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CARV

CARVER BANCORP INC

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Tapewire entity
9625
SEC CIK
0001016178
Parsed reports
48

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2025 Filed Mar 3, 2025 16:42 UTC
Felix DonaldPresident and CEO
GrantCommon Stock 58,139 $0.00 $0.00
Disclosure

SEC source: 0001437749-25-005932 · rdgdoc.xml · nonDerivative · entry 1

Felix Donald · CIK 0002047458 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,085

F1 · shares: Shares of restricted stock vest 100% on February 27, 2026.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 13:50 UTC PurchaseCommon Stock 8,982 $1.67 $14,999.94
Disclosure

SEC source: 0001437749-24-036328 · rdgdoc.xml · nonDerivative · entry 1

Knuckles Kenneth · CIK 0001588344 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,982

Read SEC document
November 25, 2024 Filed Nov 27, 2024 13:49 UTC PurchaseCommon Stock 59,880 $1.67 $99,999.60
Disclosure

SEC source: 0001437749-24-036326 · rdgdoc.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,880

Read SEC document
November 25, 2024 Filed Nov 27, 2024 13:49 UTC PurchaseCommon Stock 11,976 $1.67 $19,999.92
Disclosure

SEC source: 0001437749-24-036325 · rdgdoc.xml · nonDerivative · entry 1

Grannum Colvin · CIK 0001588342 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,716

Read SEC document
November 25, 2024 Filed Nov 27, 2024 13:47 UTC PurchaseCommon Stock 8,982 $1.67 $14,999.94
Disclosure

SEC source: 0001437749-24-036324 · rdgdoc.xml · nonDerivative · entry 1

JACKSON PAZEL G JR · CIK 0001223486 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,308

Read SEC document
November 25, 2024 Filed Dec 6, 2024 10:54 UTC
Felix DonaldPresident and CEO
PurchaseCommon Stock 26,946 $1.67 $44,999.82
Disclosure

SEC source: 0001437749-24-036836 · rdgdoc.xml · nonDerivative · entry 1

Felix Donald · CIK 0002047458 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,946

Read SEC document
February 27, 2024 Filed Feb 28, 2024 10:53 UTC PurchaseCommon Stock 1,000 $1.67 $1,670.00
Disclosure

SEC source: 0001437749-24-005835 · rdgdoc.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
October 26, 2023 Filed Oct 27, 2023 13:20 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029202 · rdgdoc.xml · nonDerivative · entry 1

Maier Christina L · CIK 0001599705 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,000

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on October 26, 2024.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on April 26, 2023.

Read SEC document
October 26, 2023 Filed Oct 27, 2023 13:19 UTC
Torres IsaacSVP and GC
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029200 · rdgdoc.xml · nonDerivative · entry 1

Torres Isaac · CIK 0001781533 · SVP and GC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,358

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on October 26, 2024.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on April 26, 2023.

Read SEC document
October 26, 2023 Filed Oct 31, 2023 16:38 UTC
Nunn Robin LDirector
GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-029532 · rdgdoc.xml · nonDerivative · entry 1

Nunn Robin L · CIK 0001999318 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Shares of restricted stock vest at a rate of 50% per year commencing on October 26, 2024.

Read SEC document
March 14, 2023 Filed Mar 14, 2023 15:47 UTC PurchaseCommon Stock 450 $4.20 $1,890.00
Disclosure

SEC source: 0001567619-23-005041 · doc1.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
March 06, 2023 Filed Mar 13, 2023 19:11 UTC OtherCommon Stock 500 $4.52 $2,260.00
Disclosure

SEC source: 0001567619-23-004963 · doc1.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,550

Read SEC document
December 19, 2022 Filed Dec 19, 2022 15:48 UTC PurchaseCommon Stock 450 $4.04 $1,818.00
Disclosure

SEC source: 0001567619-22-021777 · doc1.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

Read SEC document
September 14, 2022 Filed Sep 15, 2022 17:40 UTC PurchaseCommon Stock 1,000 $5.40 $5,400.00
Disclosure

SEC source: 0001567619-22-017469 · doc1.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,600

Read SEC document
September 07, 2022 Filed Sep 9, 2022 11:13 UTC PurchaseCommon Stock 500 $4.45 $2,225.00
Disclosure

SEC source: 0001567619-22-017212 · doc1.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600

Read SEC document
April 26, 2022 Filed May 6, 2022 16:53 UTC
Pugh Michael T.Director · President & CEO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009689 · doc1.xml · nonDerivative · entry 1

Pugh Michael T. · CIK 0001628701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,964

F1 · shares: Shares of restricted stock vest at a rate of 25% per year commencing on April 26, 2023.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

F3 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

F4 · balance_after: Includes shares of restricted stock which vest at a rate of 25% per year commencing on October 29, 2021.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 07:37 UTC
Torres IsaacSVP and GC
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009126 · doc1.xml · nonDerivative · entry 1

Torres Isaac · CIK 0001781533 · SVP and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,358

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on April 26, 2023.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

F3 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

Read SEC document
April 26, 2022 Filed Apr 29, 2022 07:38 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-009128 · doc1.xml · nonDerivative · entry 1

Maier Christina L · CIK 0001599705 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on April 26, 2023.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

Read SEC document
April 26, 2022 Filed May 13, 2022 12:42 UTC GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-010445 · doc1.xml · nonDerivative · entry 1

JACKSON PAZEL G JR · CIK 0001223486 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,326

F1 · shares: Shares of restricted stock fully vest on April 26, 2023.

Read SEC document
November 19, 2021 Filed Nov 23, 2021 16:29 UTC SaleCommon Stock 1,209 $13.31 $16,094.57
Disclosure

SEC source: 0001567619-21-021051 · doc1.xml · nonDerivative · entry 2

Maier Christina L · CIK 0001599705 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

Read SEC document
August 26, 2021 Filed Aug 26, 2021 16:16 UTC
Haliotis SophiaSVP and CCO
SaleCommon Stock 2,428 $17.50 $42,490.00
Disclosure

SEC source: 0001567619-21-016366 · doc1.xml · nonDerivative · entry 1

Haliotis Sophia · CIK 0001739352 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,358

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 11:17 UTC
Pugh Michael T.Director · President & CEO
SaleCommon Stock 3,036 $18.38 $55,801.68
Disclosure

SEC source: 0001567619-21-016298 · doc1.xml · nonDerivative · entry 1

Pugh Michael T. · CIK 0001628701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,964

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

F3 · balance_after: Includes shares of restricted stock which vest at a rate of 25% per year commencing on October 29, 2021.

Read SEC document
August 24, 2021 Filed Aug 25, 2021 11:07 UTC
Torres IsaacSVP and GC
SaleCommon Stock 2,542 $18.15 $46,137.30
Disclosure

SEC source: 0001567619-21-016296 · doc1.xml · nonDerivative · entry 1

Torres Isaac · CIK 0001781533 · SVP and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,358

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
July 30, 2021 Filed Nov 23, 2021 16:29 UTC Tax withholdingCommon Stock 791 $14.81 $11,714.71
Disclosure

SEC source: 0001567619-21-021051 · doc1.xml · nonDerivative · entry 1

Maier Christina L · CIK 0001599705 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,209

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 10:26 UTC PurchaseCommon Stock 79 $9.90 $782.10
Disclosure

SEC source: 0001567619-21-004988 · doc1.xml · nonDerivative · entry 2

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 25% per year commencing on December 14, 2018.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 10:26 UTC PurchaseCommon Stock 21 $9.89 $207.69
Disclosure

SEC source: 0001567619-21-004988 · doc1.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 25% per year commencing on December 14, 2018.

Read SEC document
December 01, 2020 Filed Dec 1, 2020 13:26 UTC
Jones Lewis P. IIIDirector · Chairperson of the Board
SaleCommon Stock 200 $7.17 $1,434.00
Disclosure

SEC source: 0001567619-20-020446 · doc1.xml · nonDerivative · entry 2

Jones Lewis P. III · CIK 0001588343 · Director · Chairperson of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Read SEC document
November 30, 2020 Filed Dec 1, 2020 13:26 UTC
Jones Lewis P. IIIDirector · Chairperson of the Board
SaleCommon Stock 300 $7.19 $2,157.00
Disclosure

SEC source: 0001567619-20-020446 · doc1.xml · nonDerivative · entry 1

Jones Lewis P. III · CIK 0001588343 · Director · Chairperson of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Read SEC document
October 29, 2020 Filed Nov 2, 2020 14:18 UTC
Pugh Michael T.Director · President & CEO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-018487 · doc1.xml · nonDerivative · entry 1

Pugh Michael T. · CIK 0001628701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F3 · shares: Shares of restricted stock vest at a rate of 25% per year commencing on October 29, 2021.

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
September 10, 2020 Filed Sep 11, 2020 15:41 UTC
Torres IsaacSVP and GC
SaleCommon Stock 1,100 $6.41 $7,051.00
Disclosure

SEC source: 0001567619-20-016636 · doc1.xml · nonDerivative · entry 1

Torres Isaac · CIK 0001781533 · SVP and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,900

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
September 02, 2020 Filed Sep 3, 2020 13:48 UTC
Pugh Michael T.Director · President & CEO
SaleCommon Stock 100 $6.00 $600.00
Disclosure

SEC source: 0001567619-20-016403 · doc1.xml · nonDerivative · entry 1

Pugh Michael T. · CIK 0001628701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:56 UTC
Torres IsaacSVP and GC
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014085 · doc1.xml · nonDerivative · entry 1

Torres Isaac · CIK 0001781533 · SVP and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:53 UTC
Pugh Michael T.President & CEO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014083 · doc1.xml · nonDerivative · entry 1

Pugh Michael T. · CIK 0001628701 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,100

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:52 UTC
Haliotis SophiaSVP and CCO
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014081 · doc1.xml · nonDerivative · entry 1

Haliotis Sophia · CIK 0001739352 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:49 UTC GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014079 · doc1.xml · nonDerivative · entry 1

Maier Christina L · CIK 0001599705 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on July 30, 2021.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:47 UTC GrantStock Options · Derivative 1,000 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001567619-20-014077 · doc1.xml · derivative · entry 2

Joseph Jillian E · CIK 0001787776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-07-30

F2 · shares: Stock options vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · derivative.underlying_shares: Stock options vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Stock options vest at a rate of 1/3 per year commencing on July 30, 2021.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:47 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014077 · doc1.xml · nonDerivative · entry 1

Joseph Jillian E · CIK 0001787776 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on July 30, 2021.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:45 UTC GrantStock Options · Derivative 1,000 $0.00 Strike: $5.70 $0.00
Disclosure

SEC source: 0001567619-20-014075 · doc1.xml · derivative · entry 2

Bussey Steven · CIK 0001815082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-07-30

F2 · shares: Stock options vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · derivative.underlying_shares: Stock options vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Stock options vest at a rate of 1/3 per year commencing on July 30, 2021.

Read SEC document
July 30, 2020 Filed Aug 3, 2020 17:45 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-014075 · doc1.xml · nonDerivative · entry 1

Bussey Steven · CIK 0001815082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on July 30, 2021.

Read SEC document
November 19, 2019 Filed Nov 20, 2020 12:08 UTC
Haliotis SophiaSVP and CCO
SaleCommon Stock 1,214 $6.56 $7,963.84
Disclosure

SEC source: 0001567619-20-020134 · doc1.xml · nonDerivative · entry 1

Haliotis Sophia · CIK 0001739352 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,786

F1 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on July 30, 2021.

F2 · balance_after: Includes shares of restricted stock which vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 13:16 UTC
Pugh Michael T.President & CEO
GrantCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014147 · doc1.xml · nonDerivative · entry 1

Pugh Michael T. · CIK 0001628701 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
June 27, 2019 Filed Jul 1, 2019 13:15 UTC
Haliotis SophiaSVP and CCO
GrantCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-014146 · doc1.xml · nonDerivative · entry 1

Haliotis Sophia · CIK 0001739352 · SVP and CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · shares: Shares of restricted stock vest at a rate of 1/3 per year commencing on June 27, 2020.

Read SEC document
September 13, 2018 Filed Sep 14, 2018 16:03 UTC PurchaseCommon Stock 100 $4.19 $419.00
Disclosure

SEC source: 0001567619-18-002630 · doc1.xml · nonDerivative · entry 3

Mooney Robert W · CIK 0001739350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Read SEC document
September 13, 2018 Filed Sep 14, 2018 16:03 UTC PurchaseCommon Stock 4,300 $4.39 $18,858.51
Disclosure

SEC source: 0001567619-18-002630 · doc1.xml · nonDerivative · entry 2

Mooney Robert W · CIK 0001739350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Read SEC document
September 13, 2018 Filed Sep 14, 2018 16:03 UTC PurchaseCommon Stock 100 $4.39 $439.00
Disclosure

SEC source: 0001567619-18-002630 · doc1.xml · nonDerivative · entry 1

Mooney Robert W · CIK 0001739350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Read SEC document
December 14, 2017 Filed Dec 18, 2017 13:56 UTC GrantStock Options · Derivative 1,000 $0.00 Strike: $3.48 $0.00
Disclosure

SEC source: 0001140361-17-046475 · doc1.xml · derivative · entry 2

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-12-14

F2 · derivative.underlying_shares: Stock options vest at a rate of 25% per year commencing on December 14, 2018.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 13:56 UTC GrantCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-046475 · doc1.xml · nonDerivative · entry 1

MacKay Craig C · CIK 0001720170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F1 · shares: Shares of restricted stock vest at a rate of 25% per year commencing on December 14, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.