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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2003 Filed Sep 18, 2003 15:44 UTC
CARPENTER MICHAEL ACEO Global Investments
GiftCommon Stock 11,387 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-023645 · rrd18799.xml · nonDerivative · entry 1

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 958,833.7

Read SEC document
September 04, 2003 Filed Sep 5, 2003 12:13 UTC
WILLUMSTAD ROBERT BDirector · President
GiftCommon Stock 3,390 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-021994 · rrd17800.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470,867.5

F1 · balance_after: Includes 98,681 shares directly beneficially owned by the Reporting Person in his capacity as trustee of two Grantor Retained Annuity Trusts.

Read SEC document
August 01, 2003 Filed Aug 7, 2003 13:47 UTC GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-017834 · rrd15543.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,257.5

F1 · balance_after: Includes 98,681 shares directly beneficially owned by the Reporting Person in his capacity as trustee of two Grantor Retained Annuity Trusts.

Read SEC document
July 30, 2003 Filed Aug 1, 2003 15:11 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options-Right to Buy · Derivative 20,195 $0.00 Strike: $45.44 $0.00
Disclosure

SEC source: 0001181431-03-016598 · rrd14720.xml · derivative · entry 6

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,195

Underlying: Common Stock · 20,195 shares

Expires 2008-07-22

Read SEC document
July 30, 2003 Filed Aug 1, 2003 15:11 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options-Right to Buy · Derivative 24,878 $0.00 Strike: $32.18 $0.00
Disclosure

SEC source: 0001181431-03-016598 · rrd14720.xml · derivative · entry 5

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,878 shares

Expires 2008-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2003 Filed Aug 1, 2003 15:11 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 2,579 $45.44 $117,189.76
Disclosure

SEC source: 0001181431-03-016598 · rrd14720.xml · nonDerivative · entry 3

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,847.9

Read SEC document
July 30, 2003 Filed Aug 1, 2003 15:11 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 17,616 $45.44 $800,471.04
Disclosure

SEC source: 0001181431-03-016598 · rrd14720.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,426.9

Read SEC document
July 30, 2003 Filed Aug 1, 2003 15:11 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 24,878 $32.18 $800,496.92
Disclosure

SEC source: 0001181431-03-016598 · rrd14720.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,042.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:39 UTC
PRINCE CHARLESDirector · CEO CGMI
GrantEmployee Stock Options (Right to Buy) · Derivative 14,675 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-03-016213 · rrd14552.xml · derivative · entry 5

PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,675

Underlying: Common Stock · 14,675 shares

Expires 2008-01-28

F2 · balance_after: In addition, the Reporting Person directly beneficially owns 1,193,681 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:39 UTC
PRINCE CHARLESDirector · CEO CGMI
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 17,005 $0.00 Strike: $35.09 $0.00
Disclosure

SEC source: 0001181431-03-016213 · rrd14552.xml · derivative · entry 4

PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,005 shares

Expires 2008-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:39 UTC
PRINCE CHARLESDirector · CEO CGMI
Tax withholdingCommon Stock 1,627 $45.73 $74,402.71
Disclosure

SEC source: 0001181431-03-016213 · rrd14552.xml · nonDerivative · entry 3

PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,070,831

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:39 UTC
PRINCE CHARLESDirector · CEO CGMI
Tax withholdingCommon Stock 13,048 $45.73 $596,685.04
Disclosure

SEC source: 0001181431-03-016213 · rrd14552.xml · nonDerivative · entry 2

PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,458

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:39 UTC
PRINCE CHARLESDirector · CEO CGMI
Exercise / conversionCommon Stock 17,005 $35.09 $596,705.45
Disclosure

SEC source: 0001181431-03-016213 · rrd14552.xml · nonDerivative · entry 1

PRINCE CHARLES · CIK 0001225179 · Director · CEO CGMI

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns (1) 2, 413 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan and (2) 4,080 shares of common stock in his children's names, for which the Reporting Person disclaims beneficial ownership.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:40 UTC
WILLUMSTAD ROBERT BDirector · President
GrantEmployee Stock Options (Right to Buy) · Derivative 14,675 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-03-016215 · rrd14540.xml · derivative · entry 5

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,675

Underlying: Common Stock · 14,675 shares

Expires 2008-01-28

F2 · balance_after: In addition, the Reporting Person directly beneficially owns 1,456,223 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:40 UTC
WILLUMSTAD ROBERT BDirector · President
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 17,005 $0.00 Strike: $35.09 $0.00
Disclosure

SEC source: 0001181431-03-016215 · rrd14540.xml · derivative · entry 4

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,005 shares

Expires 2008-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:40 UTC
WILLUMSTAD ROBERT BDirector · President
Tax withholdingCommon Stock 1,627 $45.73 $74,402.71
Disclosure

SEC source: 0001181431-03-016215 · rrd14540.xml · nonDerivative · entry 3

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,757.5

F1 · balance_after: Includes 98,681 shares directly beneficially owned by the Reporting Person in his capacity as trustee of two Grantor Retained Annuity Trusts. In addition, the Reporting Person indirectly beneficially owns 8,594 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:40 UTC
WILLUMSTAD ROBERT BDirector · President
Tax withholdingCommon Stock 13,048 $45.73 $596,685.04
Disclosure

SEC source: 0001181431-03-016215 · rrd14540.xml · nonDerivative · entry 2

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,476,384.5

F1 · balance_after: Includes 98,681 shares directly beneficially owned by the Reporting Person in his capacity as trustee of two Grantor Retained Annuity Trusts. In addition, the Reporting Person indirectly beneficially owns 8,594 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:40 UTC
WILLUMSTAD ROBERT BDirector · President
Exercise / conversionCommon Stock 17,005 $35.09 $596,705.45
Disclosure

SEC source: 0001181431-03-016215 · rrd14540.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,432.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 98,681 shares directly beneficially owned by the Reporting Person in his capacity as trustee of two Grantor Retained Annuity Trusts. In addition, the Reporting Person indirectly beneficially owns 8,594 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:41 UTC
MAGNER MARJORIECOO Global Consumer
GrantEmployee Stock Option (Right to Buy) · Derivative 7,337 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-03-016218 · rrd14460.xml · derivative · entry 6

MAGNER MARJORIE · CIK 0001225173 · COO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,337

Underlying: Common Stock · 7,337 shares

Expires 2008-01-28

F1 · balance_after: In addition, the Reporting Person directly beneficially owns 730,417 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:41 UTC
MAGNER MARJORIECOO Global Consumer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,502 $0.00 Strike: $35.09 $0.00
Disclosure

SEC source: 0001181431-03-016218 · rrd14460.xml · derivative · entry 5

MAGNER MARJORIE · CIK 0001225173 · COO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,502 shares

Expires 2008-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:41 UTC
MAGNER MARJORIECOO Global Consumer
Tax withholdingCommon Stock 814 $45.73 $37,224.22
Disclosure

SEC source: 0001181431-03-016218 · rrd14460.xml · nonDerivative · entry 3

MAGNER MARJORIE · CIK 0001225173 · COO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,081.8

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:41 UTC
MAGNER MARJORIECOO Global Consumer
Tax withholdingCommon Stock 6,523 $45.73 $298,296.79
Disclosure

SEC source: 0001181431-03-016218 · rrd14460.xml · nonDerivative · entry 2

MAGNER MARJORIE · CIK 0001225173 · COO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,895.8

Read SEC document
July 28, 2003 Filed Jul 30, 2003 17:41 UTC
MAGNER MARJORIECOO Global Consumer
Exercise / conversionCommon Stock 8,502 $35.09 $298,335.18
Disclosure

SEC source: 0001181431-03-016218 · rrd14460.xml · nonDerivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · COO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,418.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 28,460 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · derivative · entry 21

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,460

Underlying: Common Stock · 28,460 shares

Expires 2008-11-02

F1 · balance_after: In addition to the employee stock options reported in Column 9 of this Form 4, the Reporting Person directly beneficially owns 627,186 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 9,184 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · derivative · entry 20

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,184

Underlying: Common Stock · 9,184 shares

Expires 2008-11-02

F1 · balance_after: In addition to the employee stock options reported in Column 9 of this Form 4, the Reporting Person directly beneficially owns 627,186 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 2,532 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · derivative · entry 19

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,532

Underlying: Common Stock · 2,532 shares

Expires 2008-11-02

F1 · balance_after: In addition to the employee stock options reported in Column 9 of this Form 4, the Reporting Person directly beneficially owns 627,186 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 49,620 $0.00 Strike: $45.73 $0.00
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · derivative · entry 18

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,620

Underlying: Common Stock · 49,620 shares

Expires 2008-07-22

F1 · balance_after: In addition to the employee stock options reported in Column 9 of this Form 4, the Reporting Person directly beneficially owns 627,186 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 61,347 $0.00 Strike: $32.18 $0.00
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · derivative · entry 17

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,092.8

Underlying: Common Stock · 61,347 shares

Expires 2008-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: In addition to the employee stock options reported in Column 9 of this Form 4, the Reporting Person directly beneficially owns 627,186 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 11,578 $0.00 Strike: $31.07 $0.00
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · derivative · entry 16

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,578 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 38,239 $0.00 Strike: $27.60 $0.00
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · derivative · entry 15

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,239 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,812 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · derivative · entry 14

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,053.93

Underlying: Common Stock · 3,812 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: In addition to the employee stock options reported in Column 9 of this Form 4, the Reporting Person directly beneficially owns 627,186 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 6,455 $45.73 $295,187.15
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 12

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,164.9

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 43,165 $45.73 $1,973,935.45
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 11

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,619.9

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 61,347 $32.18 $1,973,956.28
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 10

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,784.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 705 $45.73 $32,239.65
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 9

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,437.9

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 1,827 $45.73 $83,548.71
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 8

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,142.9

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 3,812 $21.92 $83,549.89
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 7

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,969.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 1,318 $45.73 $60,272.14
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 6

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,157.9

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 7,866 $45.73 $359,712.18
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 5

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,475.9

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 11,578 $31.07 $359,693.73
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 4

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,341.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 5,383 $45.73 $246,164.59
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 3

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,763.9

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 23,077 $45.73 $1,055,311.21
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,146.9

Read SEC document
July 28, 2003 Filed Jul 30, 2003 22:07 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 38,239 $27.60 $1,055,300.80
Disclosure

SEC source: 0001181431-03-016250 · rrd14558.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,223.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 23, 2003 Filed Jul 30, 2003 17:40 UTC GiftCommon Stock 4,400 $0.00 $0.00
Disclosure

SEC source: 0001181431-03-016217 · rrd14087.xml · nonDerivative · entry 1

FORD GERALD R · CIK 0001232769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 103,087

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July 18, 2003 Filed Jul 22, 2003 20:21 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 11,983 $44.82 Strike: $44.82 $537,078.06
Disclosure

SEC source: 0001181431-03-014894 · rrd13560.xml · derivative · entry 5

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,983

Underlying: Common Stock · 11,983 shares

Expires 2008-11-02

F2 · balance_after: In addition, the Reporting Person directly beneficially owns 958,328 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

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July 18, 2003 Filed Jul 22, 2003 20:21 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,874 $21.92 Strike: $21.92 $391,755.18
Disclosure

SEC source: 0001181431-03-014894 · rrd13560.xml · derivative · entry 4

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,874 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 18, 2003 Filed Jul 22, 2003 20:21 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 3,243 $44.82 $145,351.26
Disclosure

SEC source: 0001181431-03-014894 · rrd13560.xml · nonDerivative · entry 3

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,984.9

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 1,712 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan.

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July 18, 2003 Filed Jul 22, 2003 20:21 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 8,740 $44.82 $391,726.80
Disclosure

SEC source: 0001181431-03-014894 · rrd13560.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,227.9

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 1,712 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan.

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July 18, 2003 Filed Jul 22, 2003 20:21 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 17,874 $21.92 $391,755.18
Disclosure

SEC source: 0001181431-03-014894 · rrd13560.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,967.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: In addition, the Reporting Person indirectly beneficially owns 1,712 shares of common stock as of June 30, 2003 under the Issuer's 401(k) Plan.

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July 15, 2003 Filed Jul 17, 2003 19:32 UTC
JONES THOMAS WCEO Global Investment Mgt.
GrantEmployee Stock Options - Right to Buy · Derivative 33,661 $47.12 Strike: $47.12 $1,586,106.32
Disclosure

SEC source: 0001181431-03-014410 · rrd13457.xml · derivative · entry 5

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,661

Underlying: Common Stock · 33,661 shares

Expires 2007-08-18

F2 · balance_after: In addition, the Reporting Person directly beneficially owns 1,325,009 employee stock options representing rights to purchase an equivalent number of shares of common stock, which have various exercise prices, exercise dates and expiration dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.