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PATHWARD FINANCIAL, INC.

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4627
SEC CIK
0000907471
Parsed reports
564

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202602
Mar 202600
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 06, 2018 Filed Nov 7, 2018 21:34 UTC
HAAHR J TYLERDirector · Chairman of the Board
GrantCommon Stock 19,785 $10.60 $209,721.00
Disclosure

SEC source: 0000907471-18-000128 · wf-form4_154162645191713.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · MLH Trust

Disclosed balance after: 210,162

Read SEC document
November 06, 2018 Filed Nov 7, 2018 21:34 UTC
HAAHR J TYLERDirector · Chairman of the Board
GrantCommon Stock 25,347 $7.67 $194,411.49
Disclosure

SEC source: 0000907471-18-000128 · wf-form4_154162645191713.xml · nonDerivative · entry 1

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · MLH Trust

Disclosed balance after: 190,377

Read SEC document
October 16, 2018 Filed Oct 18, 2018 21:05 UTC
Herrick Glen WilliamEVP, CFO & Secretary
Tax withholdingCommon Stock 2,648 $25.11 $66,491.28
Disclosure

SEC source: 0000907471-18-000116 · wf-form4_153989671106113.xml · nonDerivative · entry 2

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,635

F2 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 21:05 UTC
Herrick Glen WilliamEVP, CFO & Secretary
GrantCommon Stock 20,181 $25.11 $506,744.91
Disclosure

SEC source: 0000907471-18-000116 · wf-form4_153989671106113.xml · nonDerivative · entry 1

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,283

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 21:03 UTC
Theisen Sonja AnneSVP, Chief Accounting Officer
Tax withholdingCommon Stock 122 $25.11 $3,063.42
Disclosure

SEC source: 0000907471-18-000114 · wf-form4_153989658823329.xml · nonDerivative · entry 2

Theisen Sonja Anne · CIK 0001650289 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,429

F2 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 21:03 UTC
Theisen Sonja AnneSVP, Chief Accounting Officer
GrantCommon Stock 1,494 $25.11 $37,514.34
Disclosure

SEC source: 0000907471-18-000114 · wf-form4_153989658823329.xml · nonDerivative · entry 1

Theisen Sonja Anne · CIK 0001650289 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,551

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 21:00 UTC
Schneekloth ShellyEVP and Head of Tech & Ops
Tax withholdingCommon Stock 588 $25.11 $14,764.68
Disclosure

SEC source: 0000907471-18-000112 · wf-form4_153989643152482.xml · nonDerivative · entry 2

Schneekloth Shelly · CIK 0001722411 · EVP and Head of Tech & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,182

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 21:00 UTC
Schneekloth ShellyEVP and Head of Tech & Ops
GrantCommon Stock 4,480 $25.11 $112,492.80
Disclosure

SEC source: 0000907471-18-000112 · wf-form4_153989643152482.xml · nonDerivative · entry 1

Schneekloth Shelly · CIK 0001722411 · EVP and Head of Tech & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,770

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:58 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 7,549 $25.11 $189,555.39
Disclosure

SEC source: 0000907471-18-000110 · wf-form4_153989632031667.xml · nonDerivative · entry 4

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 342,653

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:58 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 57,534 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000110 · wf-form4_153989632031667.xml · nonDerivative · entry 3

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 350,202

F2 · shares: The transaction involved a gift of shares from the reporting person to the Bradley C. Hanson Living Trust.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:58 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 57,534 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000110 · wf-form4_153989632031667.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The transaction involved a gift of shares from the reporting person to the Bradley C. Hanson Living Trust.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:58 UTC
Hanson Bradley CDirector · President
GrantCommon Stock 57,534 $25.11 $1,444,678.74
Disclosure

SEC source: 0000907471-18-000110 · wf-form4_153989632031667.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,534

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:57 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 7,549 $25.11 $189,555.39
Disclosure

SEC source: 0000907471-18-000108 · wf-form4_153989620914238.xml · nonDerivative · entry 4

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 519,647

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:57 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
GiftCommon Stock 57,534 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000108 · wf-form4_153989620914238.xml · nonDerivative · entry 3

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 527,196

F2 · shares: The transaction involved a gift of shares from the reporting person to the JTH Trust.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:57 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
GiftCommon Stock 57,534 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000108 · wf-form4_153989620914238.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: The transaction involved a gift of shares from the reporting person to the JTH Trust.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:57 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
GrantCommon Stock 57,534 $25.11 $1,444,678.74
Disclosure

SEC source: 0000907471-18-000108 · wf-form4_153989620914238.xml · nonDerivative · entry 1

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,534

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:55 UTC
Thornsberry ShereeEVP, Head of Payments
Tax withholdingCommon Stock 771 $25.11 $19,359.81
Disclosure

SEC source: 0000907471-18-000106 · wf-form4_153989609265621.xml · nonDerivative · entry 2

Thornsberry Sheree · CIK 0001717715 · EVP, Head of Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,953

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:55 UTC
Thornsberry ShereeEVP, Head of Payments
GrantCommon Stock 7,637 $25.11 $191,765.07
Disclosure

SEC source: 0000907471-18-000106 · wf-form4_153989609265621.xml · nonDerivative · entry 1

Thornsberry Sheree · CIK 0001717715 · EVP, Head of Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,724

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:53 UTC
Goik Michael KSee Remarks
Tax withholdingCommon Stock 1,160 $25.11 $29,127.60
Disclosure

SEC source: 0000907471-18-000104 · wf-form4_153989597006426.xml · nonDerivative · entry 2

Goik Michael K · CIK 0001744576 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,956

F3 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:53 UTC
Goik Michael KSee Remarks
GrantCommon Stock 7,973 $25.11 $200,202.03
Disclosure

SEC source: 0000907471-18-000104 · wf-form4_153989597006426.xml · nonDerivative · entry 1

Goik Michael K · CIK 0001744576 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,116

F1 · shares: Award pursuant to the Company's 2002 Omnibus Incentive Plan.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 21:53 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 4,412 $26.14 $115,329.68
Disclosure

SEC source: 0000907471-18-000100 · wf-form4_153964041119025.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 469,662

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 21:53 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 4,267 $26.14 $111,539.38
Disclosure

SEC source: 0000907471-18-000100 · wf-form4_153964041119025.xml · nonDerivative · entry 1

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 474,074

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 21:56 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 4,412 $26.14 $115,329.68
Disclosure

SEC source: 0000907471-18-000102 · wf-form4_153964056628001.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 292,668

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 21:56 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 4,267 $26.14 $111,539.38
Disclosure

SEC source: 0000907471-18-000102 · wf-form4_153964056628001.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 297,080

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 21:46 UTC
Herrick Glen WilliamEVP, CFO & Secretary
Tax withholdingCommon Stock 1,504 $26.14 $39,314.56
Disclosure

SEC source: 0000907471-18-000096 · wf-form4_153963998096934.xml · nonDerivative · entry 2

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,102

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 21:46 UTC
Herrick Glen WilliamEVP, CFO & Secretary
Tax withholdingCommon Stock 1,414 $26.14 $36,961.96
Disclosure

SEC source: 0000907471-18-000096 · wf-form4_153963998096934.xml · nonDerivative · entry 1

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,606

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 21:48 UTC
Theisen Sonja AnneSVP, Chief Accounting Officer
Tax withholdingCommon Stock 78 $26.14 $2,038.92
Disclosure

SEC source: 0000907471-18-000098 · wf-form4_153964012223329.xml · nonDerivative · entry 2

Theisen Sonja Anne · CIK 0001650289 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,057

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 11, 2018 Filed Oct 15, 2018 21:48 UTC
Theisen Sonja AnneSVP, Chief Accounting Officer
Tax withholdingCommon Stock 86 $26.14 $2,248.04
Disclosure

SEC source: 0000907471-18-000098 · wf-form4_153964012223329.xml · nonDerivative · entry 1

Theisen Sonja Anne · CIK 0001650289 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,135

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · balance_after: On October 4, 2018, Meta Financial Group, Inc. effected a 3-for-1 forward stock split of issued and outstanding shares of the Company's common stock ("Common Stock"), in the form of a 200% stock dividend (the "Stock Split"). The number of shares and share prices reported have been adjusted to reflect the Stock Split.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 22:04 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 534 $81.44 $43,488.96
Disclosure

SEC source: 0000907471-18-000090 · wf-form4_153851787104080.xml · nonDerivative · entry 3

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 100,449

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 22:04 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 4,386 $81.44 $357,195.84
Disclosure

SEC source: 0000907471-18-000090 · wf-form4_153851787104080.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 100,983

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 22:01 UTC
Herrick Glen WilliamEVP, CFO & Secretary
Tax withholdingCommon Stock 2,592 $81.44 $211,092.48
Disclosure

SEC source: 0000907471-18-000088 · wf-form4_153851769144587.xml · nonDerivative · entry 2

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,340

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:46 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 4,386 $81.44 $357,195.84
Disclosure

SEC source: 0000907471-18-000083 · wf-form4_153851677694890.xml · nonDerivative · entry 3

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · JTH Trust

Disclosed balance after: 159,447

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 21:46 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 534 $81.44 $43,488.96
Disclosure

SEC source: 0000907471-18-000083 · wf-form4_153851677694890.xml · nonDerivative · entry 2

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · MLH Trust

Disclosed balance after: 55,010

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
October 01, 2018 Filed Aug 23, 2019 21:00 UTC Amendment
Herrick Glen WilliamEVP, CFO & Secretary
Tax withholdingCommon Stock 2,952 $81.44 $240,410.88
Disclosure

SEC source: 0000907471-19-000118 · wf-form4a_156659402046012.xml · nonDerivative · entry 1

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,980

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

F2 · shares: The reporting person's original Form 4 inadvertently reported the disposal of 2,592 shares of the Company's common stock, $0.01 par value per share ("Common Stock"). As reported in this amendment, however, the reporting person had disposed of 2,952 shares of Common Stock.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 22:04 UTC
Hanson Bradley CDirector · President
Tax withholdingCommon Stock 840 $82.65 $69,426.00
Disclosure

SEC source: 0000907471-18-000090 · wf-form4_153851787104080.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 105,369

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 22:01 UTC
Herrick Glen WilliamEVP, CFO & Secretary
Tax withholdingCommon Stock 289 $82.65 $23,885.85
Disclosure

SEC source: 0000907471-18-000088 · wf-form4_153851769144587.xml · nonDerivative · entry 1

Herrick Glen William · CIK 0001587724 · EVP, CFO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,932

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:46 UTC
HAAHR J TYLERDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 840 $82.65 $69,426.00
Disclosure

SEC source: 0000907471-18-000083 · wf-form4_153851677694890.xml · nonDerivative · entry 1

HAAHR J TYLER · CIK 0001239136 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · MLH Trust

Disclosed balance after: 55,544

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
September 30, 2018 Filed Oct 2, 2018 21:44 UTC
Theisen Sonja AnneSVP, Chief Accounting Officer
Tax withholdingCommon Stock 19 $82.65 $1,570.35
Disclosure

SEC source: 0000907471-18-000081 · wf-form4_153851663079004.xml · nonDerivative · entry 1

Theisen Sonja Anne · CIK 0001650289 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,407

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

Read SEC document
September 25, 2018 Filed Oct 2, 2018 22:11 UTC
Thornsberry ShereeEVP, Head of Payments
Tax withholdingCommon Stock 757 $84.20 $63,739.40
Disclosure

SEC source: 0000907471-18-000094 · wf-form4_153851826106110.xml · nonDerivative · entry 1

Thornsberry Sheree · CIK 0001717715 · EVP, Head of Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,029

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

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September 25, 2018 Filed Oct 2, 2018 22:09 UTC
Schneekloth ShellyEVP and Head of Tech & Ops
Tax withholdingCommon Stock 237 $84.20 $19,955.40
Disclosure

SEC source: 0000907471-18-000092 · wf-form4_153851815335148.xml · nonDerivative · entry 1

Schneekloth Shelly · CIK 0001722411 · EVP and Head of Tech & Ops

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,430

F1 · shares: Reflects shares of common stock surrendered to the Company to satisfy tax withholding obligations in connection with the vesting of restricted stock.

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September 14, 2018 Filed Sep 18, 2018 22:32 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 106,209 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000077 · wf-form4_153730995310517.xml · nonDerivative · entry 2

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · Bradley C. Hanson Living Trust

Disclosed balance after: 106,209

F1 · shares: The transaction involved a gift of shares from the Bradley and Jacqueline Hanson Living Trust (the "BJH Living Trust") to the Bradley C. Hanson Living Trust.

F3 · ownership.nature: Held by the Bradley C. Hanson Living Trust for which the reporting person is a trustee. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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September 14, 2018 Filed Sep 18, 2018 22:32 UTC
Hanson Bradley CDirector · President
GiftCommon Stock 106,209 $0.00 $0.00
Disclosure

SEC source: 0000907471-18-000077 · wf-form4_153730995310517.xml · nonDerivative · entry 1

Hanson Bradley C · CIK 0001342375 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · BJH Living Trust

Disclosed balance after: 0

F1 · shares: The transaction involved a gift of shares from the Bradley and Jacqueline Hanson Living Trust (the "BJH Living Trust") to the Bradley C. Hanson Living Trust.

F2 · ownership.nature: Held by the BJH Living Trust for which the reporting person is a co-trustee. The reporting person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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August 01, 2018 Filed Aug 3, 2018 01:40 UTC GrantCommon Stock 542 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021315 · doc4.xml · nonDerivative · entry 6

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,742

F6 · shares: Award granted pursuant to the Company's 2002 Omnibus Incentive Plan.

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August 01, 2018 Filed Aug 3, 2018 01:40 UTC GrantCommon Stock 21,200 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021315 · doc4.xml · nonDerivative · entry 5

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,200

F5 · shares: Represents shares of Meta Common Stock received by the reporting person in exchange for 8,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration.

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August 01, 2018 Filed Aug 3, 2018 01:40 UTC GrantCommon Stock 4,759 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021315 · doc4.xml · nonDerivative · entry 4

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Crestmark ESOP

Disclosed balance after: 4,759

F4 · shares: Represents shares of Meta Common Stock received in exchange for 1,796 shares of Crestmark Common Stock held for the reporting person's account under the Crestmark Employee Stock Ownership Plan, which were acquired in exchange for shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration.

F4 · price: Represents shares of Meta Common Stock received in exchange for 1,796 shares of Crestmark Common Stock held for the reporting person's account under the Crestmark Employee Stock Ownership Plan, which were acquired in exchange for shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration.

F4 · ownership.nature: Represents shares of Meta Common Stock received in exchange for 1,796 shares of Crestmark Common Stock held for the reporting person's account under the Crestmark Employee Stock Ownership Plan, which were acquired in exchange for shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration.

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August 01, 2018 Filed Aug 3, 2018 01:40 UTC GrantCommon Stock 56,445 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021315 · doc4.xml · nonDerivative · entry 3

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 56,445

F3 · shares: Represents shares of Meta Common Stock received by the Helen P. Tull 2018 Trust u/a/d 6/27/2018 (the "HPT Trust") in exchange for 21,300 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person serves as co-trustee of the HPT Trust.

F7 · shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

F3 · price: Represents shares of Meta Common Stock received by the Helen P. Tull 2018 Trust u/a/d 6/27/2018 (the "HPT Trust") in exchange for 21,300 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person serves as co-trustee of the HPT Trust.

F3 · ownership.nature: Represents shares of Meta Common Stock received by the Helen P. Tull 2018 Trust u/a/d 6/27/2018 (the "HPT Trust") in exchange for 21,300 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person serves as co-trustee of the HPT Trust.

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August 01, 2018 Filed Aug 3, 2018 01:40 UTC GrantCommon Stock 166,560 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021315 · doc4.xml · nonDerivative · entry 2

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 166,560

F2 · shares: Represents shares of Meta Common Stock received by Renee Tull Revocable Trust dated 8/22/17 (the "RT Trust") in exchange for 62,853 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person's wife is the trustee of the RT Trust, and the reporting person and the reporting person's wife are the co-beneficiaries of the RT Trust.

F7 · shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

F2 · price: Represents shares of Meta Common Stock received by Renee Tull Revocable Trust dated 8/22/17 (the "RT Trust") in exchange for 62,853 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person's wife is the trustee of the RT Trust, and the reporting person and the reporting person's wife are the co-beneficiaries of the RT Trust.

F2 · ownership.nature: Represents shares of Meta Common Stock received by Renee Tull Revocable Trust dated 8/22/17 (the "RT Trust") in exchange for 62,853 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person's wife is the trustee of the RT Trust, and the reporting person and the reporting person's wife are the co-beneficiaries of the RT Trust.

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August 01, 2018 Filed Aug 3, 2018 01:40 UTC GrantCommon Stock 166,560 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021315 · doc4.xml · nonDerivative · entry 1

Tull William David · CIK 0001745694 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 166,560

F1 · shares: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received by W. David Tull Revocable Trust dated 8/22/17 (the "DT Trust") in exchange for 62,853 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). The reporting person serves as sole trustee and is co-beneficiary of the DT Trust.

F7 · shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

F1 · price: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received by W. David Tull Revocable Trust dated 8/22/17 (the "DT Trust") in exchange for 62,853 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). The reporting person serves as sole trustee and is co-beneficiary of the DT Trust.

F1 · ownership.nature: Represents shares of common stock, $0.01 par value per share ("Meta Common Stock"), of Meta Financial Group, Inc. ("Meta") received by W. David Tull Revocable Trust dated 8/22/17 (the "DT Trust") in exchange for 62,853 shares of common stock, no par value per share ("Crestmark Common Stock"), of Crestmark Bancorp, Inc. ("Crestmark") pursuant to the merger of Crestmark with and into Meta, with Meta continuing as the surviving entity (the "Merger"), pursuant to the Agreement and Plan of Merger, dated as of January 9, 2018, among, Meta, MetaBank, Crestmark and Crestmark Bank. As of the effective time of the Merger on August 1, 2018 (the "Effective Time"), each share of Crestmark Common Stock automatically converted into the right to receive 2.65 shares of Meta Common Stock along with cash in lieu of any fractional share (the "Merger Consideration"). The reporting person serves as sole trustee and is co-beneficiary of the DT Trust.

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August 01, 2018 Filed Aug 3, 2018 01:39 UTC GrantCommon Stock 542 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-021314 · doc4.xml · nonDerivative · entry 3

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542

F3 · shares: Award granted pursuant to the Company's 2002 Omnibus Incentive Plan.

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August 01, 2018 Filed Aug 3, 2018 01:39 UTC GrantCommon Stock 10,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-021314 · doc4.xml · nonDerivative · entry 2

Kramer Michael Robert · CIK 0001744580 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 10,600

F2 · shares: Represents shares of Meta Common Stock received by the Zina Kramer Revocable Trust u/a/d 12/22/1994, as amended (the "ZK Trust"), in exchange for 4,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person's wife serves as sole trustee and is the sole beneficiary of the ZK Trust.

F4 · shares: The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of the reporting person's pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by the reporting person of any securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.

F2 · price: Represents shares of Meta Common Stock received by the Zina Kramer Revocable Trust u/a/d 12/22/1994, as amended (the "ZK Trust"), in exchange for 4,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person's wife serves as sole trustee and is the sole beneficiary of the ZK Trust.

F2 · ownership.nature: Represents shares of Meta Common Stock received by the Zina Kramer Revocable Trust u/a/d 12/22/1994, as amended (the "ZK Trust"), in exchange for 4,000 shares of Crestmark Common Stock pursuant to the Merger. As of the Effective Time, each share of Crestmark Common Stock automatically converted into the right to receive the Merger Consideration. The reporting person's wife serves as sole trustee and is the sole beneficiary of the ZK Trust.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.