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Callaway Golf Co

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Tapewire entity
4283
SEC CIK
0000837465
Parsed reports
666

Last 12 months

Inside the activity.

0 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202604
Mar 202600
Apr 202600
May 202603
Jun 202600
Jul 202600
Aug 202609
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2018 Filed Feb 1, 2018 23:04 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
GrantPerformance Stock Unit · Derivative 6,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006561 · doc4.xml · derivative · entry 1

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,560

Underlying: Common Stock · 6,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: The Reporting Person was granted a total of 21,950 target Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such target PSUs during the three year period ending December 31, 2018. On January 31, 2018, the Compensation and Management Succession Committee of the Board of Directors determined that 80% of the target award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2017. As a result, 6,585 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria.

F2 · derivative.exercise_date: The Reporting Person was granted a total of 21,950 target Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such target PSUs during the three year period ending December 31, 2018. On January 31, 2018, the Compensation and Management Succession Committee of the Board of Directors determined that 80% of the target award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2017. As a result, 6,585 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria.

F2 · derivative.expiration_date: The Reporting Person was granted a total of 21,950 target Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such target PSUs during the three year period ending December 31, 2018. On January 31, 2018, the Compensation and Management Succession Committee of the Board of Directors determined that 80% of the target award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2017. As a result, 6,585 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria.

F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017 and January 31, 2018, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 23:01 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
GrantPerformance Stock Unit · Derivative 10,952 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006559 · doc4.xml · derivative · entry 2

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,951

Underlying: Common Stock · 10,952 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F4 · date: The Reporting Person was granted a total of 21,903 target Performance Stock Units ("PSUs") on February 6, 2017, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such target PSUs during the three year period ending December 31, 2019. On January 31, 2018, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the target award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2017. As a result, 10,952 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria.

F4 · derivative.exercise_date: The Reporting Person was granted a total of 21,903 target Performance Stock Units ("PSUs") on February 6, 2017, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such target PSUs during the three year period ending December 31, 2019. On January 31, 2018, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the target award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2017. As a result, 10,952 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria.

F4 · derivative.expiration_date: The Reporting Person was granted a total of 21,903 target Performance Stock Units ("PSUs") on February 6, 2017, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such target PSUs during the three year period ending December 31, 2019. On January 31, 2018, the Compensation and Management Succession Committee of the Board of Directors determined that 50% of the target award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2017. As a result, 10,952 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria.

F5 · balance_after: Represents only that portion of the PSUs originally granted on February 6, 2017 for which the performance criteria was achieved on January 31, 2018, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 23:01 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
GrantPerformance Stock Unit · Derivative 6,585 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-006559 · doc4.xml · derivative · entry 1

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,560

Underlying: Common Stock · 6,585 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Stock Unit represents a contingent right to receive one share of common stock, subject to the achievement of applicable performance criteria.

F2 · date: The Reporting Person was granted a total of 21,950 target Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such target PSUs during the three year period ending December 31, 2018. On January 31, 2018, the Compensation and Management Succession Committee of the Board of Directors determined that 80% of the target award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2017. As a result, 6,585 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria.

F2 · derivative.exercise_date: The Reporting Person was granted a total of 21,950 target Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such target PSUs during the three year period ending December 31, 2018. On January 31, 2018, the Compensation and Management Succession Committee of the Board of Directors determined that 80% of the target award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2017. As a result, 6,585 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria.

F2 · derivative.expiration_date: The Reporting Person was granted a total of 21,950 target Performance Stock Units ("PSUs") on February 8, 2016, the vesting of which are subject to the achievement of certain performance criteria. The Reporting Person may be eligible to vest in up to 200% of such target PSUs during the three year period ending December 31, 2018. On January 31, 2018, the Compensation and Management Succession Committee of the Board of Directors determined that 80% of the target award was deemed to be achieved under the terms of the PSUs as a result of the Company's performance during 2017. As a result, 6,585 of the PSUs converted to time-based units that will vest on the third anniversary of the grant date provided the recipient remains employed by Callaway Golf Company through such date. The Reporting Person remains eligible to vest in the remaining PSUs subject to the original award subject to the achievement of certain performance criteria.

F3 · balance_after: Represents only that portion of the PSUs originally granted on February 8, 2016 for which the performance criteria was achieved on January 18, 2017 and January 31, 2018, and does not include the other PSUs originally granted on such date or any other PSUs with different grant dates or vesting terms.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 23:11 UTC
Boezeman Alex MitchellManaging Director, East Asia
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 16,738 $0.00 Strike: $14.92 $0.00
Disclosure

SEC source: 0001209191-17-067135 · doc4.xml · derivative · entry 3

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,738 shares

Expires 2018-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 23:11 UTC
Boezeman Alex MitchellManaging Director, East Asia
SaleCommon Stock 16,738 $15.31 $256,250.41
Disclosure

SEC source: 0001209191-17-067135 · doc4.xml · nonDerivative · entry 2

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,135

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017 and amended on November 6, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
December 21, 2017 Filed Dec 22, 2017 23:11 UTC
Boezeman Alex MitchellManaging Director, East Asia
Exercise / conversionCommon Stock 16,738 $14.92 $249,730.96
Disclosure

SEC source: 0001209191-17-067135 · doc4.xml · nonDerivative · entry 1

Boezeman Alex Mitchell · CIK 0001526619 · Managing Director, East Asia

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017 and amended on November 6, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 22:44 UTC
Arnett Richard H.SVP, Glb. Mktg. & Pres., OGIO
SaleCommon Stock 8,070 $14.01 $113,066.35
Disclosure

SEC source: 0001209191-17-060407 · doc4.xml · nonDerivative · entry 1

Arnett Richard H. · CIK 0001696849 · SVP, Glb. Mktg. & Pres., OGIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.01 to $14.02, inclusive. The reporting person undertakes to provide to Callaway Golf Company, any security holder of Callaway Golf Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Form 4.

Read SEC document
November 01, 2017 Filed Nov 1, 2017 23:50 UTC SaleCommon Stock 2,000 $14.45 $28,905.00
Disclosure

SEC source: 0001209191-17-058692 · doc4.xml · nonDerivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,034

Read SEC document
October 31, 2017 Filed Nov 1, 2017 23:50 UTC SaleCommon Stock 5,000 $14.38 $71,875.00
Disclosure

SEC source: 0001209191-17-058692 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,034

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:22 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,369 $0.00 Strike: $14.92 $0.00
Disclosure

SEC source: 0001209191-17-058222 · doc4.xml · derivative · entry 3

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,369 shares

Expires 2018-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:22 UTC
Hocknell AlanSVP, Research & Development
SaleCommon Stock 8,369 $15.00 $125,535.00
Disclosure

SEC source: 0001209191-17-058222 · doc4.xml · nonDerivative · entry 2

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,907

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:22 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionCommon Stock 8,369 $14.92 $124,865.48
Disclosure

SEC source: 0001209191-17-058222 · doc4.xml · nonDerivative · entry 1

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,276

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:23 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,503 $0.00 Strike: $7.51 $0.00
Disclosure

SEC source: 0001209191-17-058223 · doc4.xml · derivative · entry 3

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,503 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:23 UTC
Thomas Jennifer L.Chief Accounting Officer
SaleCommon Stock 8,503 $14.95 $127,119.85
Disclosure

SEC source: 0001209191-17-058223 · doc4.xml · nonDerivative · entry 2

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,640

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:23 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionCommon Stock 8,503 $7.51 $63,857.53
Disclosure

SEC source: 0001209191-17-058223 · doc4.xml · nonDerivative · entry 1

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:21 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,277 $0.00 Strike: $14.92 $0.00
Disclosure

SEC source: 0001209191-17-058221 · doc4.xml · derivative · entry 3

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,277 shares

Expires 2018-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:21 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
SaleCommon Stock 6,277 $15.42 $96,791.34
Disclosure

SEC source: 0001209191-17-058221 · doc4.xml · nonDerivative · entry 2

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,907

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on August 29, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 22:21 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
Exercise / conversionCommon Stock 6,277 $14.92 $93,652.84
Disclosure

SEC source: 0001209191-17-058221 · doc4.xml · nonDerivative · entry 1

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on August 29, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:36 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,797 $0.00 Strike: $7.53 $0.00
Disclosure

SEC source: 0001209191-17-051073 · doc4.xml · derivative · entry 6

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,797 shares

Expires 2020-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:36 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,552 $0.00 Strike: $7.85 $0.00
Disclosure

SEC source: 0001209191-17-051073 · doc4.xml · derivative · entry 5

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,552 shares

Expires 2019-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:36 UTC
Thomas Jennifer L.Chief Accounting Officer
SaleCommon Stock 8,797 $13.90 $122,278.30
Disclosure

SEC source: 0001209191-17-051073 · doc4.xml · nonDerivative · entry 4

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,637

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:36 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionCommon Stock 8,797 $7.53 $66,241.41
Disclosure

SEC source: 0001209191-17-051073 · doc4.xml · nonDerivative · entry 3

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:36 UTC
Thomas Jennifer L.Chief Accounting Officer
SaleCommon Stock 10,552 $13.90 $146,672.80
Disclosure

SEC source: 0001209191-17-051073 · doc4.xml · nonDerivative · entry 2

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,637

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:36 UTC
Thomas Jennifer L.Chief Accounting Officer
Exercise / conversionCommon Stock 10,552 $7.85 $82,833.20
Disclosure

SEC source: 0001209191-17-051073 · doc4.xml · nonDerivative · entry 1

Thomas Jennifer L. · CIK 0001577452 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,189

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:34 UTC
Leposky Mark FSr. VP of Global Operations
SaleCommon Stock 31,691 $14.00 $443,674.00
Disclosure

SEC source: 0001209191-17-051070 · doc4.xml · nonDerivative · entry 1

Leposky Mark F · CIK 0001548051 · Sr. VP of Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,343

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 22:10 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,731 $0.00 Strike: $7.53 $0.00
Disclosure

SEC source: 0001209191-17-050934 · doc4.xml · derivative · entry 6

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,731 shares

Expires 2020-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 22:10 UTC
Hocknell AlanSVP, Research & Development
SaleCommon Stock 25,731 $13.75 $353,801.25
Disclosure

SEC source: 0001209191-17-050934 · doc4.xml · nonDerivative · entry 4

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,907

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 30, 2017 Filed Aug 31, 2017 22:10 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionCommon Stock 25,731 $7.53 $193,754.43
Disclosure

SEC source: 0001209191-17-050934 · doc4.xml · nonDerivative · entry 3

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 22:10 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,320 $0.00 Strike: $7.53 $0.00
Disclosure

SEC source: 0001209191-17-050934 · doc4.xml · derivative · entry 5

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,731

Underlying: Common Stock · 15,320 shares

Expires 2020-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 22:10 UTC
Hocknell AlanSVP, Research & Development
SaleCommon Stock 15,320 $13.75 $210,650.00
Disclosure

SEC source: 0001209191-17-050934 · doc4.xml · nonDerivative · entry 2

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,907

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 29, 2017 Filed Aug 31, 2017 22:10 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionCommon Stock 15,320 $7.53 $115,359.60
Disclosure

SEC source: 0001209191-17-050934 · doc4.xml · nonDerivative · entry 1

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 04, 2017 Filed Aug 4, 2017 23:18 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 57,138 $0.00 Strike: $6.52 $0.00
Disclosure

SEC source: 0001209191-17-047793 · doc4.xml · derivative · entry 3

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,138 shares

Expires 2023-02-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2017 Filed Aug 4, 2017 23:18 UTC
Hocknell AlanSVP, Research & Development
SaleCommon Stock 57,138 $13.30 $759,935.40
Disclosure

SEC source: 0001209191-17-047793 · doc4.xml · nonDerivative · entry 2

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,907

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 04, 2017 Filed Aug 4, 2017 23:18 UTC
Hocknell AlanSVP, Research & Development
Exercise / conversionCommon Stock 57,138 $6.52 $372,539.76
Disclosure

SEC source: 0001209191-17-047793 · doc4.xml · nonDerivative · entry 1

Hocknell Alan · CIK 0001563524 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on February 10, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 04, 2017 Filed Aug 4, 2017 23:17 UTC
BREWER OLIVER G IIIDirector · President and CEO
SaleCommon Stock 131,884 $13.31 $1,755,376.04
Disclosure

SEC source: 0001209191-17-047792 · doc4.xml · nonDerivative · entry 1

BREWER OLIVER G III · CIK 0001072918 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,399

F1 · shares: The reported transactions occurred pursuant to the terms of a trading plan agreement entered into on May 18, 2017. The trading plan agreement is intended to comply with Rule 10b5-1(c) under the Securities Exchange Act of 1934.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 22:43 UTC
Lynch Brian P.SVP, CF0, GC & Corp. Secretary
GrantRestricted Stock Units · Derivative 39,094 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-047518 · doc4.xml · derivative · entry 1

Lynch Brian P. · CIK 0001551277 · SVP, CF0, GC & Corp. Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,094

Underlying: Common Stock · 39,094 shares

Expires 2022-08-01

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F2 · balance_after: Represents only the restricted stock units granted on August 1, 2017 and does not include restricted stock units with different vesting terms.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:58 UTC Exercise / conversionRestricted Stock Units · Derivative 5,442.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032108 · doc4.xml · derivative · entry 2

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,442.85 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · balance_after: Represents only the RSUs granted on May 11, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:58 UTC Exercise / conversionCommon Stock 5,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032108 · doc4.xml · nonDerivative · entry 1

THORNLEY ANTHONY S · CIK 0001191319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 5,442.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032105 · doc4.xml · derivative · entry 2

SEGRE LINDA B · CIK 0001470125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,442.85 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · balance_after: Represents only the RSUs granted on May 11, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:57 UTC Exercise / conversionCommon Stock 5,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032105 · doc4.xml · nonDerivative · entry 1

SEGRE LINDA B · CIK 0001470125 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,719

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:55 UTC Exercise / conversionRestricted Stock Units · Derivative 5,442.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032101 · doc4.xml · derivative · entry 2

LUNDGREN JOHN F · CIK 0001215250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,442.85 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · balance_after: Represents only the RSUs granted on May 11, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:55 UTC Exercise / conversionCommon Stock 5,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032101 · doc4.xml · nonDerivative · entry 1

LUNDGREN JOHN F · CIK 0001215250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:56 UTC Exercise / conversionRestricted Stock Units · Derivative 5,442.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032104 · doc4.xml · derivative · entry 2

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,442.85 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · balance_after: Represents only the RSUs granted on May 11, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:56 UTC Exercise / conversionCommon Stock 5,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032104 · doc4.xml · nonDerivative · entry 1

Ogunlesi Adebayo O. · CIK 0001481450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:54 UTC Exercise / conversionRestricted Stock Units · Derivative 5,442.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032099 · doc4.xml · derivative · entry 2

CUSHMAN JOHN C III · CIK 0001216779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,442.85 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · balance_after: Represents only the RSUs granted on May 11, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:54 UTC Exercise / conversionCommon Stock 5,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032099 · doc4.xml · nonDerivative · entry 1

CUSHMAN JOHN C III · CIK 0001216779 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:53 UTC Exercise / conversionRestricted Stock Units · Derivative 5,442.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032096 · doc4.xml · derivative · entry 2

BEARD RONALD S · CIK 0001225959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,442.85 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · balance_after: Represents only the RSUs granted on May 11, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:53 UTC Exercise / conversionCommon Stock 5,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032096 · doc4.xml · nonDerivative · entry 1

BEARD RONALD S · CIK 0001225959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:52 UTC Exercise / conversionRestricted Stock Units · Derivative 5,442.85 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032094 · doc4.xml · derivative · entry 2

ARMACOST SAMUEL H · CIK 0001194899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,442.85 shares

Expires 2017-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F3 · shares: Represents the number of shares of common stock issued upon the vesting of an RSU plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award.

F4 · balance_after: Represents only the RSUs granted on May 11, 2016 and does not include other RSUs with different vesting terms.

Read SEC document
May 11, 2017 Filed May 12, 2017 21:52 UTC Exercise / conversionCommon Stock 5,442 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032094 · doc4.xml · nonDerivative · entry 1

ARMACOST SAMUEL H · CIK 0001194899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of shares of common stock issued upon the vesting of a restricted stock unit ("RSU") plus the number of shares of common stock accrued with respect to such vested portion of the RSU as a result of dividend equivalent rights paid by the Company pursuant to the terms of the award, less fractional shares, which were paid in cash upon settlement.

F2 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.