Last 12 months
Inside the activity.
0 purchase rows · 17 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 4 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 9 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 3, 2017 21:39 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionStock Appreciation Rights (SARs) · Derivative | 50,000 | $0.00 Strike: $6.48 | $0.00 |
DisclosureSEC source: 0001209191-17-017630 · doc4.xml · derivative · entry 3 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2017-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These Stock Appreciation Rights (SARs) vest as follows: 1/3 of the SARs vested on March 5, 2013; 1/3 of the SARs vested on March 5, 2014; and 1/3 of SARs vested on March 5, 2015. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:39 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Disposition to issuerCommon Stock | 50,000 | $10.32 | $516,000.00 |
DisclosureSEC source: 0001209191-17-017630 · doc4.xml · nonDerivative · entry 2 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,283 F1 · shares: The reported transaction occurred pursuant to the terms of the trading plan agreement entered into on November 19, 2016 and amended February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. F2 · shares: The Stock Appreciation Rights (SARs) were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:39 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionCommon Stock | 50,000 | $6.48 | $324,000.00 |
DisclosureSEC source: 0001209191-17-017630 · doc4.xml · nonDerivative · entry 1 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transaction occurred pursuant to the terms of the trading plan agreement entered into on November 19, 2016 and amended February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934. F2 · shares: The Stock Appreciation Rights (SARs) were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. F2 · balance_after: The Stock Appreciation Rights (SARs) were settled in cash as per the terms of the award. For reporting purposes, however, the transaction is deemed to be a simultaneous acquisition and disposition of the underlying common stock and is reflected as such in this report. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:29 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
Exercise / conversionRestricted Stock Units · Derivative | 6,010.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009725 · doc4.xml · derivative · entry 3 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,018.5 Underlying: Common Stock · 6,010.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:29 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
Tax withholdingCommon Stock | 2,259 | $10.38 | $23,448.42 |
DisclosureSEC source: 0001209191-17-009725 · doc4.xml · nonDerivative · entry 2 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,274 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:29 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
Exercise / conversionCommon Stock | 6,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009725 · doc4.xml · nonDerivative · entry 1 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:31 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 6,010.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009733 · doc4.xml · derivative · entry 3 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,018.5 Underlying: Common Stock · 6,010.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:31 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Tax withholdingCommon Stock | 3,401 | $10.38 | $35,302.38 |
DisclosureSEC source: 0001209191-17-009733 · doc4.xml · nonDerivative · entry 2 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,860 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:31 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionCommon Stock | 6,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009733 · doc4.xml · nonDerivative · entry 1 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:32 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,717.65 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009735 · doc4.xml · derivative · entry 3 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433.28 Underlying: Common Stock · 1,717.65 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:32 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Tax withholdingCommon Stock | 731 | $10.38 | $7,587.78 |
DisclosureSEC source: 0001209191-17-009735 · doc4.xml · nonDerivative · entry 2 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,629 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:32 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,717 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009735 · doc4.xml · nonDerivative · entry 1 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:31 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 6,010.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009731 · doc4.xml · derivative · entry 2 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,018.5 Underlying: Common Stock · 6,010.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F3 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:31 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionCommon Stock | 6,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009731 · doc4.xml · nonDerivative · entry 1 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:30 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionRestricted Stock Units · Derivative | 6,010.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009730 · doc4.xml · derivative · entry 3 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,018.5 Underlying: Common Stock · 6,010.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:30 UTC |
Howie NeilManaging Director, EMEA
|
Tax withholdingCommon Stock | 2,825 | $10.38 | $29,323.50 |
DisclosureSEC source: 0001209191-17-009730 · doc4.xml · nonDerivative · entry 2 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,084 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:30 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 6,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009730 · doc4.xml · nonDerivative · entry 1 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:30 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionRestricted Stock Units · Derivative | 6,010.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009728 · doc4.xml · derivative · entry 3 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,018.5 Underlying: Common Stock · 6,010.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:30 UTC |
Hocknell AlanSVP, Research & Development
|
Tax withholdingCommon Stock | 2,259 | $10.38 | $23,448.42 |
DisclosureSEC source: 0001209191-17-009728 · doc4.xml · nonDerivative · entry 2 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,766 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:30 UTC |
Hocknell AlanSVP, Research & Development
|
Exercise / conversionCommon Stock | 6,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009728 · doc4.xml · nonDerivative · entry 1 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,025 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:29 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionRestricted Stock Units · Derivative | 6,010.25 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009726 · doc4.xml · derivative · entry 2 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,018.5 Underlying: Common Stock · 6,010.25 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F3 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:29 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
Exercise / conversionCommon Stock | 6,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009726 · doc4.xml · nonDerivative · entry 1 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,140 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:28 UTC |
JULIAN ROBERT K.SVP, C.F.O.
|
Exercise / conversionRestricted Stock Units · Derivative | 8,585.21 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009724 · doc4.xml · derivative · entry 3 JULIAN ROBERT K. · CIK 0001559839 · SVP, C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,170.43 Underlying: Common Stock · 8,585.21 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:28 UTC |
JULIAN ROBERT K.SVP, C.F.O.
|
Tax withholdingCommon Stock | 5,211 | $10.38 | $54,090.18 |
DisclosureSEC source: 0001209191-17-009724 · doc4.xml · nonDerivative · entry 2 JULIAN ROBERT K. · CIK 0001559839 · SVP, C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,374 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:28 UTC |
JULIAN ROBERT K.SVP, C.F.O.
|
Exercise / conversionCommon Stock | 8,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009724 · doc4.xml · nonDerivative · entry 1 JULIAN ROBERT K. · CIK 0001559839 · SVP, C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:28 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 42,926.07 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009722 · doc4.xml · derivative · entry 3 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,850.13 Underlying: Common Stock · 42,926.07 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F5 · derivative.exercise_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: The RSUs were granted on February 8, 2016 and vest in three equal annual installments beginning on the first anniversary of the grant date. F6 · balance_after: Represents only the RSUs granted on February 8, 2016 and does not include other RSUs with different vesting terms. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:28 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Tax withholdingCommon Stock | 24,288 | $10.38 | $252,109.44 |
DisclosureSEC source: 0001209191-17-009722 · doc4.xml · nonDerivative · entry 2 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 423,283 F4 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 23:28 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
Exercise / conversionCommon Stock | 42,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009722 · doc4.xml · nonDerivative · entry 1 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. F3 · balance_after: The total number of shares reported has been increased by 30 shares due to a prior inadvertent under-reporting of the total number of shares beneficially owned by the reporting person as a result of an arithmetic error in Column 5 of Table I of the Form 4, filed on February 3, 2017. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:10 UTC |
BREWER OLIVER G IIIDirector · President and CEO
|
GrantRestricted Stock Units · Derivative | 119,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008894 · doc4.xml · derivative · entry 1 BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,469 Underlying: Common Stock · 119,469 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. The Reporting Person has deferred receipt of the underlying shares of Common Stock pursuant to the terms of the Callaway Golf Company Deferred Compensation Plan. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. The Reporting Person has deferred receipt of the underlying shares of Common Stock pursuant to the terms of the Callaway Golf Company Deferred Compensation Plan. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:17 UTC |
Boezeman Alex MitchellManaging Director, East Asia
|
GrantRestricted Stock Units · Derivative | 13,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008899 · doc4.xml · derivative · entry 1 Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,938 Underlying: Common Stock · 13,938 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:21 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 3,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008903 · doc4.xml · derivative · entry 1 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,982 Underlying: Common Stock · 3,982 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:20 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
GrantRestricted Stock Units · Derivative | 13,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008902 · doc4.xml · derivative · entry 1 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,938 Underlying: Common Stock · 13,938 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:19 UTC |
Howie NeilManaging Director, EMEA
|
GrantRestricted Stock Units · Derivative | 13,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008901 · doc4.xml · derivative · entry 1 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,938 Underlying: Common Stock · 13,938 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:18 UTC |
Hocknell AlanSVP, Research & Development
|
GrantRestricted Stock Units · Derivative | 13,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008900 · doc4.xml · derivative · entry 1 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,938 Underlying: Common Stock · 13,938 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:16 UTC |
Leposky Mark FSr. VP of Global Operations
|
GrantRestricted Stock Units · Derivative | 58,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008898 · doc4.xml · derivative · entry 1 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,186 Underlying: Common Stock · 58,186 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 4,646 restricted stock units vest on February 6, 2018; 4,646 restricted stock units vest on February 6, 2019; 26,770 restricted stock units vest on February 6, 2020; and 22,124 restricted stock units vest on February 6, 2024. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 4,646 restricted stock units vest on February 6, 2018; 4,646 restricted stock units vest on February 6, 2019; 26,770 restricted stock units vest on February 6, 2020; and 22,124 restricted stock units vest on February 6, 2024. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:15 UTC |
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
|
GrantRestricted Stock Units · Derivative | 17,920 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008897 · doc4.xml · derivative · entry 1 Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,920 Underlying: Common Stock · 17,920 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 06, 2017 Filed Feb 9, 2017 00:12 UTC |
JULIAN ROBERT K.SVP, C.F.O.
|
GrantRestricted Stock Units · Derivative | 19,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008895 · doc4.xml · derivative · entry 1 JULIAN ROBERT K. · CIK 0001559839 · SVP, C.F.O. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,912 Underlying: Common Stock · 19,912 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. The Reporting Person has deferred receipt of the underlying shares of Common Stock pursuant to the terms of the Callaway Golf Company Deferred Compensation Plan. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 1/3 of the restricted stock units vest on February 6, 2018; 1/3 of the restricted stock units vest on February 6, 2019; and 1/3 of the restricted stock units vest on February 6, 2020. The Reporting Person has deferred receipt of the underlying shares of Common Stock pursuant to the terms of the Callaway Golf Company Deferred Compensation Plan. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 06, 2017 Filed Mar 3, 2017 22:55 UTC Amendment |
Leposky Mark FSr. VP of Global Operations
|
GrantRestricted Stock Units · Derivative | 58,186 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017902 · doc4a.xml · derivative · entry 1 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,186 Underlying: Common Stock · 58,186 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as follows: 4,646 restricted stock units vest on February 6, 2018; 4,646 restricted stock units vest on February 6, 2019; 26,770 restricted stock units vest on February 6, 2020; and 22,124 restricted stock units vest on February 6, 2021.This amendment is being filed to correct a typographical error in the vesting dates reported on the original report filed on February 8, 2017. F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as follows: 4,646 restricted stock units vest on February 6, 2018; 4,646 restricted stock units vest on February 6, 2019; 26,770 restricted stock units vest on February 6, 2020; and 22,124 restricted stock units vest on February 6, 2021.This amendment is being filed to correct a typographical error in the vesting dates reported on the original report filed on February 8, 2017. F3 · balance_after: Represents only the restricted stock units granted on February 6, 2017 and does not include restricted stock units with different vesting terms. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:45 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionRestricted Stock Units · Derivative | 6,919.68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007665 · doc4.xml · derivative · entry 3 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,918.67 Underlying: Common Stock · 6,919.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:45 UTC |
Howie NeilManaging Director, EMEA
|
Tax withholdingCommon Stock | 3,252 | $10.99 | $35,739.48 |
DisclosureSEC source: 0001209191-17-007665 · doc4.xml · nonDerivative · entry 2 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,899 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:45 UTC |
Howie NeilManaging Director, EMEA
|
Exercise / conversionCommon Stock | 6,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007665 · doc4.xml · nonDerivative · entry 1 Howie Neil · CIK 0001526687 · Managing Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:47 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,977.19 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007671 · doc4.xml · derivative · entry 3 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,976.19 Underlying: Common Stock · 1,977.19 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:47 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Tax withholdingCommon Stock | 824 | $10.99 | $9,055.76 |
DisclosureSEC source: 0001209191-17-007671 · doc4.xml · nonDerivative · entry 2 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,643 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:47 UTC |
Thomas Jennifer L.Chief Accounting Officer
|
Exercise / conversionCommon Stock | 1,977 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007671 · doc4.xml · nonDerivative · entry 1 Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:46 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionRestricted Stock Units · Derivative | 4,942.48 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007669 · doc4.xml · derivative · entry 3 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,942.48 Underlying: Common Stock · 4,942.48 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:46 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Tax withholdingCommon Stock | 2,796 | $10.99 | $30,728.04 |
DisclosureSEC source: 0001209191-17-007669 · doc4.xml · nonDerivative · entry 2 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,251 F3 · shares: Represents the number of shares of common stock withheld by the Company to satisfy tax withholding requirements in connection with the RSU vesting. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:46 UTC |
Lynch Brian P.SVP, G.C. & Corp Secretary
|
Exercise / conversionCommon Stock | 4,942 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007669 · doc4.xml · nonDerivative · entry 1 Lynch Brian P. · CIK 0001551277 · SVP, G.C. & Corp Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:46 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 6,919.68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007666 · doc4.xml · derivative · entry 2 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,918.67 Underlying: Common Stock · 6,919.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F3 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:46 UTC |
Leposky Mark FSr. VP of Global Operations
|
Exercise / conversionCommon Stock | 6,919 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007666 · doc4.xml · nonDerivative · entry 1 Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F2 · price: RSUs convert into common stock on a one-for-one basis. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 21:45 UTC |
Hocknell AlanSVP, Research & Development
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Exercise / conversionRestricted Stock Units · Derivative | 6,919.68 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007664 · doc4.xml · derivative · entry 3 Hocknell Alan · CIK 0001563524 · SVP, Research & Development 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,918.67 Underlying: Common Stock · 6,919.68 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis. F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award. The number of shares reported on Table 1 does not include the fractional shares, which were paid in cash upon settlement. F4 · derivative.exercise_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: The RSUs were granted on February 2, 2015 and vest in three equal annual installments beginning on the first anniversary of the grant date. F5 · balance_after: Represents only the RSUs granted on February 2, 2015 and does not include other RSUs with different vesting terms. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.