Last 12 months
Inside the activity.
0 purchase rows · 23 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 4 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 2 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 23:33 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 30,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004111 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC |
Tai PinCEO & President
|
GrantRestricted Stock Units · Derivative | 8,154 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · derivative · entry 8 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,154 Underlying: Common Stock · 8,154 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F7 · derivative.exercise_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2020, or earlier in the event of death, disability, retirement, or change in control. F7 · derivative.expiration_date: These restricted stock units are scheduled to vest in 3 annual equal installments beginning March 1, 2020, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC |
Tai PinCEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · derivative · entry 7 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,349 Underlying: Common Stock · 1,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. F6 · derivative.expiration_date: Reporting Person was granted 5,024 restricted stock units on March 1, 2018, with a vesting schedule of 3 annual equal installments beginning March 1, 2019, or earlier in the event of death, disability, retirement, or change in control. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC |
Tai PinCEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 7,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · derivative · entry 6 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,918 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F3 · shares: Of the previously reported target award of 7,918 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC |
Tai PinCEO & President
|
Tax withholdingCommon Stock | 580 | $38.36 | $22,248.80 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · nonDerivative · entry 5 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,425 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC |
Tai PinCEO & President
|
Exercise / conversionCommon Stock | 1,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · nonDerivative · entry 4 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,005 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC |
Tai PinCEO & President
|
Tax withholdingCommon Stock | 4,412 | $38.36 | $169,244.32 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · nonDerivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,330 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:35 UTC |
Tai PinCEO & President
|
Exercise / conversionCommon Stock | 12,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004113 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:46 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 3,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004121 · rdgdoc.xml · derivative · entry 3 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,706 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 3 filed by the Reporting Person with the Securities and Exchange Commission on April 26, 2018. F2 · shares: Of the previously reported target award of 3,706 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:46 UTC |
Kim Lisa L.EVP, General Counsel
|
Tax withholdingCommon Stock | 2,056 | $38.36 | $78,868.16 |
DisclosureSEC source: 0001437749-19-004121 · rdgdoc.xml · nonDerivative · entry 2 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,737 F4 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:46 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionCommon Stock | 5,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004121 · rdgdoc.xml · nonDerivative · entry 1 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 3 filed by the Reporting Person with the Securities and Exchange Commission on April 26, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:41 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004119 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,068 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:41 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Tax withholdingCommon Stock | 2,824 | $38.36 | $108,328.64 |
DisclosureSEC source: 0001437749-19-004119 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,463 F2 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:41 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
Exercise / conversionCommon Stock | 8,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004119 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,233 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004117 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,233 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F2 · shares: Of the previously reported target award of 9,233 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
Tax withholdingCommon Stock | 5,145 | $38.36 | $197,362.20 |
DisclosureSEC source: 0001437749-19-004117 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,994.35 F4 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:39 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
Exercise / conversionCommon Stock | 14,877 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004117 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,139.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:37 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004115 · rdgdoc.xml · derivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,396 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F2 · shares: Of the previously reported target award of 7,396 shares of performance-based restricted stock units, 150% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:37 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 4,121 | $38.36 | $158,081.56 |
DisclosureSEC source: 0001437749-19-004115 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,043 F4 · kind: Shares withheld by Registrant to satisfy tax withholding requirement on vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:37 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 11,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-004115 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| February 20, 2019 Filed Feb 23, 2019 00:12 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
SaleCommon Stock | 10,000 | $39.76 | $397,627.00 |
DisclosureSEC source: 0001437749-19-003189 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,006 Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 18:46 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
SaleCommon Stock | 399 | $37.62 | $15,010.38 |
DisclosureSEC source: 0001437749-19-001928 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,121 Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 18:46 UTC |
BINGHAM KIM REVP, Chief Risk Officer
|
SaleCommon Stock | 501 | $37.61 | $18,842.61 |
DisclosureSEC source: 0001437749-19-001928 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP, Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,520 Read SEC document |
| January 08, 2019 Filed Jan 11, 2019 23:55 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GiftCommon Stock | 395 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000756 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,361 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:34 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionRestricted Stock Units · Derivative | 3,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000231 · rdgdoc.xml · derivative · entry 3 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,951 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 3 filed by the Reporting Person with the Securities and Exchange Commission on April 26, 2018. F2 · shares: Of the previously reported target award of 3,951 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:34 UTC |
Kim Lisa L.EVP, General Counsel
|
Tax withholdingCommon Stock | 1,396 | $33.53 | $46,807.88 |
DisclosureSEC source: 0001437749-19-000231 · rdgdoc.xml · nonDerivative · entry 2 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,822 F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 3 filed by the Reporting Person with the Securities and Exchange Commission on April 26, 2018. F4 · shares: Shares withheld by the Registrant to satisfy tax withholding requirements on vesting of restricted stock units, based on closing price on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:34 UTC |
Kim Lisa L.EVP, General Counsel
|
Exercise / conversionCommon Stock | 3,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000231 · rdgdoc.xml · nonDerivative · entry 1 Kim Lisa L. · CIK 0001738532 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,218 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 3 filed by the Reporting Person with the Securities and Exchange Commission on April 26, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:32 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000228 · rdgdoc.xml · derivative · entry 3 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F2 · shares: Of the previously reported target award of 5,403 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:32 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
Tax withholdingCommon Stock | 1,854 | $33.53 | $62,164.62 |
DisclosureSEC source: 0001437749-19-000228 · rdgdoc.xml · nonDerivative · entry 2 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,021 F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F4 · shares: Shares withheld by the Registrant to satisfy tax withholding requirements on vesting of restricted stock units, based on closing price on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:32 UTC |
BINGHAM KIM REVP - Chief Risk Officer
|
Exercise / conversionCommon Stock | 4,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000228 · rdgdoc.xml · nonDerivative · entry 1 BINGHAM KIM R · CIK 0001301191 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:24 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 7,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000221 · rdgdoc.xml · derivative · entry 3 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,885 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F2 · shares: Of the previously reported target award of 7,885 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:24 UTC |
CHEN HENG WEVP/CFO
|
Tax withholdingCommon Stock | 2,583 | $33.53 | $86,607.99 |
DisclosureSEC source: 0001437749-19-000221 · rdgdoc.xml · nonDerivative · entry 2 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,247 F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F4 · shares: Shares withheld by the Registrant to satisfy tax withholding requirements on vesting of restricted stock units, based on closing price on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:24 UTC |
CHEN HENG WEVP/CFO
|
Exercise / conversionCommon Stock | 6,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000221 · rdgdoc.xml · nonDerivative · entry 1 CHEN HENG W · CIK 0001207193 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:19 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000217 · rdgdoc.xml · derivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F4 · shares: Of the previously reported target award of 9,844 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria. F5 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F5 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:19 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
Tax withholdingCommon Stock | 3,169 | $33.53 | $106,256.57 |
DisclosureSEC source: 0001437749-19-000217 · rdgdoc.xml · nonDerivative · entry 3 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,262.35 F3 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F6 · shares: Shares withheld by the Registrant to satisfy tax withholding requirements on vesting of restricted stock units, based on closing price on December 31, 2018. F2 · balance_after: Includes 145.509 shares acquired through dividend reinvestment year-to-date Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:19 UTC |
WONG IRWINSEVP, Chief Operating Officer
|
Exercise / conversionCommon Stock | 8,504 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000217 · rdgdoc.xml · nonDerivative · entry 2 WONG IRWIN · CIK 0001185635 · SEVP, Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,431.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F2 · balance_after: Includes 145.509 shares acquired through dividend reinvestment year-to-date Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:16 UTC |
Tai PinCEO & President
|
Exercise / conversionRestricted Stock Units · Derivative | 8,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000214 · rdgdoc.xml · derivative · entry 3 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F3 · shares: Of the previously reported target award of 8,443 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria. F4 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F4 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:16 UTC |
Tai PinCEO & President
|
Exercise / conversionCommon Stock | 7,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000214 · rdgdoc.xml · nonDerivative · entry 2 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:14 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionRestricted Stock Units · Derivative | 20,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000211 · rdgdoc.xml · derivative · entry 6 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,111 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F2 · shares: Of the previously reported target award of 20,111 shares of performance-based restricted stock units, 80% of the target award was earned based upon the achievement of certain performance criteria. F3 · derivative.exercise_date: Performance-based restricted stock units vested on December 31, 2018. F3 · derivative.expiration_date: Performance-based restricted stock units vested on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:14 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Tax withholdingCommon Stock | 6,236 | $33.53 | $209,093.08 |
DisclosureSEC source: 0001437749-19-000211 · rdgdoc.xml · nonDerivative · entry 5 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,966 F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. F4 · shares: Shares withheld by the Registrant to satisfy tax withholding requirements on vesting of restricted stock units, based on closing price on December 31, 2018. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 22:14 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
Exercise / conversionCommon Stock | 17,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-000211 · rdgdoc.xml · nonDerivative · entry 4 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Shares of the Issuer's Common Stock received by the Reporting Person from the vesting of performance-based restricted stock units granted on December 17, 2015. Such restricted stock units were previously reported in Table II on a Form 4 filed by the Reporting Person with the Securities and Exchange Commission on December 21, 2015. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 11:09 UTC |
CHAN KELLY LDirector
|
OtherCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-022557 · rdgdoc.xml · nonDerivative · entry 7 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee - Daryl Michael Chan Living Trust Disclosed balance after: 58,368 F3 · shares: On December 21, 2018, the Daryl Michael Chan Living Trust received a distribution of 25,000 shares of common stock of Cathay General Bancorp, without the payment of any consideration, from the WHFC Grandchildren's Sprinkling Trust as a beneficiary of that trust. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 11:09 UTC |
CHAN KELLY LDirector
|
OtherCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-022557 · rdgdoc.xml · nonDerivative · entry 4 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee - WHFC Grandchildren's Sprinkling Trust Disclosed balance after: 0 F2 · shares: On December 21, 2018, 200,000 shares of common stock of Cathay General Bancorp were distributed by the WHFC Granchildren's Sprinkling Trust, for no consideration, to its beneficiaries and the trust was terminated. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 11:09 UTC |
CHAN KELLY LDirector
|
OtherCommon Stock | 19,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-022557 · rdgdoc.xml · nonDerivative · entry 5 CHAN KELLY L · CIK 0001185626 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trustee - Daryl Michael Chan Living Trust Disclosed balance after: 33,368 F1 · shares: On December 20, 2018, the Daryl Michael Chan Living Trust received a distribution of 19,578 shares of common stock of Cathay General Bancorp, without the payment of any consideration, from another trust as a beneficiary of that trust. Read SEC document |
| December 14, 2018 Filed Feb 14, 2019 01:03 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
OtherCommon Stock | 161.508 | $35.54 | $5,740.48 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 8 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 18,689.58 F2 · kind: ESOP DR earnings allocation. Read SEC document |
| December 14, 2018 Filed Feb 14, 2019 01:09 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 856.679 | $35.54 | $30,448.94 |
DisclosureSEC source: 0001437749-19-002510 · rdgdoc.xml · nonDerivative · entry 8 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 99,121.91 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| December 14, 2018 Filed Feb 14, 2019 00:58 UTC |
Tai PinCEO & President
|
OtherCommon Stock | 7.631 | $35.54 | $271.23 |
DisclosureSEC source: 0001437749-19-002505 · rdgdoc.xml · nonDerivative · entry 5 Tai Pin · CIK 0001577235 · CEO & President 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 885.75 F1 · kind: ESOP DR earnings allocation. Read SEC document |
| December 13, 2018 Filed Feb 14, 2019 01:03 UTC |
WONG IRWINSEVP, Chief Admin Officer
|
OtherCommon Stock | 49.397 | $36.46 | $1,800.77 |
DisclosureSEC source: 0001437749-19-002507 · rdgdoc.xml · nonDerivative · entry 4 WONG IRWIN · CIK 0001185635 · SEVP, Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,262.35 F1 · kind: Dividend Reinvestment. Read SEC document |
| December 13, 2018 Filed Feb 14, 2019 01:09 UTC |
TANG ANTHONY MDirector · Vice Chairman
|
OtherCommon Stock | 2,471.218 | $36.46 | $90,088.25 |
DisclosureSEC source: 0001437749-19-002510 · rdgdoc.xml · nonDerivative · entry 4 TANG ANTHONY M · CIK 0001185633 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 293,078.47 F2 · kind: Dividend Reinvestment. Read SEC document |
| December 05, 2018 Filed Dec 8, 2018 00:53 UTC |
CHENG DUNSON KDirector · Executive Chairman
|
GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-021769 · rdgdoc.xml · nonDerivative · entry 1 CHENG DUNSON K · CIK 0001185628 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Husband & Wife Trust Disclosed balance after: 435,577 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.