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CAT

CATERPILLAR INC

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Tapewire entity
2808
SEC CIK
0000018230
Parsed reports
3,597

Last 12 months

Inside the activity.

2 purchase rows · 91 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025116
Dec 2025014
Jan 202600
Feb 2026021
Mar 202605
Apr 202600
May 2026121
Jun 202600
Jul 202600
Aug 2026014
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 25, 2003 Filed Jul 28, 2003 17:03 UTC
LAVIN RICHARD PVice President
Tax withholdingCommon 404 $64.05 $25,876.20
Disclosure

SEC source: 0000018230-03-000339 · edgar.xml · nonDerivative · entry 6

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,322

F1 · balance_after: This amount includes 1421 shares in EIP-1, 1721 shares in 401K, 854 shares in SEIP and 99 shares in dividend reinvestment.

Read SEC document
July 25, 2003 Filed Jul 28, 2003 17:03 UTC
LAVIN RICHARD PVice President
Exercise / conversionCommon 788 $32.91 $25,930.09
Disclosure

SEC source: 0000018230-03-000339 · edgar.xml · nonDerivative · entry 5

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,726

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2003 Filed Jul 28, 2003 17:03 UTC
LAVIN RICHARD PVice President
Tax withholdingCommon 734 $64.05 $47,012.70
Disclosure

SEC source: 0000018230-03-000339 · edgar.xml · nonDerivative · entry 4

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,938

Read SEC document
July 25, 2003 Filed Jul 28, 2003 17:03 UTC
LAVIN RICHARD PVice President
Exercise / conversionCommon 1,225 $38.41 $47,047.72
Disclosure

SEC source: 0000018230-03-000339 · edgar.xml · nonDerivative · entry 3

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2003 Filed Jul 28, 2003 20:59 UTC
WUNNING STEVEN HVice President
SaleCommon 734 $64.66 $47,460.44
Disclosure

SEC source: 0000018230-03-000343 · edgar.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,209

F1 · balance_after: This amount includes 7492 shares in EIP-1, 2363 shares in 401K, and 1756 shares in SEIP.

Read SEC document
July 25, 2003 Filed Jul 31, 2003 15:15 UTC
LAVIN RICHARD PVice President
SaleCommon 2,355 $64.71 $152,382.87
Disclosure

SEC source: 0000018230-03-000352 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,535

F1 · balance_after: This amount includes 1421 shares in EIP-1, 1721 shares in 401K, 854 shares in SEIP and 99 shares in dividend reinvestment.

Read SEC document
July 24, 2003 Filed Jul 25, 2003 12:40 UTC
BUDA JAMES BVP, General Counsel, Secy.
Exercise / conversionEmployee Stock Option · Derivative 4,494 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-03-000333 · edgar.xml · derivative · entry 5

BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 4,494 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 24, 2003 Filed Jul 25, 2003 12:40 UTC
BUDA JAMES BVP, General Counsel, Secy.
Exercise / conversionEmployee Stock Option · Derivative 1,002 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-03-000333 · edgar.xml · derivative · entry 4

BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,002 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 24, 2003 Filed Jul 25, 2003 12:40 UTC
BUDA JAMES BVP, General Counsel, Secy.
Exercise / conversionCommon 4,494 $38.41 $172,597.91
Disclosure

SEC source: 0000018230-03-000333 · edgar.xml · nonDerivative · entry 3

BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,872

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: This amount includes 3083 shares in EIP-1, 1601 shares in 401K, 625 shares in SEIP and 430 shares in dividend reinvestment.

Read SEC document
July 24, 2003 Filed Jul 25, 2003 12:40 UTC
BUDA JAMES BVP, General Counsel, Secy.
Exercise / conversionCommon 1,002 $32.91 $32,972.01
Disclosure

SEC source: 0000018230-03-000333 · edgar.xml · nonDerivative · entry 2

BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,378

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2003 Filed Jul 28, 2003 16:40 UTC
MACIER ROBERT RVice President
Exercise / conversionEmployee Stock Option · Derivative 1,795 $0.00 Strike: $55.69 $0.00
Disclosure

SEC source: 0000018230-03-000338 · edgar.xml · derivative · entry 6

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,795 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 24, 2003 Filed Jul 28, 2003 16:40 UTC
MACIER ROBERT RVice President
Exercise / conversionEmployee Stock Option · Derivative 19,205 $0.00 Strike: $55.69 $0.00
Disclosure

SEC source: 0000018230-03-000338 · edgar.xml · derivative · entry 5

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 19,205 shares

Expires 2008-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 24, 2003 Filed Jul 28, 2003 16:40 UTC
MACIER ROBERT RVice President
Tax withholdingCommon 1,552 $64.40 $99,948.80
Disclosure

SEC source: 0000018230-03-000338 · edgar.xml · nonDerivative · entry 4

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,549

F1 · balance_after: This amount includes 3967 shares in EIP-1, 1533 shares in 401K and 616 shares in dividend reinvestment.

Read SEC document
July 24, 2003 Filed Jul 28, 2003 16:40 UTC
MACIER ROBERT RVice President
Exercise / conversionCommon 1,795 $5.69 $10,209.06
Disclosure

SEC source: 0000018230-03-000338 · edgar.xml · nonDerivative · entry 3

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2003 Filed Jul 28, 2003 16:40 UTC
MACIER ROBERT RVice President
Tax withholdingCommon 17,449 $64.40 $1,123,715.60
Disclosure

SEC source: 0000018230-03-000338 · edgar.xml · nonDerivative · entry 2

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,306

Read SEC document
July 24, 2003 Filed Jul 28, 2003 16:40 UTC
MACIER ROBERT RVice President
Exercise / conversionCommon 19,205 $55.69 $1,069,478.44
Disclosure

SEC source: 0000018230-03-000338 · edgar.xml · nonDerivative · entry 1

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2003 Filed Jul 28, 2003 17:03 UTC
LAVIN RICHARD PVice President
Exercise / conversionEmployee Stock Option · Derivative 2,250 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-03-000339 · edgar.xml · derivative · entry 8

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,250 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 24, 2003 Filed Jul 28, 2003 17:03 UTC
LAVIN RICHARD PVice President
Tax withholdingCommon 1,149 $64.40 $73,995.60
Disclosure

SEC source: 0000018230-03-000339 · edgar.xml · nonDerivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,447

Read SEC document
July 24, 2003 Filed Jul 28, 2003 17:03 UTC
LAVIN RICHARD PVice President
Exercise / conversionCommon 2,250 $32.91 $74,038.95
Disclosure

SEC source: 0000018230-03-000339 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,596

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Exercise / conversionEmployee Stock Option · Derivative 6,526 $0.00 Strike: $51.66 $0.00
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · derivative · entry 12

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 6,526 shares

Expires 2007-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Exercise / conversionEmployee Stock Option · Derivative 1,934 $0.00 Strike: $51.66 $0.00
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · derivative · entry 11

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,934 shares

Expires 2007-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Exercise / conversionEmployee Stock Option · Derivative 1,807 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · derivative · entry 10

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,807 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Exercise / conversionEmployee Stock Option · Derivative 1,013 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · derivative · entry 9

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,013 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Tax withholdingCommon 5,653 $64.40 $364,053.20
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 8

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,550

F1 · balance_after: This amount includes 3967 shares in EIP-1, 1533 shares in 401K and 616 shares in dividend reinvestment.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Exercise / conversionCommon 6,526 $51.66 $337,108.36
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 7

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Tax withholdingCommon 1,551 $64.40 $99,884.40
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 6

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,677

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Exercise / conversionCommon 1,934 $51.66 $99,903.09
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 5

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Tax withholdingCommon 1,209 $64.40 $77,859.60
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 4

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,294

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Exercise / conversionCommon 1,807 $32.91 $59,461.50
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 3

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Tax withholdingCommon 517 $64.40 $33,294.80
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 2

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,696

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:42 UTC
MACIER ROBERT RVice President
Exercise / conversionCommon 1,013 $32.91 $33,333.98
Disclosure

SEC source: 0000018230-03-000334 · edgar.xml · nonDerivative · entry 1

MACIER ROBERT R · CIK 0001171779 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,213

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:40 UTC
BUDA JAMES BVP, General Counsel, Secy.
SaleCommon 5,496 $64.06 $352,073.76
Disclosure

SEC source: 0000018230-03-000333 · edgar.xml · nonDerivative · entry 1

BUDA JAMES B · CIK 0001171771 · VP, General Counsel, Secy.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,376

Read SEC document
July 23, 2003 Filed Jul 24, 2003 19:26 UTC SaleCommon 400 $64.37 $25,749.52
Disclosure

SEC source: 0000018230-03-000327 · edgar.xml · nonDerivative · entry 1

BRAZIL JOHN R · CIK 0001171802 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,650

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:34 UTC
LAVIN RICHARD PVice President
Exercise / conversionEmployee Stock Option · Derivative 1,879 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-03-000330 · edgar.xml · derivative · entry 3

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,879 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:34 UTC
LAVIN RICHARD PVice President
Tax withholdingCommon 1,343 $64.40 $86,489.20
Disclosure

SEC source: 0000018230-03-000330 · edgar.xml · nonDerivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,346

F1 · balance_after: This amount includes 1421 shares in EIP-1, 1721 shares in 401K, 854 shares in SEIP and 99 shares in dividend reinvestment. In addition, 1 share is owned indirectly by daughter.

Read SEC document
July 23, 2003 Filed Jul 25, 2003 12:34 UTC
LAVIN RICHARD PVice President
Exercise / conversionCommon 1,879 $38.41 $72,165.44
Disclosure

SEC source: 0000018230-03-000330 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,689

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 16:38 UTC
BUSSELL RODNEY LVice President
Exercise / conversionEmployee Stock Option · Derivative 1,620 $0.00 Strike: $32.91 $0.00
Disclosure

SEC source: 0000018230-03-000325 · edgar.xml · derivative · entry 3

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,620 shares

Expires 2006-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 16:38 UTC
BUSSELL RODNEY LVice President
Tax withholdingCommon 1,060 $64.41 $68,269.30
Disclosure

SEC source: 0000018230-03-000325 · edgar.xml · nonDerivative · entry 2

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,944

F1 · balance_after: This amount includes 1654 shares in EIP-1 and 702 shares in dividend reinvestment. In addition, 5,193 shares are held indirectly by wife.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 16:38 UTC
BUSSELL RODNEY LVice President
Exercise / conversionCommon 1,620 $32.91 $53,308.04
Disclosure

SEC source: 0000018230-03-000325 · edgar.xml · nonDerivative · entry 1

BUSSELL RODNEY L · CIK 0001171776 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 15:53 UTC
LAVIN RICHARD PVice President
Exercise / conversionEmployee Stock Option · Derivative 1,925 $0.00 Strike: $38.41 $0.00
Disclosure

SEC source: 0000018230-03-000323 · edgar.xml · derivative · entry 3

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 1,925 shares

Expires 2010-06-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 15:53 UTC
LAVIN RICHARD PVice President
Tax withholdingCommon 1,375 $64.41 $88,556.88
Disclosure

SEC source: 0000018230-03-000323 · edgar.xml · nonDerivative · entry 2

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,810

F1 · balance_after: This amount includes 1421 shares in EIP-1, 1721 shares in 401K, 854 shares in SEIP and 99 shares in dividend reinvestment. In addition, 1 share is owned indirectly by daughter.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 15:53 UTC
LAVIN RICHARD PVice President
Exercise / conversionCommon 1,925 $38.41 $73,932.13
Disclosure

SEC source: 0000018230-03-000323 · edgar.xml · nonDerivative · entry 1

LAVIN RICHARD P · CIK 0001171774 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,185

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 15:38 UTC
WUNNING STEVEN HVice President
Exercise / conversionEmployee Stock Option · Derivative 2,684 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000321 · edgar.xml · derivative · entry 6

WUNNING STEVEN H · CIK 0001171788 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,684 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

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July 22, 2003 Filed Jul 24, 2003 15:38 UTC
WUNNING STEVEN HVice President
Exercise / conversionEmployee Stock Option · Derivative 3,316 $0.00 Strike: $30.16 $0.00
Disclosure

SEC source: 0000018230-03-000321 · edgar.xml · derivative · entry 5

WUNNING STEVEN H · CIK 0001171788 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 3,316 shares

Expires 2005-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: (Right to Buy) with tandem tax withholding rights.

F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 15:38 UTC
WUNNING STEVEN HVice President
Tax withholdingCommon 1,676 $64.41 $107,942.78
Disclosure

SEC source: 0000018230-03-000321 · edgar.xml · nonDerivative · entry 4

WUNNING STEVEN H · CIK 0001171788 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,943

F1 · balance_after: This amount includes 7492 shares in EIP-1, 2363 shares in 401K, and 1756 shares in SEIP. Indirectly held shares by wife are 33 shares that includes 1 share in dividend reinvestment.

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July 22, 2003 Filed Jul 24, 2003 15:38 UTC
WUNNING STEVEN HVice President
Exercise / conversionCommon 2,684 $30.16 $80,939.24
Disclosure

SEC source: 0000018230-03-000321 · edgar.xml · nonDerivative · entry 3

WUNNING STEVEN H · CIK 0001171788 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 15:38 UTC
WUNNING STEVEN HVice President
Tax withholdingCommon 1,552 $64.41 $99,956.56
Disclosure

SEC source: 0000018230-03-000321 · edgar.xml · nonDerivative · entry 2

WUNNING STEVEN H · CIK 0001171788 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,935

Read SEC document
July 22, 2003 Filed Jul 24, 2003 15:38 UTC
WUNNING STEVEN HVice President
Exercise / conversionCommon 3,316 $30.16 $99,997.96
Disclosure

SEC source: 0000018230-03-000321 · edgar.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2003 Filed Jul 24, 2003 14:55 UTC Amendment
WUNNING STEVEN HVice President
SaleCommon 1,966 $64.26 $126,335.16
Disclosure

SEC source: 0000018230-03-000319 · edgar.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,171

F1 · balance_after: This amount includes 7492 shares in EIP-1, 2363 shares in 401K, and 1756 shares in SEIP. Indirectly held shares by wife are 33 shares that includes 1 share in dividend reinvestment.

Read SEC document
July 22, 2003 Filed Jul 23, 2003 22:04 UTC
WUNNING STEVEN HVice President
SaleCommon 1,966 $64.26 $126,335.16
Disclosure

SEC source: 0000018230-03-000317 · edgar.xml · nonDerivative · entry 1

WUNNING STEVEN H · CIK 0001171788 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,811

F1 · balance_after: This amount includes 7492 shares in EIP-1, 2363 shares in 401K, 1756 shares in SEIP and 640 shares in dividend reinvestment. Indirectly held shares by wife are 33 shares that includes 1 share in dividend reinvestment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.