Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2017 Filed Feb 3, 2017 21:45 UTC |
Hocknell AlanSVP, Research & Development
|
Tax withholdingCommon Stock | 2,600 | $10.99 | $28,574.00 |
DisclosureSEC source: 0001209191-17-007664 · doc4.xml · nonDerivative · entry 2 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,015 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:45 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionCommon Stock | 6,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007664 · doc4.xml · nonDerivative · entry 1 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:44 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionRestricted Stock Units · Derivative | 6,919.68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007663 · doc4.xml · derivative · entry 2 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,918.67 Underlying: Common Stock · 6,919.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F3 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:44 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 6,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007663 · doc4.xml · nonDerivative · entry 1 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:43 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 45,470.44 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007661 · doc4.xml · derivative · entry 3 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,470.44 Underlying: Common Stock · 45,470.44 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:43 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Tax withholdingCommon Stock | 25,727 | $10.99 | $282,739.73 |
DisclosureSEC source: 0001209191-17-007661 · doc4.xml · nonDerivative · entry 2 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,615 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:43 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionCommon Stock | 45,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007661 · doc4.xml · nonDerivative · entry 1 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 430,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:18 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionPerformance Stock Unit · Derivative | 8,610.62 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007271 · doc4.xml · derivative · entry 6 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,610.62 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F7 · derivative.exercise_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F7 · derivative.expiration_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F8 · balance_after: Represents only the PSUs granted on January 31, 2014 and does not include other PSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:18 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 5,428.67 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007271 · doc4.xml · derivative · entry 5 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,428.67 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on January 31, 2014 and does not include other RSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:18 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Tax withholdingCommon Stock | 4,633 | $11.33 | $52,491.89 |
DisclosureSEC source: 0001209191-17-007271 · doc4.xml · nonDerivative · entry 4 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,490 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:18 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionCommon Stock | 8,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007271 · doc4.xml · nonDerivative · entry 3 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:18 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Tax withholdingCommon Stock | 3,124 | $11.33 | $35,394.92 |
DisclosureSEC source: 0001209191-17-007271 · doc4.xml · nonDerivative · entry 2 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,513 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:16 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionPerformance Stock Unit · Derivative | 30,135.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007268 · doc4.xml · derivative · entry 6 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,135.86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F7 · derivative.exercise_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F7 · derivative.expiration_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F8 · balance_after: Represents only the PSUs granted on January 31, 2014 and does not include other PSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:16 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 19,000.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007268 · doc4.xml · derivative · entry 5 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,000.84 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on January 31, 2014 and does not include other RSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:16 UTC |
Leposky Mark FSr. VP of Global Operations
|
Tax withholdingCommon Stock | 11,325 | $11.33 | $128,312.25 |
DisclosureSEC source: 0001209191-17-007268 · doc4.xml · nonDerivative · entry 4 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,105 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:16 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionCommon Stock | 30,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007268 · doc4.xml · nonDerivative · entry 3 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:16 UTC |
Leposky Mark FSr. VP of Global Operations
|
Tax withholdingCommon Stock | 7,590 | $11.33 | $85,994.70 |
DisclosureSEC source: 0001209191-17-007268 · doc4.xml · nonDerivative · entry 2 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,295 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:17 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionPerformance Stock Unit · Derivative | 17,219.93 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007269 · doc4.xml · derivative · entry 6 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,219.93 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F7 · derivative.exercise_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F7 · derivative.expiration_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F8 · balance_after: Represents only the PSUs granted on January 31, 2014 and does not include other PSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:17 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 10,857.34 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007269 · doc4.xml · derivative · entry 5 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,857.34 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on January 31, 2014 and does not include other RSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:17 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Tax withholdingCommon Stock | 9,703 | $11.33 | $109,934.99 |
DisclosureSEC source: 0001209191-17-007269 · doc4.xml · nonDerivative · entry 4 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,105 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:17 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionCommon Stock | 17,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007269 · doc4.xml · nonDerivative · entry 3 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:17 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Tax withholdingCommon Stock | 6,659 | $11.33 | $75,446.47 |
DisclosureSEC source: 0001209191-17-007269 · doc4.xml · nonDerivative · entry 2 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,589 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionPerformance Stock Unit · Derivative | 30,135.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007266 · doc4.xml · derivative · entry 6 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,135.86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F7 · derivative.exercise_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F7 · derivative.expiration_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F8 · balance_after: Represents only the PSUs granted on January 31, 2014 and does not include other PSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionRestricted Stock Units · Derivative | 19,000.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007266 · doc4.xml · derivative · entry 5 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,000.84 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on January 31, 2014 and does not include other RSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Howie NeilManaging Director, EMEA
|
Tax withholdingCommon Stock | 14,163 | $11.33 | $160,466.79 |
DisclosureSEC source: 0001209191-17-007266 · doc4.xml · nonDerivative · entry 4 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,232 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 30,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007266 · doc4.xml · nonDerivative · entry 3 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Howie NeilManaging Director, EMEA
|
Tax withholdingCommon Stock | 8,930 | $11.33 | $101,176.90 |
DisclosureSEC source: 0001209191-17-007266 · doc4.xml · nonDerivative · entry 2 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,260 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionPerformance Stock Unit · Derivative | 30,135.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007265 · doc4.xml · derivative · entry 6 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,135.86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F7 · derivative.exercise_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F7 · derivative.expiration_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F8 · balance_after: Represents only the PSUs granted on January 31, 2014 and does not include other PSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionRestricted Stock Units · Derivative | 19,000.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007265 · doc4.xml · derivative · entry 5 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,000.84 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on January 31, 2014 and does not include other RSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Hocknell AlanSVP, Research & Development
|
Tax withholdingCommon Stock | 11,325 | $11.33 | $128,312.25 |
DisclosureSEC source: 0001209191-17-007265 · doc4.xml · nonDerivative · entry 4 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,696 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionCommon Stock | 30,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007265 · doc4.xml · nonDerivative · entry 3 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:15 UTC |
Hocknell AlanSVP, Research & Development
|
Tax withholdingCommon Stock | 7,608 | $11.33 | $86,198.64 |
DisclosureSEC source: 0001209191-17-007265 · doc4.xml · nonDerivative · entry 2 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,886 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:14 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionPerformance Stock Unit · Derivative | 30,135.86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007264 · doc4.xml · derivative · entry 4 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,135.86 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F3 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F6 · derivative.exercise_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F6 · derivative.expiration_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F7 · balance_after: Represents only the PSUs granted on January 31, 2014 and does not include other PSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:14 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionRestricted Stock Units · Derivative | 19,000.84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007264 · doc4.xml · derivative · entry 3 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,000.84 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on January 31, 2014 and does not include other RSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:14 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 30,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007264 · doc4.xml · nonDerivative · entry 2 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:13 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionPerformance Stock Unit · Derivative | 180,812.5 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007263 · doc4.xml · derivative · entry 6 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 180,812.5 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F7 · derivative.exercise_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F7 · derivative.expiration_date: On January 31, 2014, the reporting person was granted PSUs the vesting of which was subject to the achievement of certain performance criteria. On January 15, 2015, the Compensation and Management Succession Committee of the Board of Directors determined that the performance criteria were achieved with respect to the number of PSUs reported in this row. These PSUs were then eligible to vest in full on the third anniversary of the grant date. F8 · balance_after: Represents only the PSUs granted on January 31, 2014 and does not include other PSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:13 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 114,005.08 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007263 · doc4.xml · derivative · entry 5 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 114,005.08 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs/PSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on January 31, 2014. They vest in full on the third anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on January 31, 2014 and does not include other RSUs with different vesting terms. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:13 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Tax withholdingCommon Stock | 102,304 | $11.33 | $1,159,104.32 |
DisclosureSEC source: 0001209191-17-007263 · doc4.xml · nonDerivative · entry 4 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,902 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:13 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionCommon Stock | 180,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007263 · doc4.xml · nonDerivative · entry 3 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares of common stock issued upon the vesting of a performance stock unit ("PSU"). The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:13 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Tax withholdingCommon Stock | 60,629 | $11.33 | $686,926.57 |
DisclosureSEC source: 0001209191-17-007263 · doc4.xml · nonDerivative · entry 2 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,394 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU/PSU vesting. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:35 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
GrantPerformance Stock Unit · Derivative | 3,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004965 · doc4.xml · derivative · entry 1 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,136 Underlying: Common Stock · 3,136 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria. F2 · date: The Reporting Person was granted a total of 6,271 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 3,136 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.exercise_date: The Reporting Person was granted a total of 6,271 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 3,136 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.expiration_date: The Reporting Person was granted a total of 6,271 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 3,136 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:34 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
GrantPerformance Stock Unit · Derivative | 10,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004963 · doc4.xml · derivative · entry 1 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,975 Underlying: Common Stock · 10,975 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria. F2 · date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.exercise_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.expiration_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:33 UTC |
Leposky Mark FSr. VP of Global Operations
|
GrantPerformance Stock Unit · Derivative | 10,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004962 · doc4.xml · derivative · entry 1 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,975 Underlying: Common Stock · 10,975 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria. F2 · date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.exercise_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.expiration_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:33 UTC |
Howie NeilManaging Director, EMEA
|
GrantPerformance Stock Unit · Derivative | 10,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004961 · doc4.xml · derivative · entry 1 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,975 Underlying: Common Stock · 10,975 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria. F2 · date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.exercise_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.expiration_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:32 UTC |
Hocknell AlanSVP, Research & Development
|
GrantPerformance Stock Unit · Derivative | 10,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004960 · doc4.xml · derivative · entry 1 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,975 Underlying: Common Stock · 10,975 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria. F2 · date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.exercise_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.expiration_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:31 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
GrantPerformance Stock Unit · Derivative | 10,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004958 · doc4.xml · derivative · entry 1 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,975 Underlying: Common Stock · 10,975 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria. F2 · date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.exercise_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.expiration_date: The Reporting Person was granted a total of 21,950 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 10,975 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:31 UTC |
JULIAN ROBERT K.SVP, C.F.O.
|
GrantPerformance Stock Unit · Derivative | 15,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004957 · doc4.xml · derivative · entry 1 JULIAN ROBERT K. · CIK 0001559839 · SVP, C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,679 Underlying: Common Stock · 15,679 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria. F2 · date: The Reporting Person was granted a total of 31,357 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 15,679 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.exercise_date: The Reporting Person was granted a total of 31,357 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 15,679 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.expiration_date: The Reporting Person was granted a total of 31,357 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 15,679 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:30 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
GrantPerformance Stock Unit · Derivative | 78,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004956 · doc4.xml · derivative · entry 1 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,392 Underlying: Common Stock · 78,392 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria. F2 · date: The Reporting Person was granted a total of 156,784 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 78,392 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.exercise_date: The Reporting Person was granted a total of 156,784 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 78,392 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F2 · derivative.expiration_date: The Reporting Person was granted a total of 156,784 "target" Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such "target" PSUs during the three year period ending December 31, 2018. On January 18, 2017, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the "target" award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2016. As a result, 78,392 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria. F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms. Read SEC document |
| January 13, 2017 Filed Feb 2, 2017 23:18 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionCommon Stock | 5,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007271 · doc4.xml · nonDerivative · entry 1 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
| January 13, 2017 Filed Feb 2, 2017 23:16 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionCommon Stock | 19,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007268 · doc4.xml · nonDerivative · entry 1 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs/PSUs convert into common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.