Last 12 months
Inside the activity.
0 purchase rows · 29 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 3 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 5 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 3 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 7 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2023 Filed Sep 25, 2023 23:57 UTC |
GCM Grosvenor L.P.See Explanation of Responses
GCM GROSVENOR IC SPV, LLCSee Explanation of Responses
GCM GROSVENOR IC SPV 2, LLCSee Explanation of Responses
GCM Investments GP, LLCSee Explanation of Responses
Grosvenor Capital Management Holdings, LLLPSee Explanation of Responses
GCM, L.L.C.See Explanation of Responses
GCM Grosvenor Holdings, LLCSee Explanation of Responses
GCM V, LLCSee Explanation of Responses
GCM Special Opportunities Master Fund, Ltd.See Explanation of Responses
Sacks Michael JaySee Explanation of Responses
|
OtherCommon Stock | 26,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002234 · form410826003a_09252023.xml · nonDerivative · entry 5 Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses GCM GROSVENOR IC SPV, LLC · CIK 0001994353 · See Explanation of Responses GCM GROSVENOR IC SPV 2, LLC · CIK 0001994460 · See Explanation of Responses GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses GCM V, LLC · CIK 0001831172 · See Explanation of Responses GCM Special Opportunities Master Fund, Ltd. · CIK 0001743981 · See Explanation of Responses Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC Disclosed balance after: 1,052,703 F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F7 · kind: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering. F7 · price: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering. F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:57 UTC |
GCM Grosvenor L.P.See Explanation of Responses
GCM GROSVENOR IC SPV, LLCSee Explanation of Responses
GCM GROSVENOR IC SPV 2, LLCSee Explanation of Responses
GCM Investments GP, LLCSee Explanation of Responses
Grosvenor Capital Management Holdings, LLLPSee Explanation of Responses
GCM, L.L.C.See Explanation of Responses
GCM Grosvenor Holdings, LLCSee Explanation of Responses
GCM V, LLCSee Explanation of Responses
GCM Special Opportunities Master Fund, Ltd.See Explanation of Responses
Sacks Michael JaySee Explanation of Responses
|
OtherNon-Voting Common Stock | 26,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002234 · form410826003a_09252023.xml · nonDerivative · entry 4 Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses GCM GROSVENOR IC SPV, LLC · CIK 0001994353 · See Explanation of Responses GCM GROSVENOR IC SPV 2, LLC · CIK 0001994460 · See Explanation of Responses GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses GCM V, LLC · CIK 0001831172 · See Explanation of Responses GCM Special Opportunities Master Fund, Ltd. · CIK 0001743981 · See Explanation of Responses Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F7 · kind: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering. F7 · price: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering. F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:57 UTC |
GCM Grosvenor L.P.See Explanation of Responses
GCM GROSVENOR IC SPV, LLCSee Explanation of Responses
GCM GROSVENOR IC SPV 2, LLCSee Explanation of Responses
GCM Investments GP, LLCSee Explanation of Responses
Grosvenor Capital Management Holdings, LLLPSee Explanation of Responses
GCM, L.L.C.See Explanation of Responses
GCM Grosvenor Holdings, LLCSee Explanation of Responses
GCM V, LLCSee Explanation of Responses
GCM Special Opportunities Master Fund, Ltd.See Explanation of Responses
Sacks Michael JaySee Explanation of Responses
|
ConversionCommon Stock | 519,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002234 · form410826003a_09252023.xml · nonDerivative · entry 3 Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses GCM GROSVENOR IC SPV, LLC · CIK 0001994353 · See Explanation of Responses GCM GROSVENOR IC SPV 2, LLC · CIK 0001994460 · See Explanation of Responses GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses GCM V, LLC · CIK 0001831172 · See Explanation of Responses GCM Special Opportunities Master Fund, Ltd. · CIK 0001743981 · See Explanation of Responses Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC Disclosed balance after: 1,026,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:57 UTC |
GCM Grosvenor L.P.See Explanation of Responses
GCM GROSVENOR IC SPV, LLCSee Explanation of Responses
GCM GROSVENOR IC SPV 2, LLCSee Explanation of Responses
GCM Investments GP, LLCSee Explanation of Responses
Grosvenor Capital Management Holdings, LLLPSee Explanation of Responses
GCM, L.L.C.See Explanation of Responses
GCM Grosvenor Holdings, LLCSee Explanation of Responses
GCM V, LLCSee Explanation of Responses
GCM Special Opportunities Master Fund, Ltd.See Explanation of Responses
Sacks Michael JaySee Explanation of Responses
|
ConversionCommon Stock | 6,725,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002234 · form410826003a_09252023.xml · nonDerivative · entry 2 Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses GCM GROSVENOR IC SPV, LLC · CIK 0001994353 · See Explanation of Responses GCM GROSVENOR IC SPV 2, LLC · CIK 0001994460 · See Explanation of Responses GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses GCM V, LLC · CIK 0001831172 · See Explanation of Responses GCM Special Opportunities Master Fund, Ltd. · CIK 0001743981 · See Explanation of Responses Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV, LLC Disclosed balance after: 7,892,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:57 UTC |
GCM Grosvenor L.P.See Explanation of Responses
GCM GROSVENOR IC SPV, LLCSee Explanation of Responses
GCM GROSVENOR IC SPV 2, LLCSee Explanation of Responses
GCM Investments GP, LLCSee Explanation of Responses
Grosvenor Capital Management Holdings, LLLPSee Explanation of Responses
GCM, L.L.C.See Explanation of Responses
GCM Grosvenor Holdings, LLCSee Explanation of Responses
GCM V, LLCSee Explanation of Responses
GCM Special Opportunities Master Fund, Ltd.See Explanation of Responses
Sacks Michael JaySee Explanation of Responses
|
ConversionCommon Stock | 1,167,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002234 · form410826003a_09252023.xml · nonDerivative · entry 1 Grosvenor Capital Management, L.P. · CIK 0001403169 · See Explanation of Responses GCM GROSVENOR IC SPV, LLC · CIK 0001994353 · See Explanation of Responses GCM GROSVENOR IC SPV 2, LLC · CIK 0001994460 · See Explanation of Responses GCM Investments GP, LLC · CIK 0001743984 · See Explanation of Responses Grosvenor Capital Management Holdings, LLLP · CIK 0001743986 · See Explanation of Responses GCM, L.L.C. · CIK 0001744289 · See Explanation of Responses GCM Grosvenor Holdings, LLC · CIK 0001939480 · See Explanation of Responses GCM V, LLC · CIK 0001831172 · See Explanation of Responses GCM Special Opportunities Master Fund, Ltd. · CIK 0001743981 · See Explanation of Responses Sacks Michael Jay · CIK 0001509764 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV, LLC Disclosed balance after: 1,167,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:59 UTC |
GCM Grosvenor Inc.See Explanation of Responses
|
ConversionSeries G Preferred Stock · Derivative | 519,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002235 · form410826003b_09252023.xml · derivative · entry 9 GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC Disclosed balance after: 0 Underlying: Common Stock · 519,838 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F3 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F3 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F3 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:59 UTC |
GCM Grosvenor Inc.See Explanation of Responses
|
ConversionSeries F Preferred Stock · Derivative | 6,725,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002235 · form410826003b_09252023.xml · derivative · entry 8 GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV, LLC Disclosed balance after: 0 Underlying: Common Stock · 6,725,378 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F3 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F3 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F3 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:59 UTC |
GCM Grosvenor Inc.See Explanation of Responses
|
ConversionSeries A Preferred Stock · Derivative | 1,167,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002235 · form410826003b_09252023.xml · derivative · entry 7 GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV, LLC Disclosed balance after: 0 Underlying: Common Stock · 1,167,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F3 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F3 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F3 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:59 UTC |
GCM Grosvenor Inc.See Explanation of Responses
|
PurchaseCommon Stock | 60,000 | $30.00 | $1,800,000.00 |
DisclosureSEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 6 GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Special Opportunities Master Fund, Ltd. Disclosed balance after: 60,000 F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F6 · ownership.nature: Securities owned directly by SOF. Grosvenor Capital Management, as the investment manager of SOF, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:59 UTC |
GCM Grosvenor Inc.See Explanation of Responses
|
OtherCommon Stock | 26,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 5 GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC Disclosed balance after: 1,052,703 F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F7 · kind: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering. F7 · price: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering. F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:59 UTC |
GCM Grosvenor Inc.See Explanation of Responses
|
OtherNon-Voting Common Stock | 26,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 4 GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F7 · kind: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering. F7 · price: Each share of Non-Voting Common Stock was automatically converted into one Share in connection with the closing of the Issuer's initial public offering. F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:59 UTC |
GCM Grosvenor Inc.See Explanation of Responses
|
ConversionCommon Stock | 519,838 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 3 GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV 2, LLC Disclosed balance after: 1,026,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F5 · ownership.nature: Securities owned directly by GCM SPV2. GCM GP, as the managing member of GCM SPV2, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV2, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:59 UTC |
GCM Grosvenor Inc.See Explanation of Responses
|
ConversionCommon Stock | 6,725,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 2 GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV, LLC Disclosed balance after: 7,892,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:59 UTC |
GCM Grosvenor Inc.See Explanation of Responses
|
ConversionCommon Stock | 1,167,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-23-002235 · form410826003b_09252023.xml · nonDerivative · entry 1 GCM Grosvenor Inc. · CIK 0001819796 · See Explanation of Responses 10b5-1 filing: No plan indicated Ownership: Indirect · By GCM Grosvenor IC SPV, LLC Disclosed balance after: 1,167,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This Form 4 is filed jointly by GCM Grosvenor IC SPV, LLC ("GCM SPV"), GCM Grosvenor IC SPV 2, LLC ("GCM SPV2"), Grosvenor Capital Management, L.P. ("Grosvenor Capital Management"), GCM Investments GP, LLC ("GCM GP"), Grosvenor Capital Management Holdings, LLLP ("Grosvenor Capital Holdings"), GCM, L.L.C., GCM Grosvenor Holdings, LLC ("GCM Holdings"), GCM Grosvenor Inc. ("GCM Grosvenor"), GCM V, L.L.C. ("GCM V"), GCM Special Opportunities Master Fund, Ltd. ("SOF"), and Michael J. Sacks (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a group for purposes of Section 13(d) of the Securities Exchange Act of 1934 (the "Exchange Act") that may be deemed to collectively beneficially own over 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). F2 · security: This filing shall not be deemed to be an affirmation that such a group exists for purposes of the Exchange Act or for any other purpose or that any such Reporting Person is a beneficial owner of securities of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. To enable the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transactions being filed with the Securities and Exchange Commission. F3 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series F Preferred Stock and Series G Preferred Stock converted into Shares on a 1:1 basis. F4 · ownership.nature: Securities owned directly by GCM SPV. GCM GP, as the managing member of GCM SPV, may be deemed to beneficially own such securities. Grosvenor Capital Holdings, as the sole member of GCM GP, may be deemed to beneficially own such securities. Grosvenor Capital Management, as the investment manager of GCM SPV, may be deemed to beneficially own such securities. GCM, L.L.C., as general partner of Grosvenor Capital Management, may be deemed to beneficially own such securities. GCM Holdings, as the managing member of GCM, L.L.C., may be deemed to beneficially own such securities. GCM Grosvenor, as the sole member of GCM Holdings, may be deemed to beneficially own such securities. GCM V, as a shareholder of GCM Grosvenor, may be deemed to beneficially own such securities. Mr. Sacks, as managing member of GCM V, may be deemed to beneficially own such securities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:01 UTC |
Sarafan LilyDirector
|
OtherCommon Stock | 12,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050514 · doc4.xml · nonDerivative · entry 2 Sarafan Lily · CIK 0001736341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,033 F1 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F1 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:01 UTC |
Sarafan LilyDirector
|
OtherNon-Voting Common Stock | 12,033 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050514 · doc4.xml · nonDerivative · entry 1 Sarafan Lily · CIK 0001736341 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F1 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 19:02 UTC |
Ramsay AlanChief Accounting Officer
|
OtherCommon Stock | 97,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050515 · doc4.xml · nonDerivative · entry 2 Ramsay Alan · CIK 0001701399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,138 F1 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F1 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 19:02 UTC |
Ramsay AlanChief Accounting Officer
|
OtherNon-Voting Common Stock | 97,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050515 · doc4.xml · nonDerivative · entry 1 Ramsay Alan · CIK 0001701399 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F1 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionSeries I Preferred Stock · Derivative | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 19 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionSeries H Preferred Stock · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 18 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 500,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionSeries G Preferred Stock · Derivative | 1,039,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 17 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,039,675 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionSeries F Preferred Stock · Derivative | 26,017,127 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 16 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 26,017,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionSeries D Preferred Stock · Derivative | 1,079,905 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 15 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,079,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionSeries C Preferred Stock · Derivative | 1,126,930 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 14 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,126,930 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionSeries A Preferred Stock · Derivative | 4,929,074 | $0.00 | $0.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · derivative · entry 13 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 4,929,074 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
PurchaseCommon Stock | 1,000,000 | $30.00 | $30,000,000.00 |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 12 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 37,841,935 F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
OtherCommon Stock | 14,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 11 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 14,283 F2 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. F5 · ownership.nature: Represents restricted stock units ("RSUs") received by Mr. Sundheim. Certain of the RSUs remain subject to service-based vesting conditions. Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts to which the Investment Manager serves as the investment manager or investment consultant. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
OtherNon-Voting Common Stock | 14,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 10 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F2 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. F5 · ownership.nature: Represents restricted stock units ("RSUs") received by Mr. Sundheim. Certain of the RSUs remain subject to service-based vesting conditions. Mr. Sundheim may be deemed to hold the securities reported herein for the benefit of certain funds and accounts to which the Investment Manager serves as the investment manager or investment consultant. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
OtherCommon Stock | 100,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 9 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 36,841,935 F2 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
OtherNon-Voting Common Stock | 100,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 8 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 0 F2 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionCommon Stock | 120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 7 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 36,741,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 6 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 36,621,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionCommon Stock | 1,039,675 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 5 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 36,121,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionCommon Stock | 26,017,127 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 4 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 35,081,513 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionCommon Stock | 1,079,905 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 3 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 9,064,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionCommon Stock | 1,126,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 2 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 7,984,481 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:43 UTC |
D1 Capital Partners L.P.Director · 10% owner · See Remarks
Sundheim Daniel S.Director · 10% owner
|
ConversionCommon Stock | 4,929,074 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000902664-23-004920 · ownership.xml · nonDerivative · entry 1 D1 Capital Partners L.P. · CIK 0001747057 · Director · 10% owner · See Remarks Sundheim Daniel S. · CIK 0001621588 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 6,857,551 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series F Preferred Stock, Series G Preferred Stock, Series H Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis. F3 · ownership.nature: This statement is filed by D1 Capital Partners L.P. (the "Investment Manager") and Daniel Sundheim ("Mr. Sundheim"). The foregoing persons are hereinafter sometimes referred to as the "Reporting Persons." The Investment Manager is a registered investment adviser and serves as the investment manager of private investment vehicles and accounts, including D1 Iconoclast Holdings LP ("D1 Iconoclast") and D1 Master Holdco I LLC ("D1 Master Holdco"), and as an investment consultant to certain private investment vehicles and accounts, including GCM Grosvenor IC SPV, LLC ("GCM IC") and GCM Grosvenor IC SPV 2, LLC ("GCM IC 2") and may be deemed to beneficially own the securities held by D1 Iconoclast, D1 Master Holdco, GCM IC, and GCM IC 2. Mr. Sundheim may be deemed to beneficially own the reported securities by virtue of the fact that Mr. Sundheim indirectly controls the Investment Manager. F4 · ownership.nature: The filing of this statement should not be construed as an admission that any Reporting Person is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of the securities reported except to the extent of its pecuniary interest therein. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:00 UTC |
Slootman FrankDirector
|
OtherCommon Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050513 · doc4.xml · nonDerivative · entry 4 Slootman Frank · CIK 0001402348 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 16,666 F1 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F1 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · ownership.nature: The shares are held by Invisible Hand Ventures, LLC, of which the reporting person is the manager and has sole voting and dispositive power. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:00 UTC |
Slootman FrankDirector
|
OtherNon-Voting Common Stock | 16,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050513 · doc4.xml · nonDerivative · entry 3 Slootman Frank · CIK 0001402348 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F1 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F2 · ownership.nature: The shares are held by Invisible Hand Ventures, LLC, of which the reporting person is the manager and has sole voting and dispositive power. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:00 UTC |
Slootman FrankDirector
|
OtherCommon Stock | 20,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050513 · doc4.xml · nonDerivative · entry 2 Slootman Frank · CIK 0001402348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,783 F1 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F1 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:00 UTC |
Slootman FrankDirector
|
OtherNon-Voting Common Stock | 20,783 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-050513 · doc4.xml · nonDerivative · entry 1 Slootman Frank · CIK 0001402348 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. F1 · price: Each share of Non-Voting Common Stock was automatically converted into one share of Common Stock in connection with the closing of the Issuer's initial public offering of common stock. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:07 UTC |
JORDAN JEFFREY DDirector
|
ConversionSeries I Preferred Stock · Derivative | 400,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050520 · doc4.xml · derivative · entry 15 JORDAN JEFFREY D · CIK 0001209185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Andreessen Horowitz LSV Fund I, L.P., as nominee Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F3 · ownership.nature: Mr. Jordan is a member of the general partners of the AH Fund Entities (as defined herein), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund Entities, and/or the general partner entities thereof, as applicable. F6 · ownership.nature: The shares are held of record by Andreessen Horowitz LSV Fund I, L.P., for itself and as nominee for Andreessen Horowitz LSV Fund I-B, L.P. and Andreessen Horowitz LSV Fund I-Q, L.P. (collectively, the "AH LSV Fund I Entities", and together with the AH Fund IV Entities, the AH Parallel Fund IV Entities and a16z Seed-III, LLC, the "AH Fund Entities"). AH Equity Partners LSV I, L.L.C. ("AH EP LSV I") is the general partner of the AH LSV Fund I Entities and has sole voting and dispositive power with regard to the shares held by the AH LSV Fund I Entities. The managing members of AH EP LSV I are Marc Andreessen and Benjamin Horowitz. Marc Andreessen and Benjamin Horowitz share voting and dispositive power with respect to the shares held by the AH LSV Fund I Entities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:07 UTC |
JORDAN JEFFREY DDirector
|
ConversionSeries D Preferred Stock · Derivative | 65,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050520 · doc4.xml · derivative · entry 14 JORDAN JEFFREY D · CIK 0001209185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Andreessen Horowitz LSV Fund I, L.P., as nominee Disclosed balance after: 0 Underlying: Common Stock · 65,014 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F3 · ownership.nature: Mr. Jordan is a member of the general partners of the AH Fund Entities (as defined herein), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund Entities, and/or the general partner entities thereof, as applicable. F6 · ownership.nature: The shares are held of record by Andreessen Horowitz LSV Fund I, L.P., for itself and as nominee for Andreessen Horowitz LSV Fund I-B, L.P. and Andreessen Horowitz LSV Fund I-Q, L.P. (collectively, the "AH LSV Fund I Entities", and together with the AH Fund IV Entities, the AH Parallel Fund IV Entities and a16z Seed-III, LLC, the "AH Fund Entities"). AH Equity Partners LSV I, L.L.C. ("AH EP LSV I") is the general partner of the AH LSV Fund I Entities and has sole voting and dispositive power with regard to the shares held by the AH LSV Fund I Entities. The managing members of AH EP LSV I are Marc Andreessen and Benjamin Horowitz. Marc Andreessen and Benjamin Horowitz share voting and dispositive power with respect to the shares held by the AH LSV Fund I Entities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:07 UTC |
JORDAN JEFFREY DDirector
|
ConversionSeries D Preferred Stock · Derivative | 782,255 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050520 · doc4.xml · derivative · entry 13 JORDAN JEFFREY D · CIK 0001209185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Andreessen Horowitz Fund IV, L.P., as nominee Disclosed balance after: 0 Underlying: Common Stock · 782,255 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F3 · ownership.nature: Mr. Jordan is a member of the general partners of the AH Fund Entities (as defined herein), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund Entities, and/or the general partner entities thereof, as applicable. F5 · ownership.nature: The shares are held of record by Andreessen Horowitz Fund IV, L.P., for itself and as nominee for Andreessen Horowitz Fund IV-A, L.P., Andreessen Horowitz Fund IV-B, L.P. and Andreessen Horowitz Fund IV-Q, L.P. (collectively, the "AH Fund IV Entities"). AH Equity Partners IV, L.L.C. ("AH EP IV") is the general partner of the AH Fund IV Entities and has sole voting and dispositive power with regard to the shares held by the AH Fund IV Entities. The managing members of AH EP IV are Marc Andreessen and Benjamin Horowitz. Marc Andreessen and Benjamin Horowitz share voting and dispositive power with respect to the shares held by the AH Fund IV Entities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:07 UTC |
JORDAN JEFFREY DDirector
|
ConversionSeries D Preferred Stock · Derivative | 567,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050520 · doc4.xml · derivative · entry 12 JORDAN JEFFREY D · CIK 0001209185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By AH Parallel Fund IV, L.P., as nominee Disclosed balance after: 0 Underlying: Common Stock · 567,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F3 · ownership.nature: Mr. Jordan is a member of the general partners of the AH Fund Entities (as defined herein), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund Entities, and/or the general partner entities thereof, as applicable. F4 · ownership.nature: The shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P. and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and Benjamin Horowitz. Marc Andreessen and Benjamin Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:07 UTC |
JORDAN JEFFREY DDirector
|
ConversionSeries C Preferred Stock · Derivative | 522,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050520 · doc4.xml · derivative · entry 11 JORDAN JEFFREY D · CIK 0001209185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Andreessen Horowitz Fund IV, L.P., as nominee Disclosed balance after: 0 Underlying: Common Stock · 522,440 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F3 · ownership.nature: Mr. Jordan is a member of the general partners of the AH Fund Entities (as defined herein), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund Entities, and/or the general partner entities thereof, as applicable. F5 · ownership.nature: The shares are held of record by Andreessen Horowitz Fund IV, L.P., for itself and as nominee for Andreessen Horowitz Fund IV-A, L.P., Andreessen Horowitz Fund IV-B, L.P. and Andreessen Horowitz Fund IV-Q, L.P. (collectively, the "AH Fund IV Entities"). AH Equity Partners IV, L.L.C. ("AH EP IV") is the general partner of the AH Fund IV Entities and has sole voting and dispositive power with regard to the shares held by the AH Fund IV Entities. The managing members of AH EP IV are Marc Andreessen and Benjamin Horowitz. Marc Andreessen and Benjamin Horowitz share voting and dispositive power with respect to the shares held by the AH Fund IV Entities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:07 UTC |
JORDAN JEFFREY DDirector
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ConversionSeries C Preferred Stock · Derivative | 379,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050520 · doc4.xml · derivative · entry 10 JORDAN JEFFREY D · CIK 0001209185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By AH Parallel Fund IV, L.P., as nominee Disclosed balance after: 0 Underlying: Common Stock · 379,105 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F3 · ownership.nature: Mr. Jordan is a member of the general partners of the AH Fund Entities (as defined herein), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund Entities, and/or the general partner entities thereof, as applicable. F4 · ownership.nature: The shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P. and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and Benjamin Horowitz. Marc Andreessen and Benjamin Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:07 UTC |
JORDAN JEFFREY DDirector
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ConversionSeries B Preferred Stock · Derivative | 5,066,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050520 · doc4.xml · derivative · entry 9 JORDAN JEFFREY D · CIK 0001209185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Andreessen Horowitz Fund IV, L.P., as nominee Disclosed balance after: 0 Underlying: Common Stock · 5,190,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F3 · ownership.nature: Mr. Jordan is a member of the general partners of the AH Fund Entities (as defined herein), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund Entities, and/or the general partner entities thereof, as applicable. F5 · ownership.nature: The shares are held of record by Andreessen Horowitz Fund IV, L.P., for itself and as nominee for Andreessen Horowitz Fund IV-A, L.P., Andreessen Horowitz Fund IV-B, L.P. and Andreessen Horowitz Fund IV-Q, L.P. (collectively, the "AH Fund IV Entities"). AH Equity Partners IV, L.L.C. ("AH EP IV") is the general partner of the AH Fund IV Entities and has sole voting and dispositive power with regard to the shares held by the AH Fund IV Entities. The managing members of AH EP IV are Marc Andreessen and Benjamin Horowitz. Marc Andreessen and Benjamin Horowitz share voting and dispositive power with respect to the shares held by the AH Fund IV Entities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:07 UTC |
JORDAN JEFFREY DDirector
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ConversionSeries B Preferred Stock · Derivative | 3,676,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050520 · doc4.xml · derivative · entry 8 JORDAN JEFFREY D · CIK 0001209185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By AH Parallel Fund IV, L.P., as nominee Disclosed balance after: 0 Underlying: Common Stock · 3,766,368 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F3 · ownership.nature: Mr. Jordan is a member of the general partners of the AH Fund Entities (as defined herein), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund Entities, and/or the general partner entities thereof, as applicable. F4 · ownership.nature: The shares are held of record by AH Parallel Fund IV, L.P., for itself and as nominee for AH Parallel Fund IV-A, L.P., AH Parallel Fund IV-B, L.P. and AH Parallel Fund IV-Q, L.P. (collectively, the "AH Parallel Fund IV Entities"). AH Equity Partners IV (Parallel), L.L.C. ("AH EP IV Parallel") is the general partner of the AH Parallel Fund IV Entities and has sole voting and dispositive power with regard to the shares held by the AH Parallel Fund IV Entities. The managing members of AH EP IV Parallel are Marc Andreessen and Benjamin Horowitz. Marc Andreessen and Benjamin Horowitz share voting and dispositive power with respect to the shares held by the AH Parallel Fund IV Entities. Read SEC document |
| September 21, 2023 Filed Sep 25, 2023 23:07 UTC |
JORDAN JEFFREY DDirector
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ConversionSeries A Preferred Stock · Derivative | 295,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050520 · doc4.xml · derivative · entry 7 JORDAN JEFFREY D · CIK 0001209185 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By a16z Seed-III, LLC Disclosed balance after: 0 Underlying: Common Stock · 295,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F1 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series I Preferred Stock converted into shares of Common Stock on a 1:1 basis and each share of Series B Preferred Stock converted into shares of Common Stock on a 1.024566722:1 basis. F2 · ownership.nature: The shares are held of record by a16z Seed-III, LLC. F3 · ownership.nature: Mr. Jordan is a member of the general partners of the AH Fund Entities (as defined herein), but he disclaims the existence of a "group" and disclaims beneficial ownership of the shares held by the AH Fund Entities and this report shall not be deemed an admission that he is the beneficial owner of such shares, except to the extent of his pecuniary interest, if any, in such shares by virtue of his interest in the AH Fund Entities, and/or the general partner entities thereof, as applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.