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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 10, 2004 Filed Feb 12, 2004 12:36 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 23,378 $0.00 Strike: $48.92 $0.00
Disclosure

SEC source: 0001181431-04-008525 · rrd32519.xml · derivative · entry 6

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,378 shares

Expires 2004-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2004 Filed Feb 12, 2004 12:36 UTC
WILLUMSTAD ROBERT BDirector · President and COO
GiftCommon Stock 205 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-008525 · rrd32519.xml · nonDerivative · entry 4

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,551.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 10, 2004 Filed Feb 12, 2004 12:36 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 44 $49.15 $2,162.60
Disclosure

SEC source: 0001181431-04-008525 · rrd32519.xml · nonDerivative · entry 3

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,756.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 10, 2004 Filed Feb 12, 2004 12:36 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Tax withholdingCommon Stock 23,269 $49.15 $1,143,671.35
Disclosure

SEC source: 0001181431-04-008525 · rrd32519.xml · nonDerivative · entry 2

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,572,800.6

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
February 10, 2004 Filed Feb 12, 2004 12:36 UTC
WILLUMSTAD ROBERT BDirector · President and COO
Exercise / conversionCommon Stock 23,378 $48.92 $1,143,677.48
Disclosure

SEC source: 0001181431-04-008525 · rrd32519.xml · nonDerivative · entry 1

WILLUMSTAD ROBERT B · CIK 0001225708 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,596,069.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 43,150 shares directly beneficially owned by the Reporting Person in his capacity as trustee of a Grantor Retained Annuity Trust.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 13,190 $0.00 Strike: $49.48 $0.00
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · derivative · entry 16

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,190

Underlying: Common Stock · 13,190 shares

Expires 2008-11-02

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 9,708 $0.00 Strike: $49.48 $0.00
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · derivative · entry 15

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,708

Underlying: Common Stock · 9,708 shares

Expires 2008-11-02

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 2,754 $0.00 Strike: $49.48 $0.00
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · derivative · entry 14

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,754

Underlying: Common Stock · 2,754 shares

Expires 2008-07-22

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 16,285 $0.00 Strike: $35.09 $0.00
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · derivative · entry 13

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,300

Underlying: Common Stock · 16,285 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 12,119 $0.00 Strike: $34.42 $0.00
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · derivative · entry 12

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,119 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 3,570 $0.00 Strike: $32.18 $0.00
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · derivative · entry 11

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,570 shares

Expires 2008-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 432 $49.48 $21,375.36
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · nonDerivative · entry 9

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,113.9

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 2,322 $49.48 $114,892.56
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · nonDerivative · entry 8

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,545.9

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 3,570 $32.18 $114,871.53
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · nonDerivative · entry 7

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,867.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 1,642 $49.48 $81,246.16
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · nonDerivative · entry 6

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,297.9

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 11,548 $49.48 $571,395.04
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · nonDerivative · entry 5

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,939.9

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 16,285 $35.09 $571,440.65
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · nonDerivative · entry 4

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,487.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 1,279 $49.48 $63,284.92
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · nonDerivative · entry 3

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,202.9

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 8,429 $49.48 $417,066.92
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,481.9

Read SEC document
January 30, 2004 Filed Feb 3, 2004 18:09 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 12,119 $34.42 $417,079.02
Disclosure

SEC source: 0001181431-04-005954 · rrd31010.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,910.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 95,536 $0.00 Strike: $50.07 $0.00
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · derivative · entry 11

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,536

Underlying: Common Stock · 95,536 shares

Expires 2008-07-22

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 30,368 $0.00 Strike: $50.07 $0.00
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · derivative · entry 10

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,368

Underlying: Common Stock · 30,368 shares

Expires 2008-11-02

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 124,644 $0.00 Strike: $32.18 $0.00
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · derivative · entry 9

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,570

Underlying: Common Stock · 124,644 shares

Expires 2008-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 48,007 $0.00 Strike: $21.92 $0.00
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · derivative · entry 8

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,007 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 15,436 $50.07 $772,880.52
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · nonDerivative · entry 6

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,791.9

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 80,100 $50.07 $4,010,607.00
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · nonDerivative · entry 5

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,227.9

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 124,644 $32.18 $4,010,657.52
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · nonDerivative · entry 4

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,327.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 9,354 $50.07 $468,354.78
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · nonDerivative · entry 3

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,683.9

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
Tax withholdingCommon Stock 21,014 $50.07 $1,052,170.98
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,037.9

Read SEC document
January 28, 2004 Filed Jan 30, 2004 16:02 UTC
THOMSON TODD SChief Financial Officer
Exercise / conversionCommon Stock 48,007 $21.92 $1,052,198.22
Disclosure

SEC source: 0001181431-04-005360 · rrd30676.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,051.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 23, 2004 16:31 UTC
WEILL SANFORD IDirector · Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 86,609 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004157 · rrd30060.xml · derivative · entry 7

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,609

Underlying: Common Stock · 86,609 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 23, 2004 16:31 UTC
WEILL SANFORD IDirector · Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 96,497 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004157 · rrd30060.xml · derivative · entry 6

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,991

Underlying: Common Stock · 96,497 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 23, 2004 16:31 UTC
WEILL SANFORD IDirector · Chairman
Tax withholdingCommon Stock 6,447 $50.69 $326,798.43
Disclosure

SEC source: 0001181431-04-004157 · rrd30060.xml · nonDerivative · entry 3

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,534,996.2

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,612.2 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
January 23, 2004 Filed Jan 23, 2004 16:31 UTC
WEILL SANFORD IDirector · Chairman
Tax withholdingCommon Stock 80,162 $50.69 $4,063,411.78
Disclosure

SEC source: 0001181431-04-004157 · rrd30060.xml · nonDerivative · entry 2

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,541,443.2

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,612.2 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
January 23, 2004 Filed Jan 23, 2004 16:31 UTC
WEILL SANFORD IDirector · Chairman
Exercise / conversionCommon Stock 96,497 $42.11 $4,063,459.72
Disclosure

SEC source: 0001181431-04-004157 · rrd30060.xml · nonDerivative · entry 1

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,621,605.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F2 · balance_after: Includes 6,612.2 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:05 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 7,629 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004599 · rrd30203.xml · derivative · entry 6

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,629

Underlying: Common Stock · 7,629 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 8,577 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004599 · rrd30203.xml · derivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,310

Underlying: Common Stock · 8,577 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 504 $50.69 $25,547.76
Disclosure

SEC source: 0001181431-04-004599 · rrd30203.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,102.8

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 7,125 $50.69 $361,166.25
Disclosure

SEC source: 0001181431-04-004599 · rrd30203.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,606.8

Read SEC document
January 23, 2004 Filed Jan 27, 2004 18:05 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 8,577 $42.11 $361,174.90
Disclosure

SEC source: 0001181431-04-004599 · rrd30203.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,731.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:08 UTC
CARPENTER MICHAEL ACEO Global Investments
GrantEmployee Stock Options (Right to Buy) · Derivative 47,757 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004601 · rrd30197.xml · derivative · entry 7

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,757

Underlying: Common Stock · 47,757 shares

Expires 2012-02-13

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:08 UTC
CARPENTER MICHAEL ACEO Global Investments
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 53,609 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004601 · rrd30197.xml · derivative · entry 6

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,440

Underlying: Common Stock · 53,609 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:08 UTC
CARPENTER MICHAEL ACEO Global Investments
Tax withholdingCommon Stock 3,223 $50.69 $163,373.87
Disclosure

SEC source: 0001181431-04-004601 · rrd30197.xml · nonDerivative · entry 3

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,966.6

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:08 UTC
CARPENTER MICHAEL ACEO Global Investments
Tax withholdingCommon Stock 44,534 $50.69 $2,257,428.46
Disclosure

SEC source: 0001181431-04-004601 · rrd30197.xml · nonDerivative · entry 2

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,189.6

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:08 UTC
CARPENTER MICHAEL ACEO Global Investments
Exercise / conversionCommon Stock 53,609 $42.11 $2,257,458.91
Disclosure

SEC source: 0001181431-04-004601 · rrd30197.xml · nonDerivative · entry 1

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,092,723.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2004 Filed Jan 27, 2004 13:09 UTC
DRUSKIN ROBERTPresident & COO, GCIB
GrantEmployee Stock Options (Right to Buy) · Derivative 23,840 $0.00 Strike: $50.69 $0.00
Disclosure

SEC source: 0001181431-04-004602 · rrd30198.xml · derivative · entry 7

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,840

Underlying: Common Stock · 23,840 shares

Expires 2012-02-13

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January 23, 2004 Filed Jan 27, 2004 13:09 UTC
DRUSKIN ROBERTPresident & COO, GCIB
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 26,804 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-04-004602 · rrd30198.xml · derivative · entry 6

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,220

Underlying: Common Stock · 26,804 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 23, 2004 Filed Jan 27, 2004 13:09 UTC
DRUSKIN ROBERTPresident & COO, GCIB
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001181431-04-004602 · rrd30198.xml · nonDerivative · entry 4

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,004,351.1

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January 23, 2004 Filed Jan 27, 2004 13:09 UTC
DRUSKIN ROBERTPresident & COO, GCIB
Tax withholdingCommon Stock 1,574 $50.69 $79,786.06
Disclosure

SEC source: 0001181431-04-004602 · rrd30198.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005,351.1

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January 23, 2004 Filed Jan 27, 2004 13:09 UTC
DRUSKIN ROBERTPresident & COO, GCIB
Tax withholdingCommon Stock 22,266 $50.69 $1,128,663.54
Disclosure

SEC source: 0001181431-04-004602 · rrd30198.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · President & COO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,006,925.1

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.