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Nasdaq · USD

CAI

Caris Life Sciences, Inc.

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Tapewire entity
3706
SEC CIK
0002019410
Parsed reports
67

Last 12 months

Inside the activity.

4 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202502
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202620
Jun 202600
Jul 202600
Aug 202600
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2026 Filed Sep 23, 2026 21:06 UTC SaleCommon Stock 7,500 $31.82 $238,626.00
Disclosure

SEC source: 0002071923-26-000007 · wk-form4_1790197601.xml · nonDerivative · entry 1

Denton John Russel · CIK 0002071923 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,855

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.7750 to $31.8700, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes shares acquired in a non-reportable transaction under the Caris Life Sciences, Inc. 2025 Employee Stock Purchase Plan (a tax-qualified plan) after the date of the reporting person's previous Form 4.

Read SEC document
September 17, 2026 Filed Sep 17, 2026 22:08 UTC
Brille Brian JDirector · See Remarks
Exercise / conversionStock Option · Derivative 400,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0002071959-26-000008 · wk-form4_1789682909.xml · derivative · entry 4

Brille Brian J · CIK 0002071959 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600,000

Underlying: Common Stock · 400,000 shares

Expires 2028-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
September 17, 2026 Filed Sep 17, 2026 22:08 UTC
Brille Brian JDirector · See Remarks
SaleCommon Stock 400,000 $30.33 $12,132,080.00
Disclosure

SEC source: 0002071959-26-000008 · wk-form4_1789682909.xml · nonDerivative · entry 2

Brille Brian J · CIK 0002071959 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,303

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.2100 to $30.5650, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 17, 2026 Filed Sep 17, 2026 22:08 UTC
Brille Brian JDirector · See Remarks
Exercise / conversionCommon Stock 400,000 $2.44 $976,000.00
Disclosure

SEC source: 0002071959-26-000008 · wk-form4_1789682909.xml · nonDerivative · entry 1

Brille Brian J · CIK 0002071959 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 630,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:59 UTC Exercise / conversionStock Option · Derivative 250,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0002071953-26-000007 · wk-form4_1788555596.xml · derivative · entry 7

Spetzler David Baxley · CIK 0002071953 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Exercise of stock options before their expiration date.

F6 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:59 UTC SaleCommon Stock 119,212 $24.76 $2,951,116.90
Disclosure

SEC source: 0002071953-26-000007 · wk-form4_1788555596.xml · nonDerivative · entry 5

Spetzler David Baxley · CIK 0002071953 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,182,871

F1 · shares: The sales reported on this Form 4 were effected pursuant to a broker-assisted sell-to-cover exercise of fully vested stock options scheduled to expire on September 12, 2026. The shares were sold solely to cover the aggregate exercise price and applicable tax withholding obligations. The Reporting Person retained all remaining shares acquired upon exercise.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.5550 to $25.1200, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 04, 2026 Filed Sep 4, 2026 20:59 UTC Exercise / conversionCommon Stock 250,000 $2.44 $610,000.00
Disclosure

SEC source: 0002071953-26-000007 · wk-form4_1788555596.xml · nonDerivative · entry 4

Spetzler David Baxley · CIK 0002071953 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,302,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 20:59 UTC Exercise / conversionStock Option · Derivative 1,000,000 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0002071953-26-000007 · wk-form4_1788555596.xml · derivative · entry 6

Spetzler David Baxley · CIK 0002071953 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 1,000,000 shares

Expires 2026-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Exercise of stock options before their expiration date.

F6 · derivative.exercise_date: The stock option is fully vested and exercisable.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 20:59 UTC SaleCommon Stock 84,900 $25.32 $2,149,676.49
Disclosure

SEC source: 0002071953-26-000007 · wk-form4_1788555596.xml · nonDerivative · entry 3

Spetzler David Baxley · CIK 0002071953 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052,083

F1 · shares: The sales reported on this Form 4 were effected pursuant to a broker-assisted sell-to-cover exercise of fully vested stock options scheduled to expire on September 12, 2026. The shares were sold solely to cover the aggregate exercise price and applicable tax withholding obligations. The Reporting Person retained all remaining shares acquired upon exercise.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.3200 to $25.3300, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 20:59 UTC SaleCommon Stock 393,100 $24.76 $9,733,313.24
Disclosure

SEC source: 0002071953-26-000007 · wk-form4_1788555596.xml · nonDerivative · entry 2

Spetzler David Baxley · CIK 0002071953 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,136,983

F1 · shares: The sales reported on this Form 4 were effected pursuant to a broker-assisted sell-to-cover exercise of fully vested stock options scheduled to expire on September 12, 2026. The shares were sold solely to cover the aggregate exercise price and applicable tax withholding obligations. The Reporting Person retained all remaining shares acquired upon exercise.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.3200 to $25.3100, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 03, 2026 Filed Sep 4, 2026 20:59 UTC Exercise / conversionCommon Stock 1,000,000 $2.44 $2,440,000.00
Disclosure

SEC source: 0002071953-26-000007 · wk-form4_1788555596.xml · nonDerivative · entry 1

Spetzler David Baxley · CIK 0002071953 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,530,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2026 Filed Aug 14, 2026 21:44 UTC GrantCommon Stock 13,192 $0.00 $0.00
Disclosure

SEC source: 0001239594-26-000008 · wk-form4_1786743879.xml · nonDerivative · entry 1

CASTLEMAN PETER M · CIK 0001239594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,321

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
August 14, 2026 Filed Aug 14, 2026 21:43 UTC GrantCommon Stock 13,192 $0.00 $0.00
Disclosure

SEC source: 0001239690-26-000005 · wk-form4_1786743801.xml · nonDerivative · entry 1

PHILLIPS T DANNY · CIK 0001239690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,060

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
August 14, 2026 Filed Aug 14, 2026 21:42 UTC
Minor LloydDirector
GrantCommon Stock 13,192 $0.00 $0.00
Disclosure

SEC source: 0002038687-26-000007 · wk-form4_1786743756.xml · nonDerivative · entry 1

Minor Lloyd · CIK 0002038687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,813

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
August 14, 2026 Filed Aug 14, 2026 21:41 UTC GrantCommon Stock 13,192 $0.00 $0.00
Disclosure

SEC source: 0001705850-26-000025 · wk-form4_1786743716.xml · nonDerivative · entry 1

Gilliam Joseph E · CIK 0001705850 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,321

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
August 14, 2026 Filed Aug 14, 2026 21:41 UTC GrantCommon Stock 13,192 $0.00 $0.00
Disclosure

SEC source: 0002071948-26-000005 · wk-form4_1786743682.xml · nonDerivative · entry 1

Fredrickson David Paul · CIK 0002071948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,813

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
August 14, 2026 Filed Aug 14, 2026 21:40 UTC GrantCommon Stock 13,192 $0.00 $0.00
Disclosure

SEC source: 0001724161-26-000008 · wk-form4_1786743631.xml · nonDerivative · entry 1

Vacirca Jeff L · CIK 0001724161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,863

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
August 14, 2026 Filed Aug 14, 2026 21:39 UTC GrantCommon Stock 13,192 $0.00 $0.00
Disclosure

SEC source: 0001189395-26-000002 · wk-form4_1786743580.xml · nonDerivative · entry 1

JOHANSEN LAURA I · CIK 0001189395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,897

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
August 14, 2026 Filed Aug 14, 2026 21:38 UTC
HALBERT JONDirector
GrantCommon Stock 13,192 $0.00 $0.00
Disclosure

SEC source: 0001189394-26-000008 · wk-form4_1786743533.xml · nonDerivative · entry 1

HALBERT JON · CIK 0001189394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,813

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 21:44 UTC
POSTE GEORGEDirector
GrantCommon Stock 1,600 $15.62 $24,992.00
Disclosure

SEC source: 0001180770-26-000003 · wk-form4_1780436653.xml · nonDerivative · entry 1

POSTE GEORGE · CIK 0001180770 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,729

F1 · kind: Shares issued in lieu of cash compensation for 2026 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including May 29, 2026.

F2 · balance_after: Amount reflects the previous transfer by the Reporting Person of 204,108 shares of Common Stock from direct ownership to a family trust. Following the transfer, these shares are held indirectly by the Reporting Person through the family trust and are reflected in the indirect ownership line. The transfer did not change the Reporting Person's aggregate beneficial ownership of these securities.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 21:43 UTC GrantCommon Stock 1,600 $15.62 $24,992.00
Disclosure

SEC source: 0001662103-26-000002 · wk-form4_1780436576.xml · nonDerivative · entry 1

Knowles Jonathan Kenneth Charles · CIK 0001662103 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,979

F1 · kind: Shares issued in lieu of cash compensation for 2026 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including May 29, 2026.

Read SEC document
May 15, 2026 Filed May 18, 2026 16:22 UTC
HALBERT DAVID DDirector · See Remarks · 10% owner
Tax withholdingCommon Stock 40,712 $15.25 $620,858.00
Disclosure

SEC source: 0001034380-26-000004 · wk-form4_1779135727.xml · nonDerivative · entry 1

HALBERT DAVID D · CIK 0001034380 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,574,533

F1 · shares: Shares withheld for the payment of taxes on the vesting and settlement of RSUs.

Read SEC document
May 15, 2026 Filed May 18, 2026 20:23 UTC Tax withholdingCommon Stock 6,047 $15.25 $92,216.75
Disclosure

SEC source: 0002071923-26-000005 · wk-form4_1779135826.xml · nonDerivative · entry 1

Denton John Russel · CIK 0002071923 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,515

F1 · shares: Shares withheld for the payment of taxes on the vesting and settlement of RSUs.

Read SEC document
May 15, 2026 Filed May 18, 2026 20:23 UTC Tax withholdingCommon Stock 9,771 $15.25 $149,007.75
Disclosure

SEC source: 0002072013-26-000004 · wk-form4_1779135806.xml · nonDerivative · entry 1

Power Luke Thomas · CIK 0002072013 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,771

F1 · shares: Shares withheld for the payment of taxes on the vesting and settlement of RSUs.

Read SEC document
May 15, 2026 Filed May 18, 2026 20:23 UTC Tax withholdingCommon Stock 13,856 $15.25 $211,304.00
Disclosure

SEC source: 0002071953-26-000004 · wk-form4_1779135792.xml · nonDerivative · entry 1

Spetzler David Baxley · CIK 0002071953 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 530,083

F1 · shares: Shares withheld for the payment of taxes on the vesting and settlement of RSUs.

Read SEC document
May 15, 2026 Filed May 18, 2026 20:23 UTC
Brille Brian JDirector · See Remarks
Tax withholdingCommon Stock 13,987 $15.25 $213,301.75
Disclosure

SEC source: 0002071959-26-000006 · wk-form4_1779135780.xml · nonDerivative · entry 1

Brille Brian J · CIK 0002071959 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,303

F1 · shares: Shares withheld for the payment of taxes on the vesting and settlement of RSUs.

Read SEC document
May 15, 2026 Filed Jul 13, 2026 11:06 UTC
HALBERT JONDirector
PurchaseCommon Stock 68,000 $14.56 $990,080.00
Disclosure

SEC source: 0001189394-26-000005 · wk-form4_1783940766.xml · nonDerivative · entry 3

HALBERT JON · CIK 0001189394 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LAH Investments, Ltd.

Disclosed balance after: 704,598

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.49 to $14.60 inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes an aggregate of 11,598 shares received in pro rata distributions exempt pursuant to Rule 16a-9.

F4 · ownership.nature: The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Read SEC document
May 11, 2026 Filed May 12, 2026 12:22 UTC PurchaseCommon Stock 31,050 $16.15 $501,426.45
Disclosure

SEC source: 0001724161-26-000005 · wk-form4_1778588549.xml · nonDerivative · entry 1

Vacirca Jeff L · CIK 0001724161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,671

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.13 to $16.15, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote

Read SEC document
March 06, 2026 Filed Mar 10, 2026 17:55 UTC
HALBERT DAVID DDirector · See Remarks · 10% owner
GrantCommon Stock 320,112 $0.00 $0.00
Disclosure

SEC source: 0001034380-26-000002 · wk-form4_1773179739.xml · nonDerivative · entry 1

HALBERT DAVID D · CIK 0001034380 · Director · See Remarks · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,615,245

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 22:01 UTC GrantCommon Stock 63,971 $0.00 $0.00
Disclosure

SEC source: 0002072013-26-000002 · wk-form4_1773180079.xml · nonDerivative · entry 1

Power Luke Thomas · CIK 0002072013 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,542

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 22:00 UTC GrantCommon Stock 63,971 $0.00 $0.00
Disclosure

SEC source: 0002071923-26-000002 · wk-form4_1773180021.xml · nonDerivative · entry 1

Denton John Russel · CIK 0002071923 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,562

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:59 UTC GrantCommon Stock 83,162 $0.00 $0.00
Disclosure

SEC source: 0002071953-26-000002 · wk-form4_1773179995.xml · nonDerivative · entry 1

Spetzler David Baxley · CIK 0002071953 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 543,939

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
March 06, 2026 Filed Mar 10, 2026 21:59 UTC
Brille Brian JDirector · See Remarks
GrantCommon Stock 83,162 $0.00 $0.00
Disclosure

SEC source: 0002071959-26-000004 · wk-form4_1773179971.xml · nonDerivative · entry 1

Brille Brian J · CIK 0002071959 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,290

F1 · shares: Represents an award of restricted stock units which vest in accordance with the applicable grant agreement.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 23:09 UTC GrantCommon Stock 2,492 $20.06 $49,989.52
Disclosure

SEC source: 0001724161-26-000002 · wk-form4_1772233759.xml · nonDerivative · entry 1

Vacirca Jeff L · CIK 0001724161 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,621

F1 · kind: Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 23:08 UTC GrantCommon Stock 2,492 $20.06 $49,989.52
Disclosure

SEC source: 0002071948-26-000002 · wk-form4_1772233729.xml · nonDerivative · entry 1

Fredrickson David Paul · CIK 0002071948 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,621

F1 · kind: Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 23:08 UTC GrantCommon Stock 3,739 $20.06 $75,004.34
Disclosure

SEC source: 0001239690-26-000002 · wk-form4_1772233679.xml · nonDerivative · entry 1

PHILLIPS T DANNY · CIK 0001239690 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,868

F1 · kind: Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 23:08 UTC
HALBERT JONDirector
GrantCommon Stock 2,492 $20.06 $49,989.52
Disclosure

SEC source: 0001189394-26-000002 · wk-form4_1772233706.xml · nonDerivative · entry 1

HALBERT JON · CIK 0001189394 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,621

F1 · kind: Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026.

Read SEC document
February 26, 2026 Filed Feb 27, 2026 23:07 UTC GrantCommon Stock 5,509 $20.06 $110,510.54
Disclosure

SEC source: 0001239594-26-000005 · wk-form4_1772233651.xml · nonDerivative · entry 1

CASTLEMAN PETER M · CIK 0001239594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,138

F1 · kind: Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026.

Read SEC document
February 26, 2026 Filed Mar 2, 2026 12:48 UTC
Minor LloydDirector
GrantCommon Stock 2,492 $20.06 $49,989.52
Disclosure

SEC source: 0002038687-26-000004 · wk-form4_1772455734.xml · nonDerivative · entry 1

Minor Lloyd · CIK 0002038687 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,621

F1 · kind: Shares issued in lieu of cash compensation for 2025 board retainer fees. Number of shares determined by dividing the cash retainer earned by the ten trading day average of the daily volume weighted average price per share through and including February 25, 2026.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 23:37 UTC Exercise / conversionStock Option · Derivative 2,500 $0.00 Strike: $18.60 $0.00
Disclosure

SEC source: 0001239594-26-000003 · wk-form4_1768347427.xml · derivative · entry 4

CASTLEMAN PETER M · CIK 0001239594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2035-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option is fully vested and exercisable. These securities were previously reported on the Reporting Person's Form 3.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 23:37 UTC Exercise / conversionCommon Stock 2,500 $18.60 $46,500.00
Disclosure

SEC source: 0001239594-26-000003 · wk-form4_1768347427.xml · nonDerivative · entry 1

CASTLEMAN PETER M · CIK 0001239594 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2025 Filed Dec 13, 2025 00:39 UTC Exercise / conversionStock Option · Derivative 37,500 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0002072013-25-000006 · wk-form4_1765586352.xml · derivative · entry 6

Power Luke Thomas · CIK 0002072013 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,500 shares

Expires 2028-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

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December 11, 2025 Filed Dec 13, 2025 00:39 UTC Exercise / conversionStock Option · Derivative 24,750 $0.00 Strike: $2.44 $0.00
Disclosure

SEC source: 0002072013-25-000006 · wk-form4_1765586352.xml · derivative · entry 5

Power Luke Thomas · CIK 0002072013 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,750 shares

Expires 2027-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025.

F4 · derivative.exercise_date: The stock option is fully vested and exercisable.

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December 11, 2025 Filed Dec 13, 2025 00:39 UTC SaleCommon Stock 1,400 $27.16 $38,017.56
Disclosure

SEC source: 0002072013-25-000006 · wk-form4_1765586352.xml · nonDerivative · entry 4

Power Luke Thomas · CIK 0002072013 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 99,571

F1 · kind: The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.11 to $27.20, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 11, 2025 Filed Dec 13, 2025 00:39 UTC SaleCommon Stock 60,850 $26.56 $1,616,443.74
Disclosure

SEC source: 0002072013-25-000006 · wk-form4_1765586352.xml · nonDerivative · entry 3

Power Luke Thomas · CIK 0002072013 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,971

F1 · kind: The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.11 to $27.07, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 11, 2025 Filed Dec 13, 2025 00:39 UTC Exercise / conversionCommon Stock 37,500 $2.44 $91,500.00
Disclosure

SEC source: 0002072013-25-000006 · wk-form4_1765586352.xml · nonDerivative · entry 2

Power Luke Thomas · CIK 0002072013 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 161,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025.

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December 11, 2025 Filed Dec 13, 2025 00:39 UTC Exercise / conversionCommon Stock 24,750 $2.44 $60,390.00
Disclosure

SEC source: 0002072013-25-000006 · wk-form4_1765586352.xml · nonDerivative · entry 1

Power Luke Thomas · CIK 0002072013 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 124,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2025.

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December 11, 2025 Filed Dec 12, 2025 23:22 UTC
Brille Brian JDirector · See Remarks
GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0002071959-25-000009 · wk-form4_1765581770.xml · nonDerivative · entry 2

Brille Brian J · CIK 0002071959 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,128

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December 10, 2025 Filed Dec 12, 2025 23:22 UTC
Brille Brian JDirector · See Remarks
GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0002071959-25-000009 · wk-form4_1765581770.xml · nonDerivative · entry 1

Brille Brian J · CIK 0002071959 · Director · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,778

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November 07, 2025 Filed Nov 10, 2025 13:12 UTC PurchaseCommon Stock 4,184 $24.09 $100,792.56
Disclosure

SEC source: 0002071923-25-000009 · wk-form4_1762780360.xml · nonDerivative · entry 1

Denton John Russel · CIK 0002071923 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 9,184

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.99 to $24.15, inclusive. The reporting person undertakes to provide to Caris Life Sciences, Inc., any security holder of Caris Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.