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CITIGROUP INC

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2837
SEC CIK
0000831001
Parsed reports
2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2004 Filed Apr 2, 2004 15:36 UTC
WEILL SANFORD IDirector · Chairman
OtherCommon Stock 53.4 $49.64 $2,650.51
Disclosure

SEC source: 0001181431-04-019027 · rrd38186.xml · nonDerivative · entry 4

WEILL SANFORD I · CIK 0001127316 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,589,423.6

F3 · shares: Reinvestment of cash, including dividends and interest, under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

F1 · balance_after: Includes 803,193 shares directly beneficially owned by the Reporting Person in his capacity as trustee of four Grantor Retained Annuity Trusts.

F4 · balance_after: Includes 6,665.6 deferred shares of common stock held under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors for the benefit of the Reporting Person.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:08 UTC OtherCommon Stock 223.7 $49.64 $11,103.35
Disclosure

SEC source: 0001181431-04-019256 · rrd37633.xml · nonDerivative · entry 3

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 94,504.8

F4 · shares: Reinvestment of cash, including dividends and interest, under The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:08 UTC OtherCommon Stock 526.5 $49.64 $26,132.83
Disclosure

SEC source: 0001181431-04-019256 · rrd37633.xml · nonDerivative · entry 2

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 94,281.1

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:08 UTC GrantCommon Stock 755.5 $49.64 $37,499.24
Disclosure

SEC source: 0001181431-04-019256 · rrd37633.xml · nonDerivative · entry 1

ARMSTRONG C MICHAEL · CIK 0001168011 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 93,754.6

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors and The Travelers Insurance Company Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:09 UTC OtherCommon Stock 95.7 $49.64 $4,750.07
Disclosure

SEC source: 0001181431-04-019257 · rrd37634.xml · nonDerivative · entry 2

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) and (4).

Disclosed balance after: 12,664.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 14,130.8355 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 4,080.8366 shares of common stock.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:09 UTC GrantCommon Stock 705.1 $49.64 $34,997.64
Disclosure

SEC source: 0001181431-04-019257 · rrd37634.xml · nonDerivative · entry 1

BELDA ALAIN J P · CIK 0001127285 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 12,569.1

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:10 UTC OtherCommon Stock 27.5 $49.64 $1,364.96
Disclosure

SEC source: 0001181431-04-019258 · rrd37636.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 3,510.5

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:10 UTC GrantCommon Stock 75.5 $49.64 $3,747.44
Disclosure

SEC source: 0001181431-04-019258 · rrd37636.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 3,483

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:27 UTC OtherCommon Stock 120.3 $49.64 $5,971.09
Disclosure

SEC source: 0001181431-04-019260 · rrd37638.xml · nonDerivative · entry 2

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) and (4).

Disclosed balance after: 15,663.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 39,279.3833 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 11,343.4725 shares of common stock.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:27 UTC GrantCommon Stock 629.6 $49.64 $31,250.20
Disclosure

SEC source: 0001181431-04-019260 · rrd37638.xml · nonDerivative · entry 1

DERR KENNETH T · CIK 0001182087 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 15,543.5

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:28 UTC OtherCommon Stock 47.1 $49.64 $2,337.81
Disclosure

SEC source: 0001181431-04-019261 · rrd37640.xml · nonDerivative · entry 2

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) and (4).

Disclosed balance after: 6,245

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 1,647.3093 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 475.7255 shares of common stock.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:28 UTC GrantCommon Stock 352.6 $49.64 $17,501.30
Disclosure

SEC source: 0001181431-04-019261 · rrd37640.xml · nonDerivative · entry 1

DEUTCH JOHN M · CIK 0001179111 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 6,197.9

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:29 UTC GrantCommon Stock 440 $49.64 $21,839.40
Disclosure

SEC source: 0001181431-04-019262 · rrd37646.xml · nonDerivative · entry 1

FORD GERALD R · CIK 0001232769 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust.

Disclosed balance after: 104,483

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:31 UTC OtherCommon Stock 75.3 $49.64 $3,737.52
Disclosure

SEC source: 0001181431-04-019263 · rrd37649.xml · nonDerivative · entry 2

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 9,769.4

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:31 UTC GrantCommon Stock 352.6 $49.64 $17,501.30
Disclosure

SEC source: 0001181431-04-019263 · rrd37649.xml · nonDerivative · entry 1

JORDAN ANN DIBBLE · CIK 0001198864 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 9,694.1

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:32 UTC GrantCommon Stock 629.6 $49.64 $31,250.20
Disclosure

SEC source: 0001181431-04-019264 · rrd37652.xml · nonDerivative · entry 1

MECUM DUDLEY C II · CIK 0001046321 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 256,201.1

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:34 UTC OtherCommon Stock 150.7 $49.64 $7,479.99
Disclosure

SEC source: 0001181431-04-019265 · rrd37664.xml · nonDerivative · entry 2

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) and (4).

Disclosed balance after: 19,538.8

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 35,867.2948 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 10,358.0973 shares of common stock.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:34 UTC GrantCommon Stock 705.1 $49.64 $34,997.64
Disclosure

SEC source: 0001181431-04-019265 · rrd37664.xml · nonDerivative · entry 1

PARSONS RICHARD D · CIK 0001008086 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 19,388.1

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:36 UTC OtherCommon Stock 68.2 $49.64 $3,385.11
Disclosure

SEC source: 0001181431-04-019267 · rrd37673.xml · nonDerivative · entry 2

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes (2) and (4).

Disclosed balance after: 8,880.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

F4 · balance_after: In addition, the Reporting Person directly beneficially owns 261,392.6033 deferred units pursuant to the Citicorp Directors' Deferred Compensation Plan through which the Reporting Person has the right to acquire 75,487.4335 shares of common stock.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:36 UTC GrantCommon Stock 352.6 $49.64 $17,501.30
Disclosure

SEC source: 0001181431-04-019267 · rrd37673.xml · nonDerivative · entry 1

THOMAS FRANKLIN A · CIK 0001184012 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 8,812.4

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:35 UTC OtherCommon Stock 1,711.8 $49.64 $84,965.19
Disclosure

SEC source: 0001181431-04-019266 · rrd37668.xml · nonDerivative · entry 2

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote 2.

Disclosed balance after: 214,565.6

F3 · shares: Reinvestment of cash, including dividends and interest, under the Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
April 01, 2004 Filed Apr 5, 2004 14:35 UTC GrantCommon Stock 629.6 $49.64 $31,250.20
Disclosure

SEC source: 0001181431-04-019266 · rrd37668.xml · nonDerivative · entry 1

PEARSON ANDRALL · CIK 0001238582 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (2).

Disclosed balance after: 212,853.8

F1 · shares: Shares awarded under the Issuer's Compensation Plan for Non-Employee Directors.

F2 · balance_after: Represents deferred shares of common stock held by the Issuer for the benefit of the Reporting Person pursuant to the Issuer's Compensation Plan for Non-Employee Directors.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:25 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 6,547 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019018 · rrd38194.xml · derivative · entry 6

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,547

Underlying: Common Stock · 6,547 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:25 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 7,362 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019018 · rrd38194.xml · derivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,362 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:25 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 433 $51.94 $22,490.02
Disclosure

SEC source: 0001181431-04-019018 · rrd38194.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,408.8

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:25 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 6,114 $51.94 $317,561.16
Disclosure

SEC source: 0001181431-04-019018 · rrd38194.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,841.8

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:25 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 7,362 $43.14 $317,564.29
Disclosure

SEC source: 0001181431-04-019018 · rrd38194.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,955.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
CARPENTER MICHAEL ACEO Global Investments
GrantEmployee Stock Options (Right to Buy) · Derivative 131,149 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019019 · rrd38190.xml · derivative · entry 7

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,149

Underlying: Common Stock · 131,149 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
CARPENTER MICHAEL ACEO Global Investments
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 147,248 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019019 · rrd38190.xml · derivative · entry 6

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 147,248 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
CARPENTER MICHAEL ACEO Global Investments
Tax withholdingCommon Stock 8,861 $51.94 $460,240.34
Disclosure

SEC source: 0001181431-04-019019 · rrd38190.xml · nonDerivative · entry 3

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063,696.6

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
CARPENTER MICHAEL ACEO Global Investments
Tax withholdingCommon Stock 122,288 $51.94 $6,351,638.72
Disclosure

SEC source: 0001181431-04-019019 · rrd38190.xml · nonDerivative · entry 2

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,072,557.6

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
CARPENTER MICHAEL ACEO Global Investments
Exercise / conversionCommon Stock 147,248 $43.14 $6,351,630.83
Disclosure

SEC source: 0001181431-04-019019 · rrd38190.xml · nonDerivative · entry 1

CARPENTER MICHAEL A · CIK 0001225174 · CEO Global Investments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,194,845.6

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
MAGNER MARJORIECEO Global Consumer
GrantEmployee Stock Options (Right to Buy) · Derivative 46,571 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019020 · rrd38189.xml · derivative · entry 6

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,571

Underlying: Common Stock · 46,571 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
MAGNER MARJORIECEO Global Consumer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 51,897 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019020 · rrd38189.xml · derivative · entry 5

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,897 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
MAGNER MARJORIECEO Global Consumer
Tax withholdingCommon Stock 3,471 $51.94 $180,283.74
Disclosure

SEC source: 0001181431-04-019020 · rrd38189.xml · nonDerivative · entry 3

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,989.8

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
MAGNER MARJORIECEO Global Consumer
Tax withholdingCommon Stock 43,100 $51.94 $2,238,614.00
Disclosure

SEC source: 0001181431-04-019020 · rrd38189.xml · nonDerivative · entry 2

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,460.8

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:26 UTC
MAGNER MARJORIECEO Global Consumer
Exercise / conversionCommon Stock 51,897 $43.14 $2,238,608.23
Disclosure

SEC source: 0001181431-04-019020 · rrd38189.xml · nonDerivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · CEO Global Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,560.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:27 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 39,281 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019021 · rrd38191.xml · derivative · entry 6

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,281

Underlying: Common Stock · 39,281 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:27 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 44,174 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019021 · rrd38191.xml · derivative · entry 5

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,174 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:27 UTC Tax withholdingCommon Stock 2,595 $51.94 $134,784.30
Disclosure

SEC source: 0001181431-04-019021 · rrd38191.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,009,244.1

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:27 UTC Tax withholdingCommon Stock 36,686 $51.94 $1,905,470.84
Disclosure

SEC source: 0001181431-04-019021 · rrd38191.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,839.1

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:27 UTC Exercise / conversionCommon Stock 44,174 $43.14 $1,905,471.99
Disclosure

SEC source: 0001181431-04-019021 · rrd38191.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · CEO, GCIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,525.1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:27 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 11,755 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019022 · rrd38187.xml · derivative · entry 8

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755

Underlying: Common Stock · 11,755 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 15:27 UTC Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 13,219 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019022 · rrd38187.xml · derivative · entry 7

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,219 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2004 Filed Apr 2, 2004 15:27 UTC Tax withholdingCommon Stock 777 $51.94 $40,357.38
Disclosure

SEC source: 0001181431-04-019022 · rrd38187.xml · nonDerivative · entry 3

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,112.5

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March 31, 2004 Filed Apr 2, 2004 15:27 UTC Tax withholdingCommon Stock 10,978 $51.94 $570,197.32
Disclosure

SEC source: 0001181431-04-019022 · rrd38187.xml · nonDerivative · entry 2

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,889.5

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March 31, 2004 Filed Apr 2, 2004 15:27 UTC Exercise / conversionCommon Stock 13,219 $43.14 $570,209.50
Disclosure

SEC source: 0001181431-04-019022 · rrd38187.xml · nonDerivative · entry 1

HANNON WILLIAM P · CIK 0001140931 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,867.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2004 Filed Apr 2, 2004 20:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 41,788 $0.00 Strike: $51.94 $0.00
Disclosure

SEC source: 0001181431-04-019023 · rrd38188.xml · derivative · entry 6

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,788

Underlying: Common Stock · 41,788 shares

Expires 2008-11-02

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 46,917 $0.00 Strike: $43.14 $0.00
Disclosure

SEC source: 0001181431-04-019023 · rrd38188.xml · derivative · entry 5

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,917 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2004 Filed Apr 2, 2004 20:29 UTC
JONES THOMAS WCEO Global Investment Mgt.
Tax withholdingCommon Stock 2,824 $51.94 $146,678.56
Disclosure

SEC source: 0001181431-04-019023 · rrd38188.xml · nonDerivative · entry 3

JONES THOMAS W · CIK 0001192374 · CEO Global Investment Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,486.4

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.