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PATHWARD FINANCIAL, INC.

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4627
SEC CIK
0000907471
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564

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2018 Filed Aug 3, 2018 01:39 UTC GrantCommon Stock 23,850 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021314 · doc4.xml · nonDerivative · entry 1

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 23,850

F1 · shares: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received by the Michael R. Kramer Revocable Trust u/a/d 9/21/1983, as amended (the "MRK Trust"), in exchange for 9,000 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). The reporting person serves as sole trustee and is the sole beneficiary of the MRK Trust.

F1 · price: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received by the Michael R. Kramer Revocable Trust u/a/d 9/21/1983, as amended (the "MRK Trust"), in exchange for 9,000 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). The reporting person serves as sole trustee and is the sole beneficiary of the MRK Trust.

F1 · ownership.nature: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received by the Michael R. Kramer Revocable Trust u/a/d 9/21/1983, as amended (the "MRK Trust"), in exchange for 9,000 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). The reporting person serves as sole trustee and is the sole beneficiary of the MRK Trust.

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August 01, 2018 Filed Aug 3, 2018 01:35 UTC
Goik Michael KSee Remarks
GrantCommon Stock 42,481 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021311 · doc4.xml · nonDerivative · entry 3

Goik Michael K · CIK 0001744576 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,381

F3 · shares: All of which 42,481 shares of Meta Common Stock are restricted stock granted to the reporting person that will vest in six nearly equal installments on each of August 1, 2019, August 1, 2020, August 1, 2021, August 1, 2022, August 1, 2023 and August 1, 2024.

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August 01, 2018 Filed Aug 3, 2018 01:35 UTC
Goik Michael KSee Remarks
GrantCommon Stock 15,900 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021311 · doc4.xml · nonDerivative · entry 2

Goik Michael K · CIK 0001744576 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,900

F2 · shares: Represents shares of Meta Common Stock received by the reporting person in exchange for 6,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration.

F2 · price: Represents shares of Meta Common Stock received by the reporting person in exchange for 6,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 01:35 UTC
Goik Michael KSee Remarks
GrantCommon Stock 4,624 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021311 · doc4.xml · nonDerivative · entry 1

Goik Michael K · CIK 0001744576 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Crestmark ESOP

Disclosed balance after: 4,624

F1 · shares: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received in exchange for 1,745 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") held for the reporting person's account under the Crestmark Employee Stock Ownership Plan, which were acquired in exchange for shares of Crestmark Common Stock pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration").

F1 · price: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received in exchange for 1,745 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") held for the reporting person's account under the Crestmark Employee Stock Ownership Plan, which were acquired in exchange for shares of Crestmark Common Stock pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration").

F1 · ownership.nature: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received in exchange for 1,745 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") held for the reporting person's account under the Crestmark Employee Stock Ownership Plan, which were acquired in exchange for shares of Crestmark Common Stock pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration").

Read SEC document
June 11, 2018 Filed Jun 12, 2018 15:58 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 8,833 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000061 · wf-form4_152881912289485.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 106,209

Read SEC document
June 08, 2018 Filed Jun 12, 2018 13:55 UTC
Herrick Glen WilliamEVP, CFO & Secretary
SaleCommon Stock 7,500 $112.25 $841,860.00
Disclosure

SEC source: 0000907471-18-000059 · wf-form4_152881171683107.xml · nonDerivative · entry 1

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,221

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.650 to $112.550, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

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June 01, 2018 Filed Jun 4, 2018 20:16 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 8,833 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000053 · wf-form4_152814335516601.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 115,042

Read SEC document
June 01, 2018 Filed Jun 5, 2018 20:29 UTC
Turner Michael BrentEVP & Head of Consumer Lending
SaleCommon Stock 10,000 $114.08 $1,140,770.00
Disclosure

SEC source: 0000907471-18-000057 · wf-form4_152823053745214.xml · nonDerivative · entry 1

Turner Michael Brent · CIK 0001729383 · EVP & Head of Consumer Lending

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Turner Family Irrevocable Trust

Disclosed balance after: 128,564

Read SEC document
May 31, 2018 Filed Jun 4, 2018 20:16 UTC
Hanson Bradley CDirector · President
SaleCommon Stock 20,000 $113.48 $2,269,652.00
Disclosure

SEC source: 0000907471-18-000053 · wf-form4_152814335516601.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 123,875

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.000 to $113.700, inclusive. The reporting person undertakes to provide to Meta Financial Group, Inc., any security holder of Meta Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
May 21, 2018 Filed May 22, 2018 13:15 UTC SaleCommon Stock 550 $110.40 $60,720.00
Disclosure

SEC source: 0000907471-18-000047 · wf-form4_152699491961258.xml · nonDerivative · entry 1

Moore Frederick V · CIK 0001351112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
May 04, 2018 Filed May 4, 2018 20:23 UTC SaleCommon Stock 696 $100.83 $70,177.68
Disclosure

SEC source: 0000907471-18-000043 · wf-form4_152546539565245.xml · nonDerivative · entry 2

Hajek Douglas J. · CIK 0001591501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,027

Read SEC document
May 04, 2018 Filed May 4, 2018 20:23 UTC SaleCommon Stock 104 $100.45 $10,446.80
Disclosure

SEC source: 0000907471-18-000043 · wf-form4_152546539565245.xml · nonDerivative · entry 1

Hajek Douglas J. · CIK 0001591501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Read SEC document
May 03, 2018 Filed May 3, 2018 21:12 UTC SaleCommon Stock 750 $101.30 $75,975.00
Disclosure

SEC source: 0000907471-18-000041 · wf-form4_152538191187044.xml · nonDerivative · entry 1

Moore Frederick V · CIK 0001351112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:37 UTC
Hanson Bradley CDirector · President
Exercise / conversionStock Option (Right to Buy) · Derivative 6,250 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000907471-18-000037 · wf-form4_152063144049769.xml · derivative · entry 8

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2018-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:37 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 4,030 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000037 · wf-form4_152063144049769.xml · nonDerivative · entry 4

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 143,875

F2 · shares: The transaction involved a gift of shares from the reporting person to the Trust.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:37 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 4,030 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000037 · wf-form4_152063144049769.xml · nonDerivative · entry 3

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The transaction involved a gift of shares from the reporting person to the Trust.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:37 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 2,220 $112.40 $249,528.00
Disclosure

SEC source: 0000907471-18-000037 · wf-form4_152063144049769.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,030

F1 · shares: Reflects shares withheld by the Company to satisfy the exercise price of the purchase of options and tax withholding obligations in connection with exercise of stock options.

Read SEC document
March 07, 2018 Filed Mar 9, 2018 21:37 UTC
Hanson Bradley CDirector · President
Exercise / conversionCommon Stock 6,250 $16.00 $100,000.00
Disclosure

SEC source: 0000907471-18-000037 · wf-form4_152063144049769.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 2, 2018 21:52 UTC
Theisen Sonja AnneSVP, Chief Accounting Officer
GrantCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000033 · wf-form4_152002751638801.xml · nonDerivative · entry 1

Theisen Sonja Anne · CIK 0001650289 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,426

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
February 11, 2018 Filed Feb 12, 2018 22:36 UTC
Schneekloth ShellyEVP and Head of Tech & Ops
Tax withholdingCommon Stock 333 $109.25 $36,380.25
Disclosure

SEC source: 0000907471-18-000029 · wf-form4_151847495046902.xml · nonDerivative · entry 1

Schneekloth Shelly · CIK 0001722411 · EVP and Head of Tech & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

F1 · kind: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
February 09, 2018 Filed May 22, 2019 20:53 UTC Amendment GiftCommon Stock 3,900 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000071 · wf-form4a_155855841504020.xml · nonDerivative · entry 2

Stork Kendall E · CIK 0001674559 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · KS Trust

Disclosed balance after: 8,313

F1 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 1,300 shares (or 3,900 shares, giving effect to the Stock Split (as defined below)) of the Company's common stock, $0.01 par value per share ("Common Stock"), held by the reporting person to The Kendall Stork Revocable Living Trust dated June 12, 2017 (the "Stork Trust").

F2 · shares: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

F3 · ownership.nature: Represents shares of Common Stock held by the Stork Trust. The reporting person serves as co-trustee of the Stork Trust.

Read SEC document
February 09, 2018 Filed May 22, 2019 20:53 UTC Amendment GiftCommon Stock 3,900 $0.00 $0.00
Disclosure

SEC source: 0000907471-19-000071 · wf-form4a_155855841504020.xml · nonDerivative · entry 1

Stork Kendall E · CIK 0001674559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: The reporting person's original Form 4 inadvertently omitted reporting the bona fide gift of 1,300 shares (or 3,900 shares, giving effect to the Stock Split (as defined below)) of the Company's common stock, $0.01 par value per share ("Common Stock"), held by the reporting person to The Kendall Stork Revocable Living Trust dated June 12, 2017 (the "Stork Trust").

F2 · shares: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:40 UTC GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000021 · wf-form4_151683363473325.xml · nonDerivative · entry 1

Moore Frederick V · CIK 0001351112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,400

F1 · kind: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:39 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 558 $104.95 $58,562.10
Disclosure

SEC source: 0000907471-18-000019 · wf-form4_151683353081381.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 139,845

F2 · kind: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:39 UTC
Hanson Bradley CDirector · President
GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000019 · wf-form4_151683353081381.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 140,403

F1 · kind: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:37 UTC GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000017 · wf-form4_151683342267769.xml · nonDerivative · entry 1

Hajek Douglas J. · CIK 0001591501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

F1 · kind: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:33 UTC GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000015 · wf-form4_151683318605063.xml · nonDerivative · entry 1

SHULMAN BECKY S · CIK 0001207365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,233

F1 · kind: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:28 UTC GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000013 · wf-form4_151683291861231.xml · nonDerivative · entry 1

Stork Kendall E · CIK 0001674559 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,771

F1 · kind: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:23 UTC GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000011 · wf-form4_151683258646249.xml · nonDerivative · entry 1

Hoople Elizabeth G. · CIK 0001622395 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

F1 · kind: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:14 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 512 $104.95 $53,734.40
Disclosure

SEC source: 0000907471-18-000008 · wf-form4_151683202746347.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 163,833

F2 · kind: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 22:14 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
GrantCommon Stock 1,300 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000008 · wf-form4_151683202746347.xml · nonDerivative · entry 1

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 164,345

F1 · kind: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 21:55 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 15,766 $0.00 Strike: $16.00 $0.00
Disclosure

SEC source: 0000907471-18-000004 · wf-form4_151544852057944.xml · derivative · entry 7

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,766 shares

Expires 2018-09-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 21:55 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Disposition to issuerCommon Stock 5,051 $89.35 $451,306.85
Disclosure

SEC source: 0000907471-18-000004 · wf-form4_151544852057944.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 163,045

F1 · shares: Reflect shares withheld by the Company to satisfy the purchase of options and tax withholding obligations in connection with exercise of non-qualified stock options.

Read SEC document
January 04, 2018 Filed Jan 8, 2018 21:55 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
GrantCommon Stock 15,766 $16.00 $252,256.00
Disclosure

SEC source: 0000907471-18-000004 · wf-form4_151544852057944.xml · nonDerivative · entry 1

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 168,096

Read SEC document
December 24, 2017 Filed Dec 27, 2017 20:46 UTC
Thornsberry ShereeHead of Payments
Tax withholdingCommon Stock 1,214 $92.90 $112,780.60
Disclosure

SEC source: 0000907471-17-000114 · wf-form4_151440757873317.xml · nonDerivative · entry 1

Thornsberry Sheree · CIK 0001717715 · Head of Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,786

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
December 09, 2017 Filed Dec 12, 2017 15:39 UTC
Theisen Sonja AnneSVP, Chief Accounting Officer
Tax withholdingCommon Stock 105 $90.65 $9,518.25
Disclosure

SEC source: 0000907471-17-000112 · wf-form4_151309315169565.xml · nonDerivative · entry 2

Theisen Sonja Anne · CIK 0001650289 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,026

F2 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
November 30, 2017 Filed Dec 11, 2017 22:51 UTC
Herrick Glen WilliamEVP, CFO & Secretary
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0000907471-17-000108 · wf-form4_151303269651275.xml · nonDerivative · entry 2

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,721

F2 · balance_after: Bona fide gift by the Reporting Person to a 501(c)(3) charitable organization for no consideration.

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November 29, 2017 Filed Dec 11, 2017 22:54 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
GiftCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0000907471-17-000110 · wf-form4_151303284906409.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · MLH Trust

Disclosed balance after: 56,384

F2 · balance_after: Bona fide gift by the Reporting Person to a 501(c)(3) charitable organization for no consideration.

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November 13, 2017 Filed Nov 13, 2017 21:52 UTC
Schneekloth ShellyEVP and Head of Tech & Ops
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-042171 · form4.xml · nonDerivative · entry 1

Schneekloth Shelly · CIK 0001722411 · EVP and Head of Tech & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F1 · shares: All of which 3,000 shares are restricted stock granted to the reporting person, 1,200 of which shares of restricted stock will vest on February 11, 2018 and the remaining shares will vest in three equal installments of 600 shares on each of September 25, 2018, September 25, 2019 and September 25, 2020.

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October 23, 2017 Filed Oct 25, 2017 20:14 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 519 $0.00 $0.00
Disclosure

SEC source: 0000907471-17-000099 · wf-form4_150896248452024.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 139,103

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October 11, 2017 Filed Oct 13, 2017 20:20 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 1,568 $85.00 $133,280.00
Disclosure

SEC source: 0000907471-17-000097 · wf-form4_150792601362179.xml · nonDerivative · entry 5

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 152,330

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

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October 11, 2017 Filed Oct 13, 2017 20:20 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
GiftCommon Stock 11,211 $0.00 $0.00
Disclosure

SEC source: 0000907471-17-000097 · wf-form4_150792601362179.xml · nonDerivative · entry 4

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 153,898

F3 · shares: The transaction involved a gift of shares from the reporting person to the JTH Trust.

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October 11, 2017 Filed Oct 13, 2017 20:20 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
GiftCommon Stock 11,211 $0.00 $0.00
Disclosure

SEC source: 0000907471-17-000097 · wf-form4_150792601362179.xml · nonDerivative · entry 3

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: The transaction involved a gift of shares from the reporting person to the JTH Trust.

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October 11, 2017 Filed Oct 13, 2017 20:20 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
GrantCommon Stock 11,211 $85.00 $952,935.00
Disclosure

SEC source: 0000907471-17-000097 · wf-form4_150792601362179.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,211

F2 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

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October 11, 2017 Filed Oct 13, 2017 20:20 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 1,517 $85.00 $128,945.00
Disclosure

SEC source: 0000907471-17-000097 · wf-form4_150792601362179.xml · nonDerivative · entry 1

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 142,687

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

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October 11, 2017 Filed Oct 13, 2017 20:19 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 1,568 $85.00 $133,280.00
Disclosure

SEC source: 0000907471-17-000096 · wf-form4_150792596800736.xml · nonDerivative · entry 5

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 139,622

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

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October 11, 2017 Filed Oct 13, 2017 20:19 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 11,211 $0.00 $0.00
Disclosure

SEC source: 0000907471-17-000096 · wf-form4_150792596800736.xml · nonDerivative · entry 4

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 141,190

F3 · shares: The transaction involved a gift of shares from the reporting person to the BJH Living Trust.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 20:19 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 11,211 $0.00 $0.00
Disclosure

SEC source: 0000907471-17-000096 · wf-form4_150792596800736.xml · nonDerivative · entry 3

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: The transaction involved a gift of shares from the reporting person to the BJH Living Trust.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 20:19 UTC
Hanson Bradley CDirector · President
GrantCommon Stock 11,211 $85.00 $952,935.00
Disclosure

SEC source: 0000907471-17-000096 · wf-form4_150792596800736.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,211

F2 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 20:19 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 1,517 $85.00 $128,945.00
Disclosure

SEC source: 0000907471-17-000096 · wf-form4_150792596800736.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 129,979

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.