20-013326 · doc4.xml · nonDerivative · entry 1

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 991,984

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 18:38 UTC
BANCROFT PHILIP VExecutive Vice President*
Tax withholdingCommon Shares 535 $157.21 $84,107.35
Disclosure

SEC source: 0001209191-20-013322 · doc4.xml · nonDerivative · entry 1

BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,724

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 18:41 UTC
BOROUGHS TIMOTHY ALANExecutive Vice President*
Tax withholdingCommon Shares 543 $157.21 $85,365.03
Disclosure

SEC source: 0001209191-20-013324 · doc4.xml · nonDerivative · entry 1

BOROUGHS TIMOTHY ALAN · CIK 0001577594 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,708

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 15:00 UTC
Wayland Joseph FExecutive Vice President and*
Tax withholdingCommon Shares 369 $163.75 $60,423.75
Disclosure

SEC source: 0001209191-20-012358 · doc4.xml · nonDerivative · entry 2

Wayland Joseph F · CIK 0001582738 · Executive Vice President and*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,767.354

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 14:58 UTC
Ortega Juan LuisExecutive Vice President*
Tax withholdingCommon Shares 340 $163.75 $55,675.00
Disclosure

SEC source: 0001209191-20-012356 · doc4.xml · nonDerivative · entry 2

Ortega Juan Luis · CIK 0001784735 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,750

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 14:56 UTC
MEDINI PAUL BENNETTChief Accounting Officer
Tax withholdingCommon Shares 174 $163.75 $28,492.50
Disclosure

SEC source: 0001209191-20-012354 · doc4.xml · nonDerivative · entry 2

MEDINI PAUL BENNETT · CIK 0001267926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,596.035

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 14:53 UTC
Lupica John JVice Chrm, Chubb Group*
Tax withholdingCommon Shares 530 $163.75 $86,787.50
Disclosure

SEC source: 0001209191-20-012352 · doc4.xml · nonDerivative · entry 2

Lupica John J · CIK 0001527836 · Vice Chrm, Chubb Group*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,036.2

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 14:50 UTC
KRUMP PAUL JExecutive Vice President*
Tax withholdingCommon Shares 424 $163.75 $69,430.00
Disclosure

SEC source: 0001209191-20-012350 · doc4.xml · nonDerivative · entry 2

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,482

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 14:44 UTC
GREENBERG EVAN GDirector · Chairman & CEO
Tax withholdingCommon Shares 1,641 $163.75 $268,713.75
Disclosure

SEC source: 0001209191-20-012345 · doc4.xml · nonDerivative · entry 2

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,272

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 14:48 UTC
Keogh John WExecutive Vice Chairman*
Tax withholdingCommon Shares 664 $163.75 $108,730.00
Disclosure

SEC source: 0001209191-20-012348 · doc4.xml · nonDerivative · entry 2

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,076

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 14:39 UTC
BANCROFT PHILIP VExecutive Vice President*
Tax withholdingCommon Shares 391 $163.75 $64,026.25
Disclosure

SEC source: 0001209191-20-012341 · doc4.xml · nonDerivative · entry 2

BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,259

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 23, 2020 Filed Feb 25, 2020 14:41 UTC
BOROUGHS TIMOTHY ALANExecutive Vice President*
Tax withholdingCommon Shares 376 $163.75 $61,570.00
Disclosure

SEC source: 0001209191-20-012343 · doc4.xml · nonDerivative · entry 2

BOROUGHS TIMOTHY ALAN · CIK 0001577594 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,251

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 15:00 UTC
Wayland Joseph FExecutive Vice President and*
Tax withholdingCommon Shares 343 $163.75 $56,166.25
Disclosure

SEC source: 0001209191-20-012358 · doc4.xml · nonDerivative · entry 1

Wayland Joseph F · CIK 0001582738 · Executive Vice President and*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,136.354

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 14:58 UTC
Ortega Juan LuisExecutive Vice President*
Tax withholdingCommon Shares 325 $163.75 $53,218.75
Disclosure

SEC source: 0001209191-20-012356 · doc4.xml · nonDerivative · entry 1

Ortega Juan Luis · CIK 0001784735 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,090

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 14:56 UTC
MEDINI PAUL BENNETTChief Accounting Officer
Tax withholdingCommon Shares 152 $163.75 $24,890.00
Disclosure

SEC source: 0001209191-20-012354 · doc4.xml · nonDerivative · entry 1

MEDINI PAUL BENNETT · CIK 0001267926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,770.035

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 14:53 UTC
Lupica John JVice Chrm, Chubb Group*
Tax withholdingCommon Shares 471 $163.75 $77,126.25
Disclosure

SEC source: 0001209191-20-012352 · doc4.xml · nonDerivative · entry 1

Lupica John J · CIK 0001527836 · Vice Chrm, Chubb Group*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,566.2

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 14:50 UTC
KRUMP PAUL JExecutive Vice President*
Tax withholdingCommon Shares 397 $163.75 $65,008.75
Disclosure

SEC source: 0001209191-20-012350 · doc4.xml · nonDerivative · entry 1

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,906

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 14:44 UTC
GREENBERG EVAN GDirector · Chairman & CEO
Tax withholdingCommon Shares 1,313 $163.75 $215,003.75
Disclosure

SEC source: 0001209191-20-012345 · doc4.xml · nonDerivative · entry 1

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,913

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 14:48 UTC
Keogh John WExecutive Vice Chairman*
Tax withholdingCommon Shares 596 $163.75 $97,595.00
Disclosure

SEC source: 0001209191-20-012348 · doc4.xml · nonDerivative · entry 1

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,740

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 14:39 UTC
BANCROFT PHILIP VExecutive Vice President*
Tax withholdingCommon Shares 327 $163.75 $53,546.25
Disclosure

SEC source: 0001209191-20-012341 · doc4.xml · nonDerivative · entry 1

BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,650

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 22, 2020 Filed Feb 25, 2020 14:41 UTC
BOROUGHS TIMOTHY ALANExecutive Vice President*
Tax withholdingCommon Shares 338 $163.75 $55,347.50
Disclosure

SEC source: 0001209191-20-012343 · doc4.xml · nonDerivative · entry 1

BOROUGHS TIMOTHY ALAN · CIK 0001577594 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,627

F1 · kind: Common Shares being withheld in order to pay tax liability.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 16:03 UTC
MEDINI PAUL BENNETTChief Accounting Officer
Exercise / conversionOptions to Acquire Common Shares · Derivative 6,210 $0.00 Strike: $50.37 $0.00
Disclosure

SEC source: 0001209191-20-008200 · doc4.xml · derivative · entry 3

MEDINI PAUL BENNETT · CIK 0001267926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,867

Underlying: Common Shares · 6,210 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options vested in equal installments on February 25, 2011, February 25, 2012 and February 25, 2013.

F5 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 16:03 UTC
MEDINI PAUL BENNETTChief Accounting Officer
SaleCommon Shares 3,982 $163.41 $650,698.62
Disclosure

SEC source: 0001209191-20-008200 · doc4.xml · nonDerivative · entry 2

MEDINI PAUL BENNETT · CIK 0001267926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,922.035

F2 · kind: Sale of Common Shares in connection with broker-assisted cashless exercise of options.

F3 · price: The Common Shares reported herein as being sold were sold at a range of between $163.39 and $163.43 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Read SEC document
February 07, 2020 Filed Feb 11, 2020 16:03 UTC
MEDINI PAUL BENNETTChief Accounting Officer
Exercise / conversionCommon Shares 6,210 $50.37 $312,797.70
Disclosure

SEC source: 0001209191-20-008200 · doc4.xml · nonDerivative · entry 1

MEDINI PAUL BENNETT · CIK 0001267926 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,904.035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Total includes 160 Common Shares purchased on December 31, 2019 pursuant to the Chubb Limited Employee Stock Purchase Plan which meets the requirements of Rule 16b-3.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:45 UTC
BANCROFT PHILIP VExecutive Vice President*
Exercise / conversionOptions to Acquire Common Shares · Derivative 1,985 $0.00 Strike: $50.37 $0.00
Disclosure

SEC source: 0001209191-20-007803 · doc4.xml · derivative · entry 2

BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,711

Underlying: Common Shares · 1,985 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock options vested in equal installments on February 25, 2011, February 25, 2012 and February 25, 2013.

F2 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting dates and expiration dates.

Read SEC document
February 06, 2020 Filed Feb 10, 2020 16:45 UTC
BANCROFT PHILIP VExecutive Vice President*
Exercise / conversionCommon Shares 1,985 $50.37 $99,984.45
Disclosure

SEC source: 0001209191-20-007803 · doc4.xml · nonDerivative · entry 1

BANCROFT PHILIP V · CIK 0001164390 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2020 Filed Feb 6, 2020 16:35 UTC
KRUMP PAUL JExecutive Vice President*
SaleCommon Shares 7,000 $165.00 $1,155,000.00
Disclosure

SEC source: 0001209191-20-007106 · doc4.xml · nonDerivative · entry 1

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,303

F1 · kind: These shares were sold pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
December 18, 2019 Filed Dec 20, 2019 14:30 UTC
Keogh John WExecutive Vice Chairman*
SaleCommon Shares 100 $156.37 $15,637.00
Disclosure

SEC source: 0001209191-19-061434 · doc4.xml · nonDerivative · entry 2

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,336

Read SEC document
December 18, 2019 Filed Dec 20, 2019 14:30 UTC
Keogh John WExecutive Vice Chairman*
SaleCommon Shares 25,974 $155.41 $4,036,619.34
Disclosure

SEC source: 0001209191-19-061434 · doc4.xml · nonDerivative · entry 1

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,436

F1 · price: The Common Shares reported herein as being sold were sold at a range of between $155.13 and $156.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Read SEC document
December 17, 2019 Filed Dec 19, 2019 15:04 UTC
BOROUGHS TIMOTHY ALANExecutive Vice President*
SaleCommon Shares 1,700 $155.39 $264,163.00
Disclosure

SEC source: 0001209191-19-061249 · doc4.xml · nonDerivative · entry 1

BOROUGHS TIMOTHY ALAN · CIK 0001577594 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Foundation

Disclosed balance after: 3,260

Read SEC document
December 12, 2019 Filed Dec 16, 2019 15:12 UTC
GREENBERG EVAN GDirector · Chairman & CEO
Exercise / conversionOptions to Acquire Common Shares · Derivative 159,820 $0.00 Strike: $50.37 $0.00
Disclosure

SEC source: 0001209191-19-060545 · doc4.xml · derivative · entry 5

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954,303

Underlying: Common Shares · 159,820 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options vested as follows: 1/3 on February 25, 2011, 1/3 on February 25, 2012 and 1/3 on February 25, 2013.

F4 · balance_after: All options of this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting and expiration dates.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 15:12 UTC
GREENBERG EVAN GDirector · Chairman & CEO
SaleCommon Shares 157,835 $153.49 $24,226,094.15
Disclosure

SEC source: 0001209191-19-060545 · doc4.xml · nonDerivative · entry 2

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,226

F1 · kind: Includes sale of Common Shares in connection with broker-assisted cashless exercise of options.

F2 · price: The Common Shares reported herein as being sold were sold at a range of between $153.00 and $153.92 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

Read SEC document
December 12, 2019 Filed Dec 16, 2019 15:12 UTC
GREENBERG EVAN GDirector · Chairman & CEO
Exercise / conversionCommon Shares 159,820 $50.37 $8,050,133.40
Disclosure

SEC source: 0001209191-19-060545 · doc4.xml · nonDerivative · entry 1

GREENBERG EVAN G · CIK 0001162125 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,155,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 03, 2019 Filed Dec 16, 2019 21:42 UTC
Keogh John WExecutive Vice Chairman*
GiftCommon Shares 1,758.67 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060675 · doc4.xml · nonDerivative · entry 6

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter's Trust

Disclosed balance after: 2,659.67

Read SEC document
December 03, 2019 Filed Dec 16, 2019 21:42 UTC
Keogh John WExecutive Vice Chairman*
GiftCommon Shares 1,758.67 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060675 · doc4.xml · nonDerivative · entry 5

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,410

Read SEC document
December 03, 2019 Filed Dec 16, 2019 21:42 UTC
Keogh John WExecutive Vice Chairman*
GiftCommon Shares 1,758.67 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060675 · doc4.xml · nonDerivative · entry 4

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter's Trust

Disclosed balance after: 2,659.67

Read SEC document
December 03, 2019 Filed Dec 16, 2019 21:42 UTC
Keogh John WExecutive Vice Chairman*
GiftCommon Shares 1,758.67 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060675 · doc4.xml · nonDerivative · entry 3

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,168.67

Read SEC document
December 03, 2019 Filed Dec 16, 2019 21:42 UTC
Keogh John WExecutive Vice Chairman*
GiftCommon Shares 1,758.66 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060675 · doc4.xml · nonDerivative · entry 2

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Indirect · By Daughter's Trust

Disclosed balance after: 2,658.66

Read SEC document
December 03, 2019 Filed Dec 16, 2019 21:42 UTC
Keogh John WExecutive Vice Chairman*
GiftCommon Shares 1,758.66 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-060675 · doc4.xml · nonDerivative · entry 1

Keogh John W · CIK 0001370825 · Executive Vice Chairman*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,927.34

F1 · balance_after: Includes 5,360 shares which were previously held directly which were transferred to the reporting person's trust and are now held indirectly.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 15:25 UTC
KRUMP PAUL JExecutive Vice President*
Exercise / conversionOptions to Acquire · Derivative 5,251 $0.00 Strike: $143.07 $0.00
Disclosure

SEC source: 0001209191-19-056860 · doc4.xml · derivative · entry 6

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,128

Underlying: Common Shares · 5,251 shares

Expires 2028-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · price: The stock options vested or will vest in equal installments on February 22, 2019, February 22, 2020 and February 22, 2021.

F6 · derivative.exercise_date: The stock options vested or will vest in equal installments on February 22, 2019, February 22, 2020 and February 22, 2021.

F7 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates. The number of options remaining in this tranche is 10,502.

Read SEC document
November 14, 2019 Filed Nov 18, 2019 15:25 UTC
KRUMP PAUL JExecutive Vice President*
Exercise / conversionOptions to Acquire · Derivative 11,750 $0.00 Strike: $139.01 $0.00
Disclosure

SEC source: 0001209191-19-056860 · doc4.xml · derivative · entry 5

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,379

Underlying: Common Shares · 11,750 shares

Expires 2027-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The stock options vested or will vest in equal installments on February 23, 2018, February 23, 2019 and February 23, 2020.

F4 · derivative.exercise_date: The stock options vested or will vest in equal installments on February 23, 2018, February 23, 2019 and February 23, 2020.

F5 · balance_after: Total includes options from other tranches with different exercise prices, vesting and expiration dates. The number of options remaining in this tranche is 5,876.

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November 14, 2019 Filed Nov 18, 2019 15:25 UTC
KRUMP PAUL JExecutive Vice President*
SaleCommon Shares 5,251 $152.23 $799,359.73
Disclosure

SEC source: 0001209191-19-056860 · doc4.xml · nonDerivative · entry 4

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,303

F1 · kind: Sale of Common Shares in connection with broker-assisted cashless exercise of options.

F3 · price: The Common Shares reported herein as being sold were sold at a range of between $151.84 and $152.59 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

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November 14, 2019 Filed Nov 18, 2019 15:25 UTC
KRUMP PAUL JExecutive Vice President*
Exercise / conversionCommon Shares 5,251 $143.07 $751,260.57
Disclosure

SEC source: 0001209191-19-056860 · doc4.xml · nonDerivative · entry 3

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 14, 2019 Filed Nov 18, 2019 15:25 UTC
KRUMP PAUL JExecutive Vice President*
SaleCommon Shares 10,312 $151.99 $1,567,320.88
Disclosure

SEC source: 0001209191-19-056860 · doc4.xml · nonDerivative · entry 2

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,303

F1 · kind: Sale of Common Shares in connection with broker-assisted cashless exercise of options.

F2 · price: The Common Shares reported herein as being sold were sold at a range of between $151.81 and $152.20 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range.

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November 14, 2019 Filed Nov 18, 2019 15:25 UTC
KRUMP PAUL JExecutive Vice President*
Exercise / conversionCommon Shares 11,750 $139.01 $1,633,367.50
Disclosure

SEC source: 0001209191-19-056860 · doc4.xml · nonDerivative · entry 1

KRUMP PAUL J · CIK 0001191204 · Executive Vice President*

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.