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CITIGROUP INC

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2837
SEC CIK
0000831001
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2,547

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202608
Mar 202600
Apr 202602
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
Gerspach John CController
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 10,237 $0.00 Strike: $43.77 $0.00
Disclosure

SEC source: 0001181431-06-069738 · rrd139224.xml · derivative · entry 5

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,237 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
Gerspach John CController
Tax withholdingCommon Stock 773 $52.88 $40,876.24
Disclosure

SEC source: 0001181431-06-069738 · rrd139224.xml · nonDerivative · entry 3

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,873.7

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
Gerspach John CController
Tax withholdingCommon Stock 8,473 $52.88 $448,052.24
Disclosure

SEC source: 0001181431-06-069738 · rrd139224.xml · nonDerivative · entry 2

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,646.7

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
Gerspach John CController
Exercise / conversionCommon Stock 10,237 $43.77 $448,072.47
Disclosure

SEC source: 0001181431-06-069738 · rrd139224.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,119.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 12,194 $0.00 Strike: $52.88 $0.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · derivative · entry 21

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,194

Underlying: Common Stock · 12,194 shares

Expires 2008-11-02

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 8,306 $0.00 Strike: $52.88 $0.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · derivative · entry 20

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,306

Underlying: Common Stock · 8,306 shares

Expires 2008-11-02

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 21,499 $0.00 Strike: $52.88 $0.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · derivative · entry 19

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,499

Underlying: Common Stock · 21,499 shares

Expires 2008-11-02

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GrantEmployee Stock Options (Right to Buy) · Derivative 7,520 $0.00 Strike: $52.88 $0.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · derivative · entry 18

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,520

Underlying: Common Stock · 7,520 shares

Expires 2008-11-02

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 23,742 $0.00 Strike: $43.99 $0.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · derivative · entry 17

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,742 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 9,182 $0.00 Strike: $43.90 $0.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · derivative · entry 16

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,182 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 13,480 $0.00 Strike: $43.90 $0.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · derivative · entry 15

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,480 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 8,346 $0.00 Strike: $43.56 $0.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · derivative · entry 14

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,346 shares

Expires 2008-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 1,004 $52.88 $53,091.52
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 12

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,512.9

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 11,190 $52.88 $591,727.20
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 11

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,516.9

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 13,480 $43.90 $591,772.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 10

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,706.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 684 $52.88 $36,169.92
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 9

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,226.9

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 7,622 $52.88 $403,051.36
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 8

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,910.9

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 9,182 $43.90 $403,089.80
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 7

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,532.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 1,749 $52.88 $92,487.12
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 6

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,350.9

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 19,750 $52.88 $1,044,380.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 5

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,099.9

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 23,742 $43.99 $1,044,410.58
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 4

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,849.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 645 $52.88 $34,107.60
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 3

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,107.9

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Tax withholdingCommon Stock 6,875 $52.88 $363,550.00
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,752.9

Read SEC document
December 12, 2006 Filed Dec 14, 2006 21:07 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
Exercise / conversionCommon Stock 8,346 $43.56 $363,590.99
Disclosure

SEC source: 0001181431-06-069739 · rrd139222.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,627.9

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2006 Filed Nov 30, 2006 16:39 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GiftCommon Stock 145 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066514 · rrd136999.xml · nonDerivative · entry 2

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,281.9

Read SEC document
November 22, 2006 Filed Nov 27, 2006 16:56 UTC
RHODES WILLIAM RSenior Vice Chairman
SaleCommon Stock 4,319 $50.74 $219,146.06
Disclosure

SEC source: 0001181431-06-065974 · rrd137339.xml · nonDerivative · entry 1

RHODES WILLIAM R · CIK 0001226641 · Senior Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,090.5

Read SEC document
November 17, 2006 Filed Nov 21, 2006 21:01 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 43,336 $0.00 Strike: $32.05 $0.00
Disclosure

SEC source: 0001181431-06-065337 · rrd137002.xml · derivative · entry 5

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,336 shares

Expires 2009-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2006 Filed Nov 21, 2006 21:01 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Tax withholdingCommon Stock 6,974 $50.66 $353,302.84
Disclosure

SEC source: 0001181431-06-065337 · rrd137002.xml · nonDerivative · entry 3

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,101.5

Read SEC document
November 17, 2006 Filed Nov 21, 2006 21:01 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Tax withholdingCommon Stock 27,416 $50.66 $1,388,894.56
Disclosure

SEC source: 0001181431-06-065337 · rrd137002.xml · nonDerivative · entry 2

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,075.5

Read SEC document
November 17, 2006 Filed Nov 21, 2006 21:01 UTC
Freiberg Steven JCo-CEO Global Consumer Group
Exercise / conversionCommon Stock 43,336 $32.05 $1,388,918.80
Disclosure

SEC source: 0001181431-06-065337 · rrd137002.xml · nonDerivative · entry 1

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,491.5

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2006 Filed Nov 30, 2006 16:39 UTC
THOMSON TODD SChair/CEO Global Wealth Mgt.
GiftCommon Stock 9,310 $0.00 $0.00
Disclosure

SEC source: 0001181431-06-066514 · rrd136999.xml · nonDerivative · entry 1

THOMSON TODD S · CIK 0001225707 · Chair/CEO Global Wealth Mgt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,426.9

Read SEC document
November 09, 2006 Filed Nov 13, 2006 17:10 UTC PurchaseCitifle Series B Shares · Derivative 6,301,590,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001181431-06-063302 · rrd135076.xml · derivative · entry 2

HERNANDEZ ROBERTO · CIK 0001232771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,301,590,802

Underlying: Common Stock · 14,596,144 shares

Expires not disclosed

F1 · security: See Exhibit 1. The sale was effectuated on the Bolsa Mexicana de Valores (Mexican Stock Exchange).

F3 · derivative.exercise_price: Not applicable (see Exhibit 1).

F1 · kind: See Exhibit 1. The sale was effectuated on the Bolsa Mexicana de Valores (Mexican Stock Exchange).

F4 · price: The purchase was effectuated in Mexican pesos and converted into 0.117072446 US dollars per Citifle Series B share based on the currency conversion rate of 10.9074 pesos per dollar in effect on the transaction date.

F3 · derivative.exercise_date: Not applicable (see Exhibit 1).

F3 · derivative.expiration_date: Not applicable (see Exhibit 1).

Read SEC document
November 09, 2006 Filed Nov 13, 2006 17:10 UTC SaleCommon Stock 14,596,144 $50.54 $737,741,663.88
Disclosure

SEC source: 0001181431-06-063302 · rrd135076.xml · nonDerivative · entry 1

HERNANDEZ ROBERTO · CIK 0001232771 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: See Exhibit 1. The sale was effectuated on the Bolsa Mexicana de Valores (Mexican Stock Exchange).

F2 · price: The sale was effectuated in Mexican pesos and converted into US dollars based on the currency conversion rate of 10.9074 pesos per dollar in effect on the transaction date.

Read SEC document
October 25, 2006 Filed Oct 26, 2006 16:00 UTC
DRUSKIN ROBERTPresident & CEO, CIB
SaleCommon Stock 15,000 $50.55 $758,250.00
Disclosure

SEC source: 0001181431-06-059790 · rrd134126.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,063,301.7

Read SEC document
October 06, 2006 Filed Oct 10, 2006 20:13 UTC
Gerspach John CController
GrantEmployee Stock Options (Right to Buy) · Derivative 10,447 $0.00 Strike: $50.99 $0.00
Disclosure

SEC source: 0001181431-06-057506 · rrd132787.xml · derivative · entry 6

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,447

Underlying: Common Stock · 10,447 shares

Expires 2012-02-13

Read SEC document
October 06, 2006 Filed Oct 10, 2006 20:13 UTC
Gerspach John CController
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 11,580 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-06-057506 · rrd132787.xml · derivative · entry 5

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,860.58

Underlying: Common Stock · 11,580 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2006 Filed Oct 10, 2006 20:13 UTC
Gerspach John CController
Tax withholdingCommon Stock 884 $50.99 $45,075.16
Disclosure

SEC source: 0001181431-06-057506 · rrd132787.xml · nonDerivative · entry 3

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,882.7

Read SEC document
October 06, 2006 Filed Oct 10, 2006 20:13 UTC
Gerspach John CController
Tax withholdingCommon Stock 9,563 $50.99 $487,617.37
Disclosure

SEC source: 0001181431-06-057506 · rrd132787.xml · nonDerivative · entry 2

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,766.7

Read SEC document
October 06, 2006 Filed Oct 10, 2006 20:13 UTC
Gerspach John CController
Exercise / conversionCommon Stock 11,580 $42.11 $487,630.33
Disclosure

SEC source: 0001181431-06-057506 · rrd132787.xml · nonDerivative · entry 1

Gerspach John C · CIK 0001321140 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,329.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2006 Filed Oct 10, 2006 20:10 UTC
BUSHNELL DAVID CSenior Risk Officer
GrantEmployee Stock Options (Right to Buy) · Derivative 23,320 $0.00 Strike: $51.03 $0.00
Disclosure

SEC source: 0001181431-06-057503 · rrd132721.xml · derivative · entry 5

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,320

Underlying: Common Stock · 23,320 shares

Expires 2012-02-13

Read SEC document
October 05, 2006 Filed Oct 10, 2006 20:10 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 25,733 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-06-057503 · rrd132721.xml · derivative · entry 4

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,577.96

Underlying: Common Stock · 25,733 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2006 Filed Oct 10, 2006 20:10 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 2,086 $51.03 $106,448.58
Disclosure

SEC source: 0001181431-06-057503 · rrd132721.xml · nonDerivative · entry 3

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,350.8

F1 · balance_after: Includes 3.5665 shares the Reporting Person acquired as a participant in the Issuer's employee Stock Purchase Program.

Read SEC document
October 05, 2006 Filed Oct 10, 2006 20:10 UTC
BUSHNELL DAVID CSenior Risk Officer
Tax withholdingCommon Stock 21,234 $51.03 $1,083,571.02
Disclosure

SEC source: 0001181431-06-057503 · rrd132721.xml · nonDerivative · entry 2

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,433.2

Read SEC document
October 05, 2006 Filed Oct 10, 2006 20:10 UTC
BUSHNELL DAVID CSenior Risk Officer
Exercise / conversionCommon Stock 25,733 $42.11 $1,083,608.91
Disclosure

SEC source: 0001181431-06-057503 · rrd132721.xml · nonDerivative · entry 1

BUSHNELL DAVID C · CIK 0001271830 · Senior Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,667.2

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 05, 2006 Filed Oct 10, 2006 16:11 UTC
DRUSKIN ROBERTPresident & CEO, CIB
GrantEmployee Stock Options (Right to Buy) · Derivative 72,874 $0.00 Strike: $51.03 $0.00
Disclosure

SEC source: 0001181431-06-057504 · rrd132717.xml · derivative · entry 7

DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,874

Underlying: Common Stock · 72,874 shares

Expires 2012-02-13

Read SEC document
October 05, 2006 Filed Oct 10, 2006 16:11 UTC
DRUSKIN ROBERTPresident & CEO, CIB
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 80,415 $0.00 Strike: $42.11 $0.00
Disclosure

SEC source: 0001181431-06-057504 · rrd132717.xml · derivative · entry 6

DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,805.88

Underlying: Common Stock · 80,415 shares

Expires 2012-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2006 Filed Oct 10, 2006 16:11 UTC
DRUSKIN ROBERTPresident & CEO, CIB
Tax withholdingCommon Stock 6,516 $51.03 $332,511.48
Disclosure

SEC source: 0001181431-06-057504 · rrd132717.xml · nonDerivative · entry 3

DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078,301.7

F1 · balance_after: Represents shares transferred to a Grantor Retained Annuity Trust ("GRAT"), of which the Reporting Person is the Trustee, on August 24, 2006.

F2 · balance_after: Reflects a distribution of shares to the Reporting Person in accordance with the terms of a Grantor Retained Annuity Trust.

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October 05, 2006 Filed Oct 10, 2006 16:11 UTC
DRUSKIN ROBERTPresident & CEO, CIB
Tax withholdingCommon Stock 66,358 $51.03 $3,386,248.74
Disclosure

SEC source: 0001181431-06-057504 · rrd132717.xml · nonDerivative · entry 2

DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,817.7

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October 05, 2006 Filed Oct 10, 2006 16:11 UTC
DRUSKIN ROBERTPresident & CEO, CIB
Exercise / conversionCommon Stock 80,415 $42.11 $3,386,251.53
Disclosure

SEC source: 0001181431-06-057504 · rrd132717.xml · nonDerivative · entry 1

DRUSKIN ROBERT · CIK 0001225175 · President & CEO, CIB

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,151,175.7

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 05, 2006 Filed Oct 10, 2006 20:12 UTC
Freiberg Steven JCo-CEO Global Consumer Group
GrantEmployee Stock Options (Right to Buy) · Derivative 34,808 $0.00 Strike: $51.03 $0.00
Disclosure

SEC source: 0001181431-06-057505 · rrd132722.xml · derivative · entry 6

Freiberg Steven J · CIK 0001338913 · Co-CEO Global Consumer Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,808

Underlying: Common Stock · 34,808 shares

Expires 2012-02-13

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.