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CALX

CALIX, INC

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Tapewire entity
4385
SEC CIK
0001406666
Parsed reports
353

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202602
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2017 Filed Feb 10, 2017 00:39 UTC
Atkins William JExecutive VP and CFO
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001406666-17-000004 · wf-form4_148668715589530.xml · nonDerivative · entry 1

Atkins William J · CIK 0001599869 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares earned under the restricted stock unit ("RSU") award granted February 2, 2016 ("February 2016 Award"). Attainment of the performance metrics was determined and certified by the Compensation Committee of the Company's Board of Directors on February 7, 2017 in accordance with the metrics previously established by the Compensation Committee for the fiscal year ending December 31, 2016.

Read SEC document
January 12, 2017 Filed Jan 14, 2017 01:03 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 16 $6.95 $111.20
Disclosure

SEC source: 0001406666-17-000002 · wf-form4_148435581500662.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328,381

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 09, 2016 Filed Nov 11, 2016 01:21 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,093 $6.85 $7,487.05
Disclosure

SEC source: 0001406666-16-000152 · wf-form4_147882724985557.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,328,365

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 08, 2016 Filed Nov 11, 2016 01:21 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.89 $10,335.00
Disclosure

SEC source: 0001406666-16-000152 · wf-form4_147882724985557.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,327,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.85 and $6.90 per share at a weighted average price of $6.89. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 23:50 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.77 $10,155.00
Disclosure

SEC source: 0001406666-16-000150 · wf-form4_147864902156183.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.75 and $6.80 per share at a weighted average price of $6.77. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
November 07, 2016 Filed Nov 8, 2016 23:49 UTC
CHEUNG SHEILAVP, Finance & Accounting
SaleCommon Stock 2,000 $6.75 $13,500.00
Disclosure

SEC source: 0001406666-16-000149 · wf-form4_147864898085231.xml · nonDerivative · entry 1

CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 04, 2016 Filed Nov 8, 2016 23:50 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.60 $9,900.00
Disclosure

SEC source: 0001406666-16-000150 · wf-form4_147864902156183.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,324,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 03, 2016 Filed Nov 4, 2016 01:25 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.65 $9,975.00
Disclosure

SEC source: 0001406666-16-000141 · wf-form4_147822272779839.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,322,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
November 02, 2016 Filed Nov 4, 2016 01:25 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.88 $10,320.00
Disclosure

SEC source: 0001406666-16-000141 · wf-form4_147822272779839.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,321,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.83 and $6.90 per share at a weighted average price of $6.88. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
November 01, 2016 Filed Nov 2, 2016 01:56 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.38 $9,570.00
Disclosure

SEC source: 0001406666-16-000136 · wf-form4_147805177618705.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,319,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Shares purchased between $6.33 and $6.40 per share at a weighted average price of $6.38. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
November 01, 2016 Filed Nov 5, 2016 00:33 UTC
CHEUNG SHEILAVP, Finance & Accounting
GrantCommon Stock 2,000 $5.31 $10,620.00
Disclosure

SEC source: 0001406666-16-000146 · wf-form4_147830598903527.xml · nonDerivative · entry 1

CHEUNG SHEILA · CIK 0001677747 · VP, Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of May 2, 2016 through November 1, 2016. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on November 1, 2016.

Read SEC document
November 01, 2016 Filed Nov 4, 2016 23:35 UTC
Atkins William JExecutive VP and CFO
GrantCommon Stock 2,000 $5.31 $10,620.00
Disclosure

SEC source: 0001406666-16-000144 · wf-form4_147830252878316.xml · nonDerivative · entry 2

Atkins William J · CIK 0001599869 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,758

F3 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. ESPP for the purchase period of May 2, 2016 through November 1, 2016. This transaction is exempt under Rule 16b-3(c).

F4 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on November 1, 2016.

Read SEC document
October 31, 2016 Filed Nov 2, 2016 01:56 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.41 $9,615.00
Disclosure

SEC source: 0001406666-16-000136 · wf-form4_147805177618705.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,318,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.35 and $6.45 per share at a weighted average price of $6.41. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 28, 2016 Filed Oct 29, 2016 00:38 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.46 $9,690.00
Disclosure

SEC source: 0001406666-16-000132 · wf-form4_147770147230112.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,316,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Shares purchased between $6.35 and $6.50 per share at a weighted average price of $6.46. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 27, 2016 Filed Oct 29, 2016 00:38 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.39 $9,585.00
Disclosure

SEC source: 0001406666-16-000132 · wf-form4_147770147230112.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,315,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.33 and $6.45 per share at a weighted average price of $6.39. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 00:05 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.64 $9,960.00
Disclosure

SEC source: 0001406666-16-000130 · wf-form4_147761313528216.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,313,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Shares purchased between $6.60 and $6.73 per share at a weighted average price of $6.64. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 25, 2016 Filed Oct 28, 2016 00:05 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.69 $10,035.00
Disclosure

SEC source: 0001406666-16-000130 · wf-form4_147761313528216.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,312,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.65 and $6.78 per share at a weighted average price of $6.69. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 24, 2016 Filed Oct 26, 2016 00:06 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.70 $10,050.00
Disclosure

SEC source: 0001406666-16-000128 · wf-form4_147744034867332.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,310,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 21, 2016 Filed Oct 26, 2016 00:06 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.65 $9,975.00
Disclosure

SEC source: 0001406666-16-000128 · wf-form4_147744034867332.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,309,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 20, 2016 Filed Oct 21, 2016 23:47 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.86 $10,290.00
Disclosure

SEC source: 0001406666-16-000126 · wf-form4_147709366187881.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,307,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Shares purchased between $6.83 and $6.90 per share at a weighted average price of $6.86. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 19, 2016 Filed Oct 21, 2016 23:47 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.65 $9,975.00
Disclosure

SEC source: 0001406666-16-000126 · wf-form4_147709366187881.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,306,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.55 and $6.70 per share at a weighted average price of $6.65. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 18, 2016 Filed Oct 20, 2016 00:55 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.56 $9,840.00
Disclosure

SEC source: 0001406666-16-000124 · wf-form4_147692493330596.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,304,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.53 and $6.60 per share at a weighted average price of $6.56. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 17, 2016 Filed Oct 20, 2016 00:55 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.75 $10,125.00
Disclosure

SEC source: 0001406666-16-000124 · wf-form4_147692493330596.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,303,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
October 14, 2016 Filed Oct 15, 2016 01:23 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.93 $10,395.00
Disclosure

SEC source: 0001406666-16-000122 · wf-form4_147649457856977.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Shares purchased between $6.88 and $6.96 per share at a weighted average price of $6.93. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 13, 2016 Filed Oct 15, 2016 01:23 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.92 $10,380.00
Disclosure

SEC source: 0001406666-16-000122 · wf-form4_147649457856977.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,300,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.90 and $6.98 per share at a weighted average price of $6.92. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 12, 2016 Filed Oct 13, 2016 23:32 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.95 $10,425.00
Disclosure

SEC source: 0001406666-16-000120 · wf-form4_147640154172318.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,298,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.94 and $6.98 per share at a weighted average price of $6.95. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
October 11, 2016 Filed Oct 13, 2016 23:32 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.99 $10,485.00
Disclosure

SEC source: 0001406666-16-000120 · wf-form4_147640154172318.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,297,272

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 26, 2016 Filed Sep 29, 2016 00:48 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,197 $6.92 $8,283.24
Disclosure

SEC source: 0001406666-16-000116 · wf-form4_147511010178925.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,295,772

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.91 and $6.95 per share at a weighted average price of $6.92. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
September 23, 2016 Filed Sep 27, 2016 00:15 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.86 $10,290.00
Disclosure

SEC source: 0001406666-16-000114 · wf-form4_147493532630202.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,294,575

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: Shares purchased between $6.82 and $6.89 per share at a weighted average price of $6.86. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
September 22, 2016 Filed Sep 27, 2016 00:15 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.97 $10,455.00
Disclosure

SEC source: 0001406666-16-000114 · wf-form4_147493532630202.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,293,075

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.95 and $6.99 per share at a weighted average price of $6.97. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
September 21, 2016 Filed Sep 22, 2016 15:23 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.94 $10,410.00
Disclosure

SEC source: 0001406666-16-000111 · wf-form4_147455706656434.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,291,575

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 15:23 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.99 $10,485.00
Disclosure

SEC source: 0001406666-16-000111 · wf-form4_147455706656434.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,290,075

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.98 and $6.99 per share at a weighted average price of $6.99. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
September 19, 2016 Filed Sep 20, 2016 00:01 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.98 $10,470.00
Disclosure

SEC source: 0001406666-16-000110 · wf-form4_147432968297707.xml · nonDerivative · entry 2

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,288,575

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: Shares purchased between $6.96 and $6.99 per share at a weighted average price of $6.98. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.

Read SEC document
September 16, 2016 Filed Sep 20, 2016 00:01 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.99 $10,485.00
Disclosure

SEC source: 0001406666-16-000110 · wf-form4_147432968297707.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287,075

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
September 13, 2016 Filed Sep 15, 2016 18:55 UTC
Russo CarlDirector · President & CEO · 10% owner
PurchaseCommon Stock 1,500 $6.99 $10,485.00
Disclosure

SEC source: 0001406666-16-000108 · wf-form4_147396571183248.xml · nonDerivative · entry 1

Russo Carl · CIK 0001483757 · Director · President & CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285,575

F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.

Read SEC document
April 29, 2016 Filed Nov 4, 2016 23:35 UTC
Atkins William JExecutive VP and CFO
GrantCommon Stock 2,000 $5.89 $11,780.00
Disclosure

SEC source: 0001406666-16-000144 · wf-form4_147830252878316.xml · nonDerivative · entry 1

Atkins William J · CIK 0001599869 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,758

F1 · kind: The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Calix, Inc. Amended and Restated Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of November 2, 2015 through April 29, 2016. This transaction is exempt under Rule 16b-3(c).

F2 · price: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on April 29, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.