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Callaway Golf Co

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4283
SEC CIK
0000837465
Parsed reports
666

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202604
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2017 Filed Mar 3, 2017 21:39 UTC
BREWER OLIVER G IIIDirector · President and CEO
Exercise / conversionStock Appreciation Rights (SARs) · Derivative 50,000 $0.00 Strike: $6.48 $0.00
Disclosure

SEC source: 0001209191-17-017630 · doc4.xml · derivative · entry 3

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These Stock Appreciation Rights (SARs) vest as follows: 1/3 of the SARs vested on March 5, 2013; 1/3 of the SARs vested on March 5, 2014; and 1/3 of SARs vested on March 5, 2015.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:39 UTC
BREWER OLIVER G IIIDirector · President and CEO
Disposition to issuerCommon Stock 50,000 $10.32 $516,000.00
Disclosure

SEC source: 0001209191-17-017630 · doc4.xml · nonDerivative · entry 2

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,283

F1 · shares: The reported transaction occurred pursuant to the terms of the trading plan agreement entered into on November 19, 2016 and amended February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F2 · shares: The Stock Appreciation Rights (SARs) were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:39 UTC
BREWER OLIVER G IIIDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $6.48 $324,000.00
Disclosure

SEC source: 0001209191-17-017630 · doc4.xml · nonDerivative · entry 1

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction occurred pursuant to the terms of the trading plan agreement entered into on November 19, 2016 and amended February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

F2 · shares: The Stock Appreciation Rights (SARs) were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

F2 · balance_after: The Stock Appreciation Rights (SARs) were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:29 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
Exercise / conversionRestricted Stock Units · Derivative 6,010.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009725 · doc4.xml · derivative · entry 3

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,018.5

Underlying: Common Stock · 6,010.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:29 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
Tax withholdingCommon Stock 2,259 $10.38 $23,448.42
Disclosure

SEC source: 0001209191-17-009725 · doc4.xml · nonDerivative · entry 2

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,274

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:29 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
Exercise / conversionCommon Stock 6,010 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009725 · doc4.xml · nonDerivative · entry 1

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:31 UTC
Lynch Brian P.SVP, G.C. & Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 6,010.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009733 · doc4.xml · derivative · entry 3

Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,018.5

Underlying: Common Stock · 6,010.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:31 UTC
Lynch Brian P.SVP, G.C. & Corp Secretary
Tax withholdingCommon Stock 3,401 $10.38 $35,302.38
Disclosure

SEC source: 0001209191-17-009733 · doc4.xml · nonDerivative · entry 2

Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,860

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:31 UTC
Lynch Brian P.SVP, G.C. & Corp Secretary
Exercise / conversionCommon Stock 6,010 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009733 · doc4.xml · nonDerivative · entry 1

Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:32 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,717.65 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009735 · doc4.xml · derivative · entry 3

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,433.28

Underlying: Common Stock · 1,717.65 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:32 UTC
Thomas Jennifer L.Chief Accounting Officer
Tax withholdingCommon Stock 731 $10.38 $7,587.78
Disclosure

SEC source: 0001209191-17-009735 · doc4.xml · nonDerivative · entry 2

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,629

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:32 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionCommon Stock 1,717 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009735 · doc4.xml · nonDerivative · entry 1

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:31 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionRestricted Stock Units · Derivative 6,010.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009731 · doc4.xml · derivative · entry 2

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,018.5

Underlying: Common Stock · 6,010.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:31 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionCommon Stock 6,010 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009731 · doc4.xml · nonDerivative · entry 1

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:30 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionRestricted Stock Units · Derivative 6,010.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009730 · doc4.xml · derivative · entry 3

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,018.5

Underlying: Common Stock · 6,010.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:30 UTC
Howie NeilManaging Director, EMEA
Tax withholdingCommon Stock 2,825 $10.38 $29,323.50
Disclosure

SEC source: 0001209191-17-009730 · doc4.xml · nonDerivative · entry 2

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,084

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:30 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionCommon Stock 6,010 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009730 · doc4.xml · nonDerivative · entry 1

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:30 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionRestricted Stock Units · Derivative 6,010.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009728 · doc4.xml · derivative · entry 3

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,018.5

Underlying: Common Stock · 6,010.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:30 UTC
Hocknell AlanSVP, Research & Development
Tax withholdingCommon Stock 2,259 $10.38 $23,448.42
Disclosure

SEC source: 0001209191-17-009728 · doc4.xml · nonDerivative · entry 2

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,766

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:30 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionCommon Stock 6,010 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009728 · doc4.xml · nonDerivative · entry 1

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:29 UTC
Boezeman Alex MitchellManaging Director, East Asia
Exercise / conversionRestricted Stock Units · Derivative 6,010.25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009726 · doc4.xml · derivative · entry 2

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,018.5

Underlying: Common Stock · 6,010.25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:29 UTC
Boezeman Alex MitchellManaging Director, East Asia
Exercise / conversionCommon Stock 6,010 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009726 · doc4.xml · nonDerivative · entry 1

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:28 UTC
JULIAN ROBERT K.SVP, C.F.O.
Exercise / conversionRestricted Stock Units · Derivative 8,585.21 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009724 · doc4.xml · derivative · entry 3

JULIAN ROBERT K. · CIK 0001559839 · SVP, C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,170.43

Underlying: Common Stock · 8,585.21 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:28 UTC
JULIAN ROBERT K.SVP, C.F.O.
Tax withholdingCommon Stock 5,211 $10.38 $54,090.18
Disclosure

SEC source: 0001209191-17-009724 · doc4.xml · nonDerivative · entry 2

JULIAN ROBERT K. · CIK 0001559839 · SVP, C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,374

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:28 UTC
JULIAN ROBERT K.SVP, C.F.O.
Exercise / conversionCommon Stock 8,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009724 · doc4.xml · nonDerivative · entry 1

JULIAN ROBERT K. · CIK 0001559839 · SVP, C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,585

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:28 UTC
BREWER OLIVER G IIIDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 42,926.07 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009722 · doc4.xml · derivative · entry 3

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,850.13

Underlying: Common Stock · 42,926.07 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F5 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F6 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:28 UTC
BREWER OLIVER G IIIDirector · President and CEO
Tax withholdingCommon Stock 24,288 $10.38 $252,109.44
Disclosure

SEC source: 0001209191-17-009722 · doc4.xml · nonDerivative · entry 2

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,283

F4 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 08, 2017 Filed Feb 10, 2017 23:28 UTC
BREWER OLIVER G IIIDirector · President and CEO
Exercise / conversionCommon Stock 42,926 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-009722 · doc4.xml · nonDerivative · entry 1

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,571

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

F3 · balance_after: The total number of shares reported has been increased by 30 shares due to a prior inadvertent under-reporting of the total number of shares beneficially owned by the reporting person as a result of an arithmetic error in Column 5 of Table I of the Form 4, filed on February 3, 2017.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:10 UTC
BREWER OLIVER G IIIDirector · President and CEO
GrantRestricted Stock Units · Derivative 119,469 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008894 · doc4.xml · derivative · entry 1

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,469

Underlying: Common Stock · 119,469 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. The Reporting Person has deferred receipt of the underlying shares of Common Stock pursuant to the terms of the Callaway Golf Company Deferred Compensation Plan.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. The Reporting Person has deferred receipt of the underlying shares of Common Stock pursuant to the terms of the Callaway Golf Company Deferred Compensation Plan.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:17 UTC
Boezeman Alex MitchellManaging Director, East Asia
GrantRestricted Stock Units · Derivative 13,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008899 · doc4.xml · derivative · entry 1

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,938

Underlying: Common Stock · 13,938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:21 UTC
Thomas Jennifer L.Chief Accounting Officer
GrantRestricted Stock Units · Derivative 3,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008903 · doc4.xml · derivative · entry 1

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,982

Underlying: Common Stock · 3,982 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:20 UTC
Lynch Brian P.SVP, G.C. & Corp Secretary
GrantRestricted Stock Units · Derivative 13,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008902 · doc4.xml · derivative · entry 1

Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,938

Underlying: Common Stock · 13,938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:19 UTC
Howie NeilManaging Director, EMEA
GrantRestricted Stock Units · Derivative 13,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008901 · doc4.xml · derivative · entry 1

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,938

Underlying: Common Stock · 13,938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:18 UTC
Hocknell AlanSVP, Research & Development
GrantRestricted Stock Units · Derivative 13,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008900 · doc4.xml · derivative · entry 1

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,938

Underlying: Common Stock · 13,938 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:16 UTC
Leposky Mark FSr. VP of Global Operations
GrantRestricted Stock Units · Derivative 58,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008898 · doc4.xml · derivative · entry 1

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,186

Underlying: Common Stock · 58,186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 4,646 restricted stock units vest on February 6, 2018; 4,646 restricted stock units vest on February 6, 2019; 26,770 restricted stock units vest on February 6, 2020; and 22,124 restricted stock units vest on February 6, 2024.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 4,646 restricted stock units vest on February 6, 2018; 4,646 restricted stock units vest on February 6, 2019; 26,770 restricted stock units vest on February 6, 2020; and 22,124 restricted stock units vest on February 6, 2024.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:15 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
GrantRestricted Stock Units · Derivative 17,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008897 · doc4.xml · derivative · entry 1

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,920

Underlying: Common Stock · 17,920 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:12 UTC
JULIAN ROBERT K.SVP, C.F.O.
GrantRestricted Stock Units · Derivative 19,912 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-008895 · doc4.xml · derivative · entry 1

JULIAN ROBERT K. · CIK 0001559839 · SVP, C.F.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,912

Underlying: Common Stock · 19,912 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. The Reporting Person has deferred receipt of the underlying shares of Common Stock pursuant to the terms of the Callaway Golf Company Deferred Compensation Plan.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. The Reporting Person has deferred receipt of the underlying shares of Common Stock pursuant to the terms of the Callaway Golf Company Deferred Compensation Plan.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 06, 2017 Filed Mar 3, 2017 22:55 UTC Amendment
Leposky Mark FSr. VP of Global Operations
GrantRestricted Stock Units · Derivative 58,186 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-017902 · doc4a.xml · derivative · entry 1

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,186

Underlying: Common Stock · 58,186 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 4,646 restricted stock units vest on February 6, 2018; 4,646 restricted stock units vest on February 6, 2019; 26,770 restricted stock units vest on February 6, 2020; and 22,124 restricted stock units vest on February 6, 2021.This amendment is being filed to correct a typographical error in the vesting dates reported on the original report filed on February 8, 2017.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 4,646 restricted stock units vest on February 6, 2018; 4,646 restricted stock units vest on February 6, 2019; 26,770 restricted stock units vest on February 6, 2020; and 22,124 restricted stock units vest on February 6, 2021.This amendment is being filed to correct a typographical error in the vesting dates reported on the original report filed on February 8, 2017.

F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:45 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionRestricted Stock Units · Derivative 6,919.68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007665 · doc4.xml · derivative · entry 3

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,918.67

Underlying: Common Stock · 6,919.68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:45 UTC
Howie NeilManaging Director, EMEA
Tax withholdingCommon Stock 3,252 $10.99 $35,739.48
Disclosure

SEC source: 0001209191-17-007665 · doc4.xml · nonDerivative · entry 2

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,899

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:45 UTC
Howie NeilManaging Director, EMEA
Exercise / conversionCommon Stock 6,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007665 · doc4.xml · nonDerivative · entry 1

Howie Neil · CIK 0001526687 · Managing Director, EMEA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:47 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,977.19 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007671 · doc4.xml · derivative · entry 3

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,976.19

Underlying: Common Stock · 1,977.19 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:47 UTC
Thomas Jennifer L.Chief Accounting Officer
Tax withholdingCommon Stock 824 $10.99 $9,055.76
Disclosure

SEC source: 0001209191-17-007671 · doc4.xml · nonDerivative · entry 2

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,643

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:47 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionCommon Stock 1,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007671 · doc4.xml · nonDerivative · entry 1

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:46 UTC
Lynch Brian P.SVP, G.C. & Corp Secretary
Exercise / conversionRestricted Stock Units · Derivative 4,942.48 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007669 · doc4.xml · derivative · entry 3

Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,942.48

Underlying: Common Stock · 4,942.48 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:46 UTC
Lynch Brian P.SVP, G.C. & Corp Secretary
Tax withholdingCommon Stock 2,796 $10.99 $30,728.04
Disclosure

SEC source: 0001209191-17-007669 · doc4.xml · nonDerivative · entry 2

Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,251

F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:46 UTC
Lynch Brian P.SVP, G.C. & Corp Secretary
Exercise / conversionCommon Stock 4,942 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007669 · doc4.xml · nonDerivative · entry 1

Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:46 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionRestricted Stock Units · Derivative 6,919.68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007666 · doc4.xml · derivative · entry 2

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,918.67

Underlying: Common Stock · 6,919.68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F3 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:46 UTC
Leposky Mark FSr. VP of Global Operations
Exercise / conversionCommon Stock 6,919 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007666 · doc4.xml · nonDerivative · entry 1

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:45 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionRestricted Stock Units · Derivative 6,919.68 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-007664 · doc4.xml · derivative · entry 3

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,918.67

Underlying: Common Stock · 6,919.68 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement.

F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date.

F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.